1 - Amazon Web Services

Research on
the Derivative Effect
Created by NEDO Projects
Sayaka Shishido,
Kazuo Fukui, Masaru Yamashita, Mitsuru Takeshita
NEDO, Evaluation Department
Scheme of NEDO’s Projects and Position of Derivative Effects
(Company, university, etc.)
Contractor
Public
Before Project
N
E
D
O
During Project
Solve Task
Social Task
< NEDO Project >
R&D
Project Formation
Project
Planning
(Setting goals and
milestones)
After Project
Derivative
effect
Commercialization
Commercompleted!
cialization of
derivatives
Activities for
commercialization
Activities for
commercialization
of derivatives
Use knowledge for
other R&D (start to
Spread of technicaldevelop of derivative
Derivatives
Knowledge
technology)
Project Management
(Budget portfolio, codes and
standards, adjustments for
situation changes, etc.)
: NEDO Project
: Flow of Main purpose of Project
: Flow of Derivative Effect
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For example …
During
NEDO
Project
After Project
Public
Energy security
Popularization of PV systems
(Company, University, etc.)
Commercialization Of
low cost PV system
Contractor
Reduce CO2
Business improvement
Popularization of
large TFT panel
Commercialization
of large TFT panel
Approach for
commercialization
R&D
Use as design guide
Technology
for amorphous silicon devices
Output of NEDO Project
Design, evaluation,
analysis technology
In-line large area
film-forming
equipment
Large TFT panel
manufacturing
equipment
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Methodology for Follow-up Monitoring
Follow-up Research
Research was started in FY2004.
Target: All entrusted companies (projects completed after FY2001)
Scope: Up to 5 years after project completion (years 1, 2, 4 and 6)
Questionnaires and interviews were used.
Derivatives
In the questionnaire, we asked about
derivative technologies:
・Were there such technologies?
・What type of technologies are they,
where are they used, and by who?
・Etc.
Project
completion
Number of
companies
FY2001
FY2002
FY2003
FY2004
FY2005
FY2006
FY2007
83
142
166
66
343
205
119
1,124
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Objective
We asked questions regarding the presence of derivative technology
from NEDO projects as part of our follow-up research.
To understand the overall context of derivative technology and
revalidate our survey technique, we conducted a study on the
following:
・ A general review of all follow-up research results starting from
FY2004
・The results of new questions to focus on issues related to
derivative technology added in FY2009.
In addition, we prepared a case study on derivative effects, especially
technology transfer related to supercritical fluid.
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Companies With Derivative Technology
Are there any derivative technologies?
(FY2001 - FY2007)
Yes
33%
No
67%
All
Total
Technology
No Technology
Technology
No Technology
1,124
370
754
32.9%
67.1%
Energy
companies
326
Industrial
companies
798
115
255
211
543
35.3%
32.0%
64.7%
68.0%
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Development Period for Derived Technology
Relationship between number of years after project completion
and percentage of companies having derivative technology
(Companies completing projects from
FY2001 to FY2003)
50.0%
40.0%
30.0%
20.0%
10.0%
0.0%
Years
12
34
56
Technology
80
140
162
No Technology
311
251
229
Total
391
391
391
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R&D Progress and Derivative Technology Developed During Projects
Development stage of derivative technologies
in the year following project completion
(Projects completed from FY2001 to FY2007)
100%
90%
80%
70%
60%
■無し
No Technology
■有り
Technology
50%
40%
30%
20%
10%
0%
中止
研究
技術開発
製品化
Practical
上市
All
Terminated
Technology
370
18
126
155
39
32
No Technology
754
64
292
273
69
56
Total
1124
82
418
428
108
88
Research Development
application
Commercial
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Project
completion
FY2001
FY2002
FY2003
FY2004
FY2005
FY2006
FY2007
Total
Example: Robot Technologies
Are there any
derivative
technologies?
5 projects, 64 companies
Number of
companies
0
11
0
1
32
0
20
64
100%
No
61%
Yes
39%
80%
60%
■ 無し
No Technology
■ 有り
Technology
40%
20%
0%
Devel- Practical
中止
研究 技術開発
製品化 Commercial
上市
Terminated
Research
Total
opment application
Technology
25
No Technology 39
Total
64
Yes
No
Total
0
2
2
10
20
30
13
7
20
1
6
7
1
4
5
25
39
64
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Type and Use of Derivative Technologies (FY2009, FY2010)
What type of technologies
were derived?
100%
90%
8
65
Where are derivative
technologies used?
■Other
…………………
その他
80%
70%
129
60%
50%
148
40%
評価・試験技術
■Testing
tech. …………
科学的知見・データ
■Scientific
data…………
30%
20%
■Product
製作物 ………………
167
10%
0%
開発・製造技術
■Manufacturing
tech. …
0%
Completion
Companies
FY2003
FY2004
FY2005
FY2006
FY2007
FY2008
Total
102
39
286
187
118
51
783
20%
40%
60%
80%
■ 所属部署
Own department他部署
■ Other department
社外
■ Other companies ■ Other
100%
その他
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Contents of Derivative Technologies (Data for FY2010)
Utilization of derivative technologies (closed, multiple selection)
0.4%
その他
Other
4.3%
既存製品の生産プロセスの効率化
Improvement of process
used in existing products
6.1%
既存事業・他分野の現象・メカニズム解明
Understanding
phenomena and mechanisms
Improvement of既存製品(商品)の改良
standard products 8.2%
R&D tools and technical standards 8.6%
研究開発ツールや社内技術標準として活用
Know-how 人材育成を通じたノウハウの波及
derived through HR cultivation 10.0%
Setting of new theme 14.3%
新規研究開発テーマ(企画)の設定
New product development
24.4%
新製品の開発
Year
Companies
FY2004
FY2006
FY2008
Total
41
187
51
279
0
20
40
60
80
Number of responses
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Survey Techniques for Derivative Technologies
Merits of Questionnaires
•
Easy to clarify technology transfer in a company.
•
Facts are collected through a bottom-up process,
overestimates are fewer than in numerical analysis.
Weak Points of Questionnaires
•
Facts for compilation are limited to only those
provided by a respondent. It is therefore possible to
underestimate.
- It is difficult to identify derivative effects that
occur due to implicit knowledge and spillover
effects through research papers.
- Amount of available data is reduced over time.
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Case Study on Supercritical Fluid
We prepared a case study on derivative effects, especially
technology transfer related to supercritical fluid.
Products/services
Products/services
Application
development for
other fields
(Direct effect)
PR action for sales/
capital investment
for mass productions
Application for Application
Application development
(Formulation as a system,
manufacturing technologies, etc.)
Products/services
Products/services
System design
全体設計
Application
development
Elemental development
Elemental
development
for other fields
(Core technologies for materials
or members)
Technology transfer
Design policy
Fundamental technology development
(Property database, mechanism analysis, measurement theory, codes
and standards, etc.)
Ideas for industrial
産業応用
application
Pure science
(Public domain, science without commercial use )
Elemental
development
Fundamental
development
Supercritical Fluid R&D History
“Trial and error” phase
Coal
liquefaction
Alcohol
concentration
Fundamental project
Analyze reactions and
phenomena
Gain fundamental data
Property simulation
Make database
Extraction of food ingredients
(essence, fat acid, caffeine,
etc.)
“Tool utilization” phase
Hybridization and making nanoparticles for electronic materials
(hydrothermal synthesis)
Painting
Microreactor
Washing and drying for semiconductors and micromachines
Cracking of woody biomass
Micronized medicine
Reuse of chemical filters
Dry cleaning
Supercritical fluid
chromatography
External factors
Chemical recycling of plastics
Environmental regulations
Technology seeds of other fields
Example of
chemical
recycling
equipment
Triggers for Technology Transfer
Triggers Caused by Fundamental NEDO Project
① Solutions to technical problems
Examples: Information collection and development of a database for fundamental property data,
visualization of phenomena, understanding reaction mechanisms, valid material selection, trials for
low cost methods (especially a continual process), etc.
 Focusing on a valid target is necessary.
② No diffusion after completion of a fundamental project
Example: Key person with knowledge of functional maintenance of database, laboratory equipment, etc.
 A project leader for a fundamental project may be an academic.
External Triggers
① New needs
Environmental regulations (volatile organic compound emissions, chlorofluorcarbon gas, etc.)
More sophisticated and diversified specifications
② Technology seeds from other fields
Examples:
・Highly molecular medicine derived from biotechnology
・Semiconductor and micromachine microfabrication
・Fine chemicals, etc.
 Timing of project planning is important as it serves as a bridge between needs/seeds.
Summary
1. 33% of surveyed companies responded that they have
developed derivative technology. (FY2001 - FY2007)
2. 24% of surveyed companies responded that derivative
technology is mainly used for new products and new
R&D tasks.
3.Technology transfer after a fundamental technology
project is derived from project and external triggers.
→ It is thought that NEDO projects produce an effect from
mainstream R&D, and that they also add further value
through new products and R&D themes that result from
technology transfer.
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Thank you!
NEDO,Sayaka Shishido
E-mail: [email protected]
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