OTC-223

OTC #:
223
DATE:
NOVEMBER 18, 2014
TO:
ALL PARTICIPANTS - OTC COMPARISON SYSTEM CASHIER, MANAGER
REORGANIZATION
ATTENTION:
OPERATIONS PARTNER/OFFICER, MANAGER P&S DEPT. CASHIER,
MANAGER REORGANIZATION, GLOSSARY DEPT UPDATES TO THE LIST OF
OTC CLEARED SECURITIES
FROM:
UNDERWRITING
SUBJECT:
UPDATES TO THE LIST OF OTC CLEARED SECURITIES
THIS NSCC OTC IMPORTANT NOTICE IS NOW AVAILABLE ON THE NSCC WEB SITE.THE WEB SITE
WWW.DTCC.COM IS PASSWORD PROTECTED AND IS OPEN TO ALL FULL-SETTLING MEMBERS OR
OTHER NSCC PARTICIPANTS. FIRMS THAT WANT ACCESS TO THE NOTICES OF CHANGES TO THE
LIST OF OTC CLEARED SECURITIES SHOULD CALL THEIR NSCC ACCOUNT MANAGER AT
800-422-0582 TO OBTAIN THE APPROPRIATE INFORMATION FOR ACCESS.
Update
Cusip No Symbol
Name
Effective
Date
236078101
552074882
68371H209
68555D206
83160L105
83367U205
DANDRIT BIOTECH USA
LYON WILLIAM HOMES
OPEN JT STK CO CHERK (RUSSIA)
ORASCOM TELECOM MEDI (EGYPT)
SLYCE INC (CANADA)
SOCIETATEA NATIONALA (ROMANIA)
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
65557T205 NRDVY
NORD GOLD NV GLOBAL DEPOSITARY
RECEIPTS SPONSORED REG S
11/18/2014
DELETE ***
D5283Q105 MXHGF
11/18/2014
DELETE ***
G47601136 INHZF
DELETE ***
G8187G105 SITCF
MAX HOLDING AG ORDINARY SHARES
(GERMANY)
INDIA HOSPITALITY CORPORATION
ORDINARY SHARES (CAYMAN ISLAND
SITC INTERNATIONAL HOLDINGS COMP
LTD (CYM)
ADD
ADD
ADD
ADD
ADD
ADD
ADD
***
***
***
***
DDRT
LYWMU
CRKZY
OSCMY
SLYQF
SLTQY
PORTAL ADD
ADD
DELETE
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1
11/18/2014
11/18/2014
Non-Confidential
DELETE ***
G9827D106 XEGYF
DELETE ***
J21252101 HKCBF
DELETE ***
DELETE ***
DELETE ***
DELETE ***
DELETE ***
DELETE ***
DELETE ***
J34899104
J5011U109
J7166D106
J7287N108
J82271107
J9503P107
Q1241Y104
DELETE ***
DELETE ***
Y00333107 ALAQF
Y1604J141 CHISF
DELETE ***
Y60131136 PMKIF
DELETE
DELETE
057609109 BLCY
26658A107 DRTX
DELETE
DELETE
DELETE
300146107 EVGD
369823109 GFNM
374256105 CSTCF
DELETE
DELETE
DELETE
DELETE
DELETE
423276609
582822102
64859R108
741870109
749306106
KOTMF
NDECF
SDAXF
SNNNF
TMTXF
WTTZF
AZRMF
HLXC
MCYC
NSGTF
PRCH
RCXF
XTRACT ENERGY PLC ORDINARY SHARES
(UNITED KINGDOM)
HOKKAIDO CHUO BUS CO LTD ORDINARY
SHARES (JAPAN)
KOITO MANUFACTURING ORD SHS (JPN)
NIHON DECOLUXE CO LTD ORD SHS (JPN)
SHIDAX CORPORATION (JAPAN)
SUN CORP (JAPAN)
TECHMATRIX CORP, TOKYO SHS (JAPAN)
WATTS COMPANY LTD (JAPAN)
AZURE MINERALS LTD ORDINARY
SHARES (AUSTRALIA)
AL-AQAR KPJ REAL ESTATE INV TR (MY)
CHRISTIANI AND NIELSEN THAI PUB CO
LTD CNT UTS NON-VTG (THAILAND)
PT MERCK TBK ORDINARY SHARES
(INDONESIA)
BALA CYNWYD CORP
DURATA THERAPEUTICS INC COM STK
(DE)
EVERGOOD PRODUCTS CORP.
GENERAL FINANCE INC
GESPEG COPPER RESOURCES, INC.
ORDINARY SHARES (CANADA)
HELIONETICS INC
MCY.COM INC
NEW SAGE ENERGY CORP COM SHS
PRINCETON CHEM RESH INC
RCB FINANCIAL COM STK (GA)
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
11/18/2014
PORTAL DELETE
DELETE
48125D795 JPPOZ
DELETE
48125D829 JPOPZ
JPMORGAN CHASE BNK NA LONDON BRH 11/18/2014
144A 3C7 WTS EXP 11-17-14
JPMORGAN CHASE BK N A LONDON BRCH 11/18/2014
REGNAL BSKT LW EX 144A/3C7
SYMBOL CHANGES
Y2685T115 GSKNE TO: GSKNF
GENCO SHIPPING & TRADING LTD ORD
SHS NEW (MARSHALL ISLANDS)
Y2685T123 GNKWE TO: GNKWF GENCO SHIPPING & TRADING LIMITED
WARRANTS EXP 12/31/21
11/18/2014
11/18/2014
REORGANIZATION
DELETE
Q3190P100 DXSPF
ADD ***
Q3190P134 DXSPF
DEXUS PROPERTY GROUP STAPLED
SECURITY (AUSTRALIA)
DEXUS PROPERTY GROUP (AUSTRALIA)
11/18/2014
Non-Confidential
2
DELETE
Y47560118 KHONF
ADD ***
Y47560183 KHONF
DELETE
03735U208 ANYI
ADD
948520101 WDHR
DELETE
04682Q208 ATURF
ADD
049613102 ATURF
KHON KAEN SUGAR INDUSTRY PUB CO
LTD SHS FOR REG (THAILAND)
KHON KAEN SUGAR INDU (THAILAND)
11/18/2014
ANYTHINGIT INC (NEW) COMMON STOCK
(DE)
WEEDHIRE INTL INC
11/18/2014
ATHABASCA URANIUM INC. ORDINARY
SHARES (CANADA)
ATOM ENERGY INC (CANADA)
11/18/2014
* 19C-3 Security rule
*** Foreign Netting Security
ALL INQUIRIES SHOULD BE DIRECTED TO NSCC'S MAILBOX AT: [email protected]
Non-Confidential
3

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