1 CHAPTER 1 INTRODUCTION 1.1 MOTIVATION The fast and global spread of Internet and multimedia communication are driving the need for more bandwidth in the next generation networks. Internet traffic has rapidly increased by existing and emerging high performance applications such as ultra high definition video on demand streaming, video conferencing, and cloud computing resulting in an increased bandwidth requirement from the network. As the bandwidth requirement increases, the carriers increase the capacity by deploying optical networks in which optics is merely used for transmission. A significant amount of research and development effort has been spent over the last decade to add more functionality at the optical level, which leads us to the next generation of optical networks, which are being put in place today. These networks make use of optical routing of signals, in addition to optical transmission, to realize even more significant cost savings. Today, these networks are commonly referred to as Intelligent Optical Networks (Ceina 1999, David Benjamin et al 2001, Jones et al 2004, Joseph Berthold and Adel Saleh 2008). A major challenge for network operators to support the high speed Internet applications is the efficient end-to-end delivery of networking services in a cost effective manner. The network must be able to respond 2 quickly and dynamically to the services required by end users. Emerging Intelligent Optical Networks (ION) establishes optical light paths as on bandwidth demand that enables the service provider to respond to the request quickly and economically. The key operational benefits of intelligent optical network are faster provisioning, protection, efficient bandwidth utilization and automatic reconfiguration of network. Intelligent optical network, as an advanced network technology has become the research focus of many international companies, such as CEINA, Sycamore and Nortel etc. (Ceina 1999, David Benjamin et al 2001, Jones et al 2004, Joseph Berthold et al 2008). Intelligent Optical Networking provides innovative and practical solutions to network scaling and high-speed service delivery issues. This is done by combining switching technology and network management software to inter-connect access, metro, and long haul transport systems. Bringing intelligence into the optical domain creates the opportunity to develop a flexible, high capacity network that will deliver an abundance of usable bandwidth and new bandwidth services (Hongsheng Song et al 2003, Cortez 2002, Otani et al 2005, Simeonidou et al 2011). Various optical devices and components have been developed to realize DWDM based intelligent optical networks. But still, there are several researching problems connected with high speed switching, routing, protection and survivability mechanisms, light path provisioning, efficient wavelength assignment and routing algorithms needs to be addressed. Since high speed networking devices are very much essential to the network for faster routing and protection switching, there is a strong need for high speed optical switching devices, which are the key components of ION. As faster protection and provisioning of light paths are required, ultra fast 3 optical switches and reconfigurable add drop multiplexer has become key devices for intelligent optical network (Borella et al 1997, Elmirghani and Mouftah 2000, Otani et al 2005). Existing bandwidth allocation in optical network is static and is time consuming. ION enabled by high capacity Optical Cross Connects (OXCs), Reconfigurable Optical Add-Drop Multiplexers (ROADM) and optical switches with software intelligence, grants new methods for managing high capacity core optical networks. The reconfigurable optical add drop multiplexer allows for adding and dropping data channels on a transport fiber without converting all channels to electronic signals and again to optical signals. It offers the benefit of flexible ligthpath provisioning and routing, and better bandwidth utilization (Otani et al 2005). The reconfigurable optical add drop multiplexers should be capable of being configured to drop maximum number of channels. It should maintain a low crosstalk between the adjacent channels. The channel dropping pattern should not be fixed. It should allow for directionless operation. It should have faster tuning capability. The existing ROADMs considered so far is limited by fixed wavelength assignment and fixed direction assignment. Therefore, an effort is made in this thesis to design a multichannel add/drop and directionless ROADM based on coupling mechanism between parallely located periodic grating waveguide structures. The proposed design is able to accommodate a maximum of 80 channels in the DWDM band of 1530nm – 1570nm with a channel spacing of 0.4nm. Also it has a wide range of wavelength tuning capability which helps in improving the provisioning and utilization of available bandwidth. 4 An ION makes use of optical switches, which are of two types: the Optical-Electrical-Optical (O-E-O) switches, and the Optical-Optical-Optical (O-O-O) ones. They offer distinct advantages and they can be combined to optimize network management. The Intelligent optical network relies exclusively on optical transmission and O-O-O devices. Their main benefits derive from the larger bandwidth available in the optical domain is avoiding O-E-O conversions which allows, in theory, for one thousand times greater data rates than with O-E-O switches. Further, high speed switching is an important metrics which finds useful in the protection of the network. Glimmerglass, one of the company dealing with ION uses MEMS based optical switches in their network. The main drawback of MEMS based architecture is its operating speed which is in terms of milliseconds and reliability of the moving micromirrors in the switch configuration (Glimmerglass, 2005). There are many technologies used in the design of an optical switch like thermo optic switch, acousto optic switch, reflection type switch, bubble switch, photonic crystal switch and semiconductor optical amplifier switch. The major drawback with those technologies is the limitation in switching speed, insertion loss and crosstalk. Therefore, an effort is made in this thesis to overcome these limitations by designing an electro optic waveguide switch with polymer material which has high electro optic coefficient, instead of their inorganic counterparts such as LiNbO3 in order to get high switching response. Thus the motivation of this thesis is to design and analyze reconfigurable optical add drop multiplexer and high speed optical switches which are the key components in ION to improve the provisioning, protection, bandwidth utilization and scalability of the network. 5 1.2 OBJECTIVE OF THE THESIS This research work is carried out with the following objectives. to provide flexible provisioning of lightpaths The focus of this work is to analyze the performance of a reconfigurable wavelength add drop multiplexer based on different waveguide grating structures tuned to provision any number of wavelength channels to a network node. So that the reconfigurable wavelength add drop multiplexer provides flexible provisioning of lightpaths. to provide high speed protection switching High speed switching of optical switch is an important metric which finds useful in protection switching and packet switching applications. The focus of this work is to design a 2X2 polymer electro optic waveguide (PEOW) switch and analyze the characteristics of the device with varying device parameters and different grating geometries, so as to provide faster protection switching. to achieve efficient bandwidth utilization The number of channels that can be accommodated in available bandwidth has to be increased to meet the requirement of DWDM based ION. Therefore, the focus of this work is to design a reconfigurable wavelength add drop multiplexer which is able to accommodate nearly 80 channels with channel spacing of 0.4nm in 1530nm-1570nm wavelength grid, so that the available bandwidth is used efficiently. 6 Scalability of the network The capacity of the existing network continues to grow rapidly due to differentiated services and applications like Voice over IP, high-definition video broadcasting and video conferencing. The network must be scalable in order to accommodate new customer services. This growth requires large capacity and low power consumption, nodes with optical switches. Therefore, the focus of this work is to design a polymer electro optic waveguide switch with less insertion loss and crosstalk, so that the scalability of the network is possible. 1.3 LITERATURE REVIEW Intelligent optical network using DWDM as the multiplexing technology is one of the important means of obtaining high speed and reconfigurable network connectivity based on the type of services and bandwidth requirement. Reconfigurable add drop multiplexers and high speed optical switches are the important functional devices of intelligent optical network. Review of different technologies for designing a ROADM and optical switches are presented in this section to achieve the objectives mentioned above. Several add drop multiplexing schemes have been reported in the literature. They use both planar and fiber grating technology (Hill et al, 1978, Takahashi et al 1990, Okamoto et al 1996, Doerr et al 1999, Kewitsch et al 1998, Kim et al 1997). The first demonstration of a fiber bragg grating (FBG) devices was reported by Hill et al in 1978. They found that the fundamental mode of a 7 germanium-doped silica fiber launched with the wavelength in the range 488 nm to 514.5 nm exhibited gradually increasing reflection, which is due to the interaction between the standing-wave induced refractive-index grating set by reflection from the far end of the fiber and the incident wave. The grating period of FBGs is on the order of sub-micrometer. It is the short grating period that enables the coupling between a forward-propagating mode and a backward-propagating mode, and an exchange of power between the modes around a wavelength known as the Bragg wavelength. A FBG performs as a narrow-band filter around the Bragg wavelength, which makes it particularly promising in the application of dense wavelength-division multiplexing (DWDM). Since then a lot of research has been done on FBG. Ortega et al (1998) demonstrated a fiber add-drop multiplexer based on a selective fused coupler consisting of a twin-core fiber and a standard telecommunication fiber and a single fiber bragg grating. Isolation of 30 dB is achieved between the dropped and added channels. Loss of 1.1 dB for the added and dropped channel is demonstrated. Louay Eldada et al (1999) has demonstrated a tunable optical add/drop multiplexers by combining thermally tunable planar polymer bragg gratings with optical circulators. The gratings exhibit a reflection of better than -45dB. These OADM’s has bandwidth utilization (BWU) factor of 0.92, with a minimum channel spacing of 75GHz. Jungho Kim and Byoungho Lee (2000) has experimentally demonstrated a bidirectional wavelength add drop multiplexer using multiport optical circulators and fiber Bragg gratings. Se-Kang Park et al (2000) proposed a structure which uses polarization beam splitters (PBSs) and gratings for the construction of bidirectional optical cross connect where the polarization state of the input 8 signals needs to be controlled, and the position of gratings in each arm must be precisely controlled to avoid induced polarization-mode dispersion (PMD) due to the propagation time difference between two arms. Trans et al (2001) has demonstrated a ROADM incorporating optical circulators and fiber bragg grating. The device length of these circulator based devices were several centimeters which make the device difficult to integrate. ROADM based on MEMS technology has been developed by Pu et al (2000). ROADM was demonstrated using a micromachined 8× 6 matrix switch. The matrix switch was configured to add/drop any of the eight input channels from/to any of the six add/drop ports. The insertion loss was around 3 dB for the dropped channels and around 9 dB for the added channels. The OADM has an extinction ratio of over 40 dB and the crosstalk less than -40 dB. The problem with MEMS based OADM is high insertion loss and aligning of micromirrors and packaging seems to be difficult. In 1994, Ishida et al (1994) has demonstrated an ADM’s based on discrete demultiplexers and optical switches. It reported a crosstalk of less than -30 dB and drops single wavelength only. Vreeburg et al (1997) has proposed an InP-Based Reconfigurable Integrated Add–Drop Multiplexer. The device consists of a 5× 5 PHASAR demultiplexer integrated with Mach–Zehnder interferometer electrooptical switches. The OADM has a crosstalk of less than -21 dB and insertion loss of 1.6 dB. Vu et al(1998) has proposed a four-channel OADMs using cascaded fused WDM couplers with channel isolation of 25 dB and insertion loss 0.5 dB achievable at a channel spacing of approximately 5 to 7 nm. The 9 advantage of this device is that it is all-fiber and therefore potentially inexpensive. The device is however a bulk, wide channel-spaced and nontunable OADM. Klein et al (2005) has demonstrated a ROADM based on vertically coupled micro ring resonator (MRR) with a tuning bandwidth of 4.18 nm and tuning power efficiency of about 26.6mW/nm. However this type of ROADM has a drawback of limited tuning range due to relatively larger radius of the MRR. Tang et al (2003) has demonstrated a tunable OADM using a staticstrain-induced grating in LiNbO3. However the integration of LiNbO3 on semiconductor electronics is very difficult. Compared to LiNbO3 and InP materials traditionally used, electro-optic polymers have the advantage of fast electro-optic (EO) response time, high EO coefficient up to 300pm/V compared with ~31pm/V of LiNbO3, low dielectric constant. It offers low drive voltage electro optic devices compatible with conventional planar lightwave circuits, enables integration of passive and active planar lightwave devices. Hai Yuan et al (2004) proposed a bidirectional optical cross connect (BOXC) using ber Bragg gratings (FBGs) and optical circulators for bidirectional wavelength-division-multiplexing ring networks. Dynamic and independent wavelength routing is achieved by employing cascaded tunable FBGs. A wavelength-tunable OADM has been fabricated based on silicon photonic wire waveguides with Bragg-grating-reflectors. The dropping wavelength of the OADM was tuned through thermo optic effect by heating the Bragg grating waveguides. A 6.6-nm dropping wavelength shift was obtained at a heating power of 0.82 W, with a tuning power efficiency of 10 8.05 nm/W. The channel dropping bandwidth was about 0.4 nm while the extinction ratio at Bragg wavelength for the through port was larger than 17 dB. The average tuning response time was about 200 s (Chu et al 2006). Yamada et al (2007) has proposed a ROADM based on silicon (Si) photonic wire waveguides (PWW). But it is designed to add/drop of single channel only. Recently ROADM based on micro ring resonators has been proposed. Jocelyn Takayesu et al (2009) has reported a electrooptic microring resonator-based ROADM which provides up to 0.36 GHz/V of electrooptic voltage tuning for each channel and 2.7-nm free spectral range. In 1996, a long-period fiber grating (LPFG) filter was reported (Vengsarkar et al 1996). An LPFG can be formed by introduction of a periodic index change to the fiber core with a pitch of the order of 100nm or by a physical deformation of the fiber. The transmission spectrum of a LPFG consists of a number of rejection bands at specific resonance wavelengths each of which corresponds to the coupling between the guided mode and a particular cladding mode. However, the resonance wavelengths of LPFGs written in standard communications fibers can be tuned only by about 10 nm with a temperature change of 100 °C, which is too low for many applications. Long period fiber gratings also find application in add drop multiplexing. An add/drop multiplexer in the form of two parallel coupled LPFGs has been demonstrated, where the outputs from the two gratings show complementary band rejection and band pass characteristics (Grubsky et al 2000, Chiang et al 2004). However, maintaining two fibers in strict parallel is very much a challenge in device packaging. It is also difficult to increase the number of the output ports by scaling up the number of fibers. 11 Bai et al (2005) has reported the characteristics of a two parallel coupled long period waveguide grating, where the outputs from the two gratings show complementary band-rejection and band pass characteristics. This structure uses rectangular grating geometry and shows single wavelength pass or reject. Bernardo et al 2009 has demonstrated a compact silicon-oninsulator wavelength division multiplexer using etched diffraction grating. The device supports 21 channels, with 1 nm channel spacing and less than -10 dB crosstalk. Miyata et al has demonstrated a Reconfigurable Optical Add Drop Multiplexer using acousto-optic tunable filter (AOTF) and compact wavelength-tunable LD module. It has a channel spacing of 0.8nm. However, when an AOTF is operated under multichannel selection, coherent crosstalk increases as the number of selection channels increases and channel spacing narrows. Xinyong et al (2005) has realized a strain-tuned LPG pair-based Mach–Zehnder interferometer WDM filter with 0.8-nm channel spacing. Among the different configurations reported, planar devices had a drawback of high insertion loss as high as 7dB, and their polarization dependence. All fiber devices are although an attractive technology due to their low insertion losses, polarization insensitivity; due to their larger dimensions these devices are sensitive to environmental variations and difficult to integrate in OIC. Even though, FBG based devices found wide applications, there is a need of inexpensive and compact fiber-optic filters with both low insertion 12 loss and low back-reflection in optical fiber communication systems deployed with optical amplifiers. In order to overcome these drawbacks, this thesis discusses about the design and analysis of wavelength add drop multiplexer based on the coupling mechanism of long period waveguide grating structure with different geometries like rectangular, triangular and trapezoidal gratings. The proposed structure is able to add or drop multiple wavelengths, so that provisioning of services to different end users can be easily accommodated. This component finds applications in provisioning of lightpaths to different variety of services, rerouting and reconfiguration of the existing network. In order to achieve the objective of high speed protection in ION, an exhaustive literature review on optical switching technologies has been presented. Optical switches are one of the key components in an intelligent optical network which finds application in protection switching, provisioning of lightpaths, packet switching applications requiring ultra high speed switching. As for optical switches, several performances are required depending on the applied systems, such as low insertion loss, low polarization dependent loss (PDL), low cross talk, , high extinction ratio, non-blocking, scalability, short device length in order to get compact module size and to implement system on chip, low power consumption and higher switching speed. Different technologies has been proposed and demonstrated to realize optical switches, such as Micro-Electro-MechanicalSystem (MEMS) based switches, acousto-optic switches, liquid crystal switches, thermal-optical switches, electro-optic switches and photonic crystal switches Diemeer et al (1989) has demonstrated an all-polymeric optical waveguide switch which uses total internal reflection from a thermally 13 induced index barrier. Very large effective index changes n=2×10-2 were found in the polymeric waveguide. The temperature under the evaporated stripe heater was measured from the change in its resistance. Switching times of about 10 ms were measured. Lee and Shin (1997) demonstrated an EO polymer 1X2 DOS operating at 1300 nm and 1550 nm. It is composed of linear Y-branch waveguide and a switching electrode. The switch exhibits a crosstalk value of less than -16 dB, but the switching voltage was as high as 110 V. Patel et al (1995) demonstrated a liquid-crystal and grating based optical cross-connect add-drop switch that operates simultaneously on several wavelengths channels. Riza et al (1999) has proposed a liquid crystal optical switch based on the change of polarization state of incident light by a liquid crystal by the application of an electric field over the liquid crystal. The change of polarization in combination with polarization selective beam splitters allows optical space switching. In order to make the devices polarization insensitive, polarization diversity scheme must be implemented, which makes the technology more complex. Toshiyoshi and Fujita (1996) reported a micromechanical optical fiber switch to regulate light beams in a free space using electro statically driven micromirrors. The device has torsion mirror substrate and counter electrode substrate. When a bias voltage is applied to the mirror and electrodes, the mirror is attracted inward by 90 degree to reflect the incident light. Micro mechanical switches generally have low insertion loss (around 0.6 dB), low channel crosstalk (around -60dB) and good extinction ratio. However, the fundamental drawback is the durability of the moving parts. 14 Nagaoka and Suzuki (1997) has demonstrated a 1×2 opto mechanical switch that exhibit a low insertion loss of 0.31 dB and high return loss of 51 dB which finds application in optical testing and sensing systems. Chen et al (1999) has reported a micromachined 2×2 optical switch. The optical switch consists of an elevated vertical micromirrors that can be lowered to re ect the optical beams. When a voltage is applied between the cantilever and the substrate, electrostatic force lowers the mirror from the cross state to bar state. It requires a operating voltage of 20 V. The switching time is found to be 600 s. An all-optical switch based on digital mirror arrays has been analyzed by Sundaram et al (2003). It works on the principle of switching mechanism of digital micro mirror device. It shows an insertion loss of -5.5 dB and crosstalk of -36.8 dB. Pruessner et al (2005) has presented an optical waveguide MEMS switch fabricated on an indium phosphide (InP) substrate for operation at 1550 nm wavelength. Compared to other MEMS optical switches, which typically use relatively large mirrors or long end-coupled waveguides, this device uses a parallel switching mechanism. The device utilizes evanescent coupling between two closely-spaced waveguides fabricated side by side. The switching voltage was found to be below 10 V. Channel isolation was around 47 dB and coupling efficiencies about 66%. The switching time was found to be 4 s. Even though MEMS switches are in micro scale size, they have moving parts controlled by electronics. Hence reliability of MEMS optical switches is serious issue. Further, large amount of electrical connections for the micromirrors are required which leads to more crosstalk. Also, the switching time is in the order microseconds only. 15 Goh et al (2001) has demonstrated a silica-based 16×16 strictly nonblocking thermooptic switch. The switch consists of two asymmetrical MZIs with a path difference of a half-wavelength and thermooptic phase shifters. An insertion loss of 6.6 dB, extinction ratio of 53 dB and crosstalk of -40dB were observed. Kasahara et al (2002) has demonstrated an optical switch made with silica-based planar lightwave circuit (PLC) technology. It is based on the principle of thermally induced changes of the refractive index in silica-based waveguides. This technology has disadvantage of limited integration density and high power dissipation. The switching time of the switch was about 4.9 ms, which is lesser for protection application. Sakata et al (2001) has demonstrated a thermo capillary optical switch. It consists of a crossing waveguide substrate that has a groove which is partially filled with the refractive-index-matching liquid at each crossing point and a pair of microheaters. The liquid in the groove is driven due to heating, to move away from the crossing point, thus switching the input signal. The switching time was found to be 6ms. It shows a reflection loss of 1.3 dB and crosstalk around -60dB. Baojun Li and Soo-Jin (2002) has proposed a reflection type optical waveguide switch. The switching time for this switch was about 180ns with 21.8 db crosstalk at a 1550nm wavelength. These switches require precise reflection interfaces in the switch structure. Wei Yuan et al (2003) demonstrated polymeric digital optical switch based on electro-optic effects in polymeric materials. It has a Ybranch waveguide driven by electrodes on the top of each of two arms in the mode evolution region. When electrical field is applied on the two arms, the refractive index of each arm is changed so that the signal 16 switches its state. The length of the switching region is 0.95 cm and switching voltage is 7V. Xiaolong et al (2005) has demonstrated a thermo-optic switch using total internal reflection waveguide for optical true time delay. The device shows a bar state crosstalk as low as -42dB and the total insertion loss of -4dB at the wavelength of 1.55 m. A power consumption of 130mWand switching speeds of 2ms are obtained. Qing Wang et al (2007) demonstrated a 2×2 electro-optic switch using a polarization Modulator (PolM). Two linearly polarized input lightwaves with orthogonal polarization directions are sent to the PolM which is connected to a polarization beam splitter (PBS). When a switching signal is applied to the PolM, the polarization directions of the two lightwaves at the output of PolM will exchange. Thus, a 2×2 switch is realized by switching the, lightwaves at the two output ports of the PBS. An optical switch with a crosstalk lower than -35 dB and a switching time less than 25 ps is experimentally demonstrated. Recently, a number of photonic crystal (PhC) based devices has been proposed as a solution to the need of compact, low power switches Beggs et al (2009) has proposed an optical switch based on a PhC directional coupler in the silicon-on-insulator. The switch was actuated thermo-optically using an integrated micro-heater. The device shows an insertion loss around 2dB. The switching response was found to be 20 s. However these devices are susceptible to damage and difficult to integrate with other components, as they rely on membrane geometry. Also this geometry presents a switching response time in the order of (Yamamoto et al 2006, Beggs et al 2008, Beggs et al 2009). s only 17 Nan Xie et al (2009) has demonstrated a very low-power consuming, polarization-independent, and high-speed polymer Mach-Zehnder 2 × 2 photonic switch. This thermo optic switch is operated with less than 4 mW of power consumption via a small-area heater and shows a crosstalk of less than -25 dB. However the problem with thermo optic switch is its low switching speed and high crosstalk. Among these switches, waveguide based electro optic switches are of major concern because of its speed, stability and reliability as compared with other switching technologies. The ability of waveguide grating based switch architecture to achieve large input and output-port is the primary driver of the large-scale optical cross connects (OXC) and in expanding the network. In particular, this switch provide high application flexibility in network design because of faster switching speed, low and uniform insertion loss under various operating conditions. 1.4 ORGANISATION OF THE THESIS This thesis is about designing and analysing high speed, reconfigurable optical components which are the key elements in an intelligent optical network which improves the provisioning, protection, bandwidth utilization and scalability of the network. The thesis consists of seven chapters including the present chapter which discusses about the motivation and objectives of the thesis. A Detailed review on reconfigurable add-drop multiplexers and high speed optical switches which have been developed and published by other researchers are discussed (chapter 1). 18 Chapter 2, gives a brief introduction about the evolution of intelligent optical networks and wavelength division multiplexing techniques. This chapter gives a detailed study on different optical switching technologies and reconfigurable add-drop multiplexing technologies. In Chapter 3, the role of ROADM in provisioning of lighpaths is discussed. The design of 2×2 reconfigurable wavelength add-drop multiplexer based on different waveguide grating structures are given. The analysis of the proposed structure by coupled mode theory and derivation of coupled mode equations are presented. The transmission characteristics of the proposed design with different device parameters and grating structures are simulated. The role of electro optic effect in reconfiguration and flexible provisioning of lightpaths is discussed with the simulated results. In Chapter 4, the requirement of high speed optical switches in protection of lightpaths is discussed. The design of 2×2 polymer electro optic waveguide switch is presented. The analysis of the switch is done with coupled mode theory. The coupled mode equations are derived. The characteristics of the PEOW switch with different device parameters and grating structures are simulated. Its application in protection switching is presented. In Chapter 5, the bandwidth utilization of the network is studied with the design and analysis of a multiport reconfigurable wavelength add drop multiplexer. The variation in the channel spacing with change in refractive index due to electro optic effect is discussed with the simulated results. ` In Chapter 6, the scalability issue of the network is discussed with the design of a 3×3 polymer electro optic waveguide switch. The analysis of the switch is done with coupled mode theory. The coupled mode equations 19 are derived. The characteristics of the switch with different device parameters and grating structures are simulated. The performance metrics like switching time, crosstalk and insertion loss are analysed which helps in enhancing the scalability of the network. Finally in Chapter 7, concluding remarks and recommendations for future prospects for this work are given.
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