here - NERC

Coordinated Oversight of MRREs
Process Development and Implementation Program
The ERO Enterprise has identified over 40 groups Multi-Regional Registered Entities totaling over 150
individual registered entities to begin the Coordinated Oversight Program. In the initial implementation, the
option of coordinated oversight will be offered to these 150 entities beginning in January 2015 with full
implementation scheduled in June 2015.
Background
The program development would cover all components identified in the Regional Entity Coordinated Oversight
Memorandum of Understanding. This could include the selection of risk elements through the IRA and ICE (if
applicable) and determination and implementation of a monitoring oversight plan (audit, spot-check etc.). The
program development also would cover coordinated enforcement-related processes. Procedures for sharing and
storing relevant data would also be developed.
Development of the program with the staged approach will provide useful input to the preparations for the 2016
budget and the 2016 CMEP Implementation Plans.
Initial Implementation Notification Letter Distribution
NERC will send the ERO EMG-approved notification letter to each of the MRRE candidate groups. NERC will
send to the key compliance contact for each of the above described MRRE groups an email with the notification
letter attached and copy the primary compliance contact by email for each registered entity included in the
MRRE group. The email will instruct the MRRE group entity primary contact to respond with the group
position regarding coordinated oversight to NERC. NERC will then send responses to the ECEMG for
accumulation of status and distribution.
Full Implementation
In June 2015 full implementation will occur. All registered entities may notify each Regional Entity with which
they are registered of their interest in Coordinated Oversight. The Regional Entities will work together and with
the registered entities to seek to transition to Coordinated Oversight in a timely manner. In certain cases, it may
be appropriate for the MRREs to receive Coordinated Oversight such that the MRREs might transition from
having 8 Regional Entities conducting oversight to 2.
1 Implementation Schedule
Initial Implementation
10/24/14
ERO EMG approval of program development proposal and MRRE initial implementation
candidates.
11/17/14
Begin sending of notification letters to Initial Implementation approved MRRE candidate
groups.
12/15/14
Responses to “Opt In” are due back from the initial MRREs. Coordinated Oversight is
expected to begin in approximately two months, by mid-February 2015.
1/16/15
REMG selection of Lead Regions for each MRRE group that returned a positive “Opt In”
response.
1/30/15
Signed MRRE MOU among affected regions.
1/30/15
Notification to initial MRREs of assigned LRE.
3/15/15
Inclusion in 2016 budgets for all affected LREs and AREs.
May 2015
Report to NERC BOTCC on progress of Initial Implementation and announcement of
Full Implementation Plans.
1/1/15 – 5/30/15
Formalization of processes and tools.
Full Implementation
6/1/15
All Registered Entities may notify each Regional Entity with which they are registered of
their interest in Coordinated Oversight.
6/30/15
Requests for Coordinated Oversight for 2016 cycle are due.
7/30/15
Regional Entities collaborate with each other and the MRREs to determine the specifics
of Coordinated Oversight participation.
8/15/15
ERO EMG selection of Lead Regions for each MRRE.
8/30/15
Signed MRRE MOU among affected regions.
8/30/15
Notification to MRREs of assigned LRE.
10/1/15
Inclusion of coordinated oversight in 2016 CMEP Implementation Plan.
2 Multi-Regional Registered Entity (MRRE)
Coordinated Oversight
FAQ
November 10, 2014
1. What is a MRRE?
Response: A Multi-Regional Registered Entity (MRRE) is a registered entity that has a single NERC
Compliance Registry (NCR) number in more than one region or affiliated registered entities in multiple
regions with multiple NCR numbers.
2. What is a Lead Regional Entity (LRE)?
Response: A LRE is the regional entity selected to lead efforts related to coordinating the compliance
monitoring and enforcement oversight of a MRRE.
3. What is an Affected Regional Entity (ARE)?
Response: An ARE is the Regional Entity, other than the Lead Regional Entity, in which the MRRE is
registered for various NERC functional responsibilities.
4. Why have coordinated oversight of a MRRE?
Response: Coordinated oversight can provide a structure for improving both efficiency to registered
entity in responding to compliance oversight and consistency in the compliance oversight procedures,
tools, communication, and interfaces affecting the registered entity.
5. How does a registered entity benefit from coordinated oversight of a MRRE?
Response: Coordinated oversight can potentially reduce administrative burden and improve
consistency.
6. How can a registered entity participate in MRRE coordinated oversight?
Response: Initial Implementation will involve NERC sending letters to 43 groups of MRREs (over 150
individual registered entities). These registered entities will be requested to respond if they are
interested in coordinated oversight. At Full Implementation, scheduled for June 2015, registered entities
may contact their regional entities or a subset of their regional entities to request coordinated oversight
or to request additional related information.
1
7. Is it mandatory that each registered entity that meets the definition of a MRRE participate in coordinated
oversight?
Response: No, participation by a MRRE in coordinated oversight will be voluntary for the registered
entity. However, the registered entity is encouraged to consider the benefits of coordinated oversight if
offered by the regional entity.
8. Can a registered entity or affiliates participate in coordinated oversight for some regions and not for
others?
Response: Possibly. Separating a MRRE for coordinated oversight into additional MRREs will be
considered by the affected regional entities and may be acceptable if regional entities’ obligations for
oversight can be appropriately met.
9. Can a Registered Entity agree to participate as a MRRE with coordinated oversight and later opt out of
this coordinated oversight?
Response: Yes, however there will likely be resource impacts on the affected regions in initiating the
coordinating oversight as well as obligations to ensure continued compliance that must be considered in
the timing and approach to ending a coordinated oversight.
10. How will the affected regions determine each of their coordinated oversight responsibilities associated
with a MRRE?
Response: The regional entities will consider each coordinated oversight and clearly assign compliance
monitoring and enforcement activity responsibility to each region involved in the coordinated oversight.
11. How is the lead region for MRRE coordinated oversight determined?
Response: The affected regional entities will consider each coordinated oversight and determine which
region will be identified and obligated to be the lead region.
12. Does the MRRE have a choice of the lead region for coordinated oversight?
Response: No. To ensure fulfilment of each region’s delegated responsibilities, the management of
affected regions will decide who the lead region will be for each coordinated oversight.
13. Will there always be only one lead region?
Response: No. In a few instances, the most appropriate Coordinated Oversight may result in more than
1 Lead Region, for example transitioning oversight from 8 Regional Entities to 2.
14. Does the coordinated oversight of a MRRE include activities other than compliance monitoring and
enforcement?
2
Response: In addition to activities identified in the Compliance Monitoring and Enforcement Program
(CMEP) there may be other reliability related activities for which coordination is beneficial to the
registered entity and possibly the regional entity as well. Examples of such may include processing
entity responses to NERC Alerts.
15. Will a MRRE involved in coordinated oversight have an identical possible violation (i.e same
standard/requirement/instance/root cause/risk) numbered and reported to NERC from multiple regions?
Response: A possible violation that is identical to those discovered in other regions would only be
reported and processed once in coordinated oversight. To ensure any possible violations are identical,
the affected regions must review and agree.
16. Will a MRRE involved in coordinated oversight be required to participate in enforcement actions such
as a settlement in multiple regions?
Response: Settlements and other related enforcement actions will be coordinated as well to avoid
redundancy and improve efficiency.
17. If a registered entity has coordinated oversight will it become registered in just one region?
Response: Participating in coordinated oversight does not change registration. It is expected that an
entity would remain registered within each region in which BPS reliability functions are performed.
18. Does the Lead Regional Entity make the final decisions on compliance & enforcement?
Response: In coordinated oversight each affected region will have the right and opportunity to be
involved in all compliance monitoring and enforcement decisions that are related to the reliability
functions of registered entities within their region. This will be coordinated among the affected regions
and the MRRE will interface with the Lead Regional Entity.
19. Does the oversight authority of the affected regions terminate once an entity is a MRRE?
Response: No. Each affected region in the coordinated oversight retains responsibility and authority to
ensure compliance with the approved reliability standards. Coordinated oversight can improve the
consistency and efficiency to the registered entity of implementing this regional responsibility.
3
NOTIFICATION TEMPLATE
[DATE]
Via Electronic Mail
[Registered Entity Contact Name, Contact Title]
[Registered Entity Name]
[Street Address]
[City, State Zip Code]
[Contact’s email address]
Subject:
Notice of Regional Entity Coordinated Oversight
Dear Mr./Mrs./Ms. [NAME]:
The purpose of this letter is to notify [Registered Entity] of its eligibility for Coordinated Oversight
and to summarize the protocols of the affected Regional Entities will utilize to assure coordination
of delegated functions (e.g. compliance monitoring and enforcement, event analysis etc.). This
coordinated regulatory oversight between the Regional Entities is intended to streamline risk
assessment, compliance monitoring and enforcement, and event analysis activities.
[Registered Entity] may choose to participate in Coordinated Oversight by providing written
notification to NERC by December 15, 2014. We would expect the Coordinated Oversight to
begin approximately two (2) months after we receive your notification. If [Registered Entity] does
not desire Coordinated Oversight, the Regional Entities will continue to separately address their
respective risk assessment, compliance monitoring and enforcement and event analysis activities
for [Registered Entity].
Lead Regional Entity
If [Registered Entity] elects to participate in Coordinated Oversight, the Regional Entities will
identify a Lead Regional Entity (LRE) for [Registered Entity]. The LRE will notify you when the
identification has been agreed upon. The affected Regional Entities will periodically review the
Coordinated Oversight activities to ensure efficiencies are preserved. The LRE may be changed
from time to time, as agreed upon by the affected Regional Entities. In the event of a change in
LRE, the affected Regional Entities will notify [Registered Entity].
In addition to those roles listed below, the LRE, will:
1) include [Registered Entity] in LRE’s annual implementation plan;
2) maintain adequate resources with regard to oversight activities pertaining to the compliance
monitoring and enforcement of [Registered Entity]’s matters and coordinate with Affected
Regional Entity(s) (ARE) regarding the use of ARE’s resources for compliance monitoring
and enforcement activities;
3) provide ARE with the opportunity to participate in any compliance monitoring and
enforcement activity;
4) ensure NERC Rules of Procedure are followed during Coordinated Oversight
5) select the oversight approach for [Registered Entity], including timing and frequency of
such activities, after coordinating and receiving input from ARE;
6) compose reports related to coordinated compliance monitoring and enforcement activities
and provide such reports to ARE for review and comment, prior to the issuance of the
report;1 and
7) perform all risk and internal controls evaluation(s) of [Registered Entity] in coordination
with ARE.
Self-Reports
[Registered Entity] will self-report all potential instances of noncompliance to LRE.
If [Registered Entity] has any concerns about unnecessary duplication of effort on any future selfreported potential violations, please contact the LRE staff.
Compliance Audits
LRE will lead the scheduling and execution of the compliance audits conducted of [Registered
Entity] with participation from ARE staff.
Self-Certifications
[Registered Entity] will submit self-certifications to LRE in accordance with LRE’s
Implementation Plan for the NERC CMEP. Should ARE identify a self-certification needed from
[Registered Entity], ARE will coordinate the self-certification request with LRE.
Periodic Data Submittals
[Registered Entity] will submit periodic data submittals to LRE in accordance with the LRE
periodic data submittal schedule. Should ARE identify a “periodic data submittal” needed from
[Registered Entity], ARE will coordinate the data submittal request with LRE. Compliance Investigations
LRE will perform any Compliance Investigations of [Registered Entity]. LRE will notify ARE of
the conduct of a compliance investigation and seek assistance from ARE as needed.
If there is a reason for ARE to initiate and conduct a compliance investigation of [Registered
Entity], ARE will notify LRE and coordinate the performance of such compliance investigation of
[Registered Entity] with LRE.
Complaints
Both LRE and ARE may receive complaints regarding allegations of [Registered Entity]’s
violation(s) of FERC approved Reliability Standards or requirements. If ARE receives a complaint
against [Registered Entity], ARE will notify and coordinate with LRE to review and resolve the
complaint. In any case, LRE and ARE will inform each other of the issuance of a complaint, result
of the review and the proposed resolution of the matter.
Spot Checks
LRE will notify and coordinate the performance of any Spot Checks of [Registered Entity] with
ARE.
Should there be a reason why ARE may need to conduct a Spot Check of [Registered Entity], ARE
will notify LRE and coordinate the performance of such Spot Check of [Registered Entity] with
LRE.
Technical Feasibility Exceptions (TFEs)
LRE will be responsible for handling all TFE’s submitted by [Registered Entity], regardless of
where they may apply within [Registered Entity]’s operations. [Registered Entity] will only need
to request TFE approvals and amendments from LRE, but will clearly note any TFEs for covered
assets that reside within the ARE footprint. LRE will then consult and coordinate with ARE on
the TFE’s specific to facilities within the ARE footprint. Any required quarterly or annual TFE
update reports will be submitted by [Registered Entity] to LRE.
Pending Violations
Pending violations which are duplicative or redundant and currently open in the LRE and ARE
Regions will be handled and processed by LRE. ARE will issue a Notice of Transfer to LRE and
a Notice of Dismissal to [Registered Entity] for any open NERC tracking IDs within ARE’s
footprint.
Mitigation Plan Review and Verification
LRE will coordinate the review and acceptance of any mitigating activities or a mitigation plan
with ARE prior to acceptance. LRE will lead and coordinate verification of all completion of any
mitigating activities or mitigation plans with ARE.
Enforcement Coordination
LRE will provide periodic updates to ARE throughout the enforcement process. LRE will copy
ARE during the issuance of notices, draft settlement agreements, and final settlement agreements
to [Registered Entity].
Retention and Disposal of Confidential Compliance Monitoring and Enforcement Data
LRE will be responsible for the secure transfer and storage of all data and evidence associated with
all coordinated oversight activities. LRE will be responsible for retention and disposal timing as
required by NERC rules and regulations.
In the event that [Registered Entity] is no longer considered a MRRE, then ARE will resume
responsibility for the retention and disposal of any new data from the effective date of the
transition.
System Events
LRE will review system events or disturbances related to [Registered Entity]’s facilities
exclusively in the LRE footprint including reviews of [Registered Entity]’s compliance selfassessments of an event. LRE will provide any reports to ARE.
For system events or disturbances which may exclusively involve facilities within the ARE
footprint, the ARE will lead the coordination and review of the event analysis and will provide any
reports to the LRE.
For system events or disturbances related to [Registered Entity’s] facilities that impact both LRE
and ARE footprints, LRE will notify and coordinate with the ARE to complete an adequate
analysis.
NERC Alerts
LRE is designated to handle responses from [Registered Entity] regarding NERC Alerts. Any
required status updates associated with NERC Alerts should be submitted to LRE. LRE will
consult and coordinate with ARE regarding assets located within the ARE footprint which are
subject to the NERC Alert.
This notice is being sent to a limited group of MRREs. It is part of an initial effort to refine and
implement the processes and tools necessary to support coordinated oversight of MRREs. In
about six months, coordinated oversight will be opened more broadly to address requests from
other MRREs. Also, entities that received this notice but choose not to participate will have
future opportunity to express an interest in coordinated oversight.
We trust that this notice will inform [Registered Entity] as to LRE’s and ARE’s protocols for
coordinating their compliance monitoring and enforcement processes for [Registered Entity].
Please contact us should you have questions or require additional information regarding the
Coordinated Oversight protocols discussed above. Please send your notification to Brooke
Thornton ([email protected]) requesting participation in this Coordinated Oversight
program by December 15, 2014.
Coordinated Oversight - MRRE
Initial Notification List
11/17/2014
Item #
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
NCR ID#
NCR05002
NCR03039
NCR00663
NCR05004
NCR11178
NCR05007
NCR01055
NCR00666
NCR00667
NCR01168
NCR01169
NCR11249
NCR11027
NCR00961
NCR10337
NCR 00962
NCR00685
NCR00685
NCR00769
NCR00769
NCR00769
NCR00769
NCR00769
NCR04015
NCR01186
NCR10371
NCR11341
NCR11202
NCR11094
NCR00743
NCR00744
NCR10007
NCR00017
NCR10009
NCR10010
NCR00018
NCR10389
NCR10011
NCR11009
Entity Name
AES Alamitos, LLC
AES Armenia Mountain Wind, LLC
AES Beaver Valley L.L.C
AES Huntington Beach, LLC
AES Laurel Mountain, LLC
AES Redondo Beach LLC
AES Shady Point, LLC
AES Warrior Run
Alcoa Power Generating, Inc.
Alcoa Power Generating, Inc. - Tapoco Division
Alcoa Power Generating, Inc. - Yadkin Division
Algonquin Power Sanger LLC
Algonquin Power Windsor Locks, LLC
Alliant Energy - East
Alliant Energy - East
Alliant Energy - West
American Transmission Co., LLC
American Transmission Co., LLC
Boston Energy Trading and Marketing LLC
Boston Energy Trading and Marketing LLC
Boston Energy Trading and Marketing LLC
Boston Energy Trading and Marketing LLC
Boston Energy Trading and Marketing LLC
Brazos Electric Power Co Op, Inc.
Brazos Electric Power Cooperative, Inc.
CCI Rensselaer LLC
CCI Roseton LLC
CCI Signal Hill LLC
Coolidge Power LLC
Covanta Delaware
Covanta Essex
Covanta Hennepin Energy Resource Co.
Covanta Lee
Covanta Niagara LP
Covanta Onondaga LP
Covanta Pasco Inc.
Covanta Plymouth Renewable Energy, LLC.
Covanta SEMASS LLC
Covanta Southeastern Florida Renewable Energy (SEFLOR), LT
Sheet 1 of 4
Regional
Compliance
Enforcement
Authority
WECC
RFC
RFC
WECC
RFC
WECC
SPP
RFC
RFC
SERC
SERC
WECC
NPCC
MRO
RFC
MRO
MRO
RFC
MRO
RFC
SPP
TRE
WECC
TRE
SERC
NPCC
NPCC
TRE
WECC
RFC
RFC
MRO
FRCC
NPCC
NPCC
FRCC
RFC
NPCC
FRCC
Item #
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
NCR ID#
NCR10298
NCR10388
NCR01211
NCR07061
NCR07065
NCR01219
NCR00761
NCR00063
NCR10264
NCR11032
NCR11241
NCR01298
NCR11187
NCR00200
NCR00200
NCR00200
NCR01234
NCR11167
NCR11166
NCR07071
NCR07072
NCR07073
NCR07074
NCR08052
NCR07075
NCR11200
NCR00374
NCR00540
NCR00212
NCR00251
NCR00780
NCR10331
NCR10331
NCR00794
NCR00794
NCR00795
NCR00795
NCR10400
NCR10192
NCR00803
NCR01113
NCR04088
NCR00168
Entity Name
Covanta West Enfield
Covanta York Renewable Energy, LLC.
Covanta, Fairfax, Inc.
Dominion Energy Manchester Street, Inc.
Dominion Nuclear Connecticut, Inc.
Duke Energy Carolinas
Duke Energy Corporation
Duke Energy Florida, Inc.
Duke Energy Generation Services, Inc.
Duke Energy Generation Services, Inc.
Duke Energy Generation Services, Inc.
Duke Energy Progress, Inc.
Dynegy Midwest Generation, LLC
Dynegy Power, LLC
Dynegy Power, LLC
Dynegy Power, LLC
Entergy
Entergy - Fossil & Hydroelectric Generation
Entergy - Nuclear
Entergy Nuclear Fitzpatrick, LLC
Entergy Nuclear Generation Company
Entergy Nuclear Indian Point 2, LLC
Entergy Nuclear Indian Point 3, LLC
Entergy Nuclear Palisades, LLC
Entergy Nuclear Vermont Yankee, LLC
Entergy Rhode Island State Energy LP
Essential Power Massachusetts, LLC
Essential Power Newington, LLC
Essential Power OPP, LLC
Essential Power Rock Springs, LLC
Fairless Energy, LLC
First Wind O&M, LLC
First Wind O&M, LLC
Hoosier Energy REC, Inc.
Hoosier Energy REC, Inc.
Illinois Municipal Electric Agency
Illinois Municipal Electric Agency
ITC Great Plains, LLC
ITC Midwest
ITC Transmission
Kiowa Power Partners, LLC
Kiowa Power Partners, LLC
Lakewood Cogeneration, LP
Sheet 2 of 4
Regional
Compliance
Enforcement
Authority
NPCC
RFC
SERC
NPCC
NPCC
SERC
RFC
FRCC
WECC
TRE
SPP
SERC
SERC
NPCC
RFC
WECC
SERC
SERC
SERC
NPCC
NPCC
NPCC
NPCC
RFC
NPCC
NPCC
NPCC
NPCC
RFC
RFC
RFC
WECC
NPCC
SERC
RFC
RFC
SERC
SPP
MRO
RFC
SPP
TRE
RFC
Item #
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
NCR ID#
NCR10226
NCR11107
NCR10022
NCR00817
NCR05235
NCR11273
NCR04097
NCR00820
NCR08023
NCR00826
NCR00826
NCR00826
NCR00826
NCR07142
NCR07143
NCR10394
NCR03044
NCR03044
NCR03044
NCR03044
NCR05247
NCR01015
NCR00303
NCR05256
NCR10366
NCR10271
NCR10367
NCR10272
NCR10273
NCR11070
NCR10368
NCR01019
NCR07182
NCR00859
NCR00859
NCR07186
NCR00879
NCR00879
NCR00893
NCR11239
NCR00895
NCR07201
NCR07202
Entity Name
Llano Estacado Wind, LP
LSP University Park, LLC
LSP-Cottage Grove, LP
LSP-Whitewater, LP
Mesquite Power LLC
Mesquite Solar 1, LLC
Mesquite Wind LLC
METC
Michigan Electric Coordinated Systems
Midcontinent Independent System Operator, Inc.
Midcontinent Independent System Operator, Inc.
Midcontinent Independent System Operator, Inc.
Midcontinent Independent System Operator, Inc.
Milford Power Company, LLC
Milford Power, LLC
Milford Wind Corridor Phase I, LLC
MISO-MBHydro Contingency Reserve Sharing Group
MISO-MBHydro Contingency Reserve Sharing Group
MISO-MBHydro Contingency Reserve Sharing Group
MISO-MBHydro Contingency Reserve Sharing Group
Montana-Dakota Utilities Co., a Division of MDU Resources G
Montana-Dakota Utilities Company
Municipal Energy Agency Of Nebraska
Municipal Energy Agency of Nebraska
Noble Altona Windpark, LLC
Noble Bliss Windpark, LLC
Noble Chateaugay Windpark, LLC
Noble Clinton Windpark, LLC
Noble Ellenburg Windpark, LLC
Noble Great Plains Windpark, LLC
Noble Wethersfield Windpark, LLC
Northern Iowa Wind Power 1, LLC
Ocean State Power
Old Dominion Electric Cooperative
Old Dominion Electric Cooperative
Orange and Rockland Utilities Inc.
PJM Interconnection, LLC
PJM Interconnection, LLC
PSEG Fossil LLC
PSEG New Haven LLC
PSEG Nuclear LLC
PSEG Power Connecticut LLC
PSEG Power New York LLC
Sheet 3 of 4
Regional
Compliance
Enforcement
Authority
SPP
RFC
MRO
RFC
WECC
WECC
TRE
RFC
RFC
MRO
RFC
SERC
SPP
NPCC
NPCC
WECC
MRO
RFC
SERC
SPP
WECC
MRO
MRO
WECC
NPCC
NPCC
NPCC
NPCC
NPCC
SPP
NPCC
MRO
NPCC
RFC
SERC
NPCC
RFC
SERC
RFC
NPCC
RFC
NPCC
NPCC
Item #
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
NCR ID#
NCR10026
NCR10026
NCR10314
NCR11207
NCR00863
NCR00071
NCR01322
NCR11221
NCR11396
NCR01143
NCR01143
NCR01143
NCR00543
NCR00088
NCR01342
NCR01342
NCR01342
NCR04146
NCR09037
NCR07220
NCR11071
NCR10102
NCR10030
NCR08034
NCR10032
NCR08036
NCR08037
NCR09028
NCR09006
NCR00940
NCR00940
NCR01160
NCR01160
NCR02923
NCR08077
NCR10172
NCR10185
NCR10184
NCR10033
NCR05546
NCR10221
Entity Name
Purenergy Operating Services , LLC
Purenergy Operating Services , LLC
Quantum Auburndale Power, LP
Quantum Choctaw Power, LLC
Rockland Electric Company
Southern Power Company
Southern Power Company
Southern Power Company
Southern Power Company
Southwest Power Pool
Southwest Power Pool
Southwest Power Pool
TC Ravenswood LLC
TC Ravenswood Services Corp.
Tex-La Electric Cooperative of Texas, Inc.
Tex-La Electric Cooperative of Texas, Inc.
Tex-La Electric Cooperative of Texas, Inc.
The Dow Chemical Co
The Dow Chemical Company
TransCanada Hydro Northeast Inc
TransCanada Maine Wind Development Inc.
Tri-State Generation And Transmission Association Inc. - Tran
Tri-State Generation and Transmission Association, Inc. - Relia
US Operating Services Company - Chambers
US Operating Services Company - Indiantown
US Operating Services Company - Logan
US Operating Services Company - Scrubgrass
Virginia Electric and Power Company - Fossil and Hydro (GO,G
Virginia Electric and Power Company - Nuclear (GO,GOP)
Wabash Valley Power Association, Inc.
Wabash Valley Power Association, Inc.
Western Farmers Electric Cooperative
Western Farmers Electric Cooperative
Wheelabrator Bridgeport, L.P.
Wheelabrator Falls Inc.
Wheelabrator Millbury Inc.
Wheelabrator North Broward
Wheelabrator S. Broward
Wheelabrator Saugus J.V.
Wheelabrator Spokane Inc.
Wheelabrator Westchester Inc.
Sheet 4 of 4
Regional
Compliance
Enforcement
Authority
NPCC
RFC
FRCC
SERC
RFC
FRCC
SERC
TRE
WECC
MRO
SERC
SPP
NPCC
NPCC
SERC
SPP
TRE
TRE
SERC
NPCC
NPCC
MRO
WECC
RFC
FRCC
RFC
RFC
SERC
SERC
RFC
SERC
SPP
TRE
NPCC
RFC
NPCC
FRCC
FRCC
NPCC
WECC
NPCC

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