Week commencing 22 December 2014

Weekly Update Week Commencing 22/12/2014
Important Information
N/A
Covered Warrants
N/A
Market Rumours
N/A
Scrip Dividends
Stock
MEDICX FUND LTD
Sedol : B1DVQL9
Event Type
Scrip
Dividend
Event Details
Ex-Date : 13 November 2014
Pay Date : 31 December 2014
Terms: 1 new shares for every
57.4482758620 shares held
Cash Rate: 0.0145 GBP
Scrip reference price: 0.8330
RAVEN RUSSIA LTD 12% Pref GBP 1
Sedol : B55K7B9
Scrip
Dividend
Ex-Date : 20 November 2014
Pay Date : 31 December 2014
Terms: 1 new share for every 53.3333 shares
held
Cash Rate: 0.03 GBP
Scrip reference price: 1.60
HICL Infrastructure Co Ltd Closed-End
Fund GBP NPV
Sedol : B0T4LH6
Scrip
Dividend
Ex-Date : 27 November 2014
Pay Date : 31 December 2014
Terms: 1 new share for every
83.2928176795 shares held
Cash Rate: 0.0181 GBP
Scrip reference price: 1.5076
Sirius Real Estate Ltd EUR NPV
Sedol : B1W3VF5
Scrip
Dividend
Ex-Date : 27 November 2014
Pay Date : 31 December 2014
Terms: 1 new share for every 49.805194805
shares held
Cash Rate: TBA
Scrip reference price: TBA
Company Announcements
Stock
Ssga Spdr Etfs Europe II Plc
(Spdr Barc Sterling
Aggregate Bond Ucits)
Event Type
Liquidation
Event Details
CORPORATE ACTION REFERENCE: 201403773
Shareholders have received a liquidation payment of
GBP 57.523883 per share held.
Sedol: B3T8LK2
Your account has been updated accordingly.
Nordic Investment Bank
(5.75% Notes 16/12/2014
GBP(VAR))
Redemption
CORPORATE ACTION REFERENCE: 201403775
Shareholders have received a payment of GBP 1 per
share held.
Sedol: 0937799
Your account has been updated accordingly.
Kingfisher (5.625% EMTN
15/12/2014 GBP(VAR)
SER'39')
Redemption
CORPORATE ACTION REFERENCE: 201403777
Shareholders have received a payment of GBP 1 per
share held.
Sedol: 3367348
Your account has been updated accordingly.
Db X-Trackers(Msci China
Index Ucits Etf GBP)
Sedol: B4LV9V3
Name Change
CORPORATE ACTION REFERENCE: 201403782
Expected key dates:
Effective Date : 17 December 2014
All securities under DB X-Trackers MSCI China Index
Ucits USD 1C GBP have changed issuer name to DB
X-Trackers MSCI China Index Ucits Etf (Dr)
We will update you of any further information that
we receive.
Assura Group Ltd (ORD
GBP0.10)
Mandatory Exchange
CORPORATE ACTION REFERENCE: 201403786
Last day of dealings in, and for registration of
transfers of, shares in Assura Group Limited: 27
January 2015
Effective Date : 28 January 2015
Pay Date : 28 January 2015
Cancellation of listing of shares in Assura Group
Limited: 28 January 2015
Admission and commencement of dealings in
Assura plc shares (8.00): 28 January 2015
Sedol: 3373260
Company is proposing to put in place Assura PLC as
a new parent company for the group which will be
incorporated in the UK and (like assura group
limited) be tax resident in the UK. It is intended that
this new corporate structure will be implemented by
way of a scheme of arrangement under part viii of
the companies (Guernsey) law, 2008, as amended.
The scheme will be conditional on a number of
matters, including shareholder approvals at a
meeting convened by the Royal Court of Guernsey
and a separate
extraordinary general meeting of Assura Group
limited,
and admission of Assura Plc shares to the official list
and to trading on the London stock exchange.
Subject to shareholders’ approval at the Meeting to
be held on 14 January 2015, the company is
proposing a mandatory exchange of 1 new Assura
Plc share for every share held in Assura Group
Limited Transferred.
We will update you of any further information that
we receive.
Lifeline Scientific Inc (ORD
USD0.01 'REGS')
Sedol: B2N6SN7
Delisting & Exchange
CORPORATE ACTION REFERENCE: 201403790
Key Dates:
Restricted Reg S trading line will cease trading : 19
December 2014
New share certificates representing unrestricted
shares will be posted on or around 22 December
2014
All securities under the regulation's restricted trading
line of Lifeline Scientific Inc ( ISIN USU529641008 )
will be cancelled from AIM and will be replaced with
unrestricted Lifeline shares ( US53223V1017 )
Share holders will receive in 1 share in unrestricted
Lifeline shares for every 1 share in restricted trading
line of Lifeline Scientific Inc
We will update you of any further information that
we receive.
Aviva Investors UK Svcs Ltd
(UK Income & Growth R3
Inc Nav)
Fund Merger
CORPORATE ACTION REFERENCE: 201403787
Key dates:
Effective date: 30 January 2015
Sedol: B7RBRW5
Fund merger of Aviva Investors UK Income & Growth
into Aviva Investors UK Equity Income fund.
We will update you of any further information that
we receive.
Red Rock Resources(ORD
GBP0.001)
Sedol: B0CQLF7
Capital Reorganisation
CORPORATE ACTION REFERENCE: 201403797
Key dates:
General Meeting: 23 December 2014
Application will be made for the New Ordinary
Shares to be admitted to trading on AIM and
expected to take place on 24 December 2014.
The company has announced that, each existing
ordinary share of GBP 0.001 each in the company's
capital will be subdivided into one deferred share of
GBP 0.0009 and one new ordinary share of GBP
0.0001 each.
There will be no change in the Shareholders holdings
as no new shares will be credited to clients account
as this is only a Par value change. The deferred
shares will not be credited to your account and are
effectively valueless.
The Deferred Shares carry minimal rights thereby
rendering them effectively valueless. The holders
thereof do not have any right to participate in the
profits or income or reserves of the Company;
Holders of Deffered shares carry no right to receive
notice of or attend or vote at any general meeting of
the Company; and the Company may acquire the
Deferred Shares for a nominal consideration at any
time. No application will be made to the London
Stock Exchange for the Deferred Shares to be
admitted to trading on AIM or any other stock
exchange. No share certificates will be issued for any
Deferred Shares.
We will update you upon receipt of further
information.
Orogen Gold Plc (ORD
GBP0.001)
Sedol: B06LPZ6
Capital Reorganisation
CORPORATE ACTION REFERENCE: 201403798
Key dates:
Record Date : 19 December 2014
Admission and commencement of dealings in New
Ordinary Shares on AIM on 22 December 2014
Subject to shareholders’ approval at General Meeting
held on 19 December 2014, the company is
proposing to sub divide each existing ordinary share
into one ordinary share of GBP 0.0001 and one
deferred share of GBP 0.0009 and then immediately
consolidate every ten deferred shares of GBP 0.0009
into one deferred share of GBP 0.009
There will be no change in the Shareholders holdings
as no new shares will be credited to clients account
as this is only a Par value change.
The Deferred Shares carry minimal rights thereby
rendering them effectively valueless. The holders
thereof do not have any right to participate in the
profits or income or reserves of the Company;
Holders of Deferred shares carry no right to receive
notice of or attend or vote at any general meeting of
the Company; and the Company may acquire the
Deferred Shares for a nominal consideration at any
time. No application will be made to the London
Stock Exchange for the Deferred Shares to be
admitted to trading on AIM or any other stock
exchange. No share certificates will be issued for any
Deferred Shares.
We will update you upon receipt of further
information.
Infrastrata Plc (ORD
GBP0.1)
Capital Reorganisation
CORPORATE ACTION REFERENCE: 201403799
Key dates:
Record Date : 21 January 2015
Latest time and date for dealings on AIM in Existing
Ordinary Shares: 21 January 2015
New Ordinary Shares credited to CREST accounts
on 22 January 2015
Sedol: B28YMP6
Subject to shareholders’ approval at Annual General
Meeting to be held on 21 January 2015, the company
is proposing to sub divide each ordinary share into 1
new ordinary share of GBP 0.01 and 9 deferred
shares of GBP 0.01 each.
There will be no change in the Shareholders holdings
as no new shares will be credited to clients account
as this is only a Par value change.
The Deferred Shares created will be effectively
valueless as they will not carry any rights to vote or
any dividend rights. In addition, holders of Deferred
Shares will only be entitled to a payment on a return
of capital or on a winding up of the Company after
each of the holders of Ordinary Shares has received a
payment of GBP10,000,000 on each such share. The
Deferred Shares will not be admitted to trading on
AIM and will not be transferable without the prior
written consent of the Board. No share certificates
will be issued in respect of the Deferred Shares, nor
will CREST accounts of shareholders be credited in
respect of any entitlement to Deferred Shares.
We will update you upon receipt of further
information.
Barclays Bank Plc (4.875%FRN PERP EUR10000)
Redemption
CORPORATE ACTION REFERENCE: 201403791
Shareholders have received a payment of GBP
0.7895650000 per share held.
Sedol: B04H0V7
Your account has been updated accordingly.
BP Capital Markets Plc (4%
GTD BDS 29/12/2014
GBP1000'66')
Final Maturity
CORPORATE ACTION REFERENCE: 201403792
Key Dates:
Pay Date: 29 December 2014
Sedol: B6159Y2
Shareholders will receive a maturity payment of GBP
1 per share held.
We will update you upon receipt of further
information.
Brookfield Ppty Pa (Unit Ltd
Partnership)
Return of Capital
CORPORATE ACTION REFERENCE: 201403793
Key Dates:
Ex Date : 25 November 2014
Pay date: 31 December 2014
Sedol: B9MSZT8
The company has announced an estimated capital
repayment of USD 0.1405.
Please note that the amount you receive will be in
the Sterling equivalent using the applicable Barclays
exchange rate at the time.
We will update you of any further information that
we receive.
Ingenious Media Active
Capital (ORD NPV)
Liquidation
CORPORATE ACTION REFERENCE: 201403800
Shareholders have received a liquidation payment of
GBP 0.046398 per share held.
Sedol: B0YBXT8
Your account has been updated accordingly.
Fortune Oil (GBP0.01)
Mandatory Exchange
Sedol: 0102296
CORPORATE ACTION REFERENCE: 201403804
Effective Date: 3 March 2015
Pay date : 3 March 2015
Reduction Court Hearing to approve the Reduction
of Capital (or as soon as reasonably practicable
thereafter) on 2 March 2015
Dealings in shares expected to be suspended on 2
March 2015
Recommended acquisition by fortune dynasty
holding limited , which is owned by a member of the
Vitol Group and First level holdings limited , to be
effected via a scheme of arrangement under part 26
of the companies act of 2006.
Shareholders will receive one contingent value right
to receive up to a further GBP 0.05 in cash or loan
notes and GBP 0.10 in cash for every one ordinary
share held in fortune oil.
We will update you of any further information that
we receive.
National Westminster
Bank(7.625%-FR SUB EMTN
PERP GBP1000 'R115')
Full Call/Early
Redemption
CORPORATE ACTION REFERENCE: 201403805
Expected Key Dates:
Pay Date: 21 January 2015
Sedol: 0847973
Shareholders will receive GBP 1 per share held.
Your accounts will be updated accordingly.
BBVA Intl Pref Sa
Unipersonal (9.1%-FRN
GTD SUB PERP GBP50000)
Full Call/Early
Redemption
CORPORATE ACTION REFERENCE: 201403803
Expected Key Dates:
Pay Date: 21 January 2015
Sedol: B5525K0
Shareholders will receive GBP 1 per share held.
Your accounts will be updated accordingly.
Company Updates
Stock
Gresham House (ORD
GBP0.25)
Event Type
Bonus Issue
Sedol: 0388728
Event Details
UPDATE TO CORPORATE ACTION REFERENCE:
201403368
Share holders have received 1 new warrant for every
5 shares held.
Each such warrant will entitle the shareholder to
subscribe for one ordinary share in the capital of the
company, exercisable between 31 December 2014
and 31 December 2019. It is intended that the
warrants will be admitted to trading on aim and that
the exercise price of the warrants would be the net
asset value.
All securities under Gresham House PLC moved from
the main market of the London stock exchange to
aim.
Wessex Exploration Plc (ORD
GBP0.001)
Name Change
Sedol: B4MVKX1
UPDATE TO CORPORATE ACTION REFERENCE:
201403659
Expected key dates:
The shares will trade under the new ticker symbol
of HNL.L on receipt by the London Stock Exchange
of the Certificate of Change of Name which is
expected on: 23 December 2014.
All securities under Wessex Exploration Plc will
change its issuer name to Hague and London Oil Plc.
We will update you of any further information that
we receive.
Mithras Investment Trust
(ORD GBP0.02)
Buyback
Sedol: 0596286
UPDATE TO CORPORATE ACTION REFERENCE:
201403550
Excess tender applications were scaled back by
6.60975879089168% per share.
Your account has been updated accordingly.
NB Distressed Debt Inv Fd Ltd
(ORD NPV)
Sedol: BPT2C72
Mandatory Exchange
UPDATE TO CORPORATE ACTION REFERENCE:
201403618
Shareholders have received a payment of GBP
0.08265 for every share held.
Your account has been updated accordingly.

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