Angels Portfolio - Advisors Asset Management

THEMATIC PORTFOLIOS
Series 2014-3Q, ADT 1253
Angels Portfolio
Investment Objective
Principal Investment Strategy
The Angels Portfolio, a unit investment trust (UIT), seeks to
provide above-average total return, primarily through
capital appreciation, by investing in a portfolio of stocks of
companies that Advisors Asset Management, Inc. (“AAM”)
believes have strong fundamentals.
The portfolio was selected by using the following strategy:
Despite the current state of the economy, AAM believes
there are always stocks of companies that are mispriced
based on their current fundamentals and their future
outlook. This provides for future opportunities as the
markets begin to recognize these companies implied value.

Begin with stocks included in the S&P 500 and S&P MidCap 400 indices.

Stocks that have had below average revenue growth over the past year were eliminated.

Companies with larger than average debt to equity ratios and below-average cash flows are
eliminated.

The final portfolio is selected by choosing stocks whose current valuation is attractive considering
their potential to achieve above-average revenue growth over the near term.
Why Consider the Angels Portfolio?
The Angels Portfolio was created to potentially take advantage of companies with strong
fundamentals mispriced based on their current fundamentals and their future outlook. Additionally, we
feel there may be opportunities in companies with positive operating cash flow and solid business
models.
We* still believe there are many reasons to conclude there is more to come from this five-year old bull
market. These include strong corporate performance like earnings and revenue growth, balance sheet
strength and continued historic dividend growth. We* also are seeing improving signs on the
employment front and a strengthening recovery in the automobile and housing industries that should
bleed over into other areas of the economy. We think investors are best suited looking out over the
long-term versus trying to time the market in the short term.
Morningstar Equity Style Box TM
Value
Core
Growth
Large
Mid
*”AAM”, “we” and related terms mean Advisors Asset Management, Inc., the trust sponsor, unless the context
clearly suggests otherwise.
Small
Ticketing Information
CUSIP (Cash)
CUSIP (Reinvest)
CUSIP (Fee-Based Cash)
CUSIP (Fee-Based Reinvest)
Ticker Symbol
00772C406
00772C414
00772C422
00772C430
ANGLGX
Standard Accounts
Essential Information+
Unit price at inception (per unit)
Initial redemption price (per unit)
Initial date of deposit
Portfolio ending date
Distribution frequency
Est. net annual distribution per unit*
$10.0000
$9.7550
07/11/2014
10/15/2015
Semi-Annual
$0.0652
As of 7/10/2014 and may vary thereafter. *The estimate
is generally based on the estimate of dividends and the
trust will receive by annualizing the most recent dividend
declared. The per unit estimate will vary with changes in
fees and expenses, actual dividends received and with
the sales of securities. There is no guarantee that the
issuers of the securities included in the trust will declare
distributions in the future or that, if declared, will remain at
current levels or increase over time.
+
Sales Charge (Based on $10 unit price)++
Initial sales fee
Deferred sales fee
Creation & Development fee
Maximum sales fee
Fee-Based Accounts
Maximum sales fee
++The
As a % of $1,000
invested
Amount per
100 units
1.00%
1.45%
0.50%
2.95%
$10.00
$14.50
$5.00
$29.50
As a % of Fee-Based
Public Offering Price
0.51%
Amount per
100 units
$5.00
deferred sales fee is fixed at $0.145 per unit and is paid
in three monthly installments beginning October 20, 2014.
The creation & development fee is fixed at $0.05 per unit and
is paid at the end of the initial offering period (anticipated to
be three months). The initial and deferred sales fees may not
apply to fee-based accounts. See the prospectus for more
details about fee-based account eligibility requirements.
Sales Charge Volume Discounts+++
If you purchase:
Less than $50,000
$50,000 - $99,999
$100,000 - $249,999
$250,000 - $499,999
$500,000 - $999,999
$1,000,000 or more
Your fee will be:
2.95%
2.70%
2.45%
2.20%
1.95%
1.40%
+++Sales
charges are as a percentage of the public
offering price per unit. These discounts are only
available during the initial offering period. The breakpoints will be adjusted to take into consideration
purchase orders stated in dollars which cannot be
completely fulfilled due to the requirements that only
whole units be issued. See the prospectus for details
about sales charge discounts including all available
discounts.
Page 1 of 3
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
Angels Portfolio
Series 2014-3Q, ADT 1253
Portfolio Holdings (as of date of deposit)
Ticker
Symbol
Market Value
Per Share
Issue Name
Consumer Discretionary (14.78%)
Ticker
Symbol
Market Value
Per Share
Issue Name
Health Care (15.13%)
FL
Foot Locker, Inc
KORS
Michael Kors Holdings Limited
NVR
NVR, Inc
PII
Polaris Industries, Inc
PCLN
The Priceline Group, Inc
DIS
The Walt Disney Corporation
$50.61
AET
Aetna, Inc
$81.25
89.17
BIIB
Biogen Idec, Inc
319.12
1,122.43
COO
The Cooper Companies, Inc
148.83
130.23
HSIC
Henry Schein, Inc
118.57
JNJ
Johnson & Johnson
105.80
SIRO
Sirona Dental Systems, Inc
81.99
1,216.13
86.86
Consumer Staples (7.51%)
Industrials (15.08%)
GMCR
Keurig Green Mountain, Inc
121.38
ALK
Alaska Air Group, Inc
MNST
Monster Beverage Corporation
70.86
CMI
Cummins, Inc
152.00
TSN
Tyson Foods, Inc
39.13
KEX
Kirby Corporation
115.96
PCP
Precision Castparts Corporation
253.95
73.40
PWR
Quanta Services, Inc
34.67
78.10
UNP
Union Pacific Corporation
99.61
Energy (14.98%)
49.01
BHI
Baker Hughes, Inc
DVN
Devon Energy Corporation
EOG
EOG Resources, Inc
NOV
National Oilwell Varco, Inc
83.36
CTSH
Cognizant Technology Solutions Corp
OII
Oceaneering International, Inc
73.64
SLB
Schlumberger Limited
EBAY
eBay, Inc
GOOGL
Google, Inc
JKHY
Jack Henry & Associates, Inc
59.19
MCHP
Microchip Technology, Inc
49.27
RFMD
RF Micro Devices, Inc
SNDK
SanDisk Corporation
SWKS
Skyworks Solutions, Inc
114.96
Information Technology (19.92%)
115.40
Financials (12.60%)
BLK
BlackRock, Inc
315.90
RE
Everest Re Group Limited
163.68
BEN
Franklin Resources, Inc
56.80
ORI
Old Republic International Corporation
16.50
PB
Prosperity Bancshares, Inc
61.22
Sector Breakdown*
Capitalization Breakdown*
50.01
50.34
580.04
9.52
103.77
46.85
Growth/Value Breakdown*
% of Portfolio
Information Technology
Health Care
Industrials
Energy
Consumer Discretionary
Financials
Consumer Staples
19.92%
15.13%
15.08%
14.98%
14.78%
12.60%
7.51%
Large Cap
52.60%
Blend
22.34%
Mid Cap
44.90%
Growth
67.61%
2.50%
Value
10.05%
Small Cap
Country Breakdown*
% of Portfolio
United States
Bermuda
British Virgin Islands
Curacao
*As a % of the investment in the trust by market value as of 7/10/2014 and may vary thereafter.
92.42%
2.55%
2.53%
2.50%
Page 2 of 3
Intelligent Investments. Independent Ideas.
Angels Portfolio
Series 2014-3Q, ADT 1253
Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses
carefully before investing. Contact your financial professional or visit Advisors Asset Management online at www.aamlive.com/uit to obtain a
prospectus, which contains this and other information about the trust. Read it carefully before you invest or send any money. Securities offered
through your financial professional.
Risks and Considerations: Unit values will fluctuate with the portfolio of underlying securities and may be worth more or less than the original purchase
price at the time redemption. There is no guarantee that the objective of the portfolio will be achieved. Additionally, the trust may terminate earlier than the
specific termination date as stated in the prospectus. Consult your tax advisor for possible tax consequences associated with this investment. An investment
in this unmanaged unit investment trust should be made with an understanding of the risks associated therewith that includes, but is not limited to:
Common Stock: An investment in common stocks should be made with an understanding of the various risks of owning common stock, such as an
economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock
market.
Dividend Payment Risk: An issuer of a security may be unwilling or unable to pay income on a security. Common stocks do not assure dividend payments
and are paid only when declared by an issuer’s board of directors. The amount of any dividend may vary over time.
Long-Term Strategy: Although this unit investment trust terminates in approximately two years, the strategy is long-term. Investors should consider their
ability to pursue investing in successive portfolios, if available.
Small & Mid-Size Concentration: The trust is considered to be concentrated in securities issued by small and mid-size companies. These stocks are often
more volatile and have lower trading volumes than stocks of larger companies. Small and mid-size companies may have limited products or financial
resources, management inexperience and less publicly available information.
The Morningstar Equity Style Box™: This table provides a graphical representation of the investment style of a trust based on holdings as of the date of
deposit which may vary thereafter. The Morningstar Equity Style Box™ placement is based on the Morningstar market capitalization classification
(determined relative to other stocks in the same geographic area) of the stocks in the trust’s portfolio (vertical axis), and by comparing the growth and value
characteristics of the stocks in the trust’s portfolio with growth and value factors developed by Morningstar (horizontal axis). Value, blend and growth are
types of investment styles. Growth investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater
risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace,
and may entail less risk than growth investing. A blended investment combines the two styles. ©2014 Morningstar, Inc. All rights reserved. The information
contained herein relating to the Morningstar Equity Style Box™: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or
distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or
losses arising from any use of this information.
Securities offered through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value.
For informational purposes only and not a recommendation to purchase or sell any security.
18925 Base Camp Road
Monument, CO 80132
www.aamlive.com
©2014 Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
CRN:2014-0630-4299 R Link 3292
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