INBY Profile - Insider Buy Strategy Portfolio (PDF)

Invesco Unit Trusts
Insider Buy Strategy (INBY)
“There are many reasons why they sell; buy a home, send a child to college. But they buy because they think the stock
is going to go up. It could be early, but they are seeing some valuations come in here…” - David Darst, Fox Business,
“The Economy”1
Insiders have access to vital business information about the company, information often not available to the general public. While trading based on insider information is restricted by law, an insider’s close association with their company gives them
potentially invaluable insight into the company’s future.
Capitalize on the potential opportunity to invest with the insiders. Invesco Unit Trusts offers the
Insider Buy Strategy (INBY):
• “Smart Money” The premise behind tracking insider purchases has been widely followed within both the industry
and the academic world. Corporate insiders are often considered the “smart money” by the Street. Who knows
better about the true health and prospects of a company better than the executives that are running it. Whether
you use the phrase “Skin in the game”, “in the know” or “putting your money where your mouth is”, there is no
argument that insiders have the best knowledge of the future prospects of a company.
• Capitalize on the potential opportunity to invest with the insiders. Insiders have access to vital business
information about the company, information often not available to the general public. Did the company recently
sign an important contract? Are sales picking up? Is the development of a major new product successfully coming
to an end? While trading based on insider information is restricted by law, an insider’s close association with their
company gives them potentially invaluable insight into the company’s future.
The Insider Buy Strategy brings a very unique approach to stock investing by combining two popular investing
strategies—market signals based on insider purchases and technical analysis. The portfolio invests in a basket of
common stocks that have been have experienced significant insider buying activity and are viewed as exhibiting
technical strength within the markets.
Investment Decision Process
Daily Insider Filing Filter
Companies not within Russell 3000 are excluded
Proprietary Screening Model
to identify significant insider purchases
Stocks Exhibiting Technical Strength
Technical Analysis – Market Profile
Portfolio Analysis
Sector Weights
Liquidity
Insider Buy
Strategy
1 Source: Fox Business, “The Economy”, 03/07/2008
Invesco’s Insider Buy Screen
Invesco screened for equities based on insiderbuying activity as reported in filings with the
Securities and Exchange Commission Forms
3, 4 and 5 related to statements of beneficial
ownership. Buying activity is reviewed for the title
of the insider and the type of purchase. Companies
not within the Russell 3000 are excluded.
Technical Strength
Technical analysis is the study of market action,
primarily through the use of charts for the purpose
of forecasting future price trends. The Portfolio
Consultant conducts a review of the companies
identified by Invesco’s Insider Buy screen based on
extensive technical analysis. The technical analysis
relies on price usage, volume, and buy/sell order
flow imbalance analysis to determine an overall
long-term directional bias in the market.
Insider Buy Strategy Portfolio*
Symbol
INBY142
Date of deposit
06/06/14
Term of trust
15 months
Offering period
Contact us
Please contact your Financial Advisor for more information. For unit trust pricing
please visit invesco.com/unittrust.
Approx. 3 months
Price on deposit date
$10 Offer (per unit)
Minimum investment
100 units
Breakpoints begin at
$50,000
Dividend distributions
Quarterly
Maximum sales charge
Number of issuers
2.95%
Approx. 30–40
*The above terms are currently anticipated and
are subject to change.
INBY142 Cusips
Cash
46134J-46-4
Reinvest
46134J-47-2
Wrap fee cash
46134J-48-0
Wrap fee reinvest
46134J-49-8
Breakpoint Information
Transaction amount**
Sales charge
Less than $50,000
2.95%
$50,000–$99,999
2.70
$100,000–$249,999
2.45
$250,000–$499,999
2.20
$500,000–$999,999
1.95
$1,000,000 or more1
1.40
Rollover or Exchange1
1.95
Wrap Fee
0.50
**Please consult the preliminary prospectus for
details on all discounts. Subject to change.
Form 3 – The initial filing is on Form 3. An insider of an issuer that is registering
equity securities for the first time under Section 12 of the Exchange Act must file
this form no later than the effective date of the registration statement. If the issuer is
already registered under Section 12, the insider must file a Form 3 within ten days of
becoming an officer, director, or beneficial owner.
Form 4 – Changes in ownership are reported on Form 4 and must be reported to the
SEC within two business days.
Form 5 – Insiders must file a Form 5 to report any transactions that should have been
reported earlier on a Form 4 or were eligible for deferred reporting. If a form must be
filed, it is due 45 days after the end of the company’s fiscal year.
1R
ollover and exchange purchases of less than $1,000,000 will be subject to a reduced sales charge of 1.95%. However, all aggregated purchases of at least $1,000,000, including those
consisting of rollover and/or exchange proceeds, will be subject to a reduced sales charge of 1.40%. Please refer to the prospectus for additional details about sales charge discounts.
Explore Intentional Investing with Invesco®
About risk
There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is
the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than
what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust’s life except in limited circumstances.
Accordingly, you can lose money investing in this trust.
The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in
successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.
Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of
any dividend may vary over time.
Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited
trading volumes, products or financial resources, management inexperience and less publicly available information.
Mesch Capital Management Inc., is being paid a license fee for the use of certain service marks of Mesch Capital Management Inc., and is also
being compensated for portfolio consulting services, including selection of the stocks for the trust.
Before investing, investors should carefully read the prospectus and consider the investment objectives, risks, charges
and expenses. For this and more complete information about the trust, investors should ask their adviser(s) for a prospectus or
download one at invesco.com/unittrust.
Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration
statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become
effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement
becomes effective. This communication shall not constitute an offer to sell or a solicitation of an offer to buy; nor shall there be
any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or
qualification under the securities laws of any such state.
Invesco’s history of offering unit investment trusts began with the acquisition of the sponsor by Invesco Ltd. in June 2010. Invesco unit investment trusts are distributed
by the sponsor, Invesco Capital Markets, Inc. and broker dealers including Invesco Distributors, Inc. Both firms are wholly owned, indirect subsidiaries of Invesco Ltd.
invesco.com/us
U-INBY-PROF-1 06/14
Invesco Distributors, Inc.
7317

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