DOL`s New Fiduciary Rule and Best 401(k) Practice

Japanese Chamber of Commerce and Industry of New York, Inc.
~ Financial Planning Seminar ~
“DOL’s New Fiduciary Rule and Best 401(k) Practice”
法改正に伴う４０１Kの活用法とベストプラクティス
The recent ruling of the Department of Labor’s fiduciary rule redefines the roles and responsibilities of
plan sponsors. For a timely discussion, we have invited industry experts to address future implications for
plan sponsors and best practices. ERISA and labor law expert Andrew Fawbush J.D. will provide his insight on fiduciary responsibility risk and liability. Jason Carlough, from American Funds, and William
Schories, from Oppenheimer Funds, will discuss recent trends in 401(k) plans and best practices to protect plans from the fiduciary risk. 法改正に伴い、従業員の退職所得・年金を扱うフィナンシャル・プラナー、ア
ドバイザーの義務・役割が大きく変わります。経験豊富な専門家が改正の内容とそれに伴う４０１（ｋ）の活用法、また
リスク回避について分かり易く解説いたします。法務・会計及び人事担当者には貴重な機会です。多数ご参加いた
だきたくご案内申し上げます。（お申し込みは直接下記メリルリンチ社のキム氏までお願いいたします。）
Date & Time: Wednesday, September 14th | 9:30am – 10:30 am
Venue: Nippon Club 145 W. 57th St, New York, NY, (5th Floor, Sakura Room)
RSVP: [email protected] ; 212-382-8622
COST: Free (Coffee and breakfast will be served.)
EVENT PROGRAM:
Moderator: Noriko Suzuki (Vice President, Merrill Lynch)
Session 1 : DOL’s New Fiduciary Rule & Labor Law
Andrew Fawbush J.D. (40+ years of legal experience in ERISA Practice)
Peter Goodman J.D. (25+ years of accomplished practice as a labor law litigator)
Session 2: The Best Practice and Recent Trends in 401(k) Retirement Plan
William Shories ( Senior Retirement Consultant, Oppenheimer Funds)
Jason Carlough ( Retirement Plan Counselor, American Funds)
Financial Planning Seminar・September 14, 2016, 9:30 - 10:30 a.m.
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Please send RSVP to: [email protected]
Japanese Chamber of Commerce and Industry of New York, Inc. 145 W. 57th Street, New York, NY 10019 ・(212) 246-8001

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