1 of 11
SVO List of Fees
Date: Dec. 29, 2014
Category
Bank Letter of
Credit
Product Code
15001
Filing
Year*
Applicability
Fee
Bank Letter of Credit Initial
New listing request.
Bank Letter of Credit Annual
Annual maintenance fee for
mutual funds for existing banks
that insurers wish to retain pn
the list.
$500
Canada Initial Rated
Initial SAR filing, valuation and
listing Valuation of Securities
publication where the issue is
currently rated by an NAIC CRP.
$150
Canada Annual Update Rated
Annual update filing, valuation
and listing in Valuation of
Securities publication where the
issue is currently rated by an
NAIC CRP.
$150
Canada Initial Issuer Not In VOS
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$4,250
23523
Canada Annual Update Not
Rated
NAIC Designation. Annual
update filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP.
$1,350
23529
Canada Initial VOS 5*/6*
Initial SAR filing where SVO
assigns 5* or 6* NAIC
Designation
$1,350
Canada Initial Issuer Not In VOS
X
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$3,500
15002
Canadian Bonds
Ps Description
23500
23502
23521
23541
*2014 Filings Submitted in 2015 Calendar Year
2014
$1,500
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Category
Canadian Bonds
Corporate
Product Code
Filing
Year*
Applicability
Fee
Canada Initial Not Rated X
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO.
$1,350
Corporate Initial Rated
Initial SAR filing, valuation and
listing Valuation of Securities
publication where the issue is
currently rated by an NAIC CRP.
$150
20002
Corporate Annual Update Rated
Annual update filing, valuation
and listing in Valuation of
Securities publication where the
issue is currently rated by an
NAIC CRP.
$150
20004
Corporate Initial Common Stock
Initial SAR filing, valuation and
listing in Valuation of securities
publication of common stock.
$150
20005
Corporate Annual Update
Common Stock
Annual update filing, valuation
and listing in Valuation of
securities publication of common
stock.
$150
20009
Corporate Initial Foreign Stock
Initial SAR filing, valuation and
listing in Valuation of securities
publication of common stock.
$150
20010
Corporate Annual Update
Foreign Stock
Annual update filing, valuation
and listing in Valuation of
securities publication of common
stock.
$150
Corporate Initial Issuer Not in
VOS
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$4,250
Corporate Annual Update Not
Rated
NAIC Designation. Annual
update filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP.
$1,350
23544
20000
20021
20023
Ps Description
*2014 Filings Submitted in 2015 Calendar Year
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Category
Corporate
Product Code
20024
Foreign
Government /
Supranational
Entity
Filing
Year*
Annual Common Equity-Like
Class
Applicability
Fee
NAIC Designation. Annual
update filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP.
$1,350
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
20027
Initial Common Equity-Like
Class
20028
Initial Common Equity-Like
Class X
20029
Corporate Initial 5*/6*
Initial SAR filing where SVO
assigns 5* or 6* NAIC
Designation
$1,350
Corporate Initial Issuer Not in
VOS X
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$3,500
20036
Corporate Initial Not Rated X
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO.
$1,350
17001
Counterparty Derivative Initials
Counterparty ratings. Initial
filing.
$1,500
17002
Counterparty Derivative Annuals
Annual rating maintenance fee.
$500
Foreign/Supra Initial Rated
Initial SAR filing, valuation and
listing Valuation of Securities
publication where the issue is
currently rated by an NAIC CRP.
$150
20031
Counterparty
Derivatives
Ps Description
20500
*2014 Filings Submitted in 2015 Calendar Year
2014
3 of 11
$3,000
$3,500
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Category
Foreign
Government /
Supranational
Entity
Product Code
20501
20502
20503
20511
U.S. Government
Bonds
Ps Description
Filing
Year*
Applicability
Fee
Foreign/Supra Initial Issuer Not
in VOS
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$3,000
Foreign/Supra Annual Update
Rated
Annual update filing, valuation
and listing in Valuation of
Securities publication where the
issue is currently rated by an
NAIC CRP.
$150
Foreign/Supra Annual Update
Not Rated
NAIC Designation. Annual
update filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP.
$1,350
Foreign/Supra Initial Issuer Not
in VOS X
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$3,500
$1,350
$1,350
2014
20516
Foreign/Supra Initial Not Rated
X
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO.
20529
Foreign/Supra Initial 5*/6*
Initial SAR filing where SVO
assigns 5* or 6* NAIC
Designation
Government Initial Rated
Initial SAR filing, valuation and
listing Valuation of Securities
publication where the issue is
currently rated by an NAIC CRP.
23510
*2014 Filings Submitted in 2015 Calendar Year
4 of 11
$150
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Category
U.S. Government
Bonds
Product Code
Filing
Year*
Applicability
Fee
Government Annual Update
Rated
Annual update filing, valuation
and listing in Valuation of
Securities publication where the
issue is currently rated by an
NAIC CRP.
$150
Government Initial Issuer Not in
VOS
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$4,250
23533
Government Annual Update Not
Rated
NAIC Designation. Annual
update filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP.
$1,350
23549
Government Initial 5*/6*
Initial SAR filing where SVO
assigns 5* or 6* NAIC
Designation
$1,350
Government Initial Issuer Not in
VOS X
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$3,500
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO.
$1,350
23512
23531
23551
23554
Ps Description
Government Initial Not Rated X
*2014 Filings Submitted in 2015 Calendar Year
2014
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Category
Military Housing
Bonds
Product Code
Fee
Military Housing Bonds Initial
Annual update filing, valuation
and listing in Valuation of
Securities publication where the
issue is currently rated by an
NAIC CRP.
$5,000
Military Housing Bonds Annual
NAIC Designation. Annual
update filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP.
$1,350
Municipal Initial Rated
Initial SAR filing, valuation and
listing Valuation of Securities
publication where the issue is
currently rated by an NAIC CRP.
$150
Municipal Annual Update Rated
Annual update filing, valuation
and listing in Valuation of
Securities publication where the
issue is currently rated by an
NAIC CRP.
$150
Municipal Initial Issuer Not in
VOS
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$4,250
21023
Municipal Annual Update Not
Rated
NAIC Designation. Annual
update filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP.
$1,350
21029
Municipal Initial 5*/6*
Initial SAR filing where SVO
assigns 5* or 6* NAIC
Designation
$1,350
22029
Municipal Bonds
Filing
Year*
Applicability
22003
21000
21002
21021
Ps Description
*2014 Filings Submitted in 2015 Calendar Year
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Category
Municipal Bonds
Mutual Funds
Product Code
21031
Municipal Initial Issuer Not in
VOS X
Filing
Year*
Applicability
Fee
2014
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$3,500
$1,350
21034
Municipal Initial Not Rated X
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO.
16001
Mutual Funds Initials
Mutual Fund Listing. New listing
requests.
$500
Mutual Funds Annuals
Annual Maintenance fee for
mutual funds currently on the
list that insurers wish to retain
on the list.
$250
25000
RTAS Advance Rating Service Corporate (Non Insurer)
Assessment Fee (includes credit,
valuation and classification
analysis of a single security).
When the applicant is not an
insurer.
$20,000
25001
RTAS Advance Rating Service Corporate (Insurer)
Assessment Fee (includes credit,
valuation and classification
analysis of a single security).
When the applicant is an insurer.
$15,000
25003
RTAS Advance Rating Service ETF (Non Insurer)
Initial Filing when the applicant
is not an insurer.
$20,000
25004
RTAS Advance Rating Service ETF (Insurer)
Initial Filing when the applicant
is an insurer.
$15,000
16002
Regulatory
Treatment
Analysis Service
(RTAS)
Ps Description
*2014 Filings Submitted in 2015 Calendar Year
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7 of 11
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Category
Schedule BA
Assets
Product Code
23600
23601
23602
23603
23604
23605
23606
Ps Description
Filing
Year*
Applicability
Fee
SCHEDULE BA Initial Rated
Initial SAR filing, valuation and
listing Valuation of Securities
publication where the issue is
currently rated by an NAIC CRP.
$150
SCHEDULE BA Initial Not
Rated
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO.
$1,500
SCHEDULE BA Initial Not in
VOS
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$4,250
SCHEDULE BA Annual Rated
Annual update filing, valuation
and listing in Valuation of
Securities publication where the
issue is currently rated by an
NAIC CRP.
$150
SCHEDULE BA Annual Not
Rated
NAIC Designation. Annual
update filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP.
$1,350
SCHEDULE BA Initial Surplus
Note X
SCHEDULE BA Annual Surplus
Note X
*2014 Filings Submitted in 2015 Calendar Year
8 of 11
$250
$125
8 of 11
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Category
Schedule BA
Assets
Product Code
23611
Ps Description
SCHEDULE BA Initial Not
Rated X
Filing
Year*
Applicability
Fee
2014
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO.
$1,350
2014
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$3,500
23612
SCHEDULE BA Initial Not in
VOS X
23619
SCHEDULE BA Initial 5*/6*
Initial SAR filing where SVO
assigns 5* or 6* NAIC
Designation
$1,350
20008
Structured CTL Annual Update
Not Rated
Annual Update Filing Fee where
the lessee/tenant is not rated by
a CRP nor has an existing NAIC
Designation - First ATF.
$1,350
20017
Structured CTL Annual Update
Rated X
Annual Update filing Fee where
Lessee/Tenant is rated by an
NAIC CRP.
$175
22000
Structured Initial Rated
22008
Structured CMBS Initial
Structured RMBS Annual
Update Non-Guaranteed
22014
22020
Structured CTL Additional Notes
22021
Structured Equity-Linked Initial
Rated
22026
Structured RMBS Initial
Guaranteed
*2014 Filings Submitted in 2015 Calendar Year
Initial SAR filing, valuation and
listing Valuation of Securities
publication where the issue is
currently rated by an NAIC CRP.
9 of 11
$250
$250
$500
$150
Initial SAR filing, valuation and
listing Valuation of Securities
publication where the issue is
currently rated by an NAIC CRP Structured Securities.
$250
$250
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Category
Structured
Securities
Product Code
Ps Description
Filing
Year*
Applicability
Fee
$1,350
22031
Structured REIT Initial Not
Rated X
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO.
22041
Structured Initial Filing Not
Rated Not in VOS X
Residual tranches of ABS,
RMBS, CLOs and CDOs. Initial
filing fee.
$1,400
22042
Structured Initial 5*/6*
Initial SAR filing where SVO
assigns 5* or 6* NAIC
Designation
$1,350
22050
Structured Annual Update Rated
X
22058
22059
22063
22065
22111
22124
22127
22128
Structured CMBS Annual
Update X
Structured REIT Annual Update
Rated X
Structured Equity-Linked
Annual Update Rated X
Structured RMBS Annual
Update Guaranteed X
$175
Residual tranches of ABS,
RMBS, CLOs and CDOs. Annual
update filing fee.
$175
$175
$175
$175
Structured Annual Update Not
Rated
Structured Transactions, Legacy
Securities and Securities Subject
to Pricing Grid and SSAP No.
43R in Part Three, Section 3.
Annual Update Filing Fee.
$1,350
Structured Equity-Linked
Annual Update Not Rated
Structured Transactions, Legacy
Securities and Securities Subject
to Pricing Grid and SSAP No.
43R in Part Three, Section 3.
Annual Update Filing Fee.
$1,350
Structured REIT Initial Not In
VOS
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
$4,250
Structured REIT Annual Update
Not Rated
Structured Transactions, Legacy
Securities and Securities Subject
to Pricing Grid and SSAP No.
43R in Part Three, Section 3.
Annual update filing fee.
$1,350
*2014 Filings Submitted in 2015 Calendar Year
10 of 11
10 of 11
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Category
Structured
Securities
Subsidiary Notes
Product Code
Ps Description
Filing
Year*
Applicability
Fee
22131
Structured CTL Bond Lease
Initial X
Bond Lease Based Credit Tenant
Loans. Initial filing fee.
$1,350
22132
Structured CTL Credit Lease
Initial X
Credit Lease Based Credit
Tenant Loans. Initial Filing fee.
$2,300
22134
Structured RMBS Initial NonGuaranteed X
Structured Transactions, Legacy
Securities and Securities Subject
to Pricing Grid and SSAP No.
43R in Part Three, Section 3.
Annual Update Filing Fee.
$1,350
22143
Structured Replication Annual
Update X
22152
Structured Equity-Linked Initial
Not Rated X
22153
Structured Equity-Linked Not in
VOS X
$175
Structured Transactions, Legacy
Securities and Securities Subject
to Pricing Grid and SSAP No.
43R in Part Three, Section 3.
Initial Filing Fee.
$1,350
$1,350
Initial SAR filing, valuation and
listing in Valuation of Securities
publication where the issue is
not rated by an NAIC CRP and
where no other issues of that
issuer have been rated by an
NAIC CRP or assigned a
Designation by the SVO. This
includes issues, which may enjoy
some form of credit support
from another credit that has
been rated by an NAIC CRP.
22157
Structured REIT Initial Not In
VOS X
14001
Subsidiary 1
$600
$600
14002
Subsidiary 2
Surplus Notes
18001
Surplus Notes
Working Capital
Finance
Investments
25006
Working Capital Finance
Investments
25007
25008
Working Capital Finance
Investments - Previous
Working Capital Finance
Investments - Annual Update
*2014 Filings Submitted in 2015 Calendar Year
11 of 11
2014
$3,500
$0
$10,000
$5,000
$1,350
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INTERNATIONAL MISSION BOARD ACRONYMS