Appraisal Output Aide Memoire

Surrey and Sussex Area Team
Appraisal Output Aide Memoire September 2014
AREA
1. Scope of practice
NOTES
•
•
•
•
•
2. Achievements/
aspirations/challenges
•
•
•
3. CPD
•
•
•
•
•
All roles, for which a licence to practice is
required, must be described. Make comments
regarding evidence of supporting
information/CPD/competency etc in the
summary for each role. This also relates other
roles within the practice such as safeguarding
lead etc.
For toolkits and platforms that not have a
specific section for this, it is worth adding before
knowledge + skills section.
Be clear which roles the supporting evidence
submitted/credits being claimed for, support
bearing in mind that some supporting evidence/
credits may overlap roles.
If other roles have been appraised separately,
please describe what evidence you’ve seen to
be able to state that this is the case.
If relevant, declare in the summary “there are no
other roles for which a license to practice is
required, beyond what is described above.”
We all ask about these but rarely record them.
It sets a good tone at the outset of an appraisal
You can add after “scope” or in the general
summary
The “Excellence” tool looks to see if appraisers
are exploring these themes.
We interpret that the minimum number of CPD
credits required to support the role of a GP is
250 over 5 years, averaging 50 per year.
As a guide,for a doctor with who works solely as
a general practitioner we want to see 50 credits
per year relating to the GP role, with at least 40
relating directly to clinical GP credits, 10 can be
non-clinical but for the GP role.
In order to demonstrate competency in each
extra role, there needs to be sufficient related
CPD credits in the portfolio. There may be some
roles which genuinely only require a small
amount of annual CPD, others may require
more, so establish what would be reasonable
and appropriate and assess against this.
Again, some CPD may overlap roles and
therefore could count towards each role.
IMPACT-Whilst many doctors provide far in
excess of 50 CPD points (including any impact
you choose to claim), a small number are using
a higher proportion of impact credits to reach 50
CPD points. Whilst Impact is supported by the
RCGP and has a role in measuring CPD, it is
EXAMPLE
COMMENTS
Dr X is a full
time GP
Principal with
no other
roles for
which a
licence to
practise is
required.
Surrey and Sussex Area Team
Appraisal Output Aide Memoire September 2014
4. Quality
Improvement Activity
viewed that those that rely on this to reach 50
points are unlikely to have embraced enough
professional development that the broad general
practice curriculum requires. Appraisers will
look critically at how Impact is used, and
challenge this if there is not sufficient evidence
that it has had a significant impact on your
clinical practice. It is also recognised that some
GPs will have already prepared portfolios for
their next appraisal relying on impact credits to
reach a minimum of 50. In agreement with the
LMC, for all appraisals completed before
October 2014, the Area Team will accept up to
10 well evidenced impact credits in this
circumstance, as long as it is the appraiser’s
professional judgement that you have covered
enough of the GP curriculum to keep yourself up
to date’. After October 2014, impact will not be
recognised in the CPD credit tally. Impact can
only be scored where learning HAS effected a
change AND it can be evidenced. Some doctors
may wish to have impact acknowledged, once
they have reached the threshold for minimum
recommended CPD credits per role.
• Reflection, reflection, reflection. Absolutely
clear from the GMC that this is required and so
please say so when and whether or not it has
occurred
The following are deemed to be acceptable:1. A first or second cycle clinical audit (group or
personal) which you have reviewed, evaluated
and described/reflected your personal learning
and how this has changed your practice.
2. Case reviews presented in a structured way
(such as using an SRT) which promote learning
outcomes and reflection. Could also be an SEA.
3. Clinical data collection exercises from which
learning points and reflections relevant to your
practice can be derived.
4. Reviews of clinical outcomes which are relevant
to your practice.’
See GMC guidance on supporting information
"For the purposes of revalidation, you will have to
demonstrate that you regularly participate in activities
that review and evaluate the quality of your work.
Quality improvement activities should be robust,
systematic and relevant to your work. They should
include an element of evaluation and action, and where
possible, demonstrate an outcome or change."
In order to assure an appraiser that QIA is
undertaken regularly, there should be some form of
QIA included in the portfolio on an annual basis.
Surrey and Sussex Area Team
Appraisal Output Aide Memoire September 2014
http://www.gmcuk.org/doctors/revalidation/revalidation_information.asp
We would like to see a doctor’s portfolio containing one
substantial piece of QIA per five year cycle (e.g. audit
or series of case reviews) with a small example of QIA
in each of the other years (eg a case review).
5. Significant Event
Analysis
Any SUI type/threshold event that occurs is expected
to be described, reflected upon and discussed at
appraisal.
Inclusion of lower level SEAs provide opportunities to
demonstrate patient led learning and provide a degree
of assurance that a doctor is undertaking a reflective
approach to their work. For this purpose, a doctor may
choose to include these too.
6. MSF + PSQ
7. Complaints
See GMC guidance on supporting
information http://www.gmcuk.org/doctors/revalidation/revalidation_information.asp
• DATES of both. RMS will not let you save the
revalidation summary unless dates are added. If
you don’t have the actual date, add the date of
the appraisal
• The number of responses required depends
upon the Toolkit used, as each toolkit has
different requirements. The tool you use must
adhere to GMC guidance. (personal but not
administered or collated personally and with a
benchmarked sample size). As a guide, the
numbers of feedback forms required for PSQ
varies between 30 and 50 and for MSF is
between 15 and 20.
• See GMC website for guidance of acceptable
first cycle MSF/PSQ.
•
•
•
•
If present must be declared, written up, reflected
upon
Some toolkits include an “absence of
complaints” box for doctors to tick.
Worth writing “no declared complaints”
Add that the doctor declares that they have not
Surrey and Sussex Area Team
Appraisal Output Aide Memoire September 2014
•
8. Probity
•
•
9. Health
•
•
•
•
•
10. Authenticity of
documents provided
11. Adherence to
GMP principles
12. Last years’ PDP
•
Simply YES or NO
•
Again, simply YES or NO – but worth confirming
in the summary section as a fail safe
A brief summary of key achievements, non
achievements and why
Some portfolios allow you to sign off in the PDP
section – but this is not always visible to Lead
Appraisers/Area Team when cross checking for
revalidation. Also often just recorded as
“achieved” with no narrative
This must be referred to in the summary
Should be SMART
There should normally be between 3 and 5
elements of the PDP. These should reflect the
doctor’s GP needs and if there are other needs
above and beyond a General Practice role these
should be included as additional elements.
Origin of PDP item – this is scored in the
“Excellence” tool.
A useful technique is to ask – “What will you
bring next year that will show you have achieved
this goal?
We should be expecting to cover the whole
scope of practice in the PDPs over a 5 year
cycle
One option would be to become familiar with the
Surrey and Sussex CCGs’ local priorities as
•
•
13. This years’ PDP
been asked to bring anything to discuss at
appraisal by the Area Team/GMC etc.
Failure to declare a complaint at appraisal is a
probity issue
Do discuss probity issues. The Leicester
structured reflective template provides a good
aide memoire to inform the conversation.
Although most portfolios ask you declare
adherence to “probity”, check their
understanding of its meaning and adding a
comment to that effect
Probity must be referred to in the summary
We expect you to ask if there are any health
issues that affect the doctor’s ability to practise
safely.
Add a brief comment in the summary regarding
the doctor’s response, even if they state that
there are no issues.
Doctors are under no obligation to discuss other
health matters though.
The Leicester structured reflective template
provides a good aide memoire
•
•
•
•
•
•
•
We went
through the
Leicester
probity SRT
and identified
X as an
issue.
Dr X stated
to me that
there he/she
had no
health issues
that would
impact on
patient care.
We identified
some key
learning from
the complaint
“x” therefore
has been put
into Dr X’s
PDP for the
coming year
The evidence
you will
provide
therefore
next year will
be…..
Surrey and Sussex Area Team
Appraisal Output Aide Memoire September 2014
these may help to frame some objectives.