Blue Chip Portfolio - Advisors Asset Management

EQUITY - U.S. EQUITY
Series 2014-1, ADT 1166
Blue Chip Portfolio
Investment Objective &
Principal Investment Strategy
Why Now?
The Blue Chip Portfolio is a unit investment trust (UIT) that
seeks to provide above-average total return primarily through
capital appreciation. The portfolio selects stocks of well-known
and established “blue chip” domestic companies.
In selecting the stocks for the portfolio:

We began with a universe of well-known and established
domestic companies with market capitalization in excess of
$5 billion.

Companies were eliminated that we believed were not
market leaders with strong reputations for providing highquality goods and services.

The final selections were based on economic sector,
financial strength, past earnings, revenue growth trends and
projected earnings as well as current valuation.
Morningstar Equity Style Box
Value
Core
TM

An established record of stable earning power over several decades

An equally long record of uninterrupted dividend payments to common stock holders

A history of regular increases in the dividends payable to each share

Strong balance sheets with a moderate debt burden

High credit ratings in the bond and commercial paper markets

Large size relative to American businesses as a whole in terms of revenue and market
capitalization

Diversified product lines.

A competitive advantage in the market place due to cost efficiencies, franchise value or
distribution control
S&P 500 companies are seeking growth overseas since corporate earnings began to recover from
the financial crisis in 2009. Europe and Asia account for about 18% of revenues reported by
companies in the S&P 500 Index.2
Growth
The consumer is at the centerpiece of the emerging market growth story. Investors eager to profit
from the appetite for consumer goods may opt for owning shares of U.S. companies with large
overseas operations. These blue chip companies have multinational operations, great exposure to
emerging markets, reliable profit growth and hefty dividends for income investors.3
Large
Mid
Small
Ticketing Information
CUSIP (Cash)
CUSIP (Reinvest)
CUSIP (Fee-Based Cash)
CUSIP (Fee-Based Reinvest)
Ticker Symbol
Essential
Blue chip or mega-cap companies are some of the largest and most well-known companies in the
world. They offer top products and services and typically have established records of positive
earnings, successive dividend payments, strong balance sheets, and highly rated debt. Blue Chips
share several important characteristics with each other including1:
00771T301
00771T319
00771T327
00771T335
AAMKJX
The Benefits of Owning Blue Chip Stocks, Everything About Investment, November 8, 2011.
2
Earnings Roundup: As U.S. Companies Seek Out New Markets Abroad, Overseas Trend Will Shape Earnings
Growth Rates, Alpha Now, December 17, 2012.
3
Street Authority Network, Profit From Consumer Trends In Emerging Markets With These 3 U.S. Blue Chips,
June 13, 2013
Sales Charges (Based on $10 unit price)++
Information+
Unit price at inception (per unit)
Initial redemption price (per unit)
Initial date of deposit
Portfolio ending date
Distribution frequency
Est. net annual distribution (1st Yr)*
Est. net annual distribution (2nd Yr)*
1
$10.0000
$9.6550
2/14/2014
2/16/2016
Quarterly
$0.1330
$0.1305
+As of 2/13/2014 and may vary thereafter. *The estimate
is generally based on the estimate of dividends the trust
will receive by annualizing the most recent dividend
declared. The per unit estimate will vary with changes in
fees and expenses, actual dividends received and with
the sales of securities. The distribution will decrease in
the subsequent year as a result of organizational costs,
creation and development fee, and deferred sales
charges. There is no guarantee that the issuers of the
securities included in the trust will declare distributions in
the future or that, if declared they will remain at current
levels or increase over time.
Standard Accounts
Initial sales fee
Deferred sales fee
Creation & Development fee
Maximum sales fee
Fee-Based Accounts
Maximum sales fee
As a % of $1,000
invested
Amount per
100 units
1.00%
2.45%
0.50%
3.95%
$10.00
$24.50
$5.00
$39.50
As a % of Fee-Based
Public Offering Price
0.52%
Amount per
100 units
$5.00
++ The deferred sales fee is fixed at $0.245 per unit and is paid
in three monthly installments beginning August 20, 2014. The
creation & development fee is fixed at $0.05 per unit and is paid
at the end of the initial offering period (anticipated to be six
months). The initial and deferred sales fees may not apply to
fee-based accounts. See the prospectus for more details about
fee-based account eligibility requirements.
Sales Charge Volume Discounts+++
If you purchase:
Less than $50,000
$50,000 - $99,999
$100,000 - $249,999
$250,000 - $499,999
$500,000 - $999,999
$1,000,000 or more
Your fee will be:
3.95%
3.70%
3.45%
3.10%
2.95%
2.45%
+++Sales charges are as a percentage of the public offering
price per unit. These discounts are only available during the
initial offering period. The breakpoints will be adjusted to
take into consideration purchase orders stated in dollars
which cannot be completely fulfilled due to the
requirements that only whole units be issued. See the
prospectus for details about sales charge discounts
including all available discounts.
Page 1 of 3
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
Blue Chip Portfolio
Series 2014-1, ADT 1166
Portfolio Holdings (as of date of deposit)
Ticker
Symbol
Market Value
Per Share
Issue Name
Consumer Discretionary (13.47%)
Ticker
Symbol Issue Name
Market Value
Per Share
Industrials (6.73%)
M
Macy’s Inc
PCLN
priceline.com Inc
$53.14
UNP
Union Pacific Corporation
1,276.07
UTX
United Technologies Corporation
VFC
VF Corporation
59.89
Information Technology (16.54%)
DIS
The Walt Disney Company
77.90
AAPL
Apple, Inc.
CTSH
Cognizant Technology Solutions Corp
EMC
EMC Corporation
104.01
GOOG
Google, Inc
47.72
MSFT
Microsoft Corporation
Consumer Staples (10.02%)
CVS
CVS Caremark Corporation
HSY
The Hershey Company
LO
Lorillard, Inc
69.48
113.30
544.43
99.77
25.08
1,199.90
37.61
Materials (6.62%)
Energy (13.29%)
HP
$178.64
Helmerich & Payne, Inc
89.66
ECL
Ecolab, Inc
Packaging Corporation of America
102.30
NBL
Noble Energy, Inc
66.45
PKG
OXY
Occidental Petroleum Corporation
92.27
Telecommunication Services (3.34%)
OII
Oceaneering International, Inc
71.31
T
AT&T, Inc
71.33
33.49
Utilities (3.32%)
Financials (16.67%)
AXP
American Express Company
88.90
GS
The Goldman Sachs Group, Inc
MCO
Moody's Corporation
79.45
RJF
Raymond James Financial, Inc
51.34
WFC
Wells Fargo & Company
45.98
NFG
National Fuel Gas Company
75.77
164.06
Health Care (10.00%)
AMGN
Amgen, Inc
124.15
ESRX
Express Scripts Holding Company
MCK
McKesson Corporation
76.60
175.67
Industry Sector Breakdown*
Capitalization Breakdown*
% of Portfolio
% of Portfolio
Financials
16.67%
Large Cap
83.39%
Information Technology
16.54%
Mid Cap
16.61%
Consumer Discretionary
13.47%
Small Cap
Energy
13.29%
Consumer Staples
10.02%
Health Care
10.00%
Industrials
6.73%
Materials
6.62%
Telecommunication Services
3.34%
Utilities
3.32%
Page 2 of 3
Intelligent Investments. Independent Ideas.
0.00%
*As a % of the investment in the trust by market
value of 02/13/2014 and may vary thereafter.
Blue Chip Portfolio
Series 2014-1, ADT 1166
Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges
and expenses carefully before investing. Contact your financial professional or visit Advisors Asset Management online at
www.aamlive.com/uit to obtain a prospectus, which contains this and other information about the trust. Read it carefully before
you invest or send any money.
Risks and Considerations: Unit values will fluctuate with the portfolio of underlying securities and may be worth more or less than the original purchase
price at the time redemption. There is no guarantee that the objective of the portfolio will be achieved. Additionally, the trust may terminate earlier than the
specific termination date as stated in the prospectus. Consult your tax advisor for possible tax consequences associated with this investment. An investment
in this unmanaged unit investment trust should be made with an understanding of the risks associated therewith that includes, but is not limited to:
Common Stock: An investment in common stocks should be made with an understanding of the various risks of owning common stock, such as an
economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock
market.
Dividend Payment Risk: An issuer of a security may be unwilling or unable to pay income on a security. Common stocks do not assure dividend payments
and are paid only when declared by an issuer’s board of directors. The amount of any dividend may vary over time.
Long-Term Strategy: Although this unit investment trust terminates in approximately two years, the strategy is long-term. Investors should consider their
ability to pursue investing in successive portfolios, if available.
Morningstar Equity Style Box™: This table provides a graphical representation of the investment style of a trust based on holdings as of the date of
deposit which may vary thereafter. The Morningstar Equity Style Box™ placement is based on the Morningstar market capitalization classification
(determined relative to other stocks in the same geographic area) of the stocks in the trust's portfolio (vertical axis), and by comparing the growth and value
characteristics of the stocks in the trust's portfolio with growth and value factors developed by Morningstar (horizontal axis). Value, blend and growth are
types of investment styles. Growth investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater
risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace,
and may entail less risk than growth investing. A blended investment combines the two styles. ©2014 Morningstar, Inc. All Rights Reserved. The information
contained herein relating to the Morningstar Equity Style Box™: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or
distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or
losses arising from any use of this information.
CRN: 2012-0424-3118 R Link 1723
Securities offered through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value.
For informational purposes only and not a recommendation to purchase or sell any security.
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
18925 Base Camp Road
Monument, CO 80132
www.aamlive.com
Page 3 of 3
Intelligent Investments. Independent Ideas.

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