This must-attend seminar offers a practical approach to positively managing the conflicts of interest that every investment professional might face during their career. During the interactive session, you will hear advice from industry experts, have the opportunity to share concerns and ask questions, then take away actionable solutions to serve you, your organisation and the wider industry. An open and honest discussion of the potential price of making ethical choices and what to do when we find ourselves in a situation with potential for conflict of interest is relevant for all investment professionals. Staying ethical demands a clear and deliberate decision on our part, but it also requires help and support from others. This seminar will give practical examples of how some of our peers have dealt with conflicts of interest. At a time when the public views our industry with distrust, there is much talk about ethics. We need to move from teaching an ethics code to talking about how to put it to practice. In Singapore in May 2013, John Rogers, CEO of CFA Institute said “If we cannot control ourselves as an industry, then angry voters and their elected leaders will certainly re-regulate finance to the status of a utility.” Take a positive step to driving change in our industry and register now for this unique event. Learn more about other ways you can help shape a more trustworthy financial industry, visit www.cfainstitute.org/futurefinance. Swissôtel Métropole 34, Quai Général Guisan Geneva 21 May 2014 12.00 – 14.15h (registration opens 11.45h) Fees: Member CHF 15.00 Member Guest CHF 35.00 (Member’s guest to use promotion code: MemberGuest (This is a Members only CE Event – No Media) Featured Speakers Robert Jenkins, Professor of Finance at London Business School Robert Jenkins is a former banker, fund manager and regulator and is currently a teacher, board director and public policy advocate. Mr. Jenkins was a senior executive at CitiGroup where he ran the bank’s trading and sales activities in Dubai, Bahrain, Switzerland and Japan. Mr. Jenkins headed the asset management activities of Credit Suisse in Japan and served as CEO and then Chair of F&C Asset Management. Prior to his appointment at the Bank of England, he was CEO and Partner of Combinatorics Capital, a NY-based hedge fund. Mr.Jenkins Chaired the Investment Management Association of the UK, the trade body for the investment industry. He co-Chaired the Chancellor’s task force on the “Future of the UK investment Industry” and served on the UK’s Takeover Panel. From 2011-13 he served as a founding member of the Bank of England’s Financial Policy Committee. He is currently Adjunct Professor of Finance at London Business School, Senior Advisor to CVC Capital Partners, a Governor of the CFA Institute, a non-executive Director of the Aberdeen All Asia Investment Trust and a Senior Fellow at Better Markets, the Washington, D.C.-based think tank. Mr. Jenkins attended universities in the US, France and Italy. Hans Peter Rohrer, Rohrer Asset Management Prof. Robert Jenkins Hans Peter Rohrer Hans Peter Rohrer is currently an independent asset manager since 2007 in Zurich, focused on high net worth individuals. Mr. Rohrer was in a management position at several banks in Switzerland and Liechtenstein and CEO of the first foreign bank in Liechtenstein where he shaped the start-up phase. Mr. Rohrer studied at the Business School (HWV) of St. Gallen and later attended the Swiss Banking School. He is committed to an ethical responsible asset management that puts clients first, something that – as he has experienced – pays off. Christina Rulfs, Director, Society Advocacy Engagement, CFA Institute EMEA Christina Rulfs is responsible for engaging CFA Institute member societies in Europe, Middle East and Africa (EMEA) in advocacy work. In her role, Ms. Rulfs works with member societies to advance awareness and adoption of CFA Institute ethics and standards, as well as policy positions on financial market integrity issues. This involves outreach to local stakeholders, including the industry, policy makers, and the public across EMEA markets. Ms. Rulfs holds a MSc in International Policy from the University of Bristol and is a CFA charterholder. Christina Rulfs, CFA
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