T racker Securi t i es I ndi cat iv e T erm s & F act sheet F a c t s h e e t - F o r P r o f e s s i o n a l In v e s t o r s a n d c l i e n t s o f p r i va t e b a n k s O n l y ww w .c a t l e yl a k e m a n .c o m 020 7043 0100 UBS FTSE 100, 15 Large Cap Active Stock Basket July-2014 Investment Summary · Type Strategy Certificates Issuer UBS AG, Zurich Rating A2, A, A (Moody’s, S&P, Fitch) Security Unsecured Underlying Underlying Reference Portfolio Rebalancing Any business day, up to 2 times per annum Rebalancing Entity, see process below Currency GBP Adjustments can extend to: Maturity 6 years Denomination GBP 1,000 Issue Price GBP 1,000 Minimum Investment Amount GBP 100, 000 Redemption Amount GBP 1,000 * Underlying Final / Underlying Initial Dividends Net of tax, re-invested Management Fee 80 bps up to £8m notional, reduced to 55bps on full notional at £8m. Re-invested in the associated stocks, net of any taxes, based upon the prevailing Rebalance Fee 5 bps on any notional traded weight of that stock in the Underlying Reference Portfolio on Ex-Date. Liquidity Daily subject to b/o of 50bps Taxation Income, SDRT not applicable Calculation Agent UBS AG, London Branch Eligibility UCITS IV and other OEICs, ISAs, SIPPS, Direct, Trusts, not offshore bonds ISIN CH0248393800 Listing SIX Swiss Exchange Underlying Dynamic Basket o o o Initial basket composition: § 15 largest market cap stocks from FTSE 100 Index § Weighed according to market cap weighting § See breakdown below The composition of the Underlying Reference Portfolio can be adjusted by the § · Additions, deletions, re-weighting Rebalancing Entity o · Key Facts Investec Wealth & Investment Dividends o Initial Basket Composition Number Name Bloomberg Ticker Basket Weight (%) 1 HSBC Holdings PLC HSBA LN Equity 12.66% 2 Royal Dutch Shell PLC RDSA LN Equity 10.64% 3 BP PLC BP/ LN Equity 10.63% 4 GlaxoSmithKline PLC GSK LN Equity 8.50% 5 British American Tobacco PLC BATS LN Equity 7.34% 6 Royal Dutch Shell PLC RDSB LN Equity 6.98% 7 AstraZeneca PLC AZN LN Equity 6.14% 8 Vodafone Group PLC VOD LN Equity 5.82% 9 Diageo PLC DGE LN Equity 5.34% 10 BG Group PLC BG/ LN Equity 4.72% 11 BHP Billiton PLC BLT LN Equity 4.53% 12 Lloyds Banking Group PLC LLOY LN Equity 4.51% 13 Rio Tinto PLC RIO LN Equity 4.44% 14 Barclays PLC BARC LN Equity 3.92% 15 Prudential PLC PRU LN Equity 3.81% T racker Securi t i es I ndi cat iv e T erm s & F act sheet F a c t s h e e t - F o r P r o f e s s i o n a l In v e s t o r s a n d c l i e n t s o f p r i va t e b a n k s O n l y ww w .c a t l e yl a k e m a n .c o m 020 7043 0100 How do the securities work? Asset construction Basket Returns Basket Returns Basket Returns Issuer Security Physical holding of security Stock Basket Physical holding of stocks On-going reallocation Revised Basket Returns Revised Basket Returns Security Revised Basket Returns Issuer Physical holding of security Investor Revised Stock Basket Physical holding of stocks Instructions Disclaimer This is a marketing communication and has not been prepared in accordance with legal requirements designed to promote independence of investment research and is not subject to any prohibition of dealing ahead of the dissemination of investment research. The information in this document is derived from sources believed to be reliable but which have not been independently verified. Any prices included within this communication are for indicative purposes only. Catley Lakeman Securities makes no guarantee of its accuracy and completeness and is not responsible for errors of transmission of factual or analytical data, nor is it liable for damages arising out of any person’s reliance upon this information. All charts and graphs are from publicly available sources or proprietary data. The opinions in this document constitute the present judgment of Catley Lakeman Securities, which is subject to change without notice. This document is neither an offer to sell, purchase or subscribe for any investment nor a solicitation of such an offer. This document is intended for the use of institutional and professional customers and is not intended for the use of private customers. This document is not intended for distribution in the United States of America or to US persons. This document is intended to be distributed in its entirety. No consideration has been given to the particular investment objectives, financial situation or particular needs of any recipient. Catley Lakeman Securities is a LLP registered in England and Wales, Registered Office : One Eleven Edmund Street, Birmingham, B3 2HJ. Registration Number: OC336585, FSA Reference: 484826
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