Mid-Term Development Strategy (MTDS) 2014-2017 and Biennial Work Plan (BWP) 2014-2015 Approved August 2013, updated May 2014 Beijing, China UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Table of Contents Executive Summary ..................................................................................................... 1 1. Introduction, why UNEP-IEMP? ......................................................................... 2 1.1. UNEP-IEMP as a global centre on ecosystem management ....................... 2 1.2. UNEP-IEMP in a post Rio+20 era............................................................... 4 1.3. UNEP-IEMP contributes to South-South Cooperation initiatives............... 5 2. The Mid-term Development Strategy of UNEP-IEMP (MTDS 2014-2017) ..... 7 2.1. The niche and Mid-term Development Strategy (MTDS)........................... 7 2.2. Three Programmes (Expected accomplishments) of MTDS ....................... 8 2.3. Links with UNEP’s Mid-term Strategy (MTDS, Annex 1) ....................... 10 3. The Biennial Work Plan of UNEP-IEMP (BWP 2014-2015) ........................... 12 3.1. BWP, Expected Accomplishments and Indicators of Achievement .......... 12 3.2. Outputs of the BWP and Their Respective Contributions to UNEP Programme of Work (POW, Annex 2) ................................................................. 13 4. Risk analysis and innovative approaches for implementation ........................... 20 4.1. Risk analysis ................................................................................................. 20 4.2. Innovative approaches for implementation ................................................... 21 4.3. Timely and high-quality delivery of services to build credibility ................. 22 5. Enabling conditions and activities ........................................................................ 23 5.1. Human Resource Development .................................................................... 23 5.2. Working with partners ................................................................................... 26 5.3. Resource Mobilization .................................................................................. 27 ii UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ 5.4. Communication Strategy .............................................................................. 28 Annex 1: Introduction to UNEP Mid-term Strategy .............................................. 30 Annex 2: Introduction to UNEP Programme of Work (PoW) 2014-2015 and its relevant sub-programmes.................................................................................... 33 Annex 3 Communication Strategy ........................................................................... 36 iii UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Executive Summary The signing of the UNEP-CAS Agreement in December 2012 marked the successful transition of the United Nations Environment Programme - International Ecosystem Management Partnership (UNEP-IEMP) from an international programme to a UNEP Collaborating Centre. UNEP-IEMP is the first UNEP initiative in the South and for the South mobilizing science to support policy setting for sustainable ecosystem management in developing countries. With its three programmes of Capacity Building and Technology Transfer, Making the Case through Assessment and Demonstration, and Enhancing Science-Policy Interface, it aims to become an international think tank, a technology and knowledge hub, and a centre for capacity building on ecosystem management for developing countries. The inception phase since 2010 has been successful in achieving the expected accomplishments of UNEP-IEMP. Key to this is the strong support from CAS, together with partnerships with the Ministry of Environment Protection (MEP), the National Development and Reform Commission (NDRC), and National Natural Science Foundation of China (NSFC). Under the 2010-2012 Work Plan, UNEP-IEMP has mobilized essential funds of $15 million for project activities including $5 million from GEF-SCCF with co-financing of another $5 million from NDRC, to support UNEP’s Ecosystem-Based Adaptation Flagship Programme in Africa and Asia-Pacific with Mauritania, Nepal, and Seychelles as pilot countries. With financial support from NSFC and CAS, UNEP-IEMP has established the first forest monitoring and research station in Rwanda to support its national programme on ecosystem conservation and restoration. In support of Rio+20 and its follow up actions, UNEP-IEMP has completed eight policy papers on ecosystem management and green economy and organized two high-level fora engaging officials from governments, scientists, business leaders, and principals from international and UN organizations. UNEP-IEMP anticipates on becoming a fully operational global centre in the near future. The three phased approach from inception (2010-2012), development (2013-2015) and operation (2016 onwards) has been designed for such a purpose. To refine the goals and objectives of UNEP-IEMP in the development phase, a visioning exercise was carried out during the 2013 annual retreat to produce a Mid Term Development Strategy (MTDS 2014-2017) and a Biennial Work Plan (BWP 2014-2015). 1 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ The MTDS coincides with and contributes directly to UNEP’s Mid-term Strategy (2014-2017) focusing on Ecosystem Management, Climate Change and Environment under Review sub-programmes. It is the main document that guides the development and implementation of UNEP-IEMP’s Annual Planned Activities from 2014 to 2017. The strategic focus is on three key elements: i) strengthening UNEP’s role in a post Rio+20 era; ii) contributing to global South-South Cooperation initiatives; iii) complementing UN country team in its environment and development programs. The BWP is an integral part of the UNEP Programme of Work (2014-2015). Using knowledge and experiences on ecosystem management and biodiversity conservation from, inter alia, the Chinese Ecosystem Research Network (CERN), the BWP includes continuation with on-going and funded projects in Annual Planned Activities in 2014, and seeking partnership arrangements for Pipelined and Targeted Projects. During the BWP period, UNEP-IEMP plans to cover all the developing regions Africa, Asia-Pacific, Latin America and Caribbean, and West Asia and to increase the number of pilot countries to at least 10. In terms of institutional development, UNEP-IEMP plans to increase the staff size from 25 to 60, composing 10 core team members, 20 project team members and 30 associate team members. UNEP-IEMP will endeavour for its sustainability as a global centre with sustained core funding, core staff and sound governance. This document is founded on the niche of UNEP-IEMP which rests on the integration of ecosystem management, South-South Cooperation and science-policy interface. This document is a living framework which requires further refinement, prioritization and annual review, taking into account the needs from both UNEP and its collaborating partners in China. This updated version is based on guidance and comments of the 1st Steering Committee meeting of UNEP-IEMP in 2013. 1. Introduction, why UNEP-IEMP? 1.1. UNEP-IEMP as a global centre on ecosystem management In December 2012, Mr. Achim Steiner, the Executive Director of the United Nations Environment Programme (UNEP), and Prof. Chunli Bai, the President of the Chinese Academy of Sciences (CAS), signed an agreement on the UNEP-International Ecosystem 2 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Management Partnership (UNEP-IEMP). The agreement recognized UNEP-IEMP as a global centre hosted by CAS in the field of ecosystem management, and also as UNEP’s first collaborating centre in the South and for the South on ecosystem management. Under this agreement, UNEP and CAS will collaborate to define the work programme priorities of UNEP-IEMP and the allocation of appropriate resources to effectively address these priorities, and to ensure the practical implementation of activities that deliver significant measurable impact. The agreement marked the successful conclusion of UNEP-IEMP’s 2010-2012 inception phase. It also commenced UNEP-IEMP’s development phase which will last for three years, from 2013 to 2015. UNEP-IEMP is anticipated to be a full operational global centre from 2016 onwards. This three phase approach inception-development-operational will ensure UNEP-IEMP to become a fully functional global centre. A UNEP-IEMP strategy for the next four years from 2014 to 2017, which coincide with UNEP’s Mid-term Strategy of the same period, is critical to refine the goals and objectives of the centre. During its inception phase, UNEP-IEMP made significant progress on its core mandates of capacity building and policy support for ecosystem management in developing countries. With strong backing from CAS, together with support from the Ministry of Environment Protection (MEP) and National Development and Reform Commission (NDRC) and National Natural Science Foundation of China (NSFC), it has developed a multi-national team of 15 fulltime and 11 part time staff. Under the 2010-2012 Work Plan, UNEP-IEMP has mobilized essential funds for project activities including $5 million from GEF-SCCF to support UNEP’s Ecosystem-Based Adaptation Flagship Programme in Africa and Asia-Pacific with Mauritania, Nepal, and Seychelles as pilot countries, with co-financing of another $5 million from NDRC. With financial support from the NSFC, UNEP-IEMP has established the first forest monitoring and research station in Rwanda to support its national programme on ecosystem conservation and restoration. In support of Rio+20 and its follow up actions, UNEP-IEMP completed eight policy papers on ecosystem management and green economy and organized two high-level fora engaging ministers, parliamentarians, eminent scientists, world business leaders, and principals from international and UN organizations such as UNEP, International Union for Conservation of Nature (IUCN), and the UN Department of Economic and Social Affairs (DESA). 3 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ These endeavours have laid the solid foundation for UNEP-IEMP to develop and implement its Mid-term Development Strategy (MTDS 2014-2017) and Biennial Work Plan (BWP 2014-2015). 1.2. UNEP-IEMP in a post Rio+20 era World leaders at Rio+20 committed to strengthening the role of the United Nations Environment Programme as the leading global environmental authority. As a collaborating centre of UNEP in the South and for the South, UNEP-IEMP can contribute to the strengthening of UNEP in the following activities highlighted in the Rio+20 outcome document “The Future We Want”: To promote a strong science-policy interface; To disseminate and share evidence-based environmental information and raise public awareness on critical as well as emerging environmental issues; and To provide capacity building to countries as well as support and facilitate access to technology. “The Future We Want” devoted about 10% of its 283 paragraphs to the theme of ecosystem resilience and the link to people’s livelihoods, especially the poor. It also reiterated support for South-South cooperation and called for the continued and focused implementation of the UNEP Bali Strategic Plan for Technology Support and Capacity Building.” World leaders at Rio+20 are committed to working with and fostering collaboration among academic, scientific and technological community, in particular in developing countries, to close the technological gap between developing and developed countries, strengthen the science-policy interface as well as to foster international research collaboration on sustainable development. UNEP-IEMP is well positioned and prepared to play an increasingly important role in consolidating UNEP’s leadership in meeting the above demands. Firstly, from South-South Cooperation perspective, UNEP-IEMP, as a joint initiative of UNEP and China, understands both what developing countries need and what emerging economies such as China could offer, and could provide technical support to developing country governments to translate Rio+20 outcomes into national plans for ecosystem management. Secondly, with its team backed by CAS and its partners, UNEP-IEMP has the technical capacity to provide practical support for 4 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ enhancing capacities of developing countries which contribute to the implementation of UNEP’s Bali Strategic Plan. Thirdly, in its inception stage UNEP-IEMP conducted relevant projects and initiatives that have laid a solid foundation. 1.3. UNEP-IEMP contributes to South-South Cooperation initiatives Developing countries face dual challenges in reconciling economic development and ecosystem conservation, and share similar lessons and experiences in ecosystem management. That is why South-South Cooperation plays an increasingly important role in ecosystem management and is becoming a critical component in implementation of UNEP’s Strategies and Programmes. On the other hand, developing countries–especially the emerging economies such as Brazil, China, India and South Africa–have become more capable of supporting South-South Cooperation in terms of financial support, capacity building and science and technology. For instance in 2011, China-Africa bilateral trade volume reached US$166 billion and ranked world number one trading partner with Africa. At Rio+20, Brazil and China announced appreciably their respective $6 million contributions to UNEP Trust Fund. The 2010 UNESCO Science Report disclosed that developing countries contributed more than 30% of world publications in 2008, and China ranked second of the world after the USA in terms of total R&D investment, numbers of researchers and publications. China is an active advocate and practitioner to South-South Cooperation. Over the past 60 years, China has been supporting and participating in South-South Cooperation in various fields, providing substantial resources for capital, technology transfer, and capacity building to more than 120 other developing countries. Released in March 2011, the “Outline of the 12th Five-Year Plan for National Economic and Social Development” states that China will “…increase economic and technical aid to developing countries in the areas of livelihood and social welfare, public facilities, and capacity building…” and “…provide help and support to developing countries in confronting the challenges of climate change”. Under these policies, many ministries and agencies of China have stepped up their efforts in South-South Cooperation, including, the NDRC, MEP, NSFC, CAS, the Ministry of Science and Technology (MOST) and the Ministry of Agriculture (MOA), to mention but a few. Several of them such as NDRC and NSFC have started substantive collaboration with UNEP. 5 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ China possesses a wealth of experiences, good practices, knowledge, and technology in the domain of ecosystem management that can be shared with other developing countries. For example, the Chinese Ecosystem Research Network (CERN), part of CAS and arguably the largest national ecosystem research network in the world–is undertaking ecosystem monitoring, research, demonstration, and policy support. The unique approach of integrating monitoring and research with demonstration and national policy setting directly serves decision-making for ecosystem management. This is of particular importance to other developing countries in bridging science and policy gaps. China has recently decided to promote ecological civilization and incorporate it into the country's overall development plan. This opens a new window of opportunity for UNEP-IEMP. As the largest developing country and the second largest economy, this decision will not only shift its own path towards a more environmentally sound and more sustainable development, but will also have a profound exemplary effect on the rest of the world, in particular other emerging and developing economies. UNEP-IEMP has comparative advantage to work with China to assist in facilitating South-South Cooperation on Ecosystem Management. The UNEP-IEMP serves as a platform to share knowledge, experiences and capacities in ecosystem management between China and other developing countries. Hence the establishment and development of UNEP-IEMP provides such a value-added opportunity. 6 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ 2. The Mid-term Development Strategy of UNEP-IEMP (MTDS 2014-2017) This Mid-term Development Strategy of UNEP-IEMP provides strategic direction and covers the next four years (2014-2017), encompassing part of the development phase (2013-2015) and the first two years (2016-2017) of full operational phase of the Centre. This strategy is based on the UNEP-IEMP’s accomplishments during its inception phase (2011-2012) and contributes to UNEP’s MTS 2014-2017 (Annex 1). 2.1. The niche and Mid-term Development Strategy (MTDS) UNEP-IEMP is the first UNEP collaborating centre in the South and for the South to mobilize science to support policy setting for sustainable ecosystem management of all developing countries. The niche of UNEP–IEMP rests on the integration of ecosystem management, South-South Cooperation, and the science-policy interface in pursuing sustainability in developing countries. The mission of UNEP-IEMP is to provide science, technology and capacity support to developing countries to integrate ecosystem management approach into their national policies and development plans to enhance the delivery of ecosystem services for human wellbeing. It has three mutually supportive and inter-related programmes contributing to the above mission: capacity building and technology transfer, making the case through assessment and demonstration and enhancing science and policy interface. The main user groups of UNEP-IEMP’s services and products include national governments, regional and global intergovernmental bodies and programmes, UN agencies, development agencies, the science community, and the private sector. China is the largest developing economy and second largest world economy in the world with a very strong political will to help other developing countries through South-South Cooperation. China ranks number 2 in the UNESCO demography of world science and technology, including its work on ecological related issues. Having access to such a vast pool of expertise, knowledge and technology, UNEP-IEMP does have the comparative advantage to anchor itself to the three pillars of its niche, ecosystem management, south-south cooperation and science policy interface. As a UNEP collaborating centre, UNEP-IEMP complements and contributes to the work of 7 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ UNEP divisions, sub-programmes, regional offices, and other collaborating centres. It focuses its activities on three sub-programmes of Ecosystem Management, Climate Change, and Environment under Review, and promotion of ecosystem approaches in green economy in developing countries as well as providing support to cooperative programmes and projects agreed by UNEP and relevant organizations in China. The Mid-term Development Strategy of UNEP-IEMP (MTDS) is to become a true global centre for ecosystem management in the south and for the south, capable of providing knowledge, technology, and capacity services to all developing countries for decision-making on ecosystem management. This means that the Centre will not only expand its geographical coverage from Africa and Asia-Pacific to West Asia and Latin America and Caribbean, but also will increase its domain of services such as transfer of ecosystem restoration technologies. Through the implementation of its MTDS 2014-2017, UNEP-IEMP aims on becoming an international think tank, a technology and knowledge hub, and a centre of capacity building for ecosystem management in developing countries. It will assist developing countries in setting policies and decision-making on ecosystem management through synthesis of cutting-edge scientific findings and by building related capacities including monitoring, research, assessment and demonstration. 2.2. Three Programmes (Expected accomplishments) of MTDS Based on the above analysis, the following programmes are proposed to form the backbone of UNEP-IEMP’s MTDS. 1) Capacity Building and Technology Transfer to assist implementation of the UNEP Bali Strategic Plan for Technology Support and Capacity Building and the IPBES capacity building component. Working with the Chinese Ecosystem Research Network (CERN) and other key national and international technical institutions, this programme aims to provide direct support to UNEP’s Bali Strategic Plan to developing countries. Implementation of this programme will help promote South-South Cooperation. As one of the key programmes of UNEP-IEMP, this programme works to: i. Support and facilitate access to green technology for ecosystem monitoring, assessment and management of cropland-, forest-, grassland-, wetland-, and 8 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ urban-ecosystems in key developing countries and regions; ii. Promote development and transfer of environmentally-sound technologies and innovative ecosystem management approaches and best practices in and to developing countries; iii. Undertake training of researchers, managers, and policy-makers of ecosystem management in developing countries through South-South Cooperation. 2) Making the Case through Assessment and Demonstration to provide data, knowledge and good practices to bring ecosystem conditions in developing countries under review and contribute to IPBES regional assessment initiatives. This programme will collaborate with key national and international partners, and work to: i. Generate, collect and process data and information acquired from space and on-the-ground sources; ii. Collect, develop and improve assessment methods and tools, models and scenarios; iii. Undertake national and regional assessments of ecosystem conditions and services and propose management strategies; iv. Disseminate and share vital and emerging signs of critical ecosystems resulting from ecosystem assessments. 3) Enhancing Science Policy Interface to support the integration of ecosystem management and biodiversity conservation into national policy setting and planning processes, multi-lateral and transboundary agreements and regional strategies in the developing world. Collaborating with key partners such as CGIAR, Centres and Institutes of the Chinese Academy of Sciences, IPBES and UN agencies, this programme will: i. Undertake economic analyses of the status of ecosystems and biodiversity and their services, and synthesize key scientific findings to enhance interface between science and policy; ii. Produce policy briefs and reports to national governments, inter-governmental bodies and processes and the general public, and promote public awareness; iii. Conduct national, regional and global policy consultations on ecosystem management, and organize high-level science and policy for a; 9 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ iv. Support implementation of the work programme of IPBES. 4) Institutional Development to transform UNEP-IEMP from an international programme into a true global centre of ecosystem management with sustained core funding, core staff, and governance. This would involve institutional setup, staff development, resource mobilization and outreach. An overall framework is presented in Figure 1 to illustrate the MTDS. E.A.1 Capacity Building and Technology Transfer (CBT) Thematic Areas: Ecosystem services Biodiversity E.A.2 Making the Case through Assessment and Demonstration (MCAD) Climate change adaptation REDD+ E.A. 3: Enhancing Science Policy Interface (SP) E.A. 4 Institutional Development (ID): fund, staff, management, partnership, communication Figure 1 Overall framework of UNEP-IEMP 2.3. Links with UNEP’s Mid-term Strategy (MTDS, Annex 1) UNEP-IEMP recognizes the increasing demand on an upgraded UNEP from its member states in the post Rio+20 era. To this end, UNEP-IEMP has designed its Mid-term Development Strategy 2014-2017 to bridge gaps between science and policy, policy intentions and capacity for implementation, and supply and demand of viable technologies, especially with South-South solutions. This MTDS will focus on contributing to the 10 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ implementation of UNEP sub-programmes of ecosystem management, climate change and environment under review, in particular in promotion of UNEP Ecosystem-based Adaptation (EBA) flagship and the IPBES. Meanwhile, it also assists cooperative programmes and projects that are in agreement between UNEP and its collaborating partners in China. Since the expected accomplishments of UNEP’s MTS are thematic while the MTDS of UNEP-IEMP’s are cross-cutting, a simplified matrix approach is used below to explore their non-linear and multi-faceted inter-linkages. Table 1 Programme of UNEP-IEMP and its relevance with UNEP Sub-programme Climate UNEP Change (CC) Ecosystem Environment Management (EM) Under Review [Aichi Targets] (EUR) Programme IEMP Capacity Building and Technology Transfer (CBT) E.A. 1 E.A. 3 E.A. 3 2, 5, 6, 7, 10, 11, 14, 15 Making the Case through E.A. 1 E.A. 1, 2 E.A. 1 E.A. 1 E.A. 1, 2 E.A. 2 Assessment and Demonstration (MCAD) Enhancing Science Policy Interface (SP) Note: E.A.: Expected Accomplishment 11 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ 3. 3.1. The Biennial Work Plan of UNEP-IEMP (BWP 2014-2015) BWP, Expected Accomplishments and Indicators of Achievement The Biennial Work Plan (BWP 2014-2015) of UNEP-IEMP is guided by and supportive to its Mid-term Development Strategy (MTDS). It will not only contribute to UNEP’s PoW 2014-2015, but also to cooperation between UNEP and its partners, including those in China. Most importantly, it will guide the development and transformation of UNEP-IEMP into a true global centre. This two-year period of BWP is the dominant and critical period of UNEP-IEMP. Based on experiences and lessons learned from the inception phase, and from a wide range of consultations within the UNEP-IEMP team and with its stakeholders, four expected accomplishments have been identified in MTDS. The following are the indicators of achievement planned for the BWP: Table 2 Indicator of achievement during 2014-15 Expected accomplishments Indicators of achievement a) Capacity Building and Technology Transfer (CBT): 5 national and 2 regional and/or global technology and capacity support are provided to a number institutions are supported by UNEP-IEMP of national and regional institutions in developing countries with appropriate ecosystem management for ecosystem management, through promoting technology technologies and training initiatives. development and transfer, and capacity building. b) Making the Case through Assessment and At least 3 sub-global assessments are Demonstration (MCAD): ecological data, information, conducted and associated databases knowledge and good practice are provided to a number of established in support of IPBES regional governmental and intergovernmental agencies and initiatives. Meanwhile, good practices are processes, such as the IPBES, through generation, shared across the 3 sub-regions. collection, and dissemination of data, methods, tools, models, scenarios, multi-scale ecosystem assessments and demonstration. 12 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ c) Enhancing Science Policy Interface (SP): policy support At least 5 countries and 2 regions is provided to a number of countries and regional and incorporate key findings of UNEP-IEMP global agreements/mechanisms to incorporate new into their national ecosystem management approaches of ecosystem management such as policies and regional strategies ecosystem-based adaptation (EBA) into their policy setting respectively. and planning processes through research, demonstration, and economic analysis as well as high-level science and policy fora. d) Institutional Development (ID): UNEP-IEMP is UNEP-IEMP is fully operational and developed as a global centre of ecosystem management capable of covering the work of all with sustained core funding, core staff, and governance. developing regions: Africa, Asia-Pacific, West Asia, and Latin America and Caribbean. 3.2. Outputs of the BWP and Their Respective Contributions to UNEP Programme of Work (POW, Annex 2) UNEP-IEMP has in its inception phase gone through wide-range consultations with its main stakeholders, and obtained their initial support to enable kicking off a few important initiatives in line with its mandates set out in its Strategy and Work Plan 2011-2013. This has paved the way to develop the Expected Outputs which will mainly contribute to respective Expected Accomplishments of UNEP PoW 2014-2015, specifically to its sub-programmes of ecosystem management, climate change and environment under review. Meanwhile, these outputs also support substantively UNEP’s collaboration with the National Development and Reform Commission (NDRC), National Natural Science Foundation of China (NSFC), Ministry of Environment Protection (MEP) and Chinese Academy of Sciences (CAS) under the umbrella of South-South Cooperation. 13 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Table 3 Specific Expected Outputs, their respective contributions to UNEP’s PoW and to South-South Cooperation. Outputs planned in pursuit of E.A.: a) Capacity Building and Technology Transfer , technology and capacity support are provided to a number of national and regional institutions in developing countries for ecosystem management, through promoting technology development and transfer, and capacity building PoW Output (Project) Funding status and Contribution to UNEP PoW outputs Contribution to SSC CC EA (a)-2: Technical support provided to countries to UNEP-China-Africa-Asia implement ecosystem- based adaptation demonstrations and Coop timelines 1. Enhancing capacity, knowledge and technology support to build climate GEF-SCCF+NDRC $ 5 + 5 million, resilience of vulnerable developing countries, EBA-SSC (Yun Huang, supporting adaptation approaches, and to scale these up 2013-2017 On-going through partnerships at the regional and national levels Guoqin Wang) 2. Study on soil erosion and NSFC RMB 3 EM EA (a)-2/3: Tools, technical support and partnerships to UNEP-China-Africa demonstration of rainfed agriculture on million ($500k) improve food security and sustainable productivity/integrated Coop slope land in upper reaches of River Nile 2015-2018 Pipelined (Guobin Liu, Fadong Li) water resource management in agricultural landscapes through the integration of the ecosystem approach 3. Ecosystem monitoring, assessment CAS-IGSNRR RMB EM EA (a)-1: Methodologies, partnerships and tools to CAS-IGSNRR and management strategies in the source 3 million ($500k) maintain or restore ecosystem services and integrate the China-Africa Joint ecosystem management approach with the conservation and 14 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ of River Nile (Xiubo Yu) 2012-2015 On-going management of ecosystems Research Initiative 4. Assessment of Capacity Needs for MEP $300k UNEP-China-GMS Ecosystem Management in the Greater Mekong Subregion (Jian Liu, Xiubo Yu) 2014-2015 Funded EM EA (c)-3: Technical and capacity-building support is provided to countries to exchange knowledge, assess the impact of alternative development options and scenarios and make science usable for the effective management of biodiversity and ecosystem services 5. Dust Storm Corridor Project West ROWA, XIEG CC EA (a)-3: Support provided to integrate ecosystem-based South-South Cooperation Asia +GEF, Targeted adaptation and supporting adaptation approaches into national in West Asia with seed fund $30k and sectoral development policies, plans and strategies, and to in place through develop legal and regulatory frameworks SSFA Outputs planned in pursuit of expected accomplishment b) Making the Case through Assessment and Demonstration, ecological data, information and knowledge are provided to a number of governmental and intergovernmental agencies and processes such as the IPBES through generation, collection and dissemination of data, methods and tools, models and scenarios, and multi-scale ecosystem assessments PoW Output (Project) Funding status and Contribution to UNEP PoW outputs timelines 15 Contribution to SSC UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ 1. Assessment on capacities of ecosystem NSFC: RMB 3 EM EA (c)-3: Technical and capacity-building support is UNEP-China-Africa monitoring, research and management in million ($500K), provided to countries to exchange knowledge, assess the impact Coop Africa (Bingfang Wu, Jian Liu) 2011-2014 On-going and to close in 2014 of alternative development options and scenarios and make science usable for the effective management of biodiversity and ecosystem services 2. Study on the change of water and land NSFC RMB 3 million CC EA (a)-2: Technical support provided to countries to UNEP-China-Mekong use and ecosystem- based adaptation in ($500k) implement ecosystem- based adaptation countries Coop 2015-2019 Pipelined demonstrations and supporting adaptation approaches, and to the Greater Mekong River basin (Heqing Huang, Ermira Fida) scale these up through partnerships at the regional and national levels 3. Integrated Knowledge and Information MEP $300k (China EM EA (c)-3: Technical and capacity-building support is System including an IPBES database for Fund, 2015-2016 provided to countries to exchange knowledge, assess the impact ecosystem management in developing Pipelined of alternative development options and scenarios and make countries UNEP-MEP-IPBES science usable for the effective management of biodiversity and ecosystem services 4. Assessment on tropical ecosystem in NSFC: RMB 3 EM EA (c)-3: Technical and capacity-building support is UNEP-China-Brazil Amazon (Jianchu Xu,… ) million ($500K), provided to countries to exchange knowledge, assess the impact Coop. To apply 2015, start of alternative development options and scenarios and make 16 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ 2016 science usable for the effective management of biodiversity and ecosystem services 5. Ecological Responses to NSFC RMB 3 million CC EA (a)-1: Technical support provided to countries to develop UNEP-China-Central Hydro-climatic Change and Land-cover ($500k) Asia Coop. Change in the Core Area of Central Asia during the Past 500 Years (Xi Chen, 2014-2018 Funded and pilot methods and tools and dissemination of these through knowledge networks along with research results, lessons learned and good practices Catherine McMullen) 17 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Outputs planned in pursuit of expected accomplishment c) Enhancing Science Policy Interface (SP), policy support are provided to a number of countries and regional and global agreements/mechanisms to incorporate new approaches of ecosystem management such as EBA into their policy setting and planning processes through research, demonstration, and economic analysis as well as high-level science and policy fora. PoW Output (Project) Funding status and Contribution to UNEP PoW outputs Contribution to SSC CC EA (a)-2: Technical support provided to countries to UNEP-China-Mekong implement ecosystem-based adaptation demonstrations and Coop. timelines 1. Ecosystem-Based Adaptation (EBA) in Greater Mekong Sub-region (Jian Liu, GEF-SCCF+NDRC $ 6 + 6 million Linxiu Zhang et al) supporting adaptation approaches, and to scale these up 2014-2018 Pipelined through partnerships at the regional and national levels 2. China’s Action Plan for South-South NDRC RMB 1 million CC EA (a)-4: Technical support provided to countries to China and developing cooperation on climate change (Linxiu ($160K) address adaptation planning and reporting requirements world Coop. Zhang, Chao Fu) 2013-2014 On-going under the Framework Convention on Climate Change and to close 2014 3. Ecosystem Services Assessment and NSFC RMB 3 million EM EA (c) -2: Biodiversity and ecosystem service values UNEP-China-Kenya Management in Protected Areas East ($500k) are assessed, demonstrated and communicated to Coop Africa (Linxiu Zhang, M. Abdel- Monem) 2014-2018 Funded strengthen decision-making by Governments, businesses and consumers 18 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ 4 Conference on South-South NDRC-UNEP, CC EA (a)-4: Technical support provided to countries to China and developing Cooperation on Climate Change 2014/2015, pipelined address adaptation planning and reporting requirements world Coop. under the Framework Convention on Climate Change Outputs planned in pursuit of expected accomplishment d) Institutional Development, UNEP-IEMP is developed as a fully operational global centre of ecosystem management with sustained core funding, core staff and governance. PoW Output (Project) Funding status and timelines Contribution to UNEP Contribution to PoW outputs China SSC 1. Development of UNEP-IEMP as a global centre of ecosystem CAS RMB 3 million ($500K) EUR EA (c): The Enhancement of management through securing core staff (10) and fund ($1m) (Linxiu 2013-2015, On-going capacity of countries to UNEP-IEMP’s generate, access, analyze, overall capacity for South-South Zhang) 2. Development and operation of UNEP-IEMP Governance- Steering CAS RMB 900k ($150k) use and communicate Committee and Science Advisory Group (Guoqin Wang) 2013-2015, On-going environmental information Cooperation 3. Fellowships for senior and young scientists from developing countries CAS RMB 4.5 million ($720k) (Linxiu Zhang, Yu Ma) 2013 to 2015, to be funded 4 Premises, programme and logistic support (Xigui Huang) CAS-IGSNRR and knowledge is RMB 3 million ($500k) 2013-2015, to be funded 19 enhanced UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ 4. Risk analysis and innovative approaches for implementation UNEP-IEMP is the first trial for UNEP to collaborate with a developing country in such a substantial way to mobilize both financial and human resources to support its programmes in the rest of the developing world. It is also the first time that China hosts such a global centre in its territory. It both poses challenges and provides opportunities to UNEP and China such as those of institutional arrangement for operations outside China. Therefore, innovative and adaptive approaches must be an integral part of the development and operation of UNEP-IEMP. 4.1. Risk analysis A risk analysis is used to identify the potential risks (external-threats and internal-weakness) that would be in the way of implementing the MTDS and BWP of UNEP-IEMP. These risks are listed in Table 5. Table 4 Risks of implementing the MTDS and BWP of UNEP-IEMP External risks (Threats) Internal risks (Weakness) Planned core fund and/or staff not in place and core staff Change of policy on South-South Cooperation of China Personal shifts of stakeholder/partner Partners become competitors over Political upheaval in beneficiary Insufficient collaboration with ROs in the four developing regions Natural disaster in beneficiary countries Lack of adequate communication with peers in UNEP countries Potentially ‘out-of-the-loop’ in shifting priorities in UNEP shrinking financial resources Lack of recognition of its role in promoting SSC in China organizations Lack of sustainability of core fund Scant record of substantial publication contribution Complications from international 20 Low profile among development UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ diplomacy failures partners and banks Rules and regulations for funding become impossible to accommodate Few opportunities for brainstorming among partners and allies When mistakes are made (inevitable), Vulnerable to reputational damage reputational damage control via cultural differences and remote difficulties location 4.2. Innovative approaches for implementation To address the issues identified through the risk analysis, innovative approaches must be sought to accomplish the targets set in the MTDS and BWP. To date, both UNEP and CAS have provided initial funding for the operation and development of UNEP-IEMP. Other ministries such as NDRC and NSFC have provided substantial project funding. However, there are limitations in their institutional setup as they are not in a position to directly transfer funds to UNEP; MEP is in a very good position to do so through the China Fund to UNEP and need to be motivated. Most of these supports to UNEP-IEMP are mainly channelled through its host institute IGSNRR or collaborating partners. Yet, 100% of these funds support the UNEP-IEMP MTDS and BWP which respectively contributes to the UNEP MTS and PoW. These generous contributions must be recognized and the projects funded by China should be seen as UNEP projects and incorporated into UNEP PoWs. UNEP-IEMP will continue to push for the recognition of its international status in China and the application of core fund as donation from the Chinese government to UNEP specifically for the operation of UNEP-IEMP. But this would need breakthrough in the current government financial rules and regulations and better coordination amongst the supporting partners, in particular CAS and MEP. Hopefully resolve of this matter can be expected during this BWP period. In the next biennium 2014-2015, finance and staff management of the Centre falls under the management principles and procedures to be approved by its Steering Committee. With regards to financial management, all fundraising activities shall be strict to rules and procedures of the UN and the Chinese Government. Project funds supported by UNEP will be transferred to UNEP-IEMP through a Project Cooperation 21 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Agreement (PCA) with its host organization, Institute of Geographic Sciences and Natural Resources Research (IGSNRR-CAS). For projects supported by other funding sources than UNEP, the rules of CAS shall prevail. In addition, the Centre together with its host institution responds to inquiries and monitoring of all donors on its annual expenditures, and shall in its annual report list all incomes and expenditures in detail. During this period, UNEP-IEMP will explore with its co-sponsoring organizations, innovative ways to maintain the best talented expertise coming from around the world, in particular those from and working in developing countries. 4.3. Timely and high-quality delivery of services to build credibility Efficient delivery of project results is the only way to build the credibility of UNEP-IEMP as a reliable service provider not only to donors and sponsors, but also to recipient countries and communities. For those projects that are to be concluded within 2014 such as the NDRC project on South-South Cooperation and NSFC project on Africa Assessment, timely conclusion of these projects with high quality and visible results will help lay the foundation for UNEP-IEMP to get continuous support. Both policy papers and journal articles shall be published to address the concerns of national and international clients as well as the science community. For those projects that are funded and on-going, clear milestones set in their multi-year work plans must be achieved. Pipelined projects are those with a funding commitment from donor agencies, but with some uncertainties. These include ecosystem-based adaptation in the Greater Mekong Sub-region (GMS-EBA) to be co-funded by GEF-SCCF and China, capacity building and assessment projects contributing to the IPBES, and China South-South Cooperation initiatives to be funded by CAS and NDRC. For these projects, proposals must be completed with high quality and submitted timely. In this process, not only project teams must be in place to be able to prepare various ProDocs, but also multilateral stakeholder consultation undertaken successfully to reach consensus. This 22 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ is particularly true when a project proposal addressing transboundary issues is developed. Targeted projects are those with strong demand from some specific developing countries and strong interests from partners of UNEP-IEMP, such as the West Asia Dust Storm Corridor Project. Current focal regions of UNEP-IEMP’s BWP 2014-2015 implementation are Africa and Asia-Pacific, with high likelihood of extending to West Asia in 2014 and Latin America and Caribbean in 2015. Pilot countries will be extended from the current 5 countries China, Mauritania, Nepal, Rwanda and Seychelles to at least another 5 countries such as Benin, Brazil, Cambodia, Kenya, Lao’s Republic, and Tanzania, making it more than 10 countries that could be technically supported by UNEP-IEMP on ecosystem management related issues. 5. Enabling conditions and activities 5.1. Human Resource Development Except for the Director who is appointed by UNEP, UNEP-IEMP currently has a team of approximately 25 people, composed of part-time and full-time staff on various contractual statuses mainly with IGSNRR-CAS. This is an interim arrangement due to the lack of core funding support for hiring core staff. The current team has been formed drawing expertise from and taking advantage of various international staffing programmes of the Chinese Academy of Sciences. All the programme coordinators are part time, working as in-kind support from CAS. With project funding in place, UNEP-IEMP has started hiring post-doctoral research fellows, consultants and project officers through existing channels of CAS. Maintaining the sustainability of UNEP-IEMP requires first and foremost staff sustainability. According to the UNEP-CAS Agreement, both co-sponsors, UNEP and CAS, will provide essential staff to meet the needs of UNEP-IEMP, with the majority coming from the host institute, CAS-IGSNRR. In the next BWP 2014-2015, pending on the needs for effective functioning of UNEP-IEMP, we aim to increase the staff size to 60, composing 10 core team members, 20 project team 23 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ members and 30 associate team members. The core team (10) will be formed to carry out the core functions, including management for the three proposed programmes and large projects. Project team members (20) are those to be hired through project funds and perform project functions as officers, specialists and consultants. Associated team members (30) will include doctoral candidates, post-doctoral researchers, Junior Professional Officers, and visiting scholars with arrangements flexible with the rules of CAS and other partner organizations. All staff members will be hired through international recruitment processes. Staff development will take a step-by-step approach. As indicated in the Agreement, CAS, through IGSNRR, will contribute to the staff recruitment and management process. For instance, it is anticipated that in the coming two years, CAS/IGSNRR will recruit around 5 core staff for project coordination and research and another 5 core staff the following BWP 2016-2017 including programme coordinators. It is also expected that CAS will continue to fund around 4-8 international scientists per year through its “Visiting Professorships Programme,” “Fellowships for Young International Scientists Programme” and “Visiting Fellowship for Researchers from Developing Countries Programme.” UNEP-IEMP also welcomes national and international interns as well as exchange students. UNEP will continue to support UNEP-IEMP by out-posting a Director to provide leadership and strategic direction to the organization. UNEP may further second staffs to meet the increasing staff needs of the Centre. UNEP-IEMP will recruit project staff and consultants as per individual project requirements, and based on the procedure set by respective projects. Given the increasing number and size of the projects to be executed in 2014, team work supporting and complementing each other must be enhanced in order to maximize the absolute comparative advantage of its expertise. This means that UNEP-IEMP will mobilize a group of established researchers and young talents to work on the projects with their competencies to ensure quality products to win the hearts and minds of its stakeholders and donors. In the BWP 2014-2015, UNEP-IEMP will invest significantly on enhancing its internal capacity to ensure a competent and effective team. Adequate time and resources will be spent in making sure that staffs are well trained and competent to implement assigned 24 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ activities. In this regard, team building activities will be carried out regularly. We will use resources available from UNEP and CAS to train our staff on project development and management, results-based management, website and communication and human-resources procedures to mention but a few. For facilitating South-South Cooperation, we will conduct workshops for our staff to understand the resources, technology, knowledge and expertise available in China and the whole developing region. In addition, taking into account that UNEP-IEMP is based in China and keeping in mind that we have international staff, basic Chinese language training will be provided to ensure their smooth transition and adaptation into the new working environment in an effort to translate into increased productivity. Regular team building events for improving team work such as retreats, internal seminars, brainstorming sessions, and culture events will be organized. Although UNEP-IEMP is a small team in size, it has a wealth of expertise ranging from management to research, from ecological to economic sciences, from communication to partnership building, and from understanding the key strength of China to the needs of other developing countries such as those of Africa. However, given the increasing number and size of the projects to be executed, UNEP-IEMP will mobilize a group of established researchers and young talents to work on the projects of their competencies to ensure quality products to win the hearts and minds of its stakeholders and donors. The UNEP-IEMP team has been formed drawing mainly expertise of CAS Institutes and through various international fellowships of CAS. All the programme coordinators are part time, working as in-kind support from CAS. These programme coordinators have not only brought in the expertise of their own but also those of their teams and their network of partners into the broad picture of UNEP-IEMP. Most importantly, it has enabled UNEP-IEMP accomplish so many timely demanding tasks including project objectives in the inception phase. It must be recognized and highly appreciated that it is to a significant extent their restless endeavour over the last three years which made what UNEP-IEMP is today. However, it must be also understood that these programme coordinators are part time and have many other obligations beyond the increasing demand of UNEP-IEMP. As a way of transition to ensure that their expertise and networks are maximized and not 25 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ weakened, it is suggested that each programme manager is assisted by a deputy coordinator who is a fulltime staff to enhance daily operation of the UNEP-IEMP and project delivery. With more project funding in place, the Centre plans to hire more fulltime staff (up to 3 in 2014, and 10 in total during MTDS as IGSNRR staff). Even this arrangement is far from adequate to meet the increasing demands from the stakeholders. Therefore, research fellows, post-doctoral candidates, consultants and project officers must be hired through existing channels of both CAS and UNEP. 5.2. Working with partners UNEP-IEMP works closely with UNEP Beijing Office, ROAP and other regional offices, collaborating centres, as well as relevant divisions such as DEWA. It will also support collaborating initiatives between UNEP and other UN agencies as well as development agencies bilateral and multilateral alike. UNEP-IEMP pursues its strategic role to assist and facilitate South-South Cooperation initiatives of CAS, MEP, NDRC, and NSFC. It can provide additional assistance to the China Council for International Cooperation on Environment and Development, in particular its cooperative efforts with other developing countries. Further UNEP-IEMP can facilitate a potential tripartite partnership between CAS, UNEP and TWAS (Third World Academy of Sciences). Currently, UNEP-IEMP is assisting CAS institutes as a multilateral platform to work in developing countries, such as the Institute of Geographical Science and Natural Resource Research, Institute of Earth Observation and Remote Sensing Application, Xinjiang Institute of Ecology and Geography, Institute of Urban Environment, Institute of Botany, Chengdu Institute of Mountain Hazards and Environment, Institute of Science Policy and Management, and Eco-Environment Research Centre. Through more joint projects and initiatives, increasing demand will come from other CAS Institutes who have the passion to work in other developing countries. UNEP-IEMP will collaborate with the CGIAR centres, IUCN, WWF, and other international, regional and national research institutions as deemed necessary. Other potential partners include but not limited to, IISD, ICIMOD, ACPC and development 26 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ agencies like DIFD, SIDA, ADB and World Bank. Meanwhile, cooperation with private sectors and local governments will also be sought. 5.3. Resource Mobilization As a UNEP Collaborating Centre hosted by the Chinese Academy of Sciences, the operation of UNEP-IEMP needs a core budget for the core services, with a core team to deliver those services. Without a dedicated operational budget during the time period covered by this MTDS, project budgets–including various fellowships and grants–will continue to be the main source of funding for delivering services and products. However, a core budget or trust fund must be established during this MTDS period to secure long-term sustainability of the Centre. This strategy is not without solid basis. UNEP-IEMP has in its inception phase (2010-2011) secured GEF funding of US$5 million with another US$5 million co-financing from NDRC for implementation of the GEF-SCCF project. Under the UNEP-NSFC cooperation project guideline for the next 5 years, RMB 10 (approx. US$1.5) million /year will be provided for joint projects, of which RMB 6.6 million will be allocated to projects on ecosystem management and climate change adaptation. Commitment of other funds from CAS, MEP and UNEP has been made to support various projects listed in the BWP Expected Outcomes. Very likely, the pipelined project GMS-EBA could be funded by GEF-SCCF with an investment of $ 6 million, with real cash co-financing $6 million from NDRC, ADB and WWF. In total, these projects will mount to at least $20 million during the BWP period 2014-15. According to project implementation requirements and estimates, a core fund of $1 million/year for international staffing and operation shall be pursued. Since the beginning of the inception phase, UNEP-IEMP has been consulting with CAS and MEP in pursuit of a core funding of US$1 million/year from the Ministry of Finance. As an interim arrangement before the core fund form Ministry of Finance is in place, CAS has committed at least RMB 2 (US$0.33) million/year for the next three years (2013-2015) to enable effective program implementation. These will form the basis for sustaining UNEP-IEMP as a UNEP collaborating centre based in China. UNEP-IEMP sets the target for 2014 to raise project fund of more than $10 million from various sources. This shall be more than 50% of the total fund to be raised during the BWP 2014-2015. These funds will be secured mainly from 27 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ multilateral and bilateral funding mechanisms including the GEF and several relevant agencies of China such as NSFC, NDRC, and CAS. In addition, UNEP-IEMP will continue working with other partners to prepare for new initiatives to be funded by other donors such as the World Bank, Asian Development Bank, foundations and private sectors. In the future, a wider range of funding sources shall be sought to enable the Centre to deliver much needed services to developing countries, with prospects of forging a trust fund for its long-term operations. 5.4. Communication Strategy The communication strategy sets out a roadmap for communicating our overall programme and work to a range of target audiences guided by the core sets of management principles. The main objective is to establish coherence and focus in UNEP-IEMP’s internal and external communications in order to provide policy relevant information to decision-makers in developing countries. Specific objectives include: i. Ensuring that UNEP-IEMP’s operations, priorities, activities and values are clearly and better understood both internally and externally. ii. Improving understanding of internal communication procedures by all staff to effectiveness and ensure smooth implementation of our programmes as well as effective execution of our external communication. iii. Strengthening and improving the use of existing internal communication structures in an effort to enhance programme/project delivery and promote a friendly working environment. iv. Enhancing UNEP-IEMP’s public image as an efficient and reputable international centre providing science for policy on ecosystem management. v. Disseminating our messages in an open, honest, clear, consistent, timely and simple manner. These will serve as the benchmark for all communications materials used. vi. Empowering our target audiences to better address environmental challenges 28 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ especially in relation to ecosystem management through the materials we disseminate. The targeted audience is both diverse nationally and internationally and includes various tools and mechanisms in its dissemination and knowledge mobilization. Communicating with UNEP divisions, offices and centres shall be a norm which is essential to obtain their understanding and support. Equally important is communication with Chinese government agencies, research institutions, private sectors and even the mass media to convey an important message that UNEP-IEMP is in the best position to enhance China’s South-South Cooperation with the rest of the developing world. Communication with key partners including development partners, those from the UN and CGIAR systems, and international, regional and national research institutions are also important to forge collaborating initiatives. Communication is an integral part of the UNEP-IEMP MTDS. Most if not all the outreach activities will be through the implementation of its concrete projects and high-level fora. Additional to the Bulletins and Policy Series, UNEP-IEMP plans to launch its own website to serve as an interactive platform working with developing country partners and to disseminate in a timely manner project activities being undertaken in different parts of the developing world. Details of the communication strategy can be seen as Annex 3. 29 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Annex 1: Introduction to UNEP Mid-term Strategy The key goal of UNEP MTS for the period of 2014–2017 is to catalyze a transition towards low carbon, resource efficient, and equitable development. This transition is based on the protection and sustainable use of ecosystem services, coherent environmental governance, and the reduction of environmental risks for the wellbeing of current and future generations. To support this key goal, seven sub-programmes have been identified: (a) Climate change; (b) Disasters and conflicts; (c) Ecosystem management; (d) Environmental governance; (e) Chemicals and waste; (f) Resource efficiency; (g) Environment under review. Out of the above sub-programmes, UNEP-IEMP contributes directly to expected accomplishments of three: Climate Change, Ecosystem Management, and Environment under Review. The objective of the climate change subprogramme is to strengthen the ability of countries to move towards climate-resilient and low emission pathways for sustainable development and human wellbeing. UNEP-IEMP aims to support Expected accomplishment 1: climate resilience. Ecosystem-based and supporting adaptation approaches are implemented and integrated into key sectoral and national development strategies to reduce vulnerability and strengthen resilience to climate change impacts. The objective of the ecosystem management subprogramme is to promote a transition to integrating the management of land, water and living resources, with a view to maintaining biodiversity and providing ecosystem services sustainably and equitably among countries. UNEP-IEMP contributes to all its three Expected Accomplishments: 1) Production. Increased use is made of the ecosystem approach in countries, with 30 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ a view to maintaining ecosystem services and the sustainable productivity of terrestrial and aquatic systems; 2) Marine issues. Increased use is made of the ecosystem approach to sustain ecosystem services from coastal and marine systems; 3) Enabling environment. Services and benefits derived from ecosystems are integrated with development planning and accounting, particularly in relation to wider landscapes and seascapes and the implementation of biodiversity-related multilateral environmental agreements. The objective of the environment under review subprogramme is to empower stakeholders in their policy and decision-making by providing scientific information and knowledge and keeping the world environment under review. UNEP-IEMP supports all the three Expected Accomplishments under this subprogramme: 1) Assessment. Global, regional and national policymaking is facilitated by making environmental information available on open platforms; 2) Early warning. Global, regional and national assessment processes and policy planning are informed by emerging environmental issues; 3) Information. The capacities of countries to generate, access, analyze, use and communicate environmental information and knowledge is enhanced. The UNEP MTS is particularly supportive to the Strategic Plan for Biodiversity for 2011–2020, an overarching international biodiversity framework for the engagement of all stakeholders with the purpose of inspiring broad-based action in support of biodiversity over the next decade. The Plan promotes the coherent and effective implementation of the three objectives of the Convention on Biodiversity and its overall vision is to ensure that by 2050 biodiversity is valued, conserved, restored and wisely used, maintaining ecosystem services, sustaining a healthy planet and delivering benefits essential for all people. The UNEP MTS contributes to particular targets (Aichi Targets) set in the Plan, such as: 31 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Target 2: Biodiversity values integrated; Target 5: Habitat loss halved or reduced; Target 6: Sustainable management of marine living resources; Target 7: Sustainable agriculture, aquaculture and forestry; Target 10: Pressures on vulnerable ecosystems reduced; Target 11: Protected areas increased and improved; Target 14: Ecosystems and essential services safeguarded; Target 15: Ecosystems restored and resilience enhanced 32 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Annex 2: Introduction to UNEP Programme of Work (PoW) 2014-2015 and its relevant sub-programmes UNEP PoW sets out the proposed biennial programme of work and budget for the biennium 2014-2015. It is guided by and will contribute to the UNEP MTS 2014-2017. The Rio+20 outcomes–in particular deliberations on upgrading UNEP, capacity building and technology support, and the green economy–are key considerations in the development of UNEP’s PoW. Lessons learned from UNEP’s current MTS 2010-2013 have been taken into account as well. Out of UNEP’s seven sub-programmes, detailed in Section 2.1, three are identified as the priorities that concern UNEP-IEMP contributions in particular: climate change, ecosystem management, and the environment under review. However, given the inter-linkages within UNEP-IEMP’s three programmes, Technology and Capacity Development, Monitoring and Assessment, and Science for Policy, its work will also relate to the accomplishments expected under UNEP sub-programmes of Disasters and Conflicts and Resource Efficiency. Detailed expected accomplishments and indicators of achievement of the UNEP sub-programmes relevant to UNEP-IEMP are listed below: Climate Change (CC—EA (a) adaptation only) Expected accomplishments Indicators of achievement (a) Ecosystem-based and (i) Increase in the number of countries implementing supporting adaptation approaches ecosystem-based and other supporting adaptation implemented and integrated into approaches as a result of UNEP support key sectoral and national development strategies to reduce vulnerability and strengthen resilience to climate change (ii) Increase in number of countries incorporating ecosystem-based and supporting adaptation approaches in key sectoral and development plans with the assistance of UNEP impacts 33 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Ecosystem Management (EM—all EAs) Expected accomplishments Indicators of achievement (a) Use of the ecosystem (i) Increase in the number of countries integrating the approach in countries to maintain ecosystem approach with traditional sector-based natural ecosystem services and resource management sustainable productivity of terrestrial and aquatic systems is increased (b) Use of the ecosystem (i) Increase in the number of countries using the approach in countries to sustain ecosystem approach to sustain ecosystem services from ecosystem services from coastal coastal and marine systems and marine systems is increased (c) Services and benefits derived (i) Increase in the number of countries that integrate the from ecosystems are integrated ecosystem approach in development planning with development planning and accounting, particularly in relation to wider landscapes and (ii) Increase in the number of countries that integrate priority ecosystem services into their national accounting and budgeting processes seascapes and the implementation of biodiversity- and ecosystem related multilateral environmental initiatives Environment under Review (EUR—all EAs) Expected accomplishments Indicators of achievement (a) Global, regional and national (i) Increase in the number of United Nations agencies policymaking is facilitated by and MEAs using data on environmental trends identified environmental information made through UNEP to influence policy available on open platforms (ii) Increase in the number of national, regional and 34 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ global forums and institutions using data on environmental trends identified through UNEP to influence policy (b) Global, regional and national (i) Increase in the number of stakeholders surveyed that assessment processes and policy acknowledge the uptake of scenarios and early warning planning are informed by merging on emerging environmental issues in their assessment environmental issues and policy development processes (ii) Number of registered participants in organizations for children and young people, sports organizations and World Environment Day that undertake activities on the UNEP website or report through UNEP networks as a result of targeted messaging on emerging environmental issues (c) The capacity of countries to (i) Increase in the number of countries that take the lead generate, access, analyze, use, in generating, analyzing, managing and using and communicate environmental environmental information in comparable formats and information and knowledge is making such information and knowledge available to the enhanced public and policymakers (ii) Increase in the number of countries making available credible, nationally generated data and providing access to country-specific environmental information in comparable formats on public platforms (iii) Increased number of major groups and stakeholders surveyed that acknowledge their involvement in the generation of, access to and use of environmental information available on public platforms (iv) Increase in the number of major UNEP publications in languages other than English made accessible through UNEP developed online platforms 35 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Annex 3 Communication Strategy This communication strategy sets out a roadmap for communicating our overall programme and work to a range of target audiences. This strategy covers both internal and external communication. SWOT Analysis as the basis: The following table is a summary of the strengths and opportunities that arise with a communication strategy that is well implemented and adhered to, both internally and externally. Likewise, the absence of a strategy or poor implementation of one may result in certain threats and weakness that may affect UNEP-IEMP’s image and credibility. Strengths Weaknesses Deliverables achieved Common understanding of tasks/project activities Information not shared in multiple forms for better understanding Cultural misperception of information exchange Technical jargons that reduce understanding of key messages by target audience Trust not built with key partners in developing countries within a short time Better working environment Strengthens team work and builds confidence Respect for individual contribution and team outputs Better understanding of rules, procedures, policies etc… Better implementation of activities Opportunities Threats More room for up-scaling of successful programme implementation Reputational risk – in terms of failure to meet deadlines etc. More funding opportunities Unattainable operational outcomes Good media coverage/highlights Poor programme deliverables Renewed & new partnerships New research collaborations Increased stakeholder/public involvement 36 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Communications Objectives: The communication strategy includes both internal and external communication. The main objective is to establish coherence and focus in UNEP-IEMP’s internal and external communications in order to provide policy relevant and neutral information to decision-makers in developing countries. Specific objectives include: vii. Ensuring that UNEP-IEMP’s operations, priorities, activities and values are clearly and better understood both internally and externally. viii. Improving understanding of internal communication procedures by all staff to effectiveness and ensure smooth implementation of our programmes as well as effective execution of our external communication. ix. Strengthening and improving the use of existing internal communication structures in an effort to enhance programme/project delivery and promote a friendly working environment. x. Enhancing UNEP-IEMP’s public image as an efficient and reputable international programme providing science for policy on ecosystem management. xi. Disseminating our messages in an open, honest, clear, consistent, timely and simple manner. These will serve as the benchmark for all communications materials used. xii. Empowering our target audiences to better address environmental challenges especially in relation to ecosystem management through the materials we disseminate. Target audience include UN and other inter-governmental organizations, research & academic institutions, government agencies with a focus on developing countries, policy-makers and managers for ecosystems and natural resources, private sectors, mass media, civil society and international organizations, donor Communities, and general public and global youth. 37 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ Communication Tools: UNEP-IEMP will employ a number of communication tools to communicate with its staff (internal) and its target audiences (external). Means of internal communications include email, telephone, internal seminars, staff meetings, informal discussions etc. Means of external communication includes website, reports, publications, policy briefing and working with public media etc. Website Development: UNEP-IEMP has recently developed an independent website (www.unep-iemp.org) that is user-friendly and contains detailed up-to-date information on UNEP-IEMP’s activities. Reports (annual report, bulletins, brochures, posters, etc…): Bulletins will be produced on a quarterly basis to keep target audiences regularly informed about the work we are undertaking. Annual reports will be produced at the end of every calendar year that will provide detailed highlights of our work and achievements throughout the year. UNEP-IEMP will need to update the current brochure to reflect on the achievements made to date. Policy Briefs/Journal papers: As frequently as possible, policy briefs and journal papers will be developed on various issues related to ecosystem management that will aim to influence policy-makers to make more informed decisions in relation to the environment. Events (conferences, seminars, side-events, etc…): Events both nationally and internationally provide a good platform to showcase our work to a wide audience and serve as an opportunity to strength and build new partnerships and networks. Additionally, opportunities for our staff to present at various events will further enhance UNEP-IEMP’s visibility. High-level fora: One of UNEP-IEMP’s key initiatives is science for policy. To effectively convey scientific findings on ecosystem management to policy makers, UNEP-IEMP will organize policy fora once every two years to mainstream key concepts of ecosystem management in policy relevant topics. Working with the media: Press releases will be issued and distributed by UNEP-IEMP to existing media channels such as the IIED mailing lists and UNEP 38 UNEP-IEMP: Mid-term Development Strategy and Biennial Work Plan Updated May 2014 ___________________________________________________________________________ website. Where possible, the media will also be invited to various events as they play a key role in relaying event outcomes to the wider public in a concise and informative manner. Evaluating Success: Developing a communication strategy is an important first step, but without an evaluation plan, we will have no way of knowing whether our plan is working effectively and what area needs improvement. Knowing the effects of our communication activities and addressing the gaps as they arise will enable us to efficiently reach our communication objectives. It is inevitable that new opportunities and threats that will affect our work will arise and regular evaluation of our communication strategy will enable us to remain current. Below are examples of some key aspects of our communication that will be evaluated: Brand awareness – how do our target audiences perceive us? How well do they know about us and the work we do? Message dissemination – how well are our messages spread? Media relations – are we receiving enough coverage in the media? Some of the evaluation tools that will be explored include; monitoring website visits to our web portal, number of publications disseminated including the number of views on the website, number of press releases developed, new partnerships and/or networks developed, etc. 39
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