IL NUOVO PROGRAMMA QUADRO IN RICERCA E INNOVAZIONE: HORIZON 2020 Milano, 18 Settembre 2014 Katia Insogna APRE H2020 MSCA/ERC NCP Agenda • L’architettura di Horizon 2020 • Le regole di partecipazione e gli schemi di finanziamento • I criteri di valutazione dei progetti: focus sugli schemi RIA, IA e CSA • Participant Portal: funzionalità Best practice: English APRE is non-profit research organisation with the objective, set out by the art. 3 of its statute, of promoting national participation to the EU research, development and innovation programmes APRE was created in 1989 as a “Task Force” of the Ministry of University and Research It is supported by numerous members (universities, public and private research organisations, industrial/research associations, others) [WHAT IS APRE?] [MISSION] APRE hosts H2020 National Contact Points for all Themes/Sub-programmes. NCPs are nominated by the Ministry of Education, Universities and Research (MIUR), and then officially recognized by the EC. Information •Conferences •News Alert •Website (www.apre.it) •Publications Assistance Information Training •How to coordinate projects •Drafting of proposals •How to disseminate research results •IPR , CA and GA •Others……….. Support prior to the beginning of the project (telephone, email and meetings) •Identification of research topics •Eligibility of the proposal •Pre-screening services •Assistance in the use of EPSS System •Others....... Support after the beginning of the project (telephone, email and meetings) •Negotiation phase •Project management •Dissemination of the results •Reporting •others Training Winning Proposals !! [APRE as NCP: services] services] Industrial Associations Some figures: Chambers of 110 members, of which: Commerce Finance trade associations public and private research entities APRE Public Entities 6 trade associations 34 public and private research entities 4 financial organizations 5 chambers of commerce 4 research centers 6 public authorities 51 universities Scientific centers financial organizations chambers of commerce research centers public authorities Industries Universities Research Centres [STAKEHOLDERS] Caratteristiche H2020 Value chain che va dalla ricerca di frontiera , allo sviluppo tecnologico, dimostrazione, valorizzazione dei risultati e innovazione Innovazione, in tutte le sue forme Focus su societal challenges Accesso semplificato per le imprese, le università, etc in tutti gli stati europei Sinergie con i Fondi Strutturali 7 Struttura del programma Industrial Technologies Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Societal Challenges Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Health, demographic change and wellbeing Access to risk finance Leveraging private finance and venture capital for research and innovation Secure, clean and efficient energy Innovation in SMEs Fostering all forms of innovation in all types of SMEs Climate action, resource efficiency and raw materials Food security, sustainable agriculture, marine and maritime research & the bioeconomy Smart, green and integrated transport Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) Euratom 8 Struttura del programma Industrial Technologies Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies BOTTOM Collaborative research to open new UP fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development TOP Research infrastructures DOWN (including e-infrastructure) Ensuring access to world-class facilities Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space TOP - Access to risk finance DOWN Leveraging private finance and venture capital for research and innovation BOTTOM Innovation UP in SMEs Fostering all forms of (SME) in all types of SMEs innovation Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy TOP Secure, clean andDOWN efficient energy Smart, green and integrated transport BOTTOM Climate action, resource UP efficiency and raw materials (SME)innovative and Inclusive, reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) Euratom 9 Ripartizione finanziaria EIT 3% Science.. 1% Widening.. JRC 1% 2% Excellent Science 32% Societal Challenges 39% Industrial Leadership 22% 10 1° PILLAR EXCELLENT SCIENCE 11 Industrial Technologies Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Societal Challenges Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Health, demographic change and wellbeing Access to risk finance Leveraging private finance and venture capital for research and innovation Secure, clean and efficient energy Innovation in SMEs Fostering all forms of innovation in all types of SMEs Climate action, resource efficiency and raw materials Food security, sustainable agriculture, marine and maritime research & the bioeconomy Smart, green and integrated transport Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 12 Excellent Science /2 European Research Council: progetti di ricerca di frontiera Per sostenere le migliori idee e sviluppare competenze, per fare dell’Europa un polo di attrazione per i migliori ricercatori mondiali Future and Emerging Technologies: ricerca nelle aree più promettenti nel campo delle tecnologie di domani; (Science) Azioni Marie Skłodowska-Curie per attrarre e sostenere ricercatori e la loro mobilità; Infrastrutture di Ricerca adeguate, meno care e diffuse in Europa. 13 Consiglio Europeo della Ricerca • ERC organo indipendente • Schemi FP7 Eleggibilità ERC Starting 2-7 anni dal phd ERC Consolidator 7-12 anni dal phd ERC Advanced Almeno 10 anni di esperienza on ricerca ERC Sinergy • Da due a quattro PI • transdisciplinarietà ERC Proof of Concept Per grantees finanziati 14 MARIE SKŁODOWSKA-CURIE ACTIONS - MSCA ITN (including EID and IDP) IEF IOF IIF CIG IAPP IRSES COFUND Innovative Training Networks (ITN) Individual Fellowships (IF) R&I Staff Exchange (RISE) COFUND Doctoral and initial training of researchers proposed by international networks of organisations from public and private sectors Individual fellowships for most promising experienced researchers to develop their skills through international or inter-sector mobility International and inter-sector cooperation through the exchange of research and innovation staff Co-funding of regional, national and international programmes 15 2° PILLAR INDUSTRIAL LEADERSHIP 16 Industrial Leadership/2 Per incoraggiare investimenti in R&I in Europa, promovendo alcune priorità per ogni forma di business Leadership in enabling and industrial technologies - soprattutto Key enabling technologies (Information and Communication Technologies (ICT), Nanotechnologies, Advanced materials, Biotechnology, Advanced Manufacturing and Processing) & Space; Access to finance per aziende innovative, strumenti finanziari in partenariato con l’European Investment Bank; Debt instrument & Equity instrument Innovation in SME Support to innovative SMEs 17 COSA SONO LE KET? Key Enabling Technologies Tecnologie "ad alta intensità di conoscenza e associate ad elevata intensità di R & S, a cicli d'innovazione rapidi, a consistenti spese di investimento e a posti di lavoro altamente qualificati. Rendono possibile l'innovazione nei processi, nei beni e nei servizi in tutti i settori economici e hanno quindi rilevanza sistemica. Sono multidisciplinari, interessano tecnologie di diversi settori e tendono a convergere e a integrarsi. Possono aiutare i leader nelle tecnologie di altri settori a trarre il massimo vantaggio dalle loro attività di ricerca“ *Current situation of key enabling technologies in Europe, SEC (2009) Photonics Manufacturing Biotechnology Advanced Materials Micro/Nanoelectronics Nanotechnologies 3° PILLAR SOCIETAL CHALLENGES 19 Struttura del programma Industrial Technologies Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Societal Challenges Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Health, demographic change and wellbeing Access to risk finance Leveraging private finance and venture capital for research and innovation Secure, clean and efficient energy Innovation in SMEs Fostering all forms of innovation in all types of SMEs Climate action, resource efficiency and raw materials Food security, sustainable agriculture, marine and maritime research & the bioeconomy Smart, green and integrated transport Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 20 Eligibility for funding • Entities established in Member States or associated countries or third country identified in the WP • Entities created under Union law • International European interest organisation • Other entities may receive funding if: – participation is essential or – such funding foreseen in bilateral arrangement between the Union and third country/international organisation Disclaimer : legally not binding Conditions for participation • Minimum conditions • For standard collaborative actions • At least, 3 legal independent entities, each established in different MS/AC • For SME Instrument, ERC, MSC, programme co-fund, CSA • 1 legal entity established in a MS/AC • Additional conditions • To be set out in the Work Programme (i.e. number of participants, type of participants, etc.) Automatic funding • Member States (+ OCT) • Associated Countries (under process) • International Cooperation Partner Countries – No industrialised (e.g. USA, Canada, Japan, South Korea, New Zeland, Australia…) – No Brazil, Russia, India, China + Mexico General Annexes A «List of Countries and applicable rules for funding» 23 Forms of funding • Grants • Direct financial contribution by way of donation in order to finance an action • Prizes • Financial contribution given as reward following a contest • Procurement • Supply of assets, execution of works or provision of services against payment • Financial instruments • Equity or quasi-equity investments; loans; guarantees; other risk-sharing instruments GRANTS Tipologie di progetti collaborativi (1) Research and Innovation Actions Innovation Actions Basic research, applied research, technology development and integration, and testing e validation on a small scale prototype in a laboratory or simulated environment Prototyping, testing, demostrating, piloting, large - scale product validation and market replication 26 Tipologie di progetti collaborativi (2) Research and Innovation Actions Innovation Actions Funding rate: 100% Funding rate: 70%/100% TRL: 1 – 5/6 + clinical trials in phases 1 to 3 TRL: 6 to 7/8 or 9 27 General Annexes G «Technology Readiness Level» 28 Types of Actions – Research/Innovation Overlaps 'prototyping', 'testing', 'demonstrating' and 'piloting' not specific to innovation activities; they are also used to describe research and development activities (100% funding) • In the case of a Research and Innovation action, these activities are undertaken on a small scale prototype, in a laboratory or simulated environment • Innovation projects may include limited research and development activities. • Type of project expected, funding and Technology Readiness Level scale indicated in the WP topics Tipologie di progetti di accompagnamento Coordination and Support Actions accompanying measures such as standardisation, dissemination, awareness-raising and communication, networking, coordination or support services, policy dialogues and mutual learning exercises and studies, including design studies for new infrastructure and may also include complementary activities of strategic planning, networking and coordination between programmes in different countries Funding rate: 100% 30 Process to grant and signature of GA A maximum Time To Grant of 8 months 5 months for informing all applicants on scientific evaluation 3 months for signature of GA Remarks : • no changes of the composition of the consortium (removal or substitution needs to be duly justified) before signature of the grant agreement • No provision for competitive call in order to include new beneficiaries H2020 Evaluation Evaluation process Eligibility Check? Individual Reading Consensus Panel review (Remote) ••• 33 …but adapting to Horizon 2020 • New types of call; new types of proposal • multi-disciplinary and multi-sectoral; more emphasis on innovation and close-to-market; • Simplification, for applicants, experts, and for streamlined operations; • Coherence across the progamme Evaluation Process Chain of individual, consensus and panel review maintained. But changes w.r.t. FP7: • Dealing with multi-disciplinary/sectoral proposals • New expert profiles, new blood; • Call for experts planned for November • Robust rules on expert turnover; • More experts per proposal; • Clear procedures for cases where experts disagree • Dealing with 8 month TTG • Proposals strictly evaluated on their own merit • No recommendations for substantial changes • More multi-step (stopping evaluation when threshold failed) • Fast and simplified procedure for SME instrument (i.a.) Award criteria (Research and Innovation; Innovation Actions) • 1. Excellence • Clarity of the objectives; Soundness of the concept, including transdisciplinary considerations; Credibility of the proposed approach; Progress beyond the state of the art. 2. Impact: […] contribution to: The expected impacts listed in the work programme Enhancing innovation capacity and integration of new knowledge; Strengthening the competitiveness and growth of companies by developing innovations meeting the needs of European and global markets; …measures to, disseminate and exploit the project results,… communication. • 3. Quality and efficiency of implementation Coherence and effectiveness of work plan, … allocation of tasks, resources; Competences, experience and complementarity of the individual participants, as well as of the consortium as a whole; Appropriateness of the management structures and procedures….risk management. Scoring/weights/thresholds • As in FP7 each criterion scored out of 5; individual threshold of 3; overall threshold of 10 Scoring Scores must be in the range 1-5. Half marks may be given. Interpretation of the scores 0 — The proposal fails to address the criterion or cannot be assessed due to missing or incomplete information. 1 — Poor. The criterion is inadequately addressed, or there are serious inherent weaknesses. 2 — Fair. The proposal broadly addresses the criterion, but there are significant weaknesses. 3 — Good. The proposal addresses the criterion well, but a number of shortcomings are present. 4 — Very Good. The proposal addresses the criterion very well, but a small number of shortcomings are present. 5 — Excellent. The proposal successfully addresses all relevant aspects of the criterion. Selection of proposals All above threshold proposals in each topic are listed in descending order of overall score We select proposals starting from the top of the list, until the available budget is exhausted So, ranking of proposal is very important ••• 39 Per maggiori informazioni: http://ec.europa.eu/research/horizon2020/index_en.cfm 40 Link utili Horizon 2020 APRE Participant portal SME TechWeb Ec Press release COSME EEN EEN - Italia http://ec.europa.eu/research/horizon2020/index_en.cf m http://www.apre.it/ricerca-europea/horizon2020/partecipazione-delle-pmi/ http://ec.europa.eu/research/participants/portal/pag e/home http://sme.cordis.europa.eu/home/index.cfm http://europa.eu/rapid/press-release_MEMO-13181_en.htm http://ec.europa.eu/cip/cosme/index_en.htm http://een.ec.europa.eu/ http://www.enterprise-europe-network-italia.eu/ 41 Questions? [email protected] 42
© Copyright 2024 ExpyDoc
