i o s Angeles County MetropolitanTransportation Authority @ Metro HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) POLICY STATEMENT Federal law (Family Medical Leave Act, or FMLA) and State law (California Family Rights Act, or CFRA) allow eligible employees to take Family Medical Leave (FML)up to 12 workweeks in a "rolling"12-month period: for a serious health condition (occupationalor non-occupational)that renders the employee unable to perform the essential functions of hislher job; to care for the employee's child, parent, spouse, domestic partner, or child of a domestic partner, who has a serious health condition; or to care for the employee's child after birth, or placement of a child with the employee for adoption or foster care. FMLA allows employees additional leave entitlement for military reasons. For more information, see HR Policy 14, Military Leave. PURPOSE To provide eligible employees with family medical leave in compliance with federal and state law. APPLICATION This policy applies to all regular and as-needed LACMTA employees. To the extent the policy conflicts with the collective bargaining agreement, the collective bargaining agreement will prevail unless the collective bargaining agreement is in conflict with state or federal law. Chief of SBU ADOPTED: CEO Effective Date: 4122 1 2 ~ 0 Date o f Last Review: Family Medical Leave (HR33) a) Los Angeles County Metropolitan Transportation Authority Metro HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) 1.0 PROCEDURES 1.1 Eligibility Employees who have been employed by LACMTA for more than 12 months (even if there is a break in service), and have performed at least 1,250hours of service during the preceding 12-monthperiod, are eligible for up to 12 workweeks of FML in a "rolling" 12-monthperiod. 1.2 Initiating Family Leave Employees should notifjr their manager or supervisor at least 30 days in advance if the need for leave is foreseeable. Employees must provide the date the FML will commence and the estimated duration of the leave. If the leave is unforeseen, employees should request FML or notifjr their manager or supervisor as soon as practicable. As soon as practicable means as soon as both possible and practical taking into consideration all the facts and circumstances of the case. Leave may be taken intermittently or on a reduced work schedule when medically necessary for the employee's or eligible family member's serious illness. Employees must attempt to schedule intermittent leave so as not to disrupt LACMTA's operations. 1.3 Certification of Health Care Provider An employee requesting FML must provide satisfactory documentation to support the FML. A Certifkation of Health Care Provider (CHCP) for Employee's Own Serious Health Condition form (Attachment 1)is required for an employee's own medical absence. A Certification of Health Care Provider (CHCP)for Family Member's Serious Health Condition form (Attachment 2) is required for leave to care for an eligible family member. The CHCP should be submitted to employee's manager or supervisor: at the time the employee gives notice of the need for leave, or within five business days after learning of the need to take leave, or within five business days after the leave commences. The employee must provide the CHCP within 15 calendar days unless circumstances make the 15-daymaximum period not practicable. Family Medical Leave (HR 33) Los Angeles County MetropolitanTransportation Authority @ Metro HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) 1.4 Designation of Family Leave Upon receipt of an Employee Request for Family Medical Leave form (Attachment 3), the leave request will be approved or disapproved by the manager or supervisor within 5 business days. The manager/supervisor will notif) the employee by completing the Notice of EligibilityJDesignationform (Attachment4). If the manager or supervisor has sufficient knowledge that an absence may quallf) as FML, the manager should designate the absence as FML within five days, and request the employee to complete the FML forms. If an employee's leave was not initially designated as FML and the leave qualifies as FML, the employee and manager or supervisor can mutually agree that the leave be retroactively designated as FML. If an employee is on leave due to his/her own serious health condition and is off work or expected to be off work 30 days or more, the time off will be considered a leave of absence and the employee's absence will be monitored in accordance with both the Medical Disability Leave Policy HR #44 and the FML policy. 1.4.1 General Requirements The manager or supervisor should notify the employee of his/her rights and obligations under this policy and explain the consequences of the employee's failure to comply with its requirements. The manager or supervisor ensures that the employee requesting FML completes the appropriate sections of the Employee Request for Family Medical Leave of Absence form (Attachment 3) and submits a Certification of Health Care Provider form, if applicable. Based on the information contained in these documents, the supervisor will determine if the employee qualifies for FML. Human Resources will help clarifjr the validity or thoroughness of the medical certification. In addition, an LACMTA contracted physician may contact the employee's Health Care Provider, with the employee's permission, to clarif) and/or authenticate the medical certification. Family Medical Leave (HR33) Los Angeles County Metropolitan Transportation Authority @ Metro HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) In the event an employee who qualifies for FML does not make a formal request for FML while on medical disability leave, LACMTA management, i.e., department management, Human Resources staff, or Return-to-Work(RTW) Coordinators, may designate the leave as FML. It is the employee's responsibility to supply documentation to support his or her need for FML. A certification is incomplete if required elements are not provided, and it is insufficient if the information is vague or ambiguous. If the employee cannot substantiate the need for leave, then the leave cannot be approved. Human Resources may require the employee to obtain a second medical opinion at LACMTA's expense if there is reason to doubt the validity of the certification. If the second opinion differs from the certification initially provided by the employee, the supervisor or manager may require a third opinion from a health care provider agreed upon by LACMTA and the employee, again at LACMTA's expense. This third opinion will be final and binding. LACMTA will reimburse the employee for reasonable out-of-pocket expenses incurred in obtaining the second or third opinions regarding the employee's serious health condition. All requests for second or third opinions will be reviewed by the Human Resources Department. The manager or supervisor may request recertification at the following times: employee's own serious health condition: 1. upon expiration of the period of leave originally requested and approved; 2. if manager or supervisor receives information that casts doubt on the employee's stated reason for absence; 3. annually, when leave lasts beyond one year; employee's eligible family member: 1. requests for extension of original leave request; 2. annually, when leave lasts beyond one year. Family Medical Leave (HR33) Los Angeles County Metropolitan Transportation Authority HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) 1.5 Family Bonding Employees may use their 12 weeks of FML for family bonding after the birth, adoption or foster care placement of a child. When family bonding leave is requested, it need not be taken immediately after the baby is born, but must conclude within one year of the birth, adoption, or foster care placement of the child with the employee. If both parents are employed by LACMTA, the total amount of bonding leave for both employees is 12 workweeks during a rolling 12-monthperiod. 1.G Pay During Leave Employee time spent on FML must be accurately coded and recorded for purposes of payroll, benefits, and attendance. FML is an unpaid leave, except as provided below. Employees may be eligible to receive pay while on FML under the following conditions: 1.6.1 Represented Employees 1. Sick Leave : While on FML, employees may use any accrued sick leave for their own serious health condition. Refer to the Attendance Policy, HR 21 for use of sick leave when the absence is to care for others. ATU represented employees may use up to 100% of their accrued and available sick leave for any approved FML. Sick leave allowance cannot be used for bonding with the exception of ATU represented employees. Vacation : Afier exhausting their sick leave, employees who are on FML for their own serious health condition have the option of using their vacation allowance. When the FML is for other than the employee's own serious health condition, employees are required to use their available vacation balance for the first two weeks of FML and may apply for California Paid Family Leave Insurance (PFLI) (see section 1.6.4). The use of vacation after this 2-week period is at employee's discretion. 1.6.2 Non-Represented Employees While on FML, employees with accrued TOWP and/or frozen sick hours will be paid according to the Time Off with Pay (TOWP) Policy, HR 16. Frozen sick hours cannot be used for bonding. After exhausting TOWP and frozen sick leave, employees may use any frozen vacation. Family Medical Leave (HR 33) Page 5 Los Angeles County MetropolitanTransportation Authority @ Metro HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) 1.6.3 State Disability Insurance An employee is eligible for State Disability Insurance (SDI)benefits d u r i n c if~the ~ ~ ieave is taken for the er&ployee'sown sekous health condition. Where applicable, SDI will be integrated with any paid sick leave for represented employees or TOWP and frozen sick or vacation hours for non-representedand AFSCME employees according to the TOWP Policy, HR 16, Section 1.2. 1.6.4 Paid Family Leave Insurance Employees may be eligible for PFLI benefits offered by the California Employment Development Department (EDD)for time off work to care for a seriously ill child, spouse, parent, domestic partner (as defined by the State of California),or child of a domestic partner, or for the birth, adoption, or foster care placement of a child. Contact the local EDD ofice for more information. There is no length of service requirement before an employee is entitled to receive PFLI benefits. 1.7 Application of Attendance Policies Absences approved as FML will not be chargeable under the respective attendance policies or applicable collective bargaining agreements. All FML taken, whether paid or unpaid, will be counted toward the maxirnum 12month leave of absence allowed under collective bargaining agreements or the LACMTA Medical Disability Leave Policy, HR 44. Refer to HR Policy 44 Medical Disability Leave, Section 1.7. 1.8 Return to Work from FML If the absence is for the employee's own medical condition and is 30 days or longer, the employee must present a release to return to work from hislher health care provider(s) and complete the return to work process as specified in HR Policy 44, Medical Disability Leave. If the absence is less than 30 days, and the employee suffered a serious non-occupationalinjury or illness requiring hospitalization, or the employee experienced chest pains, loss of consciousness, dizziness/loss of balance, or suspected heart attack, the employee must present a release to return to work from hislher health care provider(s) and complete a fitness-for-dutyexamination as specified in the HR Policy 3-18, Fitness-for-Duty. Any absence less than 30 days is covered by HR Policy 21 - Attendance, or the applicable collective bargaining agreement. Family Medical Leave (HR33) Page 6 a) Los Angeles County Metropolitan Transportation Authority Metro HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) At the end of FML, the employee will be reinstated to the same position held, or to an equivalent position with equivalent benefits, pay, and other terms and conditions of employment, if available. At the end of FML, if the employee is unable to perform an essential function of his or her position because of a physical or mental condition, LACMTA will conduct an interactive process in accordance with the Reasonable Accommodation Policy, HR 25 to determine whether a reasonable accommodation can be made. 1.9 Exceptions Exceptions to the FML 12-weekmaximum are: ifboth spouses or domestic partners are employed by LACMTA and both are eligible for FML, each spouse or domestic partner is entitled to 12 workweeks of leave, unless the leave is taken for the birth of the employees' child or to care for the child after birth, adoption or foster care placement, in which case, the total amount of leave for both employees is 12 workweeks during a rolling 12-monthperiod. if the LC233 absence qualifies as a serious health condition, the LC233 will be applied to the 12-week maximum allowed for FML. family leave to care for a covered servicemember with a serious injury or illness. 2.0 DEFINITION OF TERMS Child - a biological, adopted, or foster child; a stepchild; a legal ward; or a child of a person standing in locoparentis,who is under 18 years of age or who is an adult dependent child who is incapable of self-caredue to physical or mental disability. Domestic Partners - two adults, at least one of which is an LACMTA employee, who are in a committed relationship and have signed and filed an LACMTA "Affidavit of Domestic Partnership" or have filed a State of California Certificate of Domestic Partnership with LACMTA's Pension and Benefits Department, and 1)share a common residence; 2) neither is married to someone else or is a member of another domestic partnership; 3) are not related by blood which would prevent them from being married to each other in a legal California marriage; 4) are both at least 18 years old; and 5) are both capable of consenting to the domestic partnership. Family Member - an employee's parent, child, spouse or domestic partner or child of a domestic partner. Family Medical Leave (HR 33) Page 7 Los Angeles County MetropolitanTransportation Authority @ Metro ~ HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) Health Care Provider - a doctor of medicine or osteopathy who is authorized to practice medicine or surgery by the state in which the doctor practices; or physician assistants, podiatrists, dentists, clinical psychologists, optometrists, nurse practitioners, nurse-midwives, clinical social workers, and chiropractors (limited to treatment consisting of manual manipulation of the spine to correct a subluxation as verified by X-ray) authorized to practice in the state and performing within the scope of their practice as defined under state law; and Christian Science practitioners listed with the First Church of Christ, Scientist in Boston, Massachusetts. LACMTA may require that second or third opinions be obtained from health care providers other than Christian Science practitioners. A Health Care Provider can also be: any health care provider from whom LACMTA's group health plans benefits manager will accept certification of the existence of a serious health condition to substantiate a claim for benefits; or a health care provider listed above who practices in a country other than the United States, who is authorized to practice in accordance with the law of that country, and who is performing within the scope of his or her practice as defined under such law. Intermittent Leave - an approved leave taken in separate periods of time due to a single illness or injury, rather than for one continuous period of time. FML time off should be recorded on an actual time (minute-by-minute)basis. Non-Occupational InjuryIIllness - an injury or illness which is not work-related. Occupational InjurylIllness - an injury or illness which is work-related. Paid Family Leave Insurance (PFLI) - an extension of the California State Disability Insurance (SDI) Program that provides compensation for individuals who take time off work to care for a seriously ill child, spouse, parent, or domestic partner, or for the birth, adoption, or foster care placement of a child. Parent - a biological, foster, or adoptive parent; a stepparent, a legal guardian, or other person who stood in locoparentisto the employee when the employee was a child. This term does not include parents-in-law. Reduced Leave Schedule - a leave schedule that reduces an employee's usual number of hours per workweek, or hours per workday. Family Medical Leave (HR33) Los Angeles County MetropolitanTransportation Authority @ Metro HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) Rolling 12-MonthPeriod - a period of 12 months measured backward from the date an employee begins using any FML. Serious Health Condition - an illness, injury, impairment, or physical or mental condition (occupationalor non-occupational) that involves: 1. Inpatient care (i.e., an overnight stay) in a hospital, hospice, or residential medical care facility, including any period of incapacity (i.e. inability to work, attend school, or perform other regular daily activities due to the serious health condition, treatment involved or recovery) or subsequent treatment in connection with the inpatient care. Continuing treatment by a health care provider that includes any one or more of the following: A period of incapacity of more than three consecutive calendar days, and any subsequent treatment or period of incapacity relating to the same condition that also involves: treatment two or more times by a health care provider, by a nurse or physician's assistant under direct supervision of a health care provider, or by a provider of health care services (e.g., physical therapist) under orders of, or on referral by a health care provider; or treatment by a health care provider on at least one occasion which results in a regimen to continuing treatment under the supervision of the health care provider. 3. Pregnancy - any period of incapacity due to pregnancy, or for prenatal care. 4. Chronic conditions requiring treatment: A chronic serious health condition is one which requires periodic visits for treatment by a health care provider, or by a nurse or physician's assistant under direct supervision of a health care provider; continues over an extended period of time (including recurring episodes of a single underlying condition; and may cause episodic, rather than a continuing period of incapacity, e.g., asthma, diabetes, or epilepsy). 5. Permanent/Long-term conditions requiring supervision: A period of incapacity which is permanent or long-term due to a condition for which treatment may not be effective. (The employee or family member must be under the continuing supervision of, but not be receiving treatment by, a health care provider. Examples include Alzheimer's, a severe stroke, or the terminal stages of a disease.) Family Medical Leave (HR 33) Los Angeles County Metropolitan TransportationAuthority @lktm HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) 6. Multiple treatments (non-chronicconditions): Any period of absence to receive multiple medical treatments (including any period of recovery)by a health care provider or by a provider of health care services under orders of, or on referral by a health care provider, either for restorative surgery after an accident or other injury, or for a condition that would likely result in a period of incapacity of more than three consecutive calendar days in the absence of medical intervention or treatment, such as cancer (chemotherapy,radiation, etc.), severe arthritis (physicaltherapy), or kidney disease (dialysis). 3.0 RESPONSIBILITIES Employees submit requests for FML in a timely manner and provide documentation upon request. Department headsldivision managers review, approve, and designate requests for FML in a timely manner, and inform employees of LACMTA FML policies. Human Resources/RTW Coordinators review medical documentation, designate absences as FML, provide guidance to management and employees, and coordinate secondlthird medical opinions. 4.0 FLOW CHART Not Applicable 5.0 REFERENCES Family and Medical Leave Act of 1993 (29 USC j 2601-2619) Family and Medical Leave Act of 1993 (Final Rule) California Family Rights Act of 1993 (California Government Code 8 12945.2) California Fair Employment and Housing Act HR 25 Reasonable Accommodation Policy HR 44 Medical Disability Leave Policy 7. HR 16 TOWP Policy 8. HR 38 Pregnancy Disability Leave Policy 9. HR 21 Attendance Policy 10. HR 31 Employment Status 11. HR 14 Military Leave Policy 1. 2. 3. 4. 5. 6. Family Medical Leave (HR33) Los Angeles County MetropolitanTransportation Authority HUMAN RESOURCES FAMILY MEDICAL LEAVE (HR 33) 6.0 ATTACHMENTS 1. 2. 3. 4. Certification of Health Care Provider for Employee's Own Serious Health Condition Cer=cation of Health Care Provider for Family Member's Serious Health Condition Employee Request for Family Medical Leave Notice of EligibilityIDesignation 7.0 PROCEDURE HISTORY 03/23/93 Former LACTC and former SCRTD interim procedures Board-adopted. 08/16/96 Revised to conform to revised law. 01/01/05 Revised to comply with new State laws. 05/05/08 Revised.to reflect new Family Medical Leave legislation and clan@parts of existing policy. 01/14/10 Revised to reflect revisions to the Family Medical Leave Act. Family Medical Leave (HR33) EMPLOYEE Attachment 1 Certification of Health Care Provider fbr Employee's Own Serious Health Condition Family and Medical Leave Act (FMLA) and California Family Rights Act (CFRA) Metro INSTRUCTIONS to the EMPLOYEE: Please complete this section before giving this form to your Health Care Provider. Failure to provide a complete and sufficient medical certification may result in a denial of your FMLA request. This form should be completed within 15 calendar days. Employee Name Dept/Div Badge Date INSTRUCTIONS to the HEALTH CARE PROVIDER: Please complete this section, answer all applicable questions in PART A and PART B, and sign and date the last page. Several questions seek a response as to the frequency or duration of a condition, treatment, etc. Your answer should be your best estimate based upon your medical knowledge, experience, and examination ofthe patient. Be as specific as possible. Terms such as "lifetime," "as needed," "unknown," or "indeterminate" may not be sufficient to determine FMLA coverage. Limit your responses to the condition for which the employee is seeking leave without indicatingthe underlying diagnosis without the patient's consent. (Please print.) Health Care Provider's Name Type o f practice Address City Telephone: ( ) State Fax: ( Zip 1 PART A: M EDlCAL FACTS Does the patient's condition qualify as a "Serious Health Condition" (SHC) under the Family and Medical Leave Act and as described in the attached definitions? If so, please check the applicable category: (1) - (2) - (3) - (4) - (5) - (6), or No SHC-, (Ifyou checked "No SHC," please go directly to the bottom o f page 3 and sign and date.) Approximate date condition commenced: Probable duration ofcondition: Page 1 o f 3 Certification of Health Care Provider fbr Employee's Own Serious Health Condition 1. Was the patient admitted for an overnight stay in a hospital, hospice, or residential medical care facility? N oY e s If so, dates of admission: Date@)you treated the patient for condition: Will the patient need to have treatment visits two or more times due to the condition? Was medication, other than over-the-countermedication, prescribed? No No Yes Yes Was the patient referred to other health care provider@)for evaluation or treatment (e.g., physical therapist)? -No -Yes If so, state the nature and duration of such treatments: 2. Is the medical condition pregnancy?-No Yes If so, expected delivery date: 3. Is the employee unable to perform any of hislher job functions due to the condition? No Y e s If so, identify the job functions the employee i s unable to perform: 4. Describe other relevant medical facts, if any, related to the condition for which the employee seeks leave (such medical facts may include symptoms or any regimen of continuing treatment such as the use of specialized equipment): PART B: AMOUNT OF LEAVE NEEDED 5. Will the employee be incapacitated for a single continuous period oftime due to hislher medical condition, including any time for treatment and recovery? No Yes If so, estimate the Start and End dates for the period of incapacity: Start Date: End Date: Page 2 of 3 Certification of Health Care Provider fbr Employee's Own Serious Health Condition 6. Will the employee need to attend follow-up treatment appointments or work part-time or on a reduced schedule because of the employee's medical condition? No Yes I If so, are the treatments or the reduced number of hours of work medically necessary?-No Yes Estimate treatment schedule, if any, including the dates of any scheduled appointments and the time required for each appointment, including any recovery period: Estimate the part-time or reduced work schedule the employee needs, i f any: hour@)per day; days per week from through Date Date 7. Will the condition cause episodic flare-ups periodically preventing the employee from performing his/her job functions? No Y e s Is it medically necessary for the employee to be absent from work during the flare-ups? If so, explain: No -Yes Based upon the patient's medical history and your knowledge ofthe medical condition, estimate the frequency of flare-ups and the duration of related incapacity that the patient may have over the next 6 months (e.g., 1 episode every 3 months lasting 1-2 days): I Frequency: t i m e s per week(s) month -month(s) hours or day(s) per episode Duration: - ADDITIONAL INFORMATION: Date Signature o f Health Care Provider Page 3 of 3 MetropolitanTransportation Authorly 0 Met,, DEFINITIONS FOR SERIOUS HEALTH CONDITION A "Serious Health Condition" means an illness, injury, impairment, or physical or mental condition that involves one of the following: 1. Inpatient Care - an overnight stay in a hospital, hospice, or residential medical care facility, including any period of incapacity or subsequent treatment in connection with the inpatient care. 2. Continuing Treatment a period of incapacity2 of more than three consecutive calendar days and any subsequent treatment or period of incapacity2relating to the same condition that also involves: - (1) treatment3two or more times by a health care provider, by a nurse or physician's assistant under direct supervision of a health care provider, or by a provider of health care services (e.g., physical therapist) under orders of, or on referral by a health care provider; or (2) treatment by a health care provider on at least one occasion which results in a regimen o f continuing treatment4under the supervision of the health care provider. 3. - Pregnancy any period of incapacity due to pregnancy, or for prenatal care. NOTE: An employee's own incapacity due to pregnancy is covered as a serious health condition under FMLA, but not under CFRA. 4. - Chronic Condition a condition which: (1) requires periodic visits for treatment by a health care provider, or by a nurse or physician's assistant under direct supervision of a health care provider; (2) continues over an extended period of time (including recurring episodes of a single underlying condition); and (3) may cause episodic rather than a continuing period of incapacity,' e.g., asthma, diabetes, or epilepsy. - 5. PermanentILong-term Conditions Requiring Supervision a period of incapacity2which is permanent or long-term due to a condition for which treatment may not be effective. The employee or family member must be under the continuing supervision of, but need not be receiving active treatment by, a health care provider. Examples include Alzheimer's, a severe stroke, or the terminal stages of a disease. . Multiple Treatments for Non-Chronic Conditions any period o f absence to receive multiple treatments (including any period of recovery) by a health care provider or by a provider o f health care services under orders of, or on referral by, a health care provider, either for restorative surgery after an accident or other injury, or for a condition that would likely result in a period o f incapacity2o f more than three consecutive calendar days in the absence o f medical intervention or treatment, such as cancer (chemotherapy, radiation, etc.), severe arthritis (physical therapy), kidney disease (dialysis). - Here and elsewhere on this form, the information sought relates only to the condition for which the employee is on leave of absence. "Incapacity," for purposes of FML, is defined to mean inability t o work, attend school or perform other regular daily activities due to serious health condition, treatment, or recovery. ' Treatment includes examinations to determine if a serious health condition exists and evaluations o f the condition. Treatment does not include routine physical examinations, eye examinations, or dental examinations. A regimen o f continuing treatment includes, for example, a course o f prescription medication (e.g., an antibiotic) or therapy requiring special equipment to resolve or alleviate the health condition. A regimen o f treatment does not include the taking over-the-counter medications such as aspirin, antihistamines, or salves; or bed-rest, drinking fluids, exercise, and other similar activities that can be initiated without a visit to a health care provider. FAMILY MEMBER Attachment 2 Mef r~ Certification of Health Care Provider fbr Family Member's Serious Health Condition Family and Medical Leave Act (FM LA) and California Family Rights Act (CFRA) INSTRUCTIONSto the EMPLOYEE: Please complete this section before giving this form to your family member or his/her Health Care Provider. Failure to provide a complete and sufficient medical certification may result in a denial of your FMLA request. This form should be completed and returned within 15 calendar days. Employee Name Badge Family Member's Name Relationship Ifchild, indicate birth date: Dept/Div (month/date/year) State the care you will provide: Employee Signature Date of Request INSTRUCTIONS to the HEALTH CARE PROVIDER: Please complete this section, answer all applicable questions in PART A and PART B, and sign and date the last page. Several questions seek a response as to the frequency or duration of a condition, treatment, etc. Your answer should be your best estimate based upon your medical knowledge, experience, and examination of the patient. Be as specific as possible. Terms such as "lifetime," "as needed," "unknown," or "indeterminate" may not be sufficient to determine FMLA coverage. Limit your responses to the condition for which the patient needs care without indicatingthe underlying diagnosis without the patient's consent. (Please print.) Health Care Provider's Name Address Type of practice City 1 State Fax: ( Page 1 of 4 1 Zip Certification of Health Care Provider br Family Member's Serious Health Condition PART A: MEDICAL FACTS Does the patient's condition qualify as a "Serious Health Condition" (SHC) under the Family and Medical Leave Act and as described in the attached definitions? If so, please check the applicable category: (1) - (2) - (3) - (4) - (5) - (6), or No SHC (Ifyou checked the "No SHC," please go directly to the bottom o f page 4 and sign and date.) Approximate date condition commenced: Probable duration o f condition: 1. Was the patient admitted for an overnight stay in a hospital, hospice, or residential medical care facility? -No Yes If so, dates o f admission: Date(s) you treated the patient for condition: Was medication, other than over-the-counter medication, prescribed? No -Yes Will the patient need to have treatment visits two or more times due to the condition? No -Yes Was the patient referred to other health care provider(s) for evaluation or treatment (e.g., physical therapist)? -No Y I e s If so, state the nature and duration of such treatments: 2. Is the medical condition pregnancy?N o Yes If so, expected delivery date: 3. Describe other relevant medical facts, if any, related to the condition for which the patient needs care (such medical facts may include symptoms, or any regimen o f continuing treatment such as the use o f specialized equipment): Page 2 o f 4 Certification dHealth Care Provider fbr Family Member's Serious Health Condition PART B: AMOUNT OF CARE NEEDED Your patient's need for care by the employee seeking leave may include assistance with basic medical, hygienic, nutritional, safety or transportation needs, or the provision of physical or psychological care: 4. Will the patient be incapacitated for a single continuous period of time, including any time for treatment and recovery? No Yes I f so, estimate the Start and End dates for the period of incapacity: Start Date: End Date: During this time, will the patient need care? No -Yes Explain the care needed by the patient and why such care is medically necessary: 5. Will the patient require follow-up treatments, including any time for recovery?-No Y e s Estimate treatment schedule, if any, including the dates of any scheduled appointments and the time required for each appointment, including any recovery period: Explain the care needed by the patient, and why such care is medically necessary: 6. Will the patient require care on an intermittent or reduced schedule basis, including any time for recovery? No -Yes Estimate the hours the patient needs care on an intermittent basis, if any: hour(s) per day; days per week from through Date Explain the care needed by the patient, and why such care is medically necessary: Page 3 of 4 Date Certification of Health Care Provider k r Family Member's Serious Health Condition 7. Will the condition cause episodic flare-ups periodically preventingthe patient from participating in normal daily activities? No Y e s Based upon the patient's medical history and your knowledge of the medical condition, estimate the frequency of flare-ups and the duration of related incapacity that the patient may have over the next 6 months (e.g., 1 episode every 3 months lasting 1-2 days): Frequency: Duration: I times per week(s) -month -month(s) hours or -day(s) per episode Does the patient need care during these flare-ups? No Yes Explain the care needed by the patient, and why such care i s medically necessary: ADDITIONAL INFORMATION: Signature of Health Care Provider Date Page 4 of 4 Attachment 3 Metro EMPLOYEE REQUEST FOR FAMILY MEDICAL LEAVE ~amilyand Medical Leave Act (FMLA) ~aliforniaFamily Rights Act (CFRA) - INSTRUCTIONS to the EMPLOYEE: Complete either Part A, Part B, or Part C depending on reason for absence. Employee Name Badge Dept/Div Date PART A: Absence for Employee's own serious health condition. (See LACMTA Family Medical Leave Policy HR #33) This request is for my own serious health condition. I have included the required Certification o f Health Care Provider. PART B: Absence to take care o f others. (See LACMTA Family Medical Leave Policy HR #33) This request is for the birth o f my child, bonding with newborn child, placement of child with me for adoption or foster care. I have included the required proof of birth, adoption or foster care placement This request is to care for an eligible family member who has a serious health condition. Indicate relationship: If child, indicate birth date: (monthldaylyear) I have included the required Certification of Health Care Provider I am required to provide the following care: PART C: Military Family Leave. (See LACMTA Military Leave Policy HR #14) This request is for a qualifying exigency because my spouse son or daughter parent is on active duty or has been notified o f an impending call or order to active duty in support of a contingency operation. This request is for my -spouse -son or daughter -parent -domestic partner child o f my domestic partner my next of kin who is a covered servicemember with a serious injury or illness. Page 1 of 1 Attachment 4 NOTICE O F ELIGIBILITY/DESIG NATION Family and Medical Leave Act (FM LA) and California Family Rights Act (CFRA) Mef r~ INSTRUCTIONS to the DEPARTMENT MANACER/SUPERVISOR: Complete this form and give to the Employee within 5 working days after receiving notice of the need for leave. TO: Employee Name Badge Dept/Div FROM: Employer Representative Date REASON FOR LEAVE On Date Request Received you requested FML leave from to Start Date for: End Date y o u r own serious health condition -birth of child, bonding with newborn child, or placement o f child with you for adoption or foster care -care o f your -spouse -domestic partner child parent child o f your domestic partner who has a serious health condition -a qualifying exigency arising out ofthe fact that your -spouse -son or daughter -parent is on active duty or has been notified o f an impending call or order to active duty in support o f a contingency operation c a r e ofyour -spouse s o n or daughter domestic partner child ofyour domestic partner -parent -next o f kin who is a covered servicemember with a serious injury or illness ELlClBlLlM Y o u are eligible for FML leave. -You are not eligible for FML leave, because you: - have not been employed by Metro for over one year. 1 (Hire date: - have not worked at least 1,250 hours in last twelve months from start of leave. (Actual hours worked: - 1 have exhausted all your FML leave entitlement in the applicable 12-month period. Page 1 o f 2 Attachment 4 APPROVAL Your FML leave request is approved and will be counted against your FML leave entitlement. Additional information is needed to determine if your FML leave request can be approved. The additional information listed below must be submitted within 15calendar days from receipt o f this notice or your leave may be denied. -Certification o f Health Care Provider you have provided is not sufficient t o determine your eligibility for FML. Please provide the following information: -Please provide proof o f birth, adoption or foster care placement. -Please provide documentation to establish the relationship between you and your family member. Other: Your FML leave request is not approved because: Y o u are not eligible for FML leave. Your absence does not qualify for FML leave. T h e certification/additional information you submitted t o support your request for FML leave was not received within 15 calendar days from receipt ofthe notification. DESIGNATION Your leave is being designated as FML leave and will count towards your FML leave entitlement because: Your health care provider states that you cannot return t o your usual and customary job. Y o u r condition appears t o qualify for leave under FMLAICFRA as a serious health condition. Your rights and responsibilities for FMLAICFRA are described in the Family Medical Leave Policy HR #33. You may be eligible for u p t o 12 weeks o f unpaid leave i n a rolling 12-month period. Page 2 o f 2
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