Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] 2015 CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS DEADLINES FOR QUARTERLY AND ANNUAL REPORTS 10-K 10-Q LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS 60 Days from Quarter End 75 Days from Quarter End 90 Days from Quarter End 15 Day Extension with Filing of NT 10-K 15 Day Extension with Filing of NT 10-K 15 Day Extension with Filing of NT 10-K LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS 40 Days from Quarter End 40 Days from Quarter End 45 Days from Quarter End 5 Day Extension with Filing of NT 10-Q 5 Day Extension with Filing of NT 10-Q 5 Day Extension with Filing of NT 10-Q DEADLINES FOR OTHER FORM TYPES SEC HOLIDAYS FORM TYPE DUE Thursday, January 1 New Year’s Day 8-K 4th Business Day After Event Monday, January 19 Martin Luther King, Jr. Day 11-K 180 Days After End of Retirement Plan Year Monday, February 16 Washington’s Birthday N-Q 60 Days After 1st and 3rd Fiscal Quarter End Monday, May 25 Memorial Day N-PX August 31, 2015 Friday, July 3 * Independence Day N-SAR (ANNUAL) 60 Days After Fiscal Year End Monday, September 7 Labor Day N-SAR (SEMIANNUAL) 60 Days After End of 2nd Fiscal Quarter Monday, October 12 Columbus Day N-CSR/N-30D Due to Be Printed and Mailed 60 Days Following End of Each Half Year by Investment Companies. EDGAR Filing Due 10 Days After Mailing Date 13D 10 Days After Acquisition of More than 5% Beneficial Ownership Thursday, November 26 Thanksgiving Day 13F 45 Days Following End of Each Fiscal Quarter from Institutional Investment Managers Friday, December 25 Christmas Day 13G 45 Days Following End of Calendar Year 24F-2 90 Days Following End of Fiscal Year by Investment Companies D 15 Calendar Days After the “Date of First Sale” of Securities in the Offering FORM 3 No Later than Effective Date of Registration Statement if Issuer Registering Securities for the First Time or 10 Days After Individual Becomes a Reporting Person if Issuer Already Registered FORM 4 2nd Business Day After Registered Securities are Traded FORM 5 45th Day After End of Issuer’s Fiscal Year (If Required) 6-K Due Promptly After Material Contained in Report is Made Public 20-F Due Within Four Months After Fiscal Year End 40-F Due Same Day Information Included Therein is Due to be Filed With Any Securities Commission or Equivalent Regulatory Authority in Canada Wednesday, November 11 Veterans Day * July 4, 2015 (the legal public holiday for Independence Day) falls on a Saturday. The federally observed holiday will fall on Friday, July 3. SEC HOURS OF OPERATION You may submit EDGAR filings between 6:00 a.m. to 10:00 p.m. Eastern time on weekdays, excluding SEC holidays. Files submitted after 5:30 p.m. Eastern (with the exception of Section 16 filings) will receive the next business day's filing date. This information has been obtained from sources believed to be reliable, but cannot be guaranteed for accuracy. Please consult with professional counsel before acting or relying on the information provided. © 2003-2015 Highland Business Services. All rights reserved JANUARY 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 New Year’s Day (SEC CLOSED) DECEMBER s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 4 5 6 7 8 9 10 11 12 13 14 15 16 17 DEADLINE s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 18 19 20 26 8/31/14 20-F (After 15 Day Ext) 11/30/14 10-Q 21 22 23 24 28 29 30 31 DEADLINE Martin Luther King, Jr. Day (USA) (SEC CLOSED) 25 DEADLINE DEADLINE 9/30/14 10-K (After 15 Day Ext) FEBRUARY 11/30/14 10-Q (After 5 Day Ext) 27 DEADLINE 10/31/14 10-K PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) FEBRUARY 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 4 5 6 7 10 11 12 13 14 DEADLINE 9/30/14 20-F JANUARY s 4 m 5 t 6 w 7 Groundhog Day t f s 1 2 3 8 9 10 DEADLINE 10/31/14 10-K (After 15 Day Ext) 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 8 9 Lincoln’s Birthday 15 16 m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 17 18 19 20 21 27 28 DEADLINE Washington’s Birthday (USA) (SEC CLOSED) MARCH s Valentine’s Day (USA) 12/31/14 10-Q 9/30/14 20-F (After 15 Day Ext) Chinese New Year 22 23 24 25 26 DEADLINE 12/31/14 10-Q (After 5 Day Ext) PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) MARCH 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 4 5 6 7 9 10 11 12 13 14 16 17 18 19 20 21 DEADLINE 11/30/14 10-K 10/31/14 20-F FEBRUARY s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 8 Daylight Saving Time Begins 15 APRIL s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 22 23 DEADLINE 1/31/15 10-Q 11/30/14 10-K (After 15 Day Ext) 10/31/14 20-F (After 15 Day Ext) St. Patrick’s Day 24 Ash Wednesday 25 First Day of Spring 26 27 28 DEADLINE 1/31/15 10-Q (After 5 Day Ext) 29 30 31 DEADLINE 12/31/14 10-K PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] 11/30/14 20-F Palm Sunday © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) APRIL 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 4 Good Friday MARCH s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 5 6 8 14 15 m t w 13 s 11/30/14 20-F (After 15 Day Ext) 1 2 Tax Day (USA) 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 DEADLINE f 4 19 11 16 17 18 23 24 25 12/31/14 10-K (After 15 Day Ext) 2/28/15 10-Q 3 10 (Canada) DEADLINE t 9 Easter Monday Easter 12 7 MAY s Passover (begins at sundown) April Fool’s Day 20 21 22 DEADLINE Earth Day (USA) 2/28/15 10-Q (After 5 Day Ext) Administrative Professionals’ Day (USA) 26 27 28 29 30 DEADLINE 12/31/14 20-F PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) MAY 2015 SUN MON TUES WED THURS FRI SAT 1 2 DEADLINE 1/31/15 10-K APRIL s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 3 4 5 6 7 8 10 11 12 13 14 15 9 16 DEADLINE 3/31/15 10-Q JUNE s 12/31/14 20-F (After 15 Day Ext) m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 DEADLINE DEADLINE 27 1/31/15 10-K (After 15 Day Ext) 3/31/15 10-Q (After 5 Day Ext) 21 22 23 28 29 30 24 25 26 Mother’s Day 17 18 19 20 22 23 28 29 30 Victoria Day (Canada) 24 25 26 27 Memorial Day (USA) (SEC CLOSED) PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] 21 DEADLINE 2/28/15 10-K 31 © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) JUNE 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 4 5 6 9 10 11 12 13 16 17 18 19 20 26 27 DEADLINE 1/31/15 20-F MAY s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 7 8 14 15 DEADLINE s m t DEADLINE 4/30/15 10-Q JULY w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 1/31/15 20-F (After 15 Day Ext) 2/28/15 10-K (After 15 Day Ext) Flag Day (USA) 21 First Day of Ramadan 22 23 24 25 DEADLINE 4/30/15 10-Q (After 5 Day Ext) Father’s Day First Day of Summer 28 29 30 DEADLINE DEADLINE 3/31/15 10-K 2/28/15 20-F PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) JULY 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 4 Independence Day Observed (USA) (SEC CLOSED) JUNE s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 5 6 7 8 12 13 14 15 m t w t f 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 19 20 9 10 11 16 17 18 25 5/31/15 10-Q 3/31/15 10-K (After 15 Day Ext) s (USA) DEADLINE DEADLINE AUGUST s Independence Day Canada Day (Canada) 2/28/15 20-F (After 15 Day Ext) 21 22 23 24 28 29 30 31 DEADLINE 5/31/15 10-Q (After 5 Day Ext) 26 27 DEADLINE DEADLINE 4/30/15 10-K 3/31/15 20-F PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) AUGUST 2015 SUN MON TUES WED THURS FRI SAT 1 JULY s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 2 3 4 5 6 7 8 11 12 13 14 15 Civic Day (Canada) 9 10 DEADLINE SEPTEMBER s m t w t f s 1 2 3 4 5 16 17 18 19 6 7 8 9 10 11 12 13 14 15 16 17 18 19 DEADLINE DEADLINE 26 3/31/15 20-F (After 15 Day Ext) 6/30/15 10-Q (After 5 Day Ext) 20 21 22 23 27 28 29 30 24 PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] 25 DEADLINE 4/30/15 10-K (After 15 Day Ext) 23 24 30 31 25 26 6/30/15 10-Q 20 21 22 27 28 29 DEADLINE 5/31/15 10-K 4/30/15 20-F © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) SEPTEMBER 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 4 5 8 9 10 11 12 AUGUST s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 6 7 Labor Day (USA) (SEC CLOSED) Labour Day (Canada) Patriot Day (USA) 13 m t w 15 DEADLINE OCTOBER s 14 t f s 1 2 3 20 21 22 5 6 7 8 9 10 11 12 13 14 15 16 17 DEADLINE 7/31/15 10-Q (After 5 Day Ext) 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Yom Kippur (begins at sundown) 27 28 17 18 19 23 24 25 26 4/30/15 20-F (After 15 Day Ext) Rosh Hashanah (begins at sundown) 4 16 5/31/15 10-K (After 15 Day Ext) 7/31/15 10-Q Grandparents’ Day DEADLINE 29 First Day of Autumn 30 DEADLINE DEADLINE 6/30/15 10-K 5/31/15 20-F PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) OCTOBER 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 9 10 16 17 SEPTEMBER s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 4 5 6 7 8 11 12 Columbus Day (USA) (SEC CLOSED) 13 14 15 NOVEMBER s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 DEADLINE DEADLINE 8/31/15 10-Q 6/30/15 10-K (After 15 Day Ext) Thanksgiving Day (Canada) 5/31/15 20-F (After 15 Day Ext) Bosses’ Day (USA) 18 19 20 21 22 23 24 28 29 30 31 DEADLINE 8/31/15 10-Q (After 5 Day Ext) 25 26 27 DEADLINE 7/31/15 10-K PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] Halloween © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) NOVEMBER 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 4 5 6 7 11 Veterans Day (USA) (SEC CLOSED) 12 13 14 DEADLINE 6/30/15 20-F OCTOBER s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Daylight Saving Time Ends 8 Election Day (USA) 9 m 15 16 17 t f s 1 2 3 4 5 22 18 19 20 21 25 26 27 28 DEADLINE 6/30/15 20-F (After 15 Day Ext) 9/30/15 10-Q w 7/31/15 10-K (After 15 Day Ext) (Canada) DEADLINE t DEADLINE Remembrance Day DECEMBER s 10 23 24 6 7 8 9 10 11 12 13 14 15 16 17 18 19 DEADLINE Thanksgiving Day 26 9/30/15 10-Q (After 5 Day Ext) (SEC CLOSED) 20 21 22 23 24 27 28 29 30 31 25 29 (USA) 30 DEADLINE 8/31/15 10-K PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] 7/31/15 20-F © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) DECEMBER 2015 SUN MON TUES WED THURS FRI SAT 1 2 3 4 5 8 9 10 11 12 16 17 18 19 23 24 25 26 NOVEMBER s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 6 7 Hanukkah (begins at sundown) 13 Pearl Harbor Day (USA) 14 15 DEADLINE 10/31/15 10-Q 8/31/15 10-K (After 15 Day Ext) JANUARY s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 7/31/15 20-F (After 15 Day Ext) 20 21 22 DEADLINE Christmas Day (SEC CLOSED) 10/31/15 10-Q (After 5 Day Ext) First Day of Kwanzaa First Day of Winter 27 28 29 Christmas Eve 30 DEADLINE DEADLINE 9/30/15 10-K 8/31/15 20-F PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] Boxing Day (Canada) 31 New Year’s Eve © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS) JANUARY 2016 SUN MON TUES WED THURS FRI SAT 1 2 New Year’s Day (SEC CLOSED) DECEMBER s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 3 4 5 6 7 8 9 10 11 12 13 14 15 16 DEADLINE s m t w t f s 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 17 18 19 25 8/31/15 20-F (After 15 Day Ext) 11/30/15 10-Q 20 21 22 23 27 28 29 30 DEADLINE Martin Luther King, Jr. Day (USA) (SEC CLOSED) 24 DEADLINE DEADLINE 9/30/15 10-K (After 15 Day Ext) FEBRUARY 11/30/15 10-Q (After 5 Day Ext) 26 DEADLINE 10/31/15 10-K PO Box 12397 Glendale, AZ 85318-5097 Phone (602) 375-0888 Toll Free (800) 875-2980 Fax (602) 375-0888 www.highlandfilings.com [email protected] 31 © 2003-2015 Highland Business Services. All rights reserved (10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
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