Algebraic and Geometric aspects of
CMC surfaces
Laurent Hauswirth
31 Mai 2014
Minimal surfaces in R3 de genre zero
Theorem (Colding, Collin, Meeks, Minicozzi, Perez, Ros,
Rosenberg)
A minimal surface properly embedded in R3 with genus
zero is a plane, a catenoid, a helicoid or a Riemann’s type
example.
Remark Minimal surfaces properly embedded of genus 0
are foliated by constant curvature curves.
Minimal surfaces in R3 de genre zero
picture : Matthias Weber
Compact minimal annuli in R3
• Conformal immersion parametrized by third coordinate
X : {(x, y) ∈ R2 ; C1 ≤ y ≤ C2 and 0 ≤ x ≤ τ } → R3
X(x, y) = (G(x, y), y) and X(x + τ, y) = X(x, y)
x → X(x, C1 ) and x → X(x, C2 ) are circles
• Metric ds2 = cosh2 ω|dz|2
• n3 =< N, e3 >= tanh ω
• Minimal surface equation : ∆ω = 0
Compact minimal annuli in R3-Shiffmann ’56
• Minimal surface equation : ∆ω = 0
• v = cosh2 ω∂x (k(y = t)) = ωxy − tanh ωωx ωy is a Jacobi field
• Jacobi operator
Lv = cosh
−2
2|∇ω|2
ω ∆v +
v =0
cosh2 ω
• v = 0 on the boundary and v = 0 describe at least four
nodal domain on the annulus by four vertex theorem
• Index L ≤ 1 imply v = 0 and the annulus is foliated by
circles.
Compact minimal annuli in R3
• v = ωxy − tanh ωωx ωy Jacobi field
• Minimal surface : X + tvN + O(t2 )
• Metric : ω(t) = ω + tu + O(t2 )
• KDV equation :
dω
dt
= u = ωzzz − 2ωz2
CMC sphere in R3
Hopf : An immersed CMC topological sphere is round
Alexandrov : An embedded compact CMC surface is a
sphere (hence round).
Open problem : In any tubular neighborhood of a unit
sphere, does there exists an immersed H = 1 surface ?
CMC Tori in R3
H = 1/2 constant mean curvature Torus conformally
immersed :
X : C\Γ → R3
Induced metric : ds2 = e2ω |dz|2
Holomorphic quadratic differential :
1
Q = hXzz , Ni(dz)2 = (dz)2
4
Gauss equation :
∆0 ω + sinh ω cosh ω = 0
CMC immersed Tori in R3
¨
picture : Felix Jakob Knoppel
Curve theory and vortex filament flow
Consider a closed curve γ0 : S1 → R3 parametrized by arc
length and integrate the flow given by its curvature along
the binormal :
dγ
= γ 0 ∧ γ 00 = kγ (t)B(t) and γ(0) = γ0
dt
Define the Complex curvature :
Z
ψ(t, s) = k(t, s) exp i τ (t, s)ds
Equation (NLS) for vortex filament flow :
1
idψ
+ ψss + |ψ|2 ψ = 0
dt
2
Vortex filament flow
¨
picture : Felix Jakob Knoppel
Vortex filament flow
¨
picture : Felix Jakob Knoppel
Soul conjecture of Pinkall
Let γ : S1 −→ R3 be an embedded curve and Tγ () an
-tubular neighborhood of the curve γ.
Does there exists for a constant H > 0 large enough a
constant mean curvature H torus immersed in Tγ ().
-The set of finite type closed curve solution of the vortex
filament flow are dense in the set of embedded curves of
R3
-When H → ∞ a CMC H sequence of tori converge to a
curve of finite type solution of the vortex filament flow.
CMC Annuli in R3
picture : Nick Schmitt
Minimal annuli properly embedded in S2 × R
There is a two-parameter family of annuli :
-Flat cylinder : a geodesic Γ product with R : Γ × R
-Helicoid : Foliated by horizontal geodesics turning with
constant speed around two vertical axis.
-Onduloid : Rotational and periodic examples
-Riemman’s type examples (two parameter family of
periodic examples).
Theorem (-, Kilian,Schmidt) A properly embedded
minimal annulus in S2 × R is foliated by horizontal
constant curvature curves, therefore it is one example
beside flat cylinders, helicoids , a rotational examples or
Riemman’s type annuli.
Minimal annuli Alexandrov Embedded in S3
and CMC tori
-CMC tori are infinitely covered by CMC annuli (Choose
one period of the torus which remains closed)
-There is exactly two periods of the torus such that the
covering annulus is Alexandrov embedded.
Theorem (2012, Brendle for H=0, 2012 Andrews,Li for
H 6= 0)( 2013, -,Kilian,Schmidt) A CMC embedded torus
embedded in S3 is a rotational torus.
CMC embedded Tori in S3
picture : Nick Schmitt
Local geometric property
Consider ω : C → R solution of ∆0 ω + sinh ω cosh ω = 0
1 There exists one-parameter family of CMC H=1/2
isometric immersion. For λ ∈ S1 :
Yλ : C → R3 with metric ds2 = e2ω |dz|2
2 Family of Gauss map associate to the immersion :
Gλ : C → S2 harmonic map
3 The holomorphic quadratic Hopf differential of G is
Qλ =< (Gλ )z , (Gλ )z >S2 (dz)2
Qλ = λ−1 Q1
4 The Gauss map induce a minimal surface in S2 × R :
Z
p
2
Xλ : C → S × R with Xλ (z) = (Gλ (z), Re −2i Qλ )
5 The immersion CMC H = 1/2 given by Yλ is locally
isometric to a minimal surface in Y˜λ : Ω → S3 by solving
Gauss-Codazzi equation.
6 Minimal surface equation = HARMONIC map
Y˜λ : Ω → S3
Gλ : C → S2
( ∆G + |∇G|2 G = 0)
Remark
-Closing condition and Embeddness change with the
ambient space
R3 , S2 × R, S3
-The holomorphic quadratic differential Q has no the
same meaning. It is concerning the third coordinate or the
second fundamental form.
6-Dictionnary of the local immersion :
a- ω = 0 : γ × R —Cylinder—Clifford
b-ω depends only in one variable x or y :
Onduloid—–Delaunay—–Rotational embedded CMC in S3
Helicoid—–Nodoid—CMC Nodoid in S3
c-ω(x, y) = f (x)g(y) where f , g are elliptic functions.
Riemman annuli –Abresch family’s–”Villarceau” Family
Global geometric property
Theorem (Meeks,Rosenberg) A properly embedded
minimal annulus in S2 × R have bounded curvature
|K| ≤
where F3 =
flux.
R
γ
C
F3
< η, e3 > ds is the third coordinate of the
Proof of the theorem in S2 × R or in S3
1 - Properly embedded minimal annuli in S2 × R imply
bounded curvature |K| ≤ C
- Infinite covering of compact tori in S3 has bounded
curvature. It is an annulus which is mean convex
Alexandrov embedded
Mean Convex Alexandrov Embedded : X : M → S3
extends as an immersion to a 3-connected manifold N
with boundary ∂N = M with
1)The mean curvature with inward normal is non negative
2) The manifold N is complete with the induce metric
Proof of the theorem in S2 × R or in S3
2 Bounded curvature in S2 × R or ”covering torus” in S3
imply that the annulus is parabolic and can be
parametrized by a solution of
∆0 ω + sinh ω cosh ω = 0 with Qλ = λ−1 (dz)2
With closing condition
Xλ : C → S2 × R and Xλ (z + τ ) = Xλ (z)
3 Bounded curvature imply that the annulus has Finite
type
4 The space moduli of embedded annulus in S2 × R or
Alexandrov embedded annulus in S3 of finite type is path
connected and we can deform a such annulus up to a flat
example where ω = 0.
5 Study the possible deformation of flat cylinder to prove
isolated property of the embedded family into the family of
finite type annuli.
Space of CMC annuli via Integrable system
• Conformal immersion Xλ : C → S3 (orS2 × R)
• Periodic X(z + τ ) = X(z)
• Metric ds2 = e2ω |dz|2 (ords2 = cosh2 ω|dz|2 )
• Hopf differential Q =
λ−1
dz2
4
• ∆0 ω + sinh ω cosh ω = 0
Space of CMC annuli via Integrable system
• Consider a solution of Lu = ∆0 ω + sinh ω cosh ω = 0
where
ω : C → R is the metric.
•Linearisation of the equation and ALGEBRAIC family of
solutions u0 , u1 , u2 ..... :
∆0 ui + (cosh 2ω)ui = 0
Space of CMC annuli via Integrable
system-The hierarchy
• Deformation of the metric : ω(t) = ω0 + tu + ◦(t2 )
• Linearized sinh-Gordon operator
Lu = ∆0 u + (cosh 2ω)u = 0
•Hierarchy : Consider un a solution of Lun = 0 and find φ
solution of the system :
(φn )z = 4ωz un
(φn )¯z = −4 sinh ω cosh ωun
Then
un+1 = (un )zz − ωz φn satisfy Lun+1 = 0
Space of CMC annuli via Integrable
system-The hierarchy
• Consider a solution of Lu = ∆0 ω + sinh ω cosh ω = 0
where
ω : C → R is the metric.
•Linearisation of the equation and ALGEBRAIC family of
solutions u0 , u1 , u2 ..... :
∆0 ui + (cosh ω)ui = 0
•Find solution of sinh-Gordon equation
ω(t) = ω + tui + o(t2 ) which satisfy
∂ω
= ui .
dt
u0 = 0
u1 = ω z
u2 = ωzzz − 2ωz3 .......
Space of CMC annuli via Integrable system
•Family of immersions induced by metric ω(t) :
X(t) : C → S3 (or)S2 × R with X(t) = X + tξ + o(t2 )
• Integration of u1 = ωz is a translation in the surface.
Space of CMC annuli via Integrable system
• Integration of a KDV equation in the metric.
∂ω
= u2 = ωzzz − 2ωz3
dt
In the geometry of the surface of S2 × R, the variational
field is
< ξ, N >= λ∂x (kg )
where kg (x) is the curvature of the horizontal curve.
• u2 = a1 u1 imply ”Horizontal curve is a circle”
Space of CMC annuli via Integrable system• Finite type=KerL has finite dimension
g
X
ai ui = 0
i=1
Condition : A torus is compact or |ω| ≤ C on R × S1
• Integrating u0 , ....ug (finite type) define commuting flows
on the sinh-Gordon equation and immersions
X : C → S3 (or)S2 × R
Integrable system construct a differentiable group action
which act on the set of flow :
t = (z, t2 , t3 , ...tg ) ∈ Cg → ω(z, t2 , t3 , ...tg ) and X(z, t2 , t3 , ...tg )
ω(t + t0 ) = ω(t0 + t) and X(t + t0 ) = X(t0 + t)
• Long time existence for the deformations ω(t) and X(t)
• Immersions are not isolated and we have family
I(a) = {Family of surfaces with
g
X
ai ui = 0}
i=1
The set I(a) is called ISOSPECTRAL SET and has a
commutative group structure.
Space moduli of annuli M
• Let be ω with associate algebraic condition a.
How to solve the period problem for the immersion
X(z + τ ) = X(z) ?
Proposition : The closing condition is an isospectral
property
Definition : The space moduli of annuli is given by :
M = ∪{I(a); ∃τ (a) ∈ C with X(z + τ ) = X(z)}
Property The isospectral set I(a) is compact and
diffeomorphic to a (S1 )g for generic algebraic data a
( (CP1 )n × (S1 )g−2n ).
• Find deformation of the algebraic condition a which
preserve the closing condition of the immersion X(z)
• Induce a deformation of a whole family of flow which are
contains in a differentiable compact manifolds I(a).
Remark
- Deformation isospectral= Integrate Uniformly bounded
variational field on the surface.
-Deformation of a=Integrate non bounded variational field
on the surface.
Proposition : Embeddness (or Alexandrov embeddness)
of annuli is an isospectral property.
Theorem : There is a path wich connect continuously I(a)
to the isospectral set of the flat solution ω = 0 preserving
closing condition and embeddness.
Definition The number g is the spectral genus
• g = 0 imply ω = 0
• g = 1 imply that translation in the surface depends only
in one parameter=rotational invariant.
• g = 2 contains family foliated by constant curvature
curves.
Spectral curve
• a(λ) ∈ C2g [λ] with 2g pairwise distinct roots which
satisfies the reality conditions
|a(0)| =
1
,
16
¯ −1 ) = a(λ) and a(λ) ∈ R− for all λ ∈ S1 .
λ2g a(λ
λg
Definition The spectral curve Σ of genus g associate to
the immersion X : C → S2 × R or S3 is defined by adding
(∞, 0) and (∞, ∞) as branch points in the
compactification of
Σ∗ = {(ν, λ) ∈ C2 ; ν 2 = λ−1 a(λ)}
Isospectral set
t
• Potential Pg = {ξλ ∈ sl2 (C); λg−1 ξ1/λ¯ = −ξλ }
−1
ξλ = λ
X
g
0 β−1
βn
n αn
+
λ
0 0
γn −αn
n=0
• Isospectral set : I(a) = {ξλ ∈ Pg ; det ξλ =
a(λ)
}
λ
• Exp[zξλ ] = Fλ (z)Bλ (z)
t
Fλ : C → ΛSU2 = {F1 λ¯ = Fλ−1 }
Bλ : C → Λ+ SL2 = {Bλ holomorphic on |λ| ≤ 1, B0 triangular}
Immersion
• Fλ : C → SU2 with Gλ (z) = Fλ (z)σ3 Fλ−1 (z) is harmonic
map
• CMC conformal immersion in S3
˜
(z) ∈ S3
X(z)
= Fλ1 (z)Fλ−1
2
2
with H = i λλ12 +λ
−λ1
Period problem
• The immersion is periodic iff Fλ (τ ) = ±Id.
• The eigenvalue of Fλ (τ ) is µ(λ) with
a µ : Σ \ {0, ∞} → C holomorphic and without zeroes
b µ has essential singularity.
√ −1
d ln µ − τ d λ extend holomorphically at λ = 0
√
d ln µ − τ¯d λ extend holomorphically at λ = ∞
c Under elliptic involution σ : (ν, λ) → (−ν, λ), we have
σ ∗ µ = µ−1 and µ = ±1 at zeroes of (λ − λ1 )(λ − λ2 )a(λ).
Double roots of a
Consider points where µ = ±1.
• Points λ = α0 on S1
• Points λ = α0 away from S1
Points λ = α0 on S1
a˜(λ) = (λ − α0 )2 a(λ)
µ
˜(λ) = µ(λ)
ξ˜λ = (λ − α0 )ξλ
˜ λ (z) = −Fλ (α0 z)
No change the frame F
Points λ = α0 away from S1
a˜(λ) = (λ − α0 )2 (1 − α
¯ 0 λ)2 a(λ)
µ
˜ = µ(λ)
Two different orbit
α β
˜
ξλ = (λ − α0 )(1 − α
¯ 0 λ)
γ −α
ξ˜λ =
(λ − α0 )(1 − α
¯ 0 λ)α
(λ − α0 )2 β
(1 − α
¯ 0 λ)2 γ
−(λ − α0 )(1 − α
¯ 0 λ)α
I(a) = I1 ∪ I2
Spectral genus one annulus and a Bubbleton
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