Focusing on the “Big Picture” Getting to Clinical Utilization Dorothy Abel, BSBME Division of Cardiovascular Devices Center for Devices and Radiological Health (CDRH) [email protected] Stent Summit; The Future – How will the unmet clinical needs best be met? September 16, 2014 Worldwide Device Development: the Perception 1 Design device or identify a new use 2 Do preliminary bench testing 3 Initiate clinical use outside of the US Conduct additional bench testing 4 Initiate animal studies in the US Get CE Mark and market outside of the US 5 Initiate feasibility study in the US 6 Conduct clinical study in the US Complete pre-clinical testing (e.g., durability) 7 Market the device in the US 2 Ideally • Patients in the U.S. have access to highquality, safe, and effective medical devices of public health importance first in the world • The US would participate in all phases of clinical evaluation 3 Worldwide Device Development: the Goal 1 Design device or identify a new use 2 Do bench and animal testing to justify FIH or early feasibility study (EFS) 3 Initiate EFS Conduct additional bench testing and animal studies to support a larger clinical study 4 Initiate pivotal study Complete pre-clinical testing (e.g., durability) 5 Market worldwide 4 Worldwide Device Development Premise The data requirements to support the initiation of various phases of clinical evaluation and to support market approval should be universal. 5 Worldwide Device Development 1 Design device or identify a new use 2 Do bench and animal testing to justify FIH or early feasibility study (EFS) 3 Initiate EFS Conduct additional bench testing and animal studies to support a larger clinical study 4 Initiate pivotal study Complete pre-clinical testing (e.g., durability) 5 Market worldwide 6 EFS Data Requirements • Approval of an EFS may be based on less nonclinical data than would be needed to support the initiation of a larger clinical study of a more final device design – Early feasibility studies enroll highly selected patients who receive individualized care and monitoring – An early feasibility study incorporates enhanced risk mitigation strategies and patient protection measures as compared to a pivotal study 7 Just-In-Time Testing (JITT) • Recognize that comprehensive testing during early phases of device development may add cost without return – Testing could have limited future applicability if the device is modified – Time-consuming, non-informative testing delays access to the device for patients who may have limited treatment alternatives • Acknowledge that it may be acceptable to defer some nonclinical testing until the device design has been finalized for use in a pivotal study 8 Report of Prior Investigations Device Evaluation Strategy (DES) • Identify the device-related and procedurerelated functions that may be affected by each modification and develop a DES focusing on these functions • An assessment of whether the device may be placed in a different in vivo environment should be considered in identifying the functions that may be 9 affected and the testing needed Worldwide Device Development 1 Design device or identify a new use 2 Do bench and animal testing to justify FIH or early feasibility study (EFS) 3 Initiate EFS Conduct additional bench testing and animal studies to support a larger clinical study 4 Initiate pivotal study Complete pre-clinical testing (e.g., durability) 5 Market worldwide 10 Early Feasibility Study (EFS) • Small number of subjects • Device may be early in development, typically before the device design has been finalized – Does not necessarily involve the first clinical use of a device • May involve a new intended use for a device that has already been in clinical use • Needed when the information to further the development cannot practically be provided through additional nonclinical assessments or appropriate nonclinical tests are unavailable • May be done concurrently or in conjunction with nonUS studies 11 Purpose of Early Feasibility Studies operator technique challenges human factors safety device failures whether the device performs its intended purpose OBTAIN INSIGHTS patient characteristics that may impact device performance therapeutic parameters 12 Value Added with US EFS Review team familiarity with the technology throughout the product development process Method for identifying appropriate data requirements that can be applied at each phase of device development Better quality submissions Address unmet clinical needs FDA Clinicians Direct collaboration Sponsors Earliest access to potentially beneficial medical devices Patients Improved treatments and diagnostics Innovators Smoother transitions between Information relevant to US population phases of clinical evaluation 13 Other EFS Information • An EFS may be sponsored by a manufacturer or a sponsor-investigator • Future sponsors should contact DCD staff dedicated to EFS as a first step Co-‐Leaders Andrew Farb, M.D. Dorothy Abel [email protected] [email protected] EFS Division RepresentaCves Carmen Gacchina Johnson, Ph.D. Anna Schroeder Deborah Castillo, Ph.D. [email protected] [email protected] [email protected] 14 Additional Testing Additional nonclinical testing could be completed concurrent with conducting the EFS if needed to support the conduct of a traditional feasibility or pivotal study 15 Worldwide Device Development 1 2 Design device or identify a new use Do bench and animal testing to justify FIH or early feasibility study (EFS) 3 Initiate EFS Conduct additional bench testing and animal studies to support a larger clinical study 3.5 Expand EFS to a traditional feasibility study or start with a traditional feasibility study 4 Initiate pivotal study Complete pre-clinical testing (e.g., durability) 16 5 Market worldwide Traditional Feasibility Study • Commonly used to capture preliminary safety and effectiveness information on a near-final or final device design to adequately plan an appropriate pivotal study • Takes place later in development than an EFS, so more nonclinical (or prior clinical) data may be needed to support the initiation of a traditional feasibility study • A traditional feasibility study does not necessarily need to be preceded by an early feasibility study, but EFS data may support initiation of the traditional feasibility study • May be sponsored by a manufacturer or a sponsorinvestigator 17 Sponsor-Investigator IDEs • Contact FDA early and often • Preparing an IDE and conducting an IDE study are not trivial efforts • A skilled research staff is required • Consultation with the device manufacturer and physicians who have experience with the IDE process may be helpful • Interaction with FDA through the PreSubmission process is recommended 18 IDE Application • The IDE regulations list the information to be included in an IDE application: • Sufficient information to justify the proposed study based on: • reports of prior investigations of the device, • an appropriate investigational plan, and • adequate patient protection measures • Other required elements of an IDE application address records and reports, study monitoring, and manufacturing information • The SVS is working on a generic IDE template for sponsor-investigators • Guidance on the preparation and submission of an IDE: http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/ HowtoMarketYourDevice/InvestigationalDeviceExemptionIDE/ ucm046164.htm Pre-Submission • Allows for informal discussion and feedback to address key components that need to be added or revised in a draft IDE submission • Information on the Pre-Submission process may be found in the guidance “Medical Devices: The Pre-Submission Program and Meetings with FDA Staff” at http://www.fda.gov/downloads/MedicalDevices/ DeviceRegulationandGuidance/GuidanceDocuments/ UCM311176.pdf 20 Worldwide Device Development 1 Design device or identify a new use 2 Do bench and animal testing to justify FIH or early feasibility study (EFS) 3 Initiate EFS Conduct additional bench testing and animal studies to support a larger clinical study 4 Initiate pivotal study Complete pre-clinical testing (e.g., durability) 5 Market worldwide 21 Pivotal Study • Designed to collect definitive evidence of the safety and effectiveness of a device for a specified intended use • Typically includes a statistically justified number of subjects • It may or may not be preceded by an early and/or a traditional feasibility study 22 Progress • Clinical trial infrastructure improvements • Least burdensome clinical study designs – Large simple trials – Use of performance goals – Adaptive trial designs 23 Additional Testing Additional nonclinical testing could be completed concurrent with conducting the pivotal study if needed to support marketing approval 24 Worldwide Device Development: the Goal 1 Design device or identify a new use 2 Do bench and animal testing to justify FIH or early feasibility study (EFS) 3 Initiate EFS Conduct additional bench testing and animal studies to support a larger clinical study 4 Initiate pivotal study Complete pre-clinical testing (e.g., durability) 5 Market worldwide 25 Opportunities • Expedited Access PMAs – Devices intended for unmet medical need for life threatening or irreversibly debilitating diseases or conditions – Earlier FDA engagement and more interaction – Lesser regulatory requirements prior to marketing • Premarket and postmarket balance 26 Summary • The goal is worldwide device development/evaluation • There are programs and processes intended to improve the ability to conduct clinical studies in the US and to expedite US approval • Close collaboration and communication are key in getting to clinical utilization 27
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