(CMA) - 2017

FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
AMF - Autorité des marchés financiers (FR)
AMUNDI ISSUANCE
Non-equity securities
Prospectus for the issuance of €20,000,000 Amundi Partizip Gold Certificates due 20 March 2024
FR0013230158
06.01.2017
11.01.2017
AMUNDI ISSUANCE
Non-equity securities
Prospectus for the issuance of €20,000,000 Amundi Protect 80 Gold Certificates due 20 March 2024
FR0013230141
06.01.2017
11.01.2017
KLEPIERRE
Supplement
3rd Supplement to Base Prospectus € 7,000,000,000 EURO MEDIUM TERM NOTE PROGRAMME
07.02.2017
08.02.2017
AMUNDI ISSUANCE
Supplement
1st Supplement to Prospectus for the issuance of €20,000,000 Amundi Protect 80 Gold Certificates due 20
March 2024
20.02.2017
21.02.2017
Total S.A.
Supplement
3rd Supplement to Base Prospectus €35,000,000,000 Euro Medium Term Note Programme
20.02.2017
21.02.2017
PEUGEOT SA
Supplement
4th Supplement to Base Prospectus €5,000,000,000 Euro Medium Term Note Programme
02.03.2017
03.03.2017
PEUGEOT SA
Supplement
5th Supplement to Base Prospectus €5,000,000,000 Euro Medium Term Note Programme
09.03.2017
10.03.2017
Total S.A.
Supplement
4th Supplement to Base Prospectus €35,000,000,000 Euro Medium Term Note Programme
27.03.2017
28.03.2017
KLEPIERRE
Base prospectus
Base Prospectus to € 7,000,000,000 EURO MEDIUM TERM NOTE PROGRAMME
07.04.2017
10.04.2017
Date of prospectus
Received
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
AFM - Autoriteit Financiele Markten (NL)
ING Bank N.V.
Supplement
3rd Supplement to Base Prospectus €40,000,000,000 Global Issuance Programme for the issuance of Medium
Term Notes and Inflation Linked Notes
03.02.2017
03.02.2017
ING Bank N.V.
Supplement
3rd Supplement to Base Prospectus €40,000,000,000 Global Issuance Programme for the issuance of Share
and Index Basket Linked Notes
03.02.2017
03.02.2017
ING Bank N.V.
Supplement
3rd Supplement to various Base Prospectuses
03.02.2017
03.02.2017
Coöperatieve Rabobank U.A.
(vormals COÖPERATIEVE
CENTRALE RAIFFEISEN-BOER
ENLEENBANK B.A.)
Supplement
Supplement to Base Prospectus EUR 15,000,000,000 Structured Medium-Term Note Programme
16.02.2017
16.02.2017
Coöperatieve Rabobank U.A.
(vormals COÖPERATIEVE
CENTRALE RAIFFEISEN-BOER
ENLEENBANK B.A.)
Supplement
3rd Supplement to Base Prospectus EUR 160,000,000,000 Global Medium-Term Note Programme
16.02.2017
16.02.2017
N.V. Bank Nederlandse
Supplement
2nd Supplement to Base Prospectus EUR 100,000,000,000 Debt issuance programme
13.03.2017
13.03.2017
(to be continued)
DVR 0937487
Page 1 of 11
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
Gemeenten
BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht (DE)
Landesbank
Baden-Württemberg
Supplement
3rd Supplement to various Base Prospectuses
02.01.2017
03.01.2017
Barclays Bank PLC
Supplement
Supplements to various Base Prospectuses
04.01.2017
05.01.2017
BNP Paribas Arbitrage Issuance
B.V.
Supplement
Supplements to various Base Prospectuses
03.01.2017
06.01.2017
Credit Suisse AG
Supplement
Supplements to various Base Prospectuses
30.12.2016
06.01.2017
Deutsche Bank AG
Supplement
Supplements to various Base Prospectuses
05.01.2017
09.01.2017
HSBC Trinkaus & Burkhardt AG
Supplement
Supplement to Base Prospectus Discount-Zertifikate bzw. Discount-Zertifikate mit Barrier-Element
Reverse-Discount-Zertifikate bzw. Reverse-Discount- Zertifikate mit Barrier-Element Anleihen bzw.
Protect-Anleihen Reverse-Anleihen bzw. Reverse Protect-Anleihen
05.01.2017
09.01.2017
Commerzbank AG
Base prospectus
Base Prospectus to Exchange Traded Notes (ETNs), Exchange Traded Commodities (ETCs), ("Exchange
Traded Products (ETPs)"), bezogen auf Indizes
03.01.2017
10.01.2017
Credit Suisse AG
Supplement
6th Supplement to Base Prospectus Zertifikate und Anleihen II
05.01.2017
11.01.2017
HSBC Trinkaus & Burkhardt AG
Supplement
Supplrements to various Base Prospectuses
10.01.2017
12.01.2017
UniCredit Bank AG
Supplement
Supplement to Base Prospectus Wertpapiere mit Zinsstrukturen unter dem Euro 50.000.000.000 Debt
Issuance Programme
05.01.2017
12.01.2017
Societe Generale Effekten
GmbH
Base prospectus
Base Prospectus to Reverse Convertible Anleihen
16.01.2017
16.01.2017
Lang & Schwarz AG
Supplement
12th Supplement to Base Prospectus derivative Produkte
16.01.2017
18.01.2017
Commerzbank AG
Base prospectus
Base Prospectus to TURBO-Zertifikate bezogen auf US-amerikanische Aktien
19.01.2017
20.01.2017
UniCredit Bank AG
Base prospectus
Base Prospectus to Knock-out Wertpapiere und Optionsscheine unter dem Euro 50.000.000.000 Debt
Issuance Programme
24.01.2017
24.01.2017
DVR 0937487
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
BNP Paribas Emissions- und
Handelsgesellschaft mbH
Base prospectus
Base Prospectus to Zertifikate, Aktienanleihen, Anleihen (Fortsetzung des offentlichen Angebots und zur
Erhöhung des Emissionsvolumens)
24.01.2017
25.01.2017
Goldman Sachs & Co.
Wertpapier GmbH
Supplement
11th Supplement to Securities (issued in the form of Certificates, Notes, Warrants)
25.01.2017
27.01.2017
Goldman Sachs & Co.
Wertpapier GmbH
Supplement
11th Supplement to Base Prospectus Wertpapiere (begeben als Zertifikate, Anleihen, Optionsscheine)
25.01.2017
27.01.2017
UniCredit Bank AG
Supplement
Supplement to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit
(Teil-)Kapitalschutz) unter dem Euro 50.000.000.000 Debt Issuance Programme
24.01.2017
30.01.2017
HSBC Trinkaus & Burkhardt AG
Supplement
Supplement to Base Prospectus Optionsscheine und Zertifikate
31.01.2017
31.01.2017
Lang & Schwarz AG
Supplement
13th Supplement to Base Prospectus derivative Produkte
26.01.2017
31.01.2017
UBS AG
Base prospectus
Base Prospectus to Warrants
27.01.2017
31.01.2017
Credit Suisse AG
Supplement
Supplements to various Base Prospectuses
27.01.2017
01.02.2017
Vontobel Financial Products
GmbH
Supplement
2nd Supplement to Base Prospectus Faktor-Zertifikate
02.02.2017
06.02.2017
UniCredit Bank AG
Supplement
7th Supplement to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit
(Teil-)Kapitalschutz) unter dem Euro 50.000.000.000 Debt Issuance Programme
02.02.2017
07.02.2017
UniCredit Bank Austria AG
Supplement
7th Supplement to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit
(Teil-)Kapitalschutz)
02.02.2017
07.02.2017
Commerzbank AG
Base prospectus
Base Prospectus to Begebung von neuen Wertpapieren sowie zur Fortsetzung des öffentlichen Angebots und
zur Erhöhung des Emissionsvolumens bereits begebener Wertpapiere über Strukturierte Anleihen [mit
[Teil-]Kapitalschutz]
02.02.2017
09.02.2017
Commerzbank AG
Supplement
Supplements to various Base Prospectuses
09.02.2017
10.02.2017
HSBC Trinkaus & Burkhardt AG
Base prospectus
Base Prospectus to Open End-Faktor-Partizipationszertifikate
09.02.2017
15.02.2017
Commerzbank AG
Supplement
14th Supplement to Base Prospectus Unlimited Faktor-Indexzertifikate
09.02.2017
16.02.2017
Credit Suisse AG
Supplement
7th Supplement to Base Prospectus Zertifikate und Anleihen II
14.02.2017
16.02.2017
Goldman Sachs & Co.
Wertpapier GmbH
Base prospectus
Base Prospectus to Wertpapiere (begeben als Zertifikate, Anleihen oder Optionsscheine)
13.02.2017
16.02.2017
Goldman Sachs & Co.
Wertpapier GmbH
Base prospectus
Base Prospectus to Securities (issued in the form of Certificates, Notes or Warrants)
13.02.2017
16.02.2017
Lang & Schwarz AG
Supplement
14th Supplement to Base Prospectus derivative Produkte
15.02.2017
16.02.2017
DZ Bank AG Deutsche
Zentral-Genossenschaftsbank
Base prospectus
Base Prospectus für das öffentliche Angebot von Renditzertifikate u.a.
17.02.2017
21.02.2017
(to be continued)
DVR 0937487
Page 3 of 11
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
DZ Bank AG Deutsche
Zentral-Genossenschaftsbank
Base prospectus
Base Prospectus für das öffentliche Angebot von Expresszertifikate u.a.
17.02.2017
21.02.2017
Portfolio Solutions S.A.
Base prospectus
Base Prospectus for the issuance of Performance Tracker Certificates
20.02.2017
21.02.2017
Bayerische Landesbank
Base prospectus
Base Prospectus to Prozentnotierte Schuldverschreibungen
15.02.2017
22.02.2017
Deutsche Bank AG
Supplement
Supplements to various Base Prospectuses
20.02.2017
22.02.2017
Citigroup Global Markets
Deutschland AG & Co. KGaA
Supplement
Supplements to various Base Prospectuses
16.02.2017
23.02.2017
Credit Suisse AG
Supplement
8th Supplement to Base Prospectus Zertifikate und Anleihen II
21.02.2017
23.02.2017
Commerzbank AG
Supplement
Supplements to various Base Prospectuses
22.02.2017
24.02.2017
UBS AG
Supplement
Supplements to various Base Prospectuses
23.02.2017
28.02.2017
Commerzbank AG
Supplement
Supplements to various Base Prospectuses
01.03.2017
02.03.2017
Commerzbank AG
Supplement
17th Supplement to Base Prospectus Unlimited Faktor-Indexzertifikate
27.02.2017
02.03.2017
Lang & Schwarz AG
Supplement
15th Supplement to Base Prospectus derivative Produkte
28.02.2017
02.03.2017
UBS AG
Base prospectus
Base Prospectus to Securities
28.02.2017
02.03.2017
BNP Paribas Emissions- und
Handelsgesellschaft mbH
Supplement
Supplements to various Base Prospectuses
24.02.2017
03.03.2017
Vontobel Financial Products
GmbH
Supplement
Supplement to Base Prospectus Faktor-Zertifikate
02.03.2017
07.03.2017
Goldman Sachs & Co.
Wertpapier GmbH
Supplement
Supplement to various Base Prospectuses
28.02.2017
08.03.2017
AVK Altersvorsorgekonto
Emissionsgesellschaft mbH
(vormals Goldman Sachs
Finanzprodukte GmbH)
Supplement
6th Supplement to various Base Prospectuses
02.03.2017
09.03.2017
Credit Suisse AG
Supplement
Supplements to various Base Prospectuses
02.03.2017
09.03.2017
nextbike GmbH
Non-equity securities
Wertpapierprospekt für das öffentliche Angebot von 10.000 besicherten Inhaber-Teilschuldverschreibungen
mit einem Nennwert von jeweils EUR 1.000,00 und einem nominalen maximalen Gesamtemissionsvolumen
von EUR 10.000.000,00. - 2017/2022 nextbike Anleihe 5,0 % Zins
14.03.2017
15.03.2017
Deutsche Bank AG
Supplement
Supplements to various Base Prospectuses
16.03.2017
17.03.2017
Deutsche Bank AG
Base prospectus
Base Prospectus to Programm für die Emission von Zertifikaten und Schuldverschreibungen
DVR 0937487
DE000A2DAFB5
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
Lang & Schwarz AG
Supplement
1st Supplement to Base Prospectus derivative Produkte
22.03.2017
23.03.2017
BNP Paribas Emissions- und
Handelsgesellschaft mbH
Base prospectus
Base Prospectus to Wertpapiere (Anleihen und Zertifikate)
14.03.2017
24.03.2017
Eyemaxx Real Estate AG
Equity securities
Prospectus to das öffentliche Angebot von 4,50 %-Wandelschuldverschreibung 2017/ 2019
23.03.2017
24.03.2017
UniCredit Bank AG
Supplement
Supplements to various Base Prospectuses
16.03.2017
24.03.2017
UniCredit Bank Austria AG
Supplement
Supplements to various Base Prospectuses
16.03.2017
24.03.2017
VMware, Inc.
Equity securities
Prospectus for the public offer of shares (Mitarbeiterbeteiligungsprogramm)
24.03.2017
27.03.2017
Vontobel Financial Products
GmbH
Supplement
Supplement to Base Prospectus Faktor-Zertifikate
22.03.2017
27.03.2017
JT International S.A.
Equity securities
Prospectus for the public offering of shares under the Employee Share Purchase Plan
28.03.2017
29.03.2017
Lang & Schwarz AG
Supplement
2nd Supplement to Base Prospectus derivative Produkte
03.04.2017
04.04.2017
UniCredit Bank Austria AG
Supplement
6th Supplement to Base Prospectus zur Begebung vonWertpapieren mit Single-Basiswert und Multi-Basiswert
(mit (Teil-)Kapitalschutz)
06.04.2017
06.04.2017
Berlin Hyp AG
Base prospectus
Base Prospectus to € 25,000,000,000 Offering Programme - Pfandbriefe
10.04.2017
11.04.2017
Berlin Hyp AG
Base prospectus
Base Prospectus to € 25,000,000,000 Offering Programme - Debt Issuance Programme
10.04.2017
11.04.2017
Vontobel Financial Products
GmbH
Base prospectus
Base Prospectus to Anlageprodukte
10.04.2017
11.04.2017
Citigroup Global Markets
Deutschland AG & Co. KGaA
Supplement
Supplements to various Base Prospectuses
07.04.2017
13.04.2017
Credit Suisse AG
Supplement
Supplements to various Base Prospectuses
11.04.2017
13.04.2017
Deutsche Bank AG
Supplement
Supplements to various Base Prospectuses
11.04.2017
13.04.2017
Deutsche Pfandbriefbank AG
Base prospectus
Base Prospectus to Pfandbriefe
19.04.2017
19.04.2017
Deutsche Pfandbriefbank AG
Base prospectus
Base Prospectus to Euro 50,000,000,000 Debt Issuance Programme
19.04.2017
19.04.2017
Roche Holding AG
Equity securities
Prospectus to the offer of 702,562,700 non-voting equity securities under the Genussschein Purchase Plan
30.03.2017
19.04.2017
UniCredit Bank AG
Supplement
Supplements to various Base Prospectuses
18.04.2017
19.04.2017
Base prospectus
Base Prospectus to Euro 50,000,000,000 Debt Issuance Programme
19.04.2017
19.04.2017
Supplement
Supplements to various Base Prospectuses
AVK Altersvorsorgekonto
Emissionsgesellschaft mbH
(vormals Goldman Sachs
Finanzprodukte GmbH)
DVR 0937487
US9285634021
JP3726800000
CH0012032048
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
Goldman Sachs & Co.
Wertpapier GmbH
Supplement
2nd Supplement to Base Prospectus Securities (issued in the form of Certificates, Notes or Warrants)
18.04.2017
21.04.2017
Goldman Sachs & Co.
Wertpapier GmbH
Supplement
2nd Supplement to Base Prospectus Wertpapiere (begeben als Zertifikate, Anleihen oder Optionsscheine)
18.04.2017
21.04.2017
Date of prospectus
Received
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
CSSF - Commission de surveillance du secteur financier (LU)
BAWAG P.S.K. Bank für Arbeit
und Wirtschaft und
Österreichische Postsparkasse
AG
Supplement
3rd Supplement to Base Prospectus EUR 10,000,000,000 Debt Issuance Programme
02.01.2017
02.01.2017
Deutsche Bank AG
Supplement
9th Supplement to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme
05.01.2017
05.01.2017
Linde AG
Supplement
2nd Supplement to Base Prospectus € 10,000,000,000 Debt Issuance Programme
10.01.2017
10.01.2017
BREMER LANDESBANK
KREDITANSTALT
OLDENBURG GIROZENTRALE
Supplement
3rd Supplement to Base Prospectus EUR 20,000,000,000 Debt Issuance Programme
12.01.2017
12.01.2017
Aareal Bank AG
Supplement
3rd Supplement to Base Prospectus Euro 15,000,000,000 Debt Issuance Programme
16.01.2017
16.01.2017
The Goldman Sachs Group, Inc
Supplement
9th Supplement to Base Prospectus Euro Medium-Term Notes, Series F
13.01.2017
16.01.2017
ThyssenKrupp AG
Base prospectus
Base Prospectus to € 10,000,000,000 Debt Issuance Programme
16.01.2017
16.01.2017
Vonovia Finance B.V.
Supplement
5th Supplement to Base Prospectus EUR 8,000,000,000 Debt Issuance Programme
16.01.2017
16.01.2017
NOMURA INTERNATIONAL
FUNDING PTE. LTD.
Supplement
3rd Supplement to Base Prospectus USD 6,000,000,000 Note, Warrant and Certificate Programme
18.01.2017
18.01.2017
The Goldman Sachs Group, Inc
Supplement
10th Supplement to Base Prospectus Euro Medium-Term Notes, Series F
18.01.2017
18.01.2017
Citigroup Inc.
Supplement
7th Supplement to Base Prospectus U.S.$ 110,000,000,000 Programme for the issuance of Euro
Medium-Term Notes, Series C
19.01.2017
19.01.2017
GOLDMAN SACHS
INTERNATIONAL
Supplement
15th Supplement to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and
Certificates
20.01.2017
20.01.2017
Sixt SE
Non-equity securities
DVR 0937487
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
Raiffeisenlandesbank Steiermark
AG
Supplement
3rd Supplement to Base Prospectus to Angebotsprogramm für Schuldverschreibungen und Zertifikate
26.01.2017
26.01.2017
J.P. Morgan Structured Products
B.V.
Supplement
10th Supplement to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants
and Certificates
27.01.2017
27.01.2017
Societe Generale
Supplement
Supplement to Base Prospectus Debt Instruments Issuance Programme
31.01.2017
31.01.2017
eterna Mode Holding GmbH
Non-equity securities
Prospectus to Emission von bis zu EUR 25.000.000 7,75 % Schuldverschreibungen fällig 2022
06.02.2017
06.02.2017
Raiffeisen Bank International AG
Supplement
2nd Supplement to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme for the issue of Notes
06.02.2017
06.02.2017
Siemens AG
Supplement
3rd Supplement to Base Prospectus €15,000,000,000 Programme for the Issuance of Debt Instruments
06.02.2017
06.02.2017
National Australia Bank Limited
Supplement
2nd Supplement to Base Prospectus U.S.$100,000,000,000 Global Medium Term Note Programme
08.02.2017
08.02.2017
CA Immobilien Anlagen AG
Non-equity securities
Prospectus to Offering of EUR [*] [*]% Bonds due 2024
09.02.2017
09.02.2017
ThyssenKrupp AG
Supplement
1st Supplement to Base Prospectus € 10,000,000,000 Debt Issuance Programme
10.02.2017
10.02.2017
TE Connectivity Ltd. (ehem.Tyco
Electronics Ltd.)
Supplement
Supplement to Prospectus Offer of Shares under the Employee Stock Purchase Plan
14.02.2017
14.02.2017
J.P. Morgan Structured Products
B.V.
Supplement
11th Supplement to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants
and Certificates
15.02.2017
15.02.2017
DekaBank Deutsche
Girozentrale
Supplement
Supplement to Base Prospectus € 35,000,000,000 Debt Issuance Programme für die Emission von
Schuldverschreibungen (einschließlich Pfandbriefen)
16.02.2017
16.02.2017
DekaBank Deutsche
Girozentrale
Supplement
Supplement to Base Prospectus € 35,000,000,000 Debt Issuance Programme for the issue of Notes (including
Pfandbriefe)
16.02.2017
16.02.2017
DekaBank Deutsche
Girozentrale
Supplement
Supplement to Base Prospectus Emissionsprogramm für Inhaberschuldverschreibungen II
16.02.2017
16.02.2017
Deutsche Bank AG
Supplement
10th Supplement to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme
16.02.2017
16.02.2017
Grenke AG (vormals
Grenkeleasing AG)
Base prospectus
Base Prospectus to € 2,000,000,000 Debt Issuance Programme
15.02.2017
16.02.2017
NATIXIS
Supplement
1st Supplement to Base Prospectus to Zertifikate im Rahmen eines deutschen Zertifikateprogramms über EUR
1.000.000.000,00
17.02.2017
17.02.2017
NOMURA INTERNATIONAL
FUNDING PTE. LTD.
Supplement
4th Supplement to Base Prospectus USD 6,000,000,000 Note, Warrant and Certificate Programme
17.02.2017
17.02.2017
Exane Finance
Supplement
3rd Supplement to Base Prospectus Debt Securities Issue Programme
17.02.2017
20.02.2017
Banca Comerciala Romana S.A.
Base prospectus
Base Prospectus for the issuance of Equity Linked Notes and Index Linked Notes
24.02.2017
24.02.2017
ThyssenKrupp AG
Supplement
2nd Supplement to Base Prospectus € 10,000,000,000 Debt Issuance Programme
24.02.2017
24.02.2017
DE000A2E4XE4
AT0000A1TBC2
(to be continued)
DVR 0937487
Page 7 of 11
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
BAWAG P.S.K. Bank für Arbeit
und Wirtschaft und
Österreichische Postsparkasse
AG
Supplement
4th Supplement to Base Prospectus EUR 10,000,000,000 Debt Issuance Programme
27.03.2017
27.02.2017
The Goldman Sachs Group, Inc
Supplement
11th Supplement to Base Prospectus Euro Medium-Term Notes, Series F
28.02.2017
02.03.2017
GOLDMAN SACHS
INTERNATIONAL
Base prospectus
Base Prospectus to Series M Programme for the Issuance of Warrants, Notes and Certificates
02.03.2017
03.03.2017
Deutsche Telekom AG
Supplement
2nd Supplement to Base Propectus EUR 25,000,000,000 Debt Issuance Programme
06.03.2017
06.03.2017
Citigroup Inc.
Supplement
8th Supplement to Base Prospectus to U.S. 10,000,000,000 Programme for the issuance of Euro
Medium-Term Notes, Series C
07.03.2017
07.03.2017
Spar Österreichische
Warenhandels-AG
Supplement
2nd Supplement to Prospectus für das öffentliche Angebot von bis zu 1757 SPAR-Anleihe
Schuldverschreibungen
07.03.2017
07.03.2017
NOMURA INTERNATIONAL
FUNDING PTE. LTD.
Supplement
5th Supplement to Base Prospectus to USD 6,000,000,000 Note, Warrant and Certificate Programme
08.03.2017
08.03.2017
Deutsche Bank AG
Supplement
11th Supplement to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme
09.03.2017
09.03.2017
mFinance France S.A.
Base prospectus
Base Prospectus to €3,000,000,000 Euro Medium Term Note Programme
09.03.2017
09.03.2017
J.P. Morgan Structured Products
B.V.
Supplement
12th Supplement to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants
and Certificates
14.03.2017
14.03.2017
COVESTRO AG
Base prospectus
Base Prospectus to EUR 5,000,000,000 Debt Issuance Programme
17.03.2017
17.03.2017
Raiffeisenlandesbank Steiermark
AG
Base prospectus
Base Prospectus to Angebotsprogramm für Schuldverschreibungen und Zertifikate
17.03.2017
17.03.2017
GOLDMAN SACHS
INTERNATIONAL
Supplement
2nd Supplement to Base Prospectus Series K Programme for the Issuance of Warrants, Notes and Certificates
22.03.2017
22.03.2017
GOLDMAN SACHS
INTERNATIONAL
Supplement
1st Supplement to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and Certificates
22.03.2017
22.03.2017
HeidelbergCement AG
Base prospectus
Base Prospectus to € 10,000,000,000 Euro Medium Term Note Programme
24.03.2017
24.03.2017
Morgan Stanley & Co.
International plc
Supplement
3rd Supplement to Base Prospectus Index Linked Securities Euro 2,000,000,000 German Programme for
Medium Term Securities
27.03.2017
27.03.2017
Morgan Stanley & Co.
International plc
Supplement
3rd Supplement to Base Prospectus Indexbezogene Wertpapiere Euro 2,000,000,000 German Programme for
Medium Term Securities
27.03.2017
27.03.2017
Raiffeisen Bank International AG
Supplement
3rd Supplement to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme for the issue of Notes
28.03.2017
28.03.2017
UniCredit Bank Austria AG
Supplement
5th Supplement to Base Prospectus € 40,000,000,000 EURO MEDIUM TERM NOTE PROG
DVR 0937487
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
BONDS
Deutsche Bank AG
Supplement
12th Supplement to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme
29.03.2017
29.03.2017
K+S Aktiengesellschaft
Non-equity securities
Prospectus to EUR [*] [*] per cent. fixed rate notes due 2023
29.03.2017
29.03.2017
Aareal Bank AG
Supplement
4th Supplement to Base Prospectus Euro 15,000,000,000 Debt Issuance Programme
31.03.2017
31.03.2017
Linde AG
Base prospectus
Base Prospectus to € 10,000,000,000 Debt Issuance Programme
31.03.2017
31.03.2017
Volkswagen Bank GmbH
Supplement
1st Supplement to Base Prospectus EUR 10,000,000,000 Debt Issuance Programme
30.03.2017
31.03.2017
Volkswagen Financial Services
Aktiengesellschaft
Supplement
1st Supplement to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme
30.03.2017
31.03.2017
innogy SE
Base prospectus
Base Prospectus to € 20,000,000,000 Debt Issuance Programme
03.04.2017
03.04.2017
Societe Generale
Supplement
Supplement to Base Prospectus Debt Instruments Issuance Programme
05.04.2017
05.04.2017
Bertelsmann SE & Co. KGaA
Base prospectus
Base Prospectus to EUR 4,000,000,000 Debt Issuance Programme
07.04.2017
07.04.2017
DekaBank Deutsche
Girozentrale
Supplement
4th Supplement to Base Prospectus € 35,000,000,000 Debt Issuance Programme for the issue of Notes
(including Pfandbriefe)
07.04.2017
07.04.2017
DekaBank Deutsche
Girozentrale
Supplement
4th Supplement to Base Prospectus € 35,000,000,000 Debt Issuance Programme für die Emission von
Schuldverschreibungen (einschließlich Pfandbriefen)
07.04.2017
07.04.2017
DekaBank Deutsche
Girozentrale
Supplement
4th Supplement to Base Prospectus Emissionsprogramm für Inhaberschuldverschreibungen II
07.04.2017
07.04.2017
IKB Deutsche Industriebank
Aktiengesellschaft
Supplement
2nd Supplement to Base Prospectus Debt Issuance Programme for the issuance of notes in bearer form
07.04.2017
07.04.2017
Kommunalkredit Austria AG
Base prospectus
Base Prospectus to EUR 800,000,000 Debt Issuance Programme
07.04.2017
07.04.2017
Citigroup Inc.
Base prospectus
Base Prospectus to U.S.$110,000,000,000 Programme for the issuance of Euro Medium-Term Notes, Series
C
10.04.2017
11.04.2017
Morgan Stanley & Co.
International plc
Supplement
2nd Supplement to Base Prospetus FIXED INCOME NOTES Euro 2,000,000,000 German Programme for
Medium Term Securities
13.04.2017
13.04.2017
Morgan Stanley & Co.
International plc
Supplement
2nd Supplement to Base Prospectus FIXED INCOME SCHULDVERSCHREIBUNGEN Euro 2,000,000,000
German Programme for Medium Term Securities
13.04.2017
13.04.2017
Morgan Stanley & Co.
International plc
Supplement
1st Supplement to Base Prospectus Euro 2,000,000,000 German Programme for Medium Term Securities Commodity and Currency Linked Securities
13.04.2017
13.04.2017
Morgan Stanley & Co.
International plc
Supplement
2nd Supplement to Base Prospectus Aktienbezogene und Anleihebezogene Wertpapiere
13.04.2017
13.04.2017
Morgan Stanley & Co.
Supplement
2nd Supplement to Base Prospectus Equity Linked and Bond Linked Securities
13.04.2017
13.04.2017
(to be continued)
DVR 0937487
Page 9 of 11
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
International plc
Morgan Stanley & Co.
International plc
Supplement
1st Supplement to Base Prospectus Euro 2,000,000,000 German Programme for Medium Term Securities warenbezogene und währungsbezogene Wertpapiere
13.04.2017
13.04.2017
Citigroup Inc.
Supplement
1st Supplement to Base Prospectus U.S.$110,000,000,000 Programme for the issuance of Euro Medium-Term
Notes, Series C
18.04.2017
18.04.2017
Deutsche Hypothekenbank
(Actien-Gesellschaft)
Supplement
1st Supplement to Base Prospectus EUR 15,000,000,000 Debt Issuance Programme
19.04.2017
19.04.2017
The Goldman Sachs Group, Inc
Base prospectus
Base Prospectus to Euro Medium-Term Notes, Series F
20.04.2017
20.04.2017
Bayerische Landesbank
Supplement
3rd Supplement to Base Prospectus EUR 60,000,000,000 Debt Issuance Programme
21.04.2017
21.04.2017
GOLDMAN SACHS
INTERNATIONAL
Supplement
2nd Supplement to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and
Certificates
21.04.2017
21.04.2017
Date of prospectus
Received
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
- Irish Financial Services Regulatory Authority (IE)
Nordea Bank AB (publ)
Supplement
1st Supplement to Base Prospectus €15,000,000,000 Structured Note Programme
05.01.2017
05.01.2017
Citigroup Inc.
Supplement
7th Supplement to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme Underlying Linked Notes
11.01.2017
12.01.2017
Nordea Bank AB (publ)
Supplement
3rd Supplement to Base Prospectus €50,000,000,000 Euro Medium Term Note Programme
12.01.2017
13.01.2017
Citigroup Inc.
Supplement
1st Supplement to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme
26.01.2017
26.01.2017
Source Physical Markets plc.
Supplement
Supplement to Base Prospectus Secured Precious Metals-Linked Certificates Programme
26.01.2017
26.01.2017
Nordea Bank AB (publ)
Supplement
4th Supplement to Base Prospectus €50,000,000,000 Euro Medium Term Note Programme
02.02.2017
03.02.2017
Nordea Bank AB (publ)
Supplement
2nd Supplement to Base Prospectus €15,000,000,000 Structured Note Programme
02.02.2017
03.02.2017
Citigroup Inc.
Base prospectus
Base Prospectus to Citi U.S.$30,000,000,000 Global Medium Term Note Programme - Underlying Linked
Notes
03.02.2017
06.02.2017
Toyota Motor Finance
(Netherlands) B.V.
Supplement
Supplement to Base Prospectus €50,000,000,000 Euro Medium Term Note Programme
10.02.2017
13.02.2017
Nomura Bank International plc
Supplement
3rd Supplement to Base Prospectus USD4,000,000,000 NOTE, WARRANT AND CERTIFICATE
PROGRAMME
17.02.2017
17.02.2017
Toyota Motor Finance
Supplement
Supplement to Base Prospectus €50,000,000,000 Euro Medium Term Note Programme
01.03.2017
01.03.2017
(to be continued)
DVR 0937487
Page 10 of 11
24 Apr 2017
FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA) - 2017
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
Date of prospectus
Received
(Netherlands) B.V.
Royal Bank of Canada
Supplement
3rd Supplement to Base Prospectus pursuant to the Programme for the Issuance of Securities
03.03.2017
03.03.2017
Nomura Bank International plc
Supplement
4th Supplement to Base Prospectus USD 4,000,000,000 Note, Warrant and Certificate Programme
08.03.2017
08.03.2017
Nordea Bank AB (publ)
Supplement
3rd Supplement to Base Prospectus €15,000,000,000 Structured Note Programme
13.03.2017
14.03.2017
Citigroup Inc.
Supplement
1st Supplement to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme Underlying Linked Notes
16.03.2017
16.03.2017
Citigroup Inc.
Supplement
2nd Supplement to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme
16.03.2017
16.03.2017
Source Physical Markets plc.
Base prospectus
Base Prospectus to SECURED PRECIOUS METALS-LINKED CERTIFICATES PROGRAMME
30.03.2017
30.03.2017
Date of prospectus
Received
Issuer
Type of prospectus
Prospectus/Supplement
ISIN
FCA - The Financial Conduct Authority (GB)
Australia and New Zealand
Banking Group Limited
Supplement
Supplement to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme
04.01.2017
05.01.2017
State of Israel
Supplement
Supplement to Base Prospectus Bond Issuance Programme
05.01.2017
05.01.2017
Australia and New Zealand
Banking Group Limited
Supplement
Supplement to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme
21.11.2016
09.01.2017
Australia and New Zealand
Banking Group Limited
Supplement
Supplement to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme
11.01.2017
11.01.2017
Australia and New Zealand
Banking Group Limited
Supplement
Supplement to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme
11.01.2017
16.01.2017
Australia and New Zealand
Banking Group Limited
Supplement
Supplement to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme
17.01.2017
19.01.2017
Nestlé Holdings, Inc.
Supplement
Supplement to Base Prospectus Debt Issuance Programme
20.02.2017
21.02.2017
ETFS Foreign Exchange Limited
Base prospectus
Base Prospectus for the issuance of Collateralised Currency Securities
28.03.2017
30.03.2017
ETFS Commodity Securities
Limited
Base prospectus
Base Prospectus for the issuance of ETFS Classic Commodity Securities and ETFS Longer Dated Commodity
Securities
12.04.2017
19.04.2017
DVR 0937487
Page 11 of 11
24 Apr 2017

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