EQUITY - DIVIDEND STRATEGIES Series 2014-4Q, ADT 1333 High 50® Dividend Strategy Portfolio // Quantitative Strategy Morningstar Equity Style BoxTM Investment Objective & Strategy The High 50® Dividend Strategy Portfolio is a unit investment trust (UIT) comprised of 50 stocks (approximately 2% per name, 10% per sector on the date of deposit) selected by applying a specialized dividend-oriented strategy and seeks above-average total return. Ticketing Information CUSIP (Cash/Reinvest) Fee-Based CUSIP (Cash/Reinvest) Ticker Symbol 00772H504/512 00772H520/538 AAMDYX Essential Information+ Unit price at inception (per unit) Initial redemption price (per unit) Initial date of deposit Portfolio ending date Distribution frequency Est. net annual distribution (per unit)* $10.000 $9.7550 12/15/2014 3/15/2016 Monthly $0.5758 of 12/12/2014 and may vary thereafter. *The estimate is generally based on the estimate of dividends the trust will receive by annualizing the most recent dividend declared. The per unit estimate will vary with changes in fees and expenses, actual dividends received and with the sales of securities. There is no guarantee that the issuers of the securities included in the trust will declare distributions in the future or that, if declared, will remain at current levels or increase over time. +As Sales Charges (Based on $10 unit price)++ Standard Accounts Initial sales fee Deferred sales fee Creation & Development fee Maximum sales fee Fee-Based Accounts Maximum sales fee As a % of $1,000 invested Amount per 100 units 1.00% 1.45% 0.50% 2.95% $10.00 $14.50 $5.00 $29.50 As a % of Fee-Based Public Offering Price 0.51% Amount per 100 units $5.00 ++The deferred sales fee is fixed at $0.145 per unit and is paid in three monthly installments beginning March 20, 2015. The creation & development fee is fixed at $0.05 per unit and is paid at the end of the initial offering period (anticipated to be three months). The initial and deferred sales fees may not apply to fee-based accounts. See the prospectus for more details about fee-based account eligibility requirements. Sales Charge Volume Discounts+++ If you purchase: Less than $50,000 $50,000 - $99,999 $100,000 - $249,999 $250,000 - $499,999 $500,000 - $999,999 $1,000,000 or more You will pay: 2.95% 2.70% 2.45% 2.20% 1.95% 1.40% +++Sales charges are applied as a percentage of the public offering price per unit. These discounts are only available during the initial offering period. The breakpoints will be adjusted to take into consideration purchase orders stated in dollars which cannot be completely fulfilled due to the requirements that only whole units be issued. See the prospectus for details about sales charge discounts including all available discounts. Page 1 of 4 Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC. High 50® Dividend Strategy Portfolio Series 2014-4Q, ADT 1333 Portfolio Holdings (as of date of deposit) Ticker Symbol Market Value Per Share* Issue Name Consumer Discretionary (10.00%) DW Drew Industries, Inc GES MAT SEAS SIX Ticker Symbol Market Value Per Share* Issue Name Industrials (9.95%) $46.93 HSC Guess?, Inc 20.33 Mattel, Inc 30.75 QUAD RRD SeaWorld Entertainment, Inc 15.77 Six Flags Entertainment Corporation 41.23 Consumer Staples (9.96%) Harsco Corporation $16.76 Quad/Graphics, Inc R.R. Donnelley & Sons Company 20.75 15.42 TAL TAL International Group, Inc 39.71 TDG TransDigm Group, Inc. 192.06 Information Technology (9.98%) MO Altria Group, Inc 49.65 CY Cypress Semiconductor Corporation 13.63 BGS B&G Foods, Inc 29.58 DBD Diebold, Inc 33.90 PM Philip Morris International, Inc 84.42 ISIL Intersil Corporation 13.16 RAI Reynolds American, Inc 64.27 LXK Lexmark International, Inc 39.73 VGR Vector Group Limited 20.27 MXIM Maxim Integrated Products, Inc 30.63 Energy (10.00%) Materials (10.09%) COP ConocoPhillips 62.45 CLF Cliffs Natural Resources, Inc CVI CVR Energy, Inc 39.41 FCX Freeport-McMoRan, Inc 21.78 DO Diamond Offshore Drilling, Inc 33.40 HFC HollyFrontier Corporation 37.33 GEF KRO Greif, Inc Kronos Worldwide, Inc 45.51 11.88 PBF PBF Energy, Inc 27.36 SWM Schweitzer-Mauduit International, Inc 41.02 Financials (10.05%) Telecommunication Services (9.96%) AGNC American Capital Agency Corporation 22.24 T MTGE American Capital Mortgage Investment Corp 19.44 CTL 3.67 ARR 6.74 ARMOUR Residential REIT, Inc CYS CYS Investments, Inc IVR Invesco Mortgage Capital, Inc AT&T, Inc 32.16 CenturyLink, Inc 37.58 CNSL Consolidated Communications Holdings, Inc 25.72 9.16 FTR Frontier Communications Corporation 6.26 15.74 WIN Windstream Holdings, Inc 8.47 Utilities (10.00%) Health Care (10.01%) BAX Baxter International, Inc 71.77 OTTR Otter Tail Corporation 29.18 MRK Merck & Company, Inc 57.72 PEGI Pattern Energy Group, Inc 23.74 OMI Owens & Minor, Inc 33.48 PPL PPL Corporation 35.02 PDLI PDL BioPharma, Inc 7.41 SO The Southern Company 47.92 PFE Pfizer, Inc 30.95 TE TECO Energy, Inc 19.24 *As of 12/12/2014 and may vary thereafter. Capitalization Breakdown** Growth/Value Breakdown** % of Portfolio % of Portfolio Large Cap 23.91% Blend Mid Cap 23.95% Growth 5.94% Small Cap 52.14% Value 70.09% **As 23.97% a % of the investment in the trust by market value as of 12/12/2014 and may vary thereafter. Page 2 of 4 Intelligent Investments. Independent Ideas. High 50® Dividend Strategy Portfolio Series 2014-4Q, ADT 1333 Annual Total Returns1 These are hypothetical portfolio returns of the High 50® Dividend Strategy (“strategy”) but not the trust or any prior series. AAM created its first High 50® Dividend Strategy Portfolio Series on June 12, 2003. The strategy was created with the benefit of hindsight. Past performance is not indicative of future results and actual performance of the portfolio may be lower or higher than the future performance of the strategy. Strategy performance is based on a calendar year strategy and, while trusts may be created at various times during the year, they generally have 15month terms. Consult your tax advisor for possible tax consequences associated with this investment. Units may be well suited for an IRA or other qualified plan. Please see the prospectus for more information. Hypothetical strategy returns reflect a maximum sales charge of 2.95% in the first year and 1.95% in subsequent years, plus additional trust fees and expenses, but do not include brokerage commission or taxes. Returns assume that all dividends received during a year are reinvested semi-annually. In addition, the strategy’s hypothetical performance will vary from that of investing in the High 50 ® Dividend Strategy stocks because it may not be weighted the same as the strategy stocks and may not be fully invested at all times. Investors should also be aware that the strategy may lose money or underperform the index in any given year. The S&P 500 Index is an index of stocks compiled by Standard & Poor’s, a division of the McGraw-Hill Companies, Inc. Returns are not adjusted for trust sales fees and expenses, as they are not available to invest in directly. Standard deviation is a measure of price variability (risk). A higher degree of variability indicates more volatility and therefore greater risk. Average Annual Total Returns2 High 50® Standard Deviation2 S&P 500 High 50® S&P 500 10 Yrs 7.10% 7.40% 10 Yrs 21.55% 18.79% 5 Yrs 18.12% 17.93% 5 Yrs 13.71% 11.65% 3 Yrs 11.50% 16.16% 3 Yrs 10.48% 15.15% 2Through 12/31/2013 Page 3 of 4 Intelligent Investments. Independent Ideas. Year High 50® S&P 500 2000 15.30% -9.10% 2001 12.97% -11.88% 2002 -14.82% -22.09% 2003 32.55% 28.67% 2004 14.61% 10.87% 2005 3.37% 4.91% 2006 21.49% 15.78% 2007 4.02% 5.49% 2008 -42.34% -36.99% 2009 40.61% 26.47% 2010 17.99% 15.08% 2011 5.51% 2.09% 2012 7.22% 15.99% 2013 23.81% 32.36% 20141 8.60% 13.95% 1Through 11/28/2014 High 50® Dividend Strategy Portfolio Series 2014-4Q, ADT 1333 Key Points to Consider 1. Potential for growth of income: Though many dividends were cut or discontinued during the last recession, this is now reversing. The S&P 500 has paid out 10.18% more dividends over the 12-month period ending 1/31/14 when compared to the previous 12 months (1/31/12-1/31/13).* 2. Demographics: As baby boomers near retirement, their portfolio objectives generally rotate away from accumulation and towards distribution. This rotation creates opportunities in income-producing assets. 3. Dividends are real: Typically, corporations can’t renege on a dividend and can’t restate a dividend. Dividends help minimize inefficient spending at the corporate level. Over the last 20 years (10/31/94-10/31/14), 37.50% of the total return of the S&P 500 has come from the reinvestment of dividends. Past performance is no guarantee of future results. *Source: Bloomberg Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses carefully before investing. Contact your financial professional or visit Advisors Asset Management online at www.aamlive.com/uit to obtain a prospectus, which contains this and other information about the trust. Read it carefully before you invest or send any money. Securities offered through your financial professional. Risks and Considerations: Unit values will fluctuate with the portfolio of underlying securities and may be worth more or less than the original purchase price at the time of redemption. There is no guarantee that the objective of the portfolio will be achieved. Additionally, the trust may terminate earlier than the specific termination date as stated in the prospectus. Consult your tax advisor for possible tax consequences associated with this investment. An investment in this unmanaged unit investment trust should be made with an understanding of the risks associated therewith which includes, but is not limited to: Common Stock: An investment in common stocks should be made with an understanding of the various risks of owning common stock, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Dividend Payment Risk: An issuer of a security may be unwilling or unable to pay income on a security. Common stocks do not assure dividend payments and are paid only when declared by an issuer’s board of directors. The amount of any dividend may vary over time. Long-Term Strategy: Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. Small & Mid-Size Concentration: The trust is considered to be concentrated in securities issued by small and mid-size companies. These stocks are often more volatile and have lower trading volumes than stocks of larger companies. Small and mid-size companies may have limited products or financial resources, management inexperience and less publicly available information. The Morningstar Equity Style Box™: This table provides a graphical representation of the investment style of a trust based on holdings as of the date of deposit which may vary thereafter. The Morningstar Equity Style Box™ placement is based on the Morningstar market capitalization classification (determined relative to other stocks in the same geographic area) of the stocks in the trust’s portfolio (vertical axis), and by comparing the growth and value characteristics of the stocks in the trust’s portfolio with growth and value factors developed by Morningstar (horizontal axis). Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blended investment combines the two styles. ©2014 Morningstar, Inc. All Rights Reserved. The information contained herein relating to the Morningstar Equity Style Box ™: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Securities are available through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value. For informational purposes only and not a recommendation to purchase or sell any security. 18925 Base Camp Road Monument, CO 80132 www.aamlive.com Follow AAM Live: ©2014 Advisors Asset Management Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC. CRN: 2014-0611-4264 R Link 3221 Page 4 of 4 Intelligent Investments. Independent Ideas.