Cover Page The handle http://hdl.handle.net/1887/30118 holds various files of this Leiden University dissertation. Author: Ganpat, Soenita Minakoemarie Title: Dead or Alive? The role of personal characteristics and immediate situational factors in the outcome of serious violence Issue Date: 2014-12-16 Dead or Alive? The role of personal characteristics and immediate situational factors in the outcome of serious violence Dead or Alive? The role of personal characteristics and immediate situational factors in the outcome of serious violence PROEFSCHRIFT ter verkrijging van de graad van Doctor aan de Universiteit Leiden, op gezag van Rector Magnificus prof. mr. C.J.J.M. Stolker, volgens besluit van het College voor Promoties te verdedigen op dinsdag 16 december 2014 klokke 11.15 uur door Soenita Minakoemarie Ganpat geboren te Paramaribo (Suriname) in 1982 Promotiecommissie: Promotoren: prof. dr. P. Nieuwbeerta prof. dr. J.P. van der Leun Overige leden: prof. dr. W. Bernasco (NSCR and prof. mr. dr. J.H. Crijns dr. M.C.A. Liem prof. mr. dr. E.R. Muller VU University Amsterdam) Lay-out: Anne-Marie Krens – Tekstbeeld – Oegstgeest ISBN 978-94-6259-422-7 © 2014 S.M. Ganpat Behoudens de in of krachtens de Auteurswet van 1912 gestelde uitzonderingen mag niets uit deze uitgave worden verveelvoudigd, opgeslagen in een geautomatiseerd gegevensbestand of openbaar gemaakt, in enige vorm of op enige wijze, hetzij elektronisch, mechanisch, door fotokopieën, opnamen of enige andere manier, zonder voorafgaande schriftelijke toestemming van de uitgever. Het reprorecht wordt niet uitgeoefend. No part of this publication may be reproduced, stored in a retrieval system, made available or communicated to the public, in any form or by any means, without the prior permission in writing of the publisher, unless this is expressly permitted by law. Table of contents 1 Introduction 2 Homicide in the Netherlands 23 3 Comparing characteristics of homicides in Finland, the Netherlands and Sweden 41 The influence of offenders’ criminal history on the likelihood of committing lethal versus non-lethal violence 51 The relationship between victims’ criminal history and lethal versus nonlethal outcomes of violence 71 The influence of event characteristics and actors’ behavior on the outcome of violent events: comparing lethal with non-lethal events 89 4 5 6 7 8 9 1 The relationship between a person’s criminal history, immediate situational factors and lethal versus non-lethal events 113 Violence unfolding. An exploration of the interaction sequence in lethal and non-lethal violent events 135 General discussion 159 NEDERLANDSE SAMENVATTING (SUMMARY IN DUTCH) 181 REFERENCES 189 NAWOORD (ACKNOWLEDGEMENTS) 201 CURRICULUM 205 VITAE Detailed table of contents 1 INTRODUCTION 1.1 1.2 1.6 1.7 Introduction Theoretical background 1.2.1 Theoretical background on personal characteristics 1.2.2 Theoretical background on characteristics of the violent event Previous research 1.3.1 Previous (Dutch) research on homicide 1.3.2 Previous research on personal characteristics 1.3.3 Previous research on immediate situational factors 1.3.4 Limitations of previous research This study: comparing lethal and non-lethal violence Data 1.5.1 European data on lethal violence: the European Homicide Monitor 1.5.2 Dutch data on lethal violence: the Dutch Homicide Monitor supplemented with data on the criminal history of offenders and victims 1.5.3 Dutch data on non-lethal violence: Dutch Public Prosecution Office data complemented with criminal history data of offenders and victims 1.5.4 Detailed Dutch data on lethal and non-lethal violence: SIH dataset Relevance of this study Outline of this thesis 2 HOMICIDE 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 Introduction Previous studies on homicide Data sources used for this study Epidemiology of homicide in the Netherlands Victim and perpetrator characteristics Explanations for homicide in the Netherlands Policies specific to the Netherlands Conclusion 1.3 1.4 1.5 IN THE 1 NETHERLANDS 1 3 3 4 5 6 7 9 10 11 13 14 14 14 16 17 18 23 23 24 26 27 32 35 37 39 Detailed table of contents VIII 3 3.1 3.2 COMPARING CHARACTERISTICS NETHERLANDS AND SWEDEN OF HOMICIDES IN FINLAND, THE 3.4 Introduction Data and method 3.2.1 Data sources used in this study 3.2.2 Definitions 3.2.3 National homicide data per country Results 3.3.1 Characteristics of homicide incidents in Finland, the Netherlands and Sweden 3.3.2 Background characteristics of homicide victims in Finland, the Netherlands and Sweden 3.3.3 Background characteristics of homicide offenders in Finland, the Netherlands and Sweden Conclusion and discussion 4 THE 3.3 41 41 42 42 43 43 44 44 47 48 49 INFLUENCE OF OFFENDERS’ CRIMINAL HISTORY ON THE LIKELIHOOD OF COMMITTING LETHAL VERSUS NON-LETHAL VIOLENCE 51 4.5 4.6 Introduction Theoretical background Previous studies Method 4.4.1 Selected population of lethally and non-lethally violent offenders 4.4.2 Criminal Record Register 4.4.3 Variables Results Conclusion and discussion 51 53 55 57 57 58 59 60 66 5 THE 4.1 4.2 4.3 4.4 5.1 5.2 5.3 5.4 5.5 5.6 RELATIONSHIP BETWEEN VICTIMS’ CRIMINAL HISTORY AND LETHAL VERSUS NON-LETHAL OUTCOMES OF VIOLENCE 71 Introduction Theoretical background 5.2.1 Self-control theory 5.2.2 Lifestyle-routine activity theory (LRAT) Previous studies linking offending patterns and (lethal) victimization 5.3.1 Criminal history of victims of lethal violence 5.3.2 Criminal history of victims of non-lethal violence 5.3.3 Criminal history of victims of lethal versus non-lethal violence Data and methods 5.4.1 Selected sample of victims 5.4.2 Criminal record data 5.4.3 Variables Results 5.5.1 Descriptive analyses 5.5.2 Multivariate analyses Conclusion and discussion 71 74 74 75 76 76 77 77 78 78 79 79 80 80 84 85 Detailed table of contents 6 THE IX INFLUENCE OF EVENT CHARACTERISTICS AND ACTORS’ BEHAVIOR ON THE OUTCOME OF VIOLENT EVENTS: COMPARING LETHAL WITH NON-LETHAL 89 EVENTS 6.1 6.2 6.3 6.4 6.5 6.6 6.7 7 7.1 7.2 7.3 7.4 7.5 7.6 8 8.1 8.2 8.3 Introduction Previous studies event characteristics Explaining lethal outcomes of violent events Data and method 6.4.1 Selected samples of lethal and non-lethal events 6.4.2 Court files 6.4.3 Description of the total selected sample Measurements 6.5.1 Dependent variable 6.5.2 Independent variables 6.5.3 Control variables Results 6.6.1 Descriptive analyses 6.6.2 Multivariate analyses Discussion and conclusion THE 89 91 93 95 95 97 98 98 98 98 100 100 100 103 107 RELATIONSHIP BETWEEN A PERSON’S CRIMINAL HISTORY, IMMEDIATE SITUATIONAL FACTORS AND LETHAL VERSUS NON-LETHAL EVENTS 113 Introduction Previous studies 7.2.1 Criminal history of perpetrators of serious (lethal) violence 7.2.2 Criminal history of victims of serious (lethal) violence 7.2.3 Event characteristics 7.2.4 Actors’ behavior Towards an integrated theoretical framework Data and method 7.4.1 Data 7.4.2 Variables Results 7.5.1 Descriptive analyses 7.5.2 Multivariate analyses Conclusion and discussion 113 115 115 116 116 117 117 120 121 122 123 123 126 132 VIOLENCE UNFOLDING. AN EXPLORATION OF THE INTERACTION SEQUENCE IN LETHAL AND NON-LETHAL VIOLENT EVENTS 135 Introduction Luckenbill’s theory on the sequence during (lethal) violent events Data and methods 8.3.1 Sample selection 8.3.2 Methods 8.3.3 Measurements 135 137 141 141 143 143 Detailed table of contents X 8.4 8.5 Results 8.4.1 Type and sequence of actions 8.4.2 Different types of violent events Conclusion and discussion 147 147 154 155 9 GENERAL 159 9.1 Summary 9.1.1 Lethal violence in the Netherlands (also in comparison with Finland and Sweden) 9.1.2 The role of offenders’ personal characteristics in lethal versus non-lethal violence 9.1.3 The role of victims’ personal characteristics in lethal versus nonlethal violence 9.1.4 The role of immediate situational factors in lethal versus nonlethal violence 9.1.5 The role of offenders’ and victims’ personal characteristics and immediate situational factors combined 9.1.6 The role of the sequence of actions in lethal versus non-lethal violence Theoretical reflections Reflections on avenues for future research Recommendations for policy 9.2 9.3 9.4 NEDERLANDSE DISCUSSION SAMENVATTING (SUMMARY IN DUTCH) 159 164 165 166 166 167 169 169 171 176 181 REFERENCES 189 NAWOORD (ACKNOWLEDGEMENTS) 201 CURRICULUM 205 VITAE
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