THEMATIC PORTFOLIOS Series 2014-3Q, ADT 1253 Angels Portfolio Investment Objective Principal Investment Strategy The Angels Portfolio, a unit investment trust (UIT), seeks to provide above-average total return, primarily through capital appreciation, by investing in a portfolio of stocks of companies that Advisors Asset Management, Inc. (“AAM”) believes have strong fundamentals. The portfolio was selected by using the following strategy: Despite the current state of the economy, AAM believes there are always stocks of companies that are mispriced based on their current fundamentals and their future outlook. This provides for future opportunities as the markets begin to recognize these companies implied value. Begin with stocks included in the S&P 500 and S&P MidCap 400 indices. Stocks that have had below average revenue growth over the past year were eliminated. Companies with larger than average debt to equity ratios and below-average cash flows are eliminated. The final portfolio is selected by choosing stocks whose current valuation is attractive considering their potential to achieve above-average revenue growth over the near term. Why Consider the Angels Portfolio? The Angels Portfolio was created to potentially take advantage of companies with strong fundamentals mispriced based on their current fundamentals and their future outlook. Additionally, we feel there may be opportunities in companies with positive operating cash flow and solid business models. We* still believe there are many reasons to conclude there is more to come from this five-year old bull market. These include strong corporate performance like earnings and revenue growth, balance sheet strength and continued historic dividend growth. We* also are seeing improving signs on the employment front and a strengthening recovery in the automobile and housing industries that should bleed over into other areas of the economy. We think investors are best suited looking out over the long-term versus trying to time the market in the short term. Morningstar Equity Style Box TM Value Core Growth Large Mid *”AAM”, “we” and related terms mean Advisors Asset Management, Inc., the trust sponsor, unless the context clearly suggests otherwise. Small Ticketing Information CUSIP (Cash) CUSIP (Reinvest) CUSIP (Fee-Based Cash) CUSIP (Fee-Based Reinvest) Ticker Symbol 00772C406 00772C414 00772C422 00772C430 ANGLGX Standard Accounts Essential Information+ Unit price at inception (per unit) Initial redemption price (per unit) Initial date of deposit Portfolio ending date Distribution frequency Est. net annual distribution per unit* $10.0000 $9.7550 07/11/2014 10/15/2015 Semi-Annual $0.0652 As of 7/10/2014 and may vary thereafter. *The estimate is generally based on the estimate of dividends and the trust will receive by annualizing the most recent dividend declared. The per unit estimate will vary with changes in fees and expenses, actual dividends received and with the sales of securities. There is no guarantee that the issuers of the securities included in the trust will declare distributions in the future or that, if declared, will remain at current levels or increase over time. + Sales Charge (Based on $10 unit price)++ Initial sales fee Deferred sales fee Creation & Development fee Maximum sales fee Fee-Based Accounts Maximum sales fee ++The As a % of $1,000 invested Amount per 100 units 1.00% 1.45% 0.50% 2.95% $10.00 $14.50 $5.00 $29.50 As a % of Fee-Based Public Offering Price 0.51% Amount per 100 units $5.00 deferred sales fee is fixed at $0.145 per unit and is paid in three monthly installments beginning October 20, 2014. The creation & development fee is fixed at $0.05 per unit and is paid at the end of the initial offering period (anticipated to be three months). The initial and deferred sales fees may not apply to fee-based accounts. See the prospectus for more details about fee-based account eligibility requirements. Sales Charge Volume Discounts+++ If you purchase: Less than $50,000 $50,000 - $99,999 $100,000 - $249,999 $250,000 - $499,999 $500,000 - $999,999 $1,000,000 or more Your fee will be: 2.95% 2.70% 2.45% 2.20% 1.95% 1.40% +++Sales charges are as a percentage of the public offering price per unit. These discounts are only available during the initial offering period. The breakpoints will be adjusted to take into consideration purchase orders stated in dollars which cannot be completely fulfilled due to the requirements that only whole units be issued. See the prospectus for details about sales charge discounts including all available discounts. Page 1 of 3 Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC. Angels Portfolio Series 2014-3Q, ADT 1253 Portfolio Holdings (as of date of deposit) Ticker Symbol Market Value Per Share Issue Name Consumer Discretionary (14.78%) Ticker Symbol Market Value Per Share Issue Name Health Care (15.13%) FL Foot Locker, Inc KORS Michael Kors Holdings Limited NVR NVR, Inc PII Polaris Industries, Inc PCLN The Priceline Group, Inc DIS The Walt Disney Corporation $50.61 AET Aetna, Inc $81.25 89.17 BIIB Biogen Idec, Inc 319.12 1,122.43 COO The Cooper Companies, Inc 148.83 130.23 HSIC Henry Schein, Inc 118.57 JNJ Johnson & Johnson 105.80 SIRO Sirona Dental Systems, Inc 81.99 1,216.13 86.86 Consumer Staples (7.51%) Industrials (15.08%) GMCR Keurig Green Mountain, Inc 121.38 ALK Alaska Air Group, Inc MNST Monster Beverage Corporation 70.86 CMI Cummins, Inc 152.00 TSN Tyson Foods, Inc 39.13 KEX Kirby Corporation 115.96 PCP Precision Castparts Corporation 253.95 73.40 PWR Quanta Services, Inc 34.67 78.10 UNP Union Pacific Corporation 99.61 Energy (14.98%) 49.01 BHI Baker Hughes, Inc DVN Devon Energy Corporation EOG EOG Resources, Inc NOV National Oilwell Varco, Inc 83.36 CTSH Cognizant Technology Solutions Corp OII Oceaneering International, Inc 73.64 SLB Schlumberger Limited EBAY eBay, Inc GOOGL Google, Inc JKHY Jack Henry & Associates, Inc 59.19 MCHP Microchip Technology, Inc 49.27 RFMD RF Micro Devices, Inc SNDK SanDisk Corporation SWKS Skyworks Solutions, Inc 114.96 Information Technology (19.92%) 115.40 Financials (12.60%) BLK BlackRock, Inc 315.90 RE Everest Re Group Limited 163.68 BEN Franklin Resources, Inc 56.80 ORI Old Republic International Corporation 16.50 PB Prosperity Bancshares, Inc 61.22 Sector Breakdown* Capitalization Breakdown* 50.01 50.34 580.04 9.52 103.77 46.85 Growth/Value Breakdown* % of Portfolio Information Technology Health Care Industrials Energy Consumer Discretionary Financials Consumer Staples 19.92% 15.13% 15.08% 14.98% 14.78% 12.60% 7.51% Large Cap 52.60% Blend 22.34% Mid Cap 44.90% Growth 67.61% 2.50% Value 10.05% Small Cap Country Breakdown* % of Portfolio United States Bermuda British Virgin Islands Curacao *As a % of the investment in the trust by market value as of 7/10/2014 and may vary thereafter. 92.42% 2.55% 2.53% 2.50% Page 2 of 3 Intelligent Investments. Independent Ideas. Angels Portfolio Series 2014-3Q, ADT 1253 Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses carefully before investing. Contact your financial professional or visit Advisors Asset Management online at www.aamlive.com/uit to obtain a prospectus, which contains this and other information about the trust. Read it carefully before you invest or send any money. Securities offered through your financial professional. Risks and Considerations: Unit values will fluctuate with the portfolio of underlying securities and may be worth more or less than the original purchase price at the time redemption. There is no guarantee that the objective of the portfolio will be achieved. Additionally, the trust may terminate earlier than the specific termination date as stated in the prospectus. Consult your tax advisor for possible tax consequences associated with this investment. An investment in this unmanaged unit investment trust should be made with an understanding of the risks associated therewith that includes, but is not limited to: Common Stock: An investment in common stocks should be made with an understanding of the various risks of owning common stock, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Dividend Payment Risk: An issuer of a security may be unwilling or unable to pay income on a security. Common stocks do not assure dividend payments and are paid only when declared by an issuer’s board of directors. The amount of any dividend may vary over time. Long-Term Strategy: Although this unit investment trust terminates in approximately two years, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. Small & Mid-Size Concentration: The trust is considered to be concentrated in securities issued by small and mid-size companies. These stocks are often more volatile and have lower trading volumes than stocks of larger companies. Small and mid-size companies may have limited products or financial resources, management inexperience and less publicly available information. The Morningstar Equity Style Box™: This table provides a graphical representation of the investment style of a trust based on holdings as of the date of deposit which may vary thereafter. The Morningstar Equity Style Box™ placement is based on the Morningstar market capitalization classification (determined relative to other stocks in the same geographic area) of the stocks in the trust’s portfolio (vertical axis), and by comparing the growth and value characteristics of the stocks in the trust’s portfolio with growth and value factors developed by Morningstar (horizontal axis). Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blended investment combines the two styles. ©2014 Morningstar, Inc. All rights reserved. The information contained herein relating to the Morningstar Equity Style Box™: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Securities offered through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value. For informational purposes only and not a recommendation to purchase or sell any security. 18925 Base Camp Road Monument, CO 80132 www.aamlive.com ©2014 Advisors Asset Management, Inc. Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC. CRN:2014-0630-4299 R Link 3292 Page 3 of 3 Intelligent Investments. Independent Ideas. Follow AAM Live:
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