THE EU FRAMEWORK PROGRAMME
FOR RESEARCH AND INNOVATION
HORIZON 2020
Smart Specialization Strategies:
Implementing European Partnerships
Low-Carbon Economy & Urban
Planning
Agustin ESCARDINO MALVA
European Commission, DG Research and Innovation
he Transition to a Low-Carbon Economy
ME-FRAME:
2020 Targets: 20% reduction GHG, 20% RES, 20% EE
• 10% renewable energy in transport
Proposed 2030 framework: 40% reduction GHG, >27% RES
2050 Roadmap: 80-95% reduction GHG
OW?:
Regulatory framework (DG ENER, DG CLIMA, etc)
Financial support to new low-carbon technologies (Horizon
ancial support to technology development & innovation
nd market uptake of low-carbon energy technologies
Capacity Building
nal/Regional R&I
ms
Research & Development
Innovation
"up-stream"
"down-stream"
Horizon 2020
ESI Funds
uctural and Investment)
Excellent R&I
Infrastructures and
ipment (IP1)
ESFRI
PPPs
prizes
Demonstration
procurement
Pilots KETs
SME instrument
Skills
Business Advisory
services
Market
Marie Skłodowska-Curie
KICs
SME
Pilot lines
Financial
instruments
Overview
Horizon 2020
What is Horizon 2020?
70 billion Research & Innovation
ogramme (2014-2020)
pillars:
Excellent
science
• Key objectives:
• Respond to the crisis: invest
in future growth and jobs
• Address people’s concerns:
livelihoods, safety and
environment
• Strengthen the EU’s global
position: in research,
Overview
Horizon 2020
Horizon 2020: Three Pillars
Horizon
2020
Excellent
Science
Industrial
Competitiveness
Access to Risk
Finance
Aprox 3.5 bn
(debt & equity)
Societal
Challenges
Energy
Aprox 6 bn
(grants)
What's new?
single programme: brings together three separate
ogrammes/initiatives*
oupling research
innovation: from research to retail,
forms of innovation
ocus on societal challenges: faced by EU society (e.g. health,
ean energy and transport)
mplified access: for all companies, universities, institutes in
EU countries and beyond
Energy challenge (6 bn EUR)
Main challenges:
upport the transition to a reliable, sustainable and competitive
nergy system by:
• Reducing energy
consumption and
carbon footprint
• Growth & integration of
renewables & alternative
energy technologies
• Making the power grid
more flexible
Competitiveness
of EU industry:
Whole supply
chain
Energy
efficiency
Cost effective
energy systems
Thematic scope of the Energy Challenge
according to the Horizon 2020 Specific Programme)
ducing energy consumption
d carbon footprint by smart
d sustainable use
oncepts, (non)-technological
nents and systems for buildings,
industry & people
•
Low-cost, low-carbon
electricity supply
Novel RE, efficient and flexible fossil fuel
plants & CCS, or CO2 re-use tech
•
Alternative fuels and mobile
energy sources
Bio-energy; power & heat; all forms of
transport; H and fuel cells; new forms
Thematic scope of the Energy Challenge
according to the Horizon 2020 Specific Programme)
single, smart European
ectricity grid
energy grid technologies, storage;
ms & market designs for interble networks; standards; emergency
rket uptake of energy
novation
d innovation; promotion of
rds; non-technological barriers;
& sustainable use of technologies
• New knowledge and technologies
Multi-disciplinary research for energy
technologies (including visionary actions)
• Robust decision making & public
engagement
Tools, methods, models and perspectives for
a robust and transparent policy support
First Horizon 2020 Work Programme
sic principles:
2-year to allow for better preparation of applicants
Challenge-based approach (not prescribing technology
options)
Cross-cutting actions
Use of Technology Readiness Levels to specify scope of
activities
Technology Readiness Levels
Idea. Unproven concept, no testing has been performed.
Basic research. Principles postulated and observed but no experimental proof available.
Technology formulation. Concept and application have been formulated.
Applied research. First laboratory tests completed; proof of concept.
Small scale prototype built in a laboratory environment ("ugly" prototype).
Large scale prototype tested in intended environment.
Prototype system tested in intended environment close to expected performance.
Demonstration system operating in operational environment at pre-commercial scale.
First of a kind commercial system. Manufacturing issues solved.
Full commercial application, technology available for consumers.
esearch and Innovation actions
ctions primarily designed to establish new knowledge and/or to explore
he feasibility of a new or improved technology, product, process, service,
r solution, including testing and validating on a small scale laboratory
rototype.
rojects may contain closely connected but limited demonstration or pilot
ctivities to show technical feasibility in a near to operational environment.
ding rate: maximum 100%
nnovation actions
ctions primarily aimed at producing plans and arrangements or designs
or new, altered or improved products, processes or services. For this
urpose they may include prototyping, testing, demonstrating, piloting,
arge-scale product validation and market replication.
ding rate: maximum 70%
oordination and support actions
ctions consisting primarily of accompanying measures such as
tandardisation, dissemination, awareness-raising and communication,
etworking, coordination or support services, policy dialogues and mutual
earning exercises and studies, including design studies for new
nfrastructure and may also include complementary activities of networking
nd coordination between programmes in different countries.
ding rate: maximum 100%
Four Calls and their indicative budget
ergy efficiency
mart cities & communities
mpetitive low-carbon
ergy
ME's and Fast Track to
novation for Energy
Calls
2014
(M€)
2015
(M€)
Energy Efficiency
97
98
Smart Cities and
Communities
92
Competitive Low-Carbon
Energy
363
108
374
SMEs and Fast Track to
Innovation
34
51
Part B – other actions
75
61
Part B - other actions
Call EE: Energy Efficiency
Buildings and consumers
hallenge is to increase the rate, quality
nd effectiveness of building renovation,
ith special attention to historic buildings;
omplementary to the call of the EeB PPP
Heating and Cooling
chnology development & market uptake
•
Industry and products
Optimisation of the use of resources,
processes & synergies between industries
•
Market uptake
Investment mobilisation support; support
for EU companies to capture emerging
markets
all SCC: Smart Cities and Communities
mart Cities & Communities
ghthouse (large scale demo –
st of the kind) projects
grating energy, transport, ICT sectors
ublic procurers in local
dministrations (CSA)
rt solutions for better cities and
munities – prize competition (CSA)
• Enhancing the roll-out of
Smart Cities & Communities
solutions by stimulating the
market demand
Developing a framework for
common, transparent data
collection and performance
measurement (CSA)
Development of system
standards (CSA) 2015
Smart solutions for creating
better cities and communities –
assistance for a prize competition
(CSA) 2015
Call LCE: Competitive Low-carbon
Energy
w knowledge and technologies
newable electricity and
ating/cooling
dernising the single European
ectricity grid
xibility through enhanced
ergy storage technologies
stainable biofuels and
ernative fuels for the
ropean transport fuel mix
• Enabling the decarbonisation of the
use of fossil fuels during the
transition to a low-carbon economy
• Supporting the development of a
European Research Area in the
field of Energy
• Social, environmental and
economic aspects of the energy
system
• Cross-cutting issues
Call SIE: SMEs and Fast track to
Innovation for Energy
ulating the innovation
ntial of SMEs for a low
on and efficient energy
em (SME Instrument)
Phase 1: feasibility study (i.e. risk
assessment, market study, innovation
strategy development…)
Phase 2: innovation project with
emphasis on demonstration and
market replication (i.e. prototyping,
testing, miniaturisation, design…)
Phase 3: commercialisation phase;
• Fast Track to Innovation - Pilot
Continuously open call with 3 cut-off dates
per year, bottom-up driven logic, <5 legal
entities, <3M€, time to grant of max 6
months 2015
Covering all fields across LEITs (Leadership
in enabling & industrial tech) and SCs
er parts of H2020 of direct relevance to Energy
EIT – KET materials, nano, electronics, manufacturing, processing
ET-open and FET-pro-active
esearch Infrastructures
RC, EIT
ME instrument (directly paid from Energy SC budget)
RC direct actions (IET, IPTS)
se links – societal challenges
Open question: synergies
between all instruments
ancial support to technology development & innovation
nd market uptake of low-carbon energy technologies
Capacity Building
nal/Regional R&I
ms
Research & Development
Innovation
"up-stream"
"down-stream"
Horizon 2020
ESI Funds
uctural and Investment)
Excellent R&I
Infrastructures and
ipment (IP1)
ESFRI
PPPs
prizes
Demonstration
procurement
Pilots KETs
SME instrument
Skills
Business Advisory
services
Market
Marie Skłodowska-Curie
KICs
SME
Pilot lines
Financial
instruments
HORIZON 2020
Thank you!
More information: