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FMA Liechtenstein
FMA Liechtenstein
The FMA is the independent financial market
supervisory authority of Liechtenstein, ensuring the
stability and credibility of the financial market, the
protection of clients, and the prevention and
prosecution of abuse.
2014 edition I 2
Supervision
Supervision
• As an integrated and independent supervisory
authority, the FMA supervises banks, insurances,
funds, and other financial intermediaries;
• The FMA ensures the stability of the financial
institutions and financial market as well as the
protection of clients;
• If supervisory rules are violated, the FMA takes
the necessary measures in the interest of client
protection and the reputation of the financial
centre;
«We supervise
efficiently, consistently,
and effectively.»
«We grant licenses in a
responsible and speedy
manner.»
• The FMA combats and avoids unlicensed financial
activities.
2014 edition I 4
Regulation
Regulation
• The FMA ensures the implementation of
international standards and participates in the
preparation of financial market laws on behalf of
the Government;
• The FMA advocates sustainable regulation that
ensures efficient and effective supervision by
involving the industry and professional
associations;
«We stand for
sustainable regulation.»
«We implement and
enforce international
standards.»
• To further specify laws and their implementing
ordinances, the FMA also issues guidelines and
communications.
2014 edition I 6
External relations
External relations
• The FMA is represented in all relevant supervisory
organizations at the global and European level
and advocates Liechtenstein’s interests therein;
• With its recognition as an equivalent supervisory
authority, the FMA makes an important
contribution to ensuring international market
access for Liechtenstein financial intermediaries;
• At the national level, the FMA maintains close
contacts with business and professional
associations.
«We pursue active
dialogue.»
«We contribute to
international bodies and
promote cooperation
with other supervisory
authorities.»
2014 edition I 8
Enterprise and team
Enterprise and team
• The FMA is an autonomous authority with its own
legal personality;
• The FMA is governed according to the rules and
practices of responsible and modern corporate
management;
• The FMA employs around 80 people from
Liechtenstein, Switzerland, Austria, Germany and
other countries;
«We think and act
entrepreneurially.»
«We are focused on the
task at hand and follow
a service-oriented
culture»
• Legal basis: Finanzmarktaufsichtsgesetz (FMAG);
• Budget 2014: CHF 18.905 million.
2014 edition I 10
Board of Directors and Executive Board
Chairman of the Board of Directors
Dr. Urs Philipp Roth-Cuony
[email protected]
Chief Executive Officer
Mario Gassner
[email protected]
Board of Directors
• 5 members
• Responsible for the
strategy and ultimate
leadership
Executive Board
• 5 members
• Responsible for the
operational management and implementation of the strategic
goals of the Board of
Directors
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Organization
Board of Directors
Dr. Urs Philipp Roth-Cuony, Chariman
Prof. Dr. Roland Müller, Vice-Chairman
Dr. Ivo Furrer
Bernhard Lampert
Dr. Michael Ritter
Executive Board
Central Services
Martin Schädler
Reception
Martin Schädler
IT/Projects
Roger Guntli
Infrastruktur
Heinz Schädler
Finance/HR
Martin Schädler
Mario Gassner, CEO
Dr. Alexander Imhof, Deputy of the CEO
Rolf Brüggemann
Dr. Marcel Lötscher
Patrick Bont
Executive Office
Mario Gassner
Legal/International
Affairs
Mario Gassner a.i.
Macroprudential Supervision
Dr. Christian Schmidt
Communication
Beat Krieger
Securities Divison
Rolf Brüggemann
Insurance and Pension Funds
Division
Dr. Alexander Imhof
Dr. Marcel Lötscher
Other Financial Intermediaries
Division
Patrick Bont
Supervision Section
Martin Risch
Auditing/Actuarial Section
Harald Prater
Supervision Section
Dr. Reto Degen
Supervision Section
Simone Edelmann
Legal Section
Heinz Konzett *
Legal Section
Martina Tschanz *
Legal Section
Christoph Weder
Legal Section
Patrik Galliard *
Banking Divison
* Stellvertretende Bereichsleiter
2014 edition I 12
Contact
• Adress
Financial Market Authority Liechtenstein
Landstrasse 109
P.O. Box 279
9490 Vaduz
Liechtenstein
• Telephone
+423 236 73 73
• E-Mail
[email protected]
• Internet
www.fma-li.li
2014 edition I 13

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