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As of 1 July 2015
MAXIS S&P Mitsubishi Group ETF
Securities Code
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Fund Name
MAXIS S&P Mitsubishi Group ETF
Management Company
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
Trustee
Mitsubishi UFJ Trust and Banking Corporation
Fund Description
The fund seeks to replicate the performance of the S&P Japan Corporate Group Index Mitsubishi Group Cluster by investing all of its assets in securities that comprise the S&P
Japan Corporate Group Index - Mitsubishi Group Cluster.
Index Description
The S&P Corporate Group Index – Mitsubishi Group Cluster is designed to provide liquid
exposure to the component companies of the Mitsubishi Group. To be eligible, a company
must be a member of the Mitsubishi Public Affairs Committee. The base value of the index is
100 on 2 April 2001. It is calculated and published by Standard and Poor’s.
Trading Unit
100 shares
Listed Exchange
Tokyo Stock Exchange
Launch Date
16 July 2009
Listing Date
17 July 2009
Trust Period
Indefinite
Fiscal Year End
16 January and 16 July
Dividend Frequency
Semi-annual
Fees and Expenses
* Rates are as of 1 Apr 2014, and may change in the future.
At the time of
Purchase / Sale
1). <Directly charged to investors>
A)
Brokerage commission
Brokerage commission for trading through an exchange depends on the broker used.
As commission is different for each broker, prior information on its maximum amount
cannot be provided. For further information, please contact your brokers.
During holding
2). <Indirectly charged to investors (charged to the fund)>
A)
Trust fee
Total of 1. and 2.
1.
No more than 0.54% per annum (0.50% before tax) of the total net assets.
2.
In case of lending securities held in the fund, 54.0% (50.0% before tax) of positive
income generated from the securities lending operations.
B)
Listing expenses
No more than 0.0081% per annum (0.0075% before tax) of the total net assets at the
end of each year and 0.0081% per annum ((0.0075% before tax) of the increased
amount at the time of additional listing.
C) Trademark usage expenses
No more than 0.08125% per annum of the total net assets.
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
Director of Kanto Local Finance Bureau (Financial Instruments Firms) No.404
Member of The Investment Trusts Association, Japan
Member of Japan Securities Investment Advisers Association
<For further information>
Contact : Online Marketing and ETF Promotion Division E-mail：[email protected]
１６７０
As of 1 July 2015
D) Other expenses
Brokerage commission on transactions in portfolio securities, audit expenses, etc.
As other expenses vary depending on circumstances, prior information on rates and
maximum amounts cannot be provided.
* As the total amount of fees and expenses vary depending on holding period, prior
information on total amount of fees and expenses cannot be provided.
* For further information, please refer to the “Costs and Taxes” in the prospectus. The
prospectus is available in Japanese only.
Application for
The fund can be applied for subscription or exchange with securities. Commissions for
Subscription / Request
subscription or exchange depend on the authorized participant used. For further information,
for Exchange
please contact authorized participants.
Authorized
ABN AMRO Clearing Tokyo Co., Ltd.
Participants
BNP Paribas Securities (Japan) Limited
Citigroup Global Markets Japan Inc.
Credit Suisse Securities (Japan) Limited
Daiwa Securities Co. Ltd.
Deutsche Securities Inc.
Goldman Sachs Japan Co., Ltd.
JPMorgan Securities Japan Co., Ltd.
Merrill Lynch Japan Securities Co., Ltd.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
Morgan Stanley MUFG Securities Co., Ltd.
Nomura Securities Co.,Ltd.
Societe Generale Securities Ltd., Tokyo Branch
UBS Securities Japan Ltd.
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
Director of Kanto Local Finance Bureau (Financial Instruments Firms) No.404
Member of The Investment Trusts Association, Japan
Member of Japan Securities Investment Advisers Association
<For further information>
Contact : Online Marketing and ETF Promotion Division E-mail：[email protected]
１６７０
As of 1 July 2015
Risk Factors
The net asset value per share of the fund (“NAV”) may fluctuate in accordance with value of holding
securities. Any profit or loss arising from the fund should be attributable to investors. Accordingly,
investors could lose all or part of their investment in the fund. This fund is different from saving deposit.
The fund is subject to the principal risks noted below.
Market risk (price fluctuation risk). The value of equities may fluctuate in accordance with changes in
activities and financial results of an issuer, market and economy conditions and other factors. These
changes may adversely affect the NAV and cause the NAV to decline.
Credit risk. The securities may lose all or part of their value or default on interest or redemption money,
if issuer of these securities or its counterparties deteriorates, is expected to deteriorate or is deemd to
deteiorate by third parties their business or financial conditions.
Liquidity risk. The transaction price of securities may not be the price expected from the current market
level and adversely affect the NAV if the fund cannot buy or sell securities under insufficient liquidity
because of insufficiency of demand or supply or restrictions on transaction.
* Unexpected events regarding computer systems may cause transaction risk or system risk.
* For further information, please refer to the “Risk Factors” in the prospectus. The prospectus is available
in Japanese only.
Disclaimers
This document is prepared by Mitsubishi UFJ Kokusai Asset Management Co., Ltd. intended to provide
information on MAXIS S&P Mitsubishi Group ETF. No content in this document should be construed as
an offer or a solicitation of an offer to buy or sell any securities. We will not be liable for any loss,
damages or expenses which are caused directly or indirectly by use of this document. Although the
information provided on this document is obtained or compiled from sources to be reliable, we cannot
guarantee its accuracy, certainty or completeness. All contents in this document are current as of the
date published and are subject to change without prior notice. No contents in this document should seen
as an indication or guarantee of future performance.
Investors take all responsibility for profits or losses arising from investment in the fund. Since the fund
invests in securities whose value may fluctuate, the NAV will fluctuate. Accordingly, the principal amount
of each investor is not protected and investors could lose all or part of their investment in the fund.
Investors should read and confirm the contents of the prospectus before purchasing the fund. In making
actual investment, the final decision should be made by investor.
This document is directed only at Japanese persons and not directed at, not to be intended for
distribution to persons in any jurisdiction in which the fund is not authorized for distribution or in which
the dissemination of information regarding the investment products is not permitted. This document is
not intended for or directed at any United States person and the fund is not made available to United
States persons. The provision of this document does not constitute an offer or a solicitation of an offer to
buy or sell any securities to any person in the United States or to any U.S. Person as such term is
defined under the Securities Act of 1933, as amended. This document is not intended for or directed at
any United Kingdom person and the fund is not made available to United Kingdom persons. The
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
Director of Kanto Local Finance Bureau (Financial Instruments Firms) No.404
Member of The Investment Trusts Association, Japan
Member of Japan Securities Investment Advisers Association
<For further information>
Contact : Online Marketing and ETF Promotion Division E-mail：[email protected]
１６７０
As of 1 July 2015
provision of this document does not constitute an offer or a solicitation of an offer to buy or sell any
securities to any person in the United Kingdom.
MAXIS® is a service mark of Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
THIS FUND IS NOT SPONSORED, ENDORSED, SOLD OR PROMOTED BY STANDARD & POOR'S
AND ITS AFFILIATES ("S&P"). S&P MAKES NO REPRESENTATION, CONDITION OR WARRANTY,
EXPRESS OR IMPLIED, TO THE OWNERS OF THE FUND OR ANY MEMBER OF THE PUBLIC
REGARDING THE ADVISABILITY OF INVESTING IN SECURITIES GENERALLY OR IN THE FUND
PARTICULARLY OR THE ABILITY OF THE S&P JAPAN CORPORATE GROUP INDEX - MITSUBISHI
GROUP CLUSTER TO TRACK THE PERFORMANCE OF CERTAIN FINANCIAL MARKETS AND/OR
SECTIONS THEREOF AND/OR OF GROUPS OF ASSETS OR ASSET CLASSES. S&P'S ONLY
RELATIONSHIP TO MITSUBISHI UFJ ASSET MANAGEMENT (“MUAM”) IS THE LICENSING OF
CERTAIN TRADEMARKS AND TRADE NAMES AND OF THE S&P JAPAN CORPORATE GROUP
INDEX - MITSUBISHI GROUP CLUSTER WHICH IS DETERMINED, COMPOSED AND CALCULATED
BY S&P WITHOUT REGARD TO MUAM OR THE FUND. S&P HAS NO OBLIGATION TO TAKE THE
NEEDS OF MUAM OR THE OWNERS OF THE FUND INTO CONSIDERATION IN DETERMINING,
COMPOSING OR CALCULATING THE S&P JAPAN CORPORATE GROUP INDEX - MITSUBISHI
GROUP CLUSTER. S&P IS NOT RESPONSIBLE FOR AND HAS NOT PARTICIPATED IN THE
DETERMINATION OF THE PRICES AND AMOUNT OF THE FUND OR THE TIMING OF THE
ISSUANCE OR SALE OF THE FUND OR IN THE DETERMINATION OR CALCULATION OF THE
EQUATION BY WHICH THE FUND SHARES ARE TO BE CONVERTED INTO CASH. S&P HAS NO
OBLIGATION OR LIABILITY IN CONNECTION WITH THE ADMINISTRATION, MARKETING, OR
TRADING OF THE FUND.
S&P DOES NOT GUARANTEE THE ACCURACY AND/OR THE COMPLETENESS OF THE S&P
JAPAN CORPORATE GROUP INDEX - MITSUBISHI GROUP CLUSTER OR ANY DATA INCLUDED
THEREIN AND S&P SHALL HAVE NO LIABILITY FOR ANY ERRORS, OMISSIONS, OR
INTERRUPTIONS THEREIN. S&P MAKES NO WARRANTY, CONDITION OR REPRESENTATION,
EXPRESS OR IMPLIED, AS TO RESULTS TO BE OBTAINED BY MUAM, OWNERS OF THE FUND,
OR ANY OTHER PERSON OR ENTITY FROM THE USE OF THE S&P JAPAN CORPORATE GROUP
INDEX - MITSUBISHI GROUP CLUSTER OR ANY DATA INCLUDED THEREIN. S&P MAKES NO
EXPRESS OR IMPLIED WARRANTIES, REPRESENTATIONS OR CONDITIONS, AND EXPRESSLY
DISCLAIMS ALL WARRANTIES OR CONDITIONS OF MERCHANTABILITY OR FITNESS FOR A
PARTICULAR PURPOSE OR USE AND ANY OTHER EXPRESS OR IMPLIED WARRANTY OR
CONDITION WITH RESPECT TO THE S&P JAPAN CORPORATE GROUP INDEX - MITSUBISHI
GROUP CLUSTER OR ANY DATA INCLUDED THEREIN. WITHOUT LIMITING ANY OF THE
FOREGOING, IN NO EVENT SHALL S&P HAVE ANY LIABILITY FOR ANY SPECIAL, PUNITIVE,
INDIRECT, OR CONSEQUENTIAL DAMAGES (INCLUDING LOST PROFITS) RESULTING FROM THE
USE OF THE S&P JAPAN CORPORATE GROUP INDEX - MITSUBISHI GROUP CLUSTER OR ANY
DATA INCLUDED THEREIN, EVEN IF NOTIFIED OF THE POSSIBILITY OF SUCH DAMAGES.
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
Director of Kanto Local Finance Bureau (Financial Instruments Firms) No.404
Member of The Investment Trusts Association, Japan
Member of Japan Securities Investment Advisers Association
<For further information>
Contact : Online Marketing and ETF Promotion Division E-mail：[email protected]

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