Profile Facts and Figures Our ambition We invest in researchers and their ideas. We promote and disseminate research, creating knowledge that is valuable to society, the economy and politics. From left to right: Daniel Höchli, Director of the Administrative Offices Gabriele Gendotti, President of the Foundation Council Martin Vetterli, President of the National Research Council 2 1 “In order to forge ahead and maintain its innovative strength, a country needs to invest in education and research.” Gabriele Gendotti – President of the Foundation Council 2 The Swiss National Science Foundation The Swiss National Science Foundation (SNSF) is Switzerland’s foremost research funding organisation and finances over 3,400 projects involving 14,000 researchers each year. One of its core tasks is the evaluation of research proposals. In 2013, it allocated CHF 819 million to the best applications. By distributing public research money based on a competitive system, the SNSF contributes to the high quality of Swiss research. To ensure its independence in research, the SNSF was established as a private foundation in 1952. Mandated by the federal authorities, the SNSF supports basic science in all academic disciplines, from history to medicine and the engineering sciences. Research creates knowledge: new drugs, materials and technologies as well as insights into social questions are the result of basic research. By supporting it, the SNSF creates an environment of innovation, quality of life and social development. In terms of knowledge and technology transfer, the SNSF works closely with the market-oriented national Commission for Technology and Innovation (CTI). In close collaboration with higher education institutions and other partners, the SNSF works towards creating the best possible conditions for the development and international integration of Swiss research. The SNSF is paying particular attention to the support of young scientists. 3 Portfolio The SNSF offers a wide range of funding schemes. For funding purposes it distinguishes between: In project funding, researchers determine the topic and the nature of their research endeavour independently. This approach creates an environment where innovative ideas can be pursued. _ Projects _ Careers _ Programmes _ Infrastructures _ Science communication The various career funding schemes lend support to young talents from the doctoral to the professorial level. They include fellowships for research stays abroad and specific measures supporting women in research. In programme funding, some basic para meters are pre-defined. The most important programmes are National Research Programmes (NRPs) and National Centres of Competence in Research (NCCRs). NCCRs strengthen the competitiveness of Swiss research in strategically important spheres (robotics, molecular basis of diseases, etc.). Topics for NRPs are chosen by the Federal Council and concern problems of national importance such as the use of water, soil and energy. Careers Other programmes focus on joint projects, clinical research and international collaborations. The SNSF also funds research infrastructures as well as communication between researchers and between science and society. The funding schemes of the SNSF cover the various phases of an academic career. Science communication Projects Programmes Infrastructures Master 4 PhD Non-professorial teaching staff (postdoc, senior assistant, etc.) Established researchers 5 Organisational chart Foundation Council and Executive Committee Highest body of the SNSF, takes strategic decisions Compliance Committee Internal Audit National Research Council Evaluates several thousands of applications each year Divisions I Humanities and Social Sciences II Mathematics, Natural and Engineering Sciences III Biology and Medicine IV Programmes: National Research Programmes (NRPs) National Centres of Competence in Research (NCCRs) Specialised Interdisciplinary Research CommitteesCareers International Cooperation Commissions Gender Equality in Research Funding Research Integrity Research Commissions at Swiss institutions of higher education Administrative Offices Executive Management Staff Services Research Funding divisions Central Services 6 Locally based commissions acting as a link to the SNSF Support the Foundation Council, the Research Council and the Research Commissions “We need to win over young talents for research and create the right conditions for them.” Martin Vetterli – President of the National Research Council 7 Funding activities of the SNSF in 2013 In 2013, the Swiss National Science Foundation (SNSF) granted funding to the total value of CHF 818.8 million, 8.4 percent more than in 2012 (CHF 755.2 million). The funds were used to support over 3,400 research projects. Full version of the statistics: www.snsf.ch/statistics Funding by research area Approved amounts since 2005 Amounts in CHF million CHF million Distribution of the approved amounts 900 Total 800 40% 27% Humanities and social sciences 700 Mathematics, natural and engineering sciences 600 Biology and medicine 500 Biology and medicine Mathematics, natural and engineering sciences Humanities and social sciences 400 300 200 100 33% 0 Amount Women | Men Humanities and social sciences 223.8 32% Mathematics, natural and engineering sciences 265.4 13% 87% Biology and medicine 329.2 21% 79% 21% 79% Unapportionable Total 2005 2006 2007 2008 2009 2010 2011 2012 2013 68% The distribution of funds across the three research areas is based largely on demand. 0.4 818.8 The allocation to the research areas has changed slightly year-on-year. The share of the humanities and social sciences has risen by three percent. 8 9 Funding by scheme Funding by institution Amounts in CHF million Amounts in CHF million Distribution of the approved amounts Distribution of the approved amounts (incl. overhead)1 Other: 7% 1% BS Projects 19% Uni Careers NE Programmes 51% Infrastructures BE Uni ETH 22% Universities of teacher education5 Various 6 TI Amount 1,217 416.5 Careers 1,280 179.2 432 160.4 Berne (BE) 96 56.9 378 3,403 Total Universities of applied sciences 4 LU GE G Number Science communication SG LS Projects Infrastructures Research institutes in the ETH Domain3 FR Science communication Programmes ETH ZH Institution Total in CHF million Total in % Overhead2 Total incl. overhead 496.0 61% 58.3 554.3 87.2 11% 7.7 94.8 Basel (BS) 76.6 9% 8.9 85.4 5.8 Fribourg (FR) 23.9 3% 3.2 27.1 818.8 Geneva (GE) 86.8 11% 12.1 98.9 Universities Lucerne (LU) In 2013, the SNSF allocated more than half of its funds to its main funding scheme, project funding. The share of infrastructures has more than doubled year-on-year, from three to seven percent. 2.4 0% 0.4 2.8 Lausanne (LS) 71.6 9% 8.7 80.2 Neuchâtel (NE) 12.4 2% 2.3 14.7 St. Gallen (SG) 2.4 0% 0.8 3.2 Ticino (TI) 6.5 1% 0.5 7.0 126.1 15% 13.9 139.9 210.0 Zurich (ZH) ETH Domain 188.2 23% 21.8 EPF Lausanne 73.6 9% 7.2 80.9 ETH Zurich 92.7 11% 11.8 104.4 21.9 3% 2.8 24.7 19.4 2% 2.0 21.5 Research institutes3 Universities of applied sciences4 Universities of teacher education5 Various6 Total If no application was presented by the respective institution, this is denoted by a dash. Amounts lower than CHF 0.05 million are shown as zero. 2 Entitlement to overhead in accordance with overhead regulations 3 Research institutes in the ETH Domain (EMPA, EAWAG, PSI, WSL) 1 10 2.0 0% 0.2 2.2 113.2 14% 2.7 115.8 818.8 100% 85.0 903.8 BFH, FHNW, FHO, HES-SO, HSLU, SUPSI, ZFH, Kalaidos. You will find the breakdown by institution in the web version. Without universities of teacher education of FHNW and ZFH 6 Research centres, museums, libraries, individuals, companies, non-profit organisations and not assignable to an institution (e.g. Doc.Mobility, Early/Advanced Postdoc.Mobility) 4 5 11 Use of approved amounts Success rates Amounts in CHF million Success rate1 Total amount: CHF 818.8 million 18% Total Women Salaries and fellowships (incl. social security contributions) 4% Projects Materials of enduring value Humanities and social sciences Consumables 78% Number of Number of Approved applications applications amount submitted approved Men Total Total Total 54% 47% 56% 2,266 1,217 416.5 47% 43% 49% 705 334 95.0 Mathematics, natural and engineering sciences 63% 56% 64% 786 492 139.6 Biology and medicine 53% 46% 54% 669 352 166.2 Interdisciplinary research 37% 42% 34% 106 39 15.8 4.6 Careers 2 Doc.CH 29% 25% 35% 94 27 As in previous years, the approved funds were used by the researchers mainly to cover personnel Doc.Mobility 56% 59% 54% 315 177 8.7 costs, whether for the financing of individual salaries / fellowships in the context of career funding Early Postdoc.Mobility 59% 56% 61% 608 357 28.9 or for the appointment of personnel in research projects. Advanced Postdoc.Mobility 3 49% 49% 49% 325 159 14.2 Marie Heim-Vögtlin grants (MHV) 22% 22% – 175 39 7.8 Ambizione 20% 14% 23% 305 60 30.4 SNSF professorships 18% 14% 19% 248 44 81.0 123.0 Programmes Personnel in research projects Nationale Centres of Competence in Research 4 13% 0% 15% 63 8 National Research Programmes 5 27% 32% 24% 79 21 7.5 International programmes 69% 74% 67% 189 130 21.2 Sinergia 47% 53% 46% 99 47 56.6 Special programmes biology and medicine 6 33% 33% 33% 27 9 26.9 Infrastructures 81% 85% 81% 118 96 56.9 Science communication 84% 85% 84% 449 378 5.8 In total, the SNSF supported approximately 8,900 collaborators in 2013: around 5,300 through project funding, 1,000 through career funding and 2,600 through programmes. Scientists 1 Personnel at doctoral level Technicians, support staff Total 1 Total Women | Men 36% 44% 56% 51% 43% 57% 13% 65% 100% 46% 3 4 5 6 1 2 35% 54% Senior researchers and postdocs Ratio of the number of applications approved to the number of applications submitted Success rates without follow-up applications Incl. 15 grants from private foundations Based on pre-proposals; approved amount for four years Based on pre-proposals for NRP 69 Longitudinal studies Funding for research projects primarily benefits the promotion of young scientists in Switzerland. The SNSF analyses the differences between the success rates of female and male applicants every Thus 76 percent of the collaborators are 35 years old or younger. year. For this purpose, it has introduced a gender equality monitoring system that examines the differences and attempts to identify the determining factors. 12 13 Research landscape in Switzerland Project funding: requested and approved amounts since 2005 Research and development: sources of financial support in Switzerland CHF millions 2% 1,200 Total requested funding 1,100 Total approved funding 1,000 Amount requested by women 900 12% Private industry Federal authorities 10% Cantons Foreign sources Amount granted to women 800 700 15% 61% Other 600 500 400 300 200 100 0 2005 2006 2007 2008 2009 2010 2011 2012 2013 Total CHF 18.5 billion The largest proportion of research and development (R&D) Sources of finance for R&D in Switzerland, excluding flows of funds abroad in Switzerland is funded privately. At 25 percent, public R&D funding (federal and cantonal) lies nearly 10 percent below Source: Swiss Federal Statistical Office, as at 2012 the European average. The demand for project funding has stabilised, albeit at a high level, after continually rising between 2005 and 2011. Research and development: federal funding 4% 6% Swiss National Science Foundation (SNSF) 24% Commission for Technology and Innovation (CTI) European Union/Abroad 4% Indirect financing at universities Intramuros (R&D by the Confederation) 41% 20% Total CHF 3.6 billion Approximately a quarter of federal funding for R&D is distributed Funding, including money going abroad by the SNSF. The SNSF supports research at higher education Source: Swiss Federal Statistical Office, as at 2012 14 Other direct financing institutes and research institutions based on a competitive evaluation procedure. 15 Research and development: international comparison Impact of scientific publications Gross domestic expenditure on R&D as a percentage of the GDP Relative citation index 4.4 South Korea 2.9 Canada 105 Germany 105 Austria 2.8 Sweden United States 2.8 Finland 2.4 Total OECD 105 104 103 France 2.3 France 107 Belgium 3.0 Germany 109 Denmark 3.1 Denmark 115 Netherlands 3.3 Japan 116 United Kingdom 3.4 Switzerland 117 Switzerland 3.5 Finland Sweden 120 United States 4.2 Israel 102 Australia Belgium 2.2 Austria 99 Singapore (2011) 2.2 Norway 99 2.2 New Zealand Netherlands 2.1 EU-15 0 2.0 EU-28 1.7 Canada 0 1 97 20 40 60 80 100 120 The relative citation index provides a measure for the impact of publications. Switzerland 2 3 4 In 2012, Switzerland invested 3.1 percent of the gross domestic product (GDP) in R&D, thereby ranking sixth. 5 lies 17 percentage points above the global average and holds second place. 15 countries with the best percentage. Source: Thomson Reuters (SCI/SSCI/A&HCI), adaptation SERI, 2013. Calculations are based on publications from the years 2007–2011. 15 countries with the highest values as well as EU-15, EU-28 and OECD. Listed are countries whose results and/or scientific and technological standards are comparable with those of Switzerland. Source: Swiss Federal Statistical Office, OECD, as at 2012 16 17 Patents* Number per million inhabitants 123 Japan 110 Switzerland 94 Sweden 70 Germany 68 Finland 53 Denmark 52 Netherlands 50 Austria 45 United States 45 Korea 44 Israel 39 Total OECD 39 Luxembourg 38 France 37 Belgium 28 EU-27 26 Norway 0 20 40 60 80 100 120 In relation to its inhabitants, Switzerland has an above-average number of registered patents. With regard to the number of triadic patent families*, Switzerland is in second place after Japan on the OECD ranking. 15 countries with the highest values as well as EU-27 and OECD. Source: Swiss Federal Statistical Office, OECD, as at 2010, updated 2013 * Patents that have been registered simultaneously with European and Japanese patent offices as well as granted by the US Patent & Trademark Office (triadic patent families). 18 19 Further information Knowledge is the key to the future. Research creates knowledge. General information > www.snsf.ch Research magazine Horizons > www.snsf.ch/horizons Research database P3 (approved grants since 1975) > www.snf.ch/p3 Published by Production Swiss National Science Foundation Communication division Wildhainweg 3, P.O. Box 8232 CH-3001 Berne +41 (0)31 308 22 22 [email protected] © Graphics, layout and typesetting Werbelinie AG – Agentur für Kommunikation, Berne Printing, binding and distribution Ast & Fischer AG, Wabern Paper Profibulk matt coated, 135 g/m2 Images Severin Nowacki (cover), Beat Brechbühl (inside cover), Jan Beutel/Lorenz Böckli, PermaSense Project (p. 2), Paul Scherrer Institut (p. 7), Andri Pol (p. 19) Number of copies printed 1,500 in German | 1,300 in French 1,600 in English | 450 in Italian © 2014 | Swiss National Science Foundation, Berne 20 21 © SNSF – May 2014
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