NR-UP ISSUES STILL IN VOS
4/1/2014
CUSIP
00383*107
02668@AA5
03201#123
09227@106
09248#109
12615C204
137137AA3
14069C102
14917@AB7
151895406
16126@129
22574*100
23347@AA0
29277*105
304216JK1
36381PAP2
39186*AF1
4198664*6
44044K119
45258#AA8
53626@101
54751@106
553799AA5
57629H442
57629H459
57629S273
58501NAA9
59560#AC8
60758#104
64016*DU9
64016*DW5
66978B104
69911QT54
69911U205
72177MGZ4
737446203
738855QW8
74071#113
74071#121
75031@103
78411#AC9
79970Y204
81380@108
83006#AA4
83300#109
85833EAA1
876298FK1
876851809
87818@107
89186@107
89187@106
89233#108
89679E201
90276#AB0
91754TEA7
B00466126
D18036CF4
ISSUER_NAME
ABRY SR EQUITY IV LP
AMERICAN HOSPICE MGMT HLDGSLLC / HOSPICE OF ARIZ L C /AMERICAN HOSPICE MGMT LLC /ETC
AMPAC HLDGS LLC
BLACKBOARD SUPER HOLDCO INC
BLACKSAND CAP OPPORTUNITY FD IL P
CNB INVT TR II
CANANDAIGUA NATL STAT TR III
CAPSTONE BK RALEIGH N C
CATHOLIC CEMETERIES OF THEDIOCESE OF PHOENIX
CENTERPOINT PPTYS TR
CHARTER NEX HLDG CO
CRESCENT MEZZAINE PARTNERS VILP
DFA PFD CAP TR II
ENERVEST ENERGY INSTL CO-INVTFD XII-2A LP
FAIRFIELD CALIF REDEV AGY
GALLIA CNTY OHIO HOSP FACS REV
GREATER HARTFORD BUS DEV CTR
HAWAIIAN ELEC CO INC
HORIZON LINES INC
IMPACT HUNTINGTON CAP II LLC
LIONEL HLDGS LLC
LOWE HOSPITALITY INVT PARTNERSLLC
MU FIN PLC
MASSMUTUAL PREMIER FDS
MASSMUTUAL PREMIER FDS
MASSMUTUAL SELECT FDSFOR FUTURE ISSUES SEE 57629U
MEDIVATION INC
MID-AM PREFERRED CAP TR I
MODERN FINL INC
NEIGHBORHOOD HSG SVCS AMER
NEIGHBORHOOD HSG SVCS AMER
NOSTRUM OIL & GAS LP
PARAGON COML BK RALEIGH N C
PARAGON COML CORP
PIMA CNTY ARIZ INDL DEV AUTHED REV
POST HLDGS INC
POWAY CALIF UNI SCH DIST SPLTAX
PREPARED MEAL HLDGS INC
PREPARED MEAL HLDGS INC
RADIATION THERAPY INVTS LLC
SEI HLDG I CORP / SINGEREQUITIES INC / HAMPTON RUBR CO/ R/W CONNECTION INC / ETCS
SANCHEZ ENERGY CORP
SECURE 24 HLDGS LLC
670 WELSH RD ASSOCS L P
SNACKS PARENT CORP
STEERS GOLDENTREE CAPOPPORTUNITIES TR
TARRANT CITY ALA
TAYLOR CAP GROUP INC
TCS II OPPORTUNITIES L P
TOWER SQUARE CAP PARTNERS II LP
TOWER SQUARE CAP PARTNERS IIIL P
TPG CR STRATEGIES FD II L P
TRIUMPH BANCORP INC
UJ MERGER SUB INC
UTAH ST CHARTER SCH FIN AUTHCHARTER SCH REV
UMICORE SA, BRUXELLES
DEUTSCHE BANK CAPITAL TRUST (L
Page 1 of 2
NR-UP ISSUES STILL IN VOS
4/1/2014
CUSIP
D32051126
D83066106
G0534ZBR0
G06145109
G12793181
G4732@108
G52836AB2
G6117L145
G6935*100
G7095B802
G7131#106
G7131#114
G8549PAC2
G9189*107
G9226Z104
G93882101
H25662158
H57312466
H5833N103
J55999122
J56354103
J59399105
J77067AQ9
K16018184
K7314N152
K96213150
L5973#105
L6734#137
L6734#145
L6734#152
L6734#160
L6734#178
L6734#186
L6734#194
L6734#202
N00174AG2
N2366U201
N5350PAA2
N7902UAQ5
R9397QAH8
U8885X107
X5313WAY0
Y8070C112
Y9360Y103
ISSUER_NAME
HENKEL AG & CO. KGAA, DUESSELD
TAG TEGERNSEE IMMOBILIEN- UND
ASLK-CGER IFICO (CAYMAN)
ASHMORE EMERGING MARKETS DEBT
BP PLC, LONDON
INCISIVE MEDIA HLDGS LTD
COMMERZBANK HOLDINGS (UK) LIMI
MICRO FOCUS INTERNATIONAL PLC,
PARK SQUARE CAP PARALLELPARTNERS LP
ASHMORE EMERGING MARKETS LIQUI
PLAINVIEW FDS PLC
PLAINVIEW FDS PLC
SUBSEA 7 SA, LUXEMBOURG
UMBRELLASTREAM LTD PARTNERSHIP INC
UBM PLC, ST. HELIER
VODAFONE GROUP PLC, NEWBURY BE
COMPAGNIE FINANCIERE RICHEMONT
NESTLE SA, CHAM UND VEVEY
NOBLE CORPORATION, BAAR
NIPPON STEEL & SUMITOMO METAL
NIPPON PAPER INDUSTRIES CO.,LT
NTT DOCOMO INC, TOKYO
SUMITOMO MITSUI BANKING CORP,
COLOPLAST A/S, HUMLEBAEK
NOVO NORDISK A/S, BAGSVAERD
TOPDANMARK A/S, BALLERUP
LECTA S A
NEW LECTA S A
NEW LECTA S A
NEW LECTA S A
NEW LECTA S A
NEW LECTA S A
NEW LECTA S A
NEW LECTA S A
NEW LECTA S A
ABBEY NATIONAL FIRST CAPITAL B
CSM NV, DIEMEN
KLM KONINKLIJKE LUCHTVAART MIJ
SOCIETE GENERALE SA, PARIS
UNION BANK OF NORWAY, OSLO
TITANIUM ASSET MANAGEMENT CORP
NORDEA BANK FINLAND PLC, HELSI
SK HOLDINGS CO LTD, SEOUL
VENTURE CORPORATION LTD
Page 2 of 2