THE HONG KONG INSTITUTE OF CHARTERED SECRETARIES
China BBU No. 11 (7 November 2014)
1
Detailed Rules of the Shenzhen Stock Exchange for the Implementation of Securities Margin Trading
《深圳证券交易所融资融券交易实施细则》
Issuing Authority: Shenzhen Stock Exchange
Date of Issuance: 11 October 2014
Effective Date: 11 October 2014
Link: http://www.szse.cn/main/disclosure/bsgg_front/39753019.shtml
2
Several Opinions on the Reform, Improvement and Strict Implementation of the System for the Delisting
of Listed Companies
《关于改革完善并严格实施上市公司退市制度的若干意见》
Issuing Authority: China Securities Regulatory Commission
Date of Issuance: 15 October 2014
Effective Date: 16 November 2014
Link: http://www.csrc.gov.cn/pub/zjhpublic/zjh/201410/t20141017_261947.htm
3
Rules for the Implementation of Exchangeable Corporate Bond Business
《沪港通项目下中国证监会与香港证监会加强监管执法合作备忘录》
Issuing Authority: China Securities Regulatory Commission
Date of Issuance: 17 October 2014
Effective Date: 17 October 2014
Link: http://www.csrc.gov.cn/pub/newsite/zjhxwfb/xwdd/201410/t20141017_261963.html
4
Circular of the State Administration for Industry and Commerce on Effectively Carrying out the Work of
Business Registration since the Matters Subject to Prior Examination and Approval for Registration
Were Changed to Post Examination and Approval
《上海证券交易所股票上市规则 (2014 年修订)》
Issuing Authority: Shanghai stock Exchange
Date of Issuance: 17 October 2014
Effective Date: 17 October 2014
Link: http://www.sse.com.cn/aboutus/hotandd/ssenews/c/c_20141019_3848831.shtml
5
Rules for Stock Listing (Revised in 2014) and the Rules for Stock Listing on ChiNext (Revised in 2014)
《股票上市规则 (2014 年修订)》和《创业板股票上市规则 (2014 年修订)》
Issuing Authority: Shenzhen Stock Exchange
Date of Issuance: 19 October 2014
Effective Date: 19 October 2014
Link: http://www.szse.cn/main/disclosure/bsgg_front/39753081.shtml
6
Rules of the General Meetings of Listed Companies (Revised in 2014) and Guidance on Listed Company
Articles of Association (Revised in 2014)
《上市公司股东大会规则 (2014 年修订)》和《上市公司章程指引 (2014 年修订)》
Issuing Authority: China Securities Regulatory Commission
Date of Issuance: 20 October 2014
Effective Date: 20 October 2014
Link: http://www.csrc.gov.cn/pub/zjhpublic/zjh/201410/t20141024_262337.htm
http://www.csrc.gov.cn/pub/zjhpublic/zjh/201410/t20141024_262335.htm
7
Circular on Reforming and Adjusting the Work System for the Inspection of Environmental Protection
Performed by Listed Companies
《关于改革调整上市环保核查工作制度的通知》
Issuing Authority: Ministry of Environmental Protection of the People’s Republic of China
Date of Issuance: 20 October 2014
Effective Date: 20 October 2014
Link: http://www.mep.gov.cn/gkml/hbb/bwj/201410/t20141023_290509.htm
8
Revised Administrative Measures for Material Assets Reorganization of Listed Companies and the
revised Administrative Measures for the Takeover of Listed Companies
《上市公司重大资产重组管理办法》和《上市公司收购管理办法》
Issuing Authority: China Securities Regulatory Commission
Date of Issuance: 23 October 2014
Effective Date: 23 November 2014
Link: http://www.csrc.gov.cn/pub/zjhpublic/zjh/201410/t20141024_262340.htm
http://www.csrc.gov.cn/pub/zjhpublic/zjh/201410/t20141024_262338.htm
9
Guidelines of the Shenzhen Stock Exchange on the Sponsorship of Listed Companies (Revised in 2014)
《深圳证券交易所上市公司保荐工作指引 (2014 年修订)》
Issuing Authority: Shenzhen Stock Exchange
Date of Issuance: 24 October 2014
Effective Date: 24 October 2014
Link: http://www.szse.cn/main/disclosure/bsgg_front/39753131.shtml
10
Work Plan for the Parallel Examination and Approval in the Administrative Licensing for Acquisitions
and Reorganizations of Listed Companies
《上市公司并购重组行政许可并联审批工作方案》
Issuing Authority: Ministry of Industry and Information Technology of the People’s Republic of China
Date of Issuance: 24 October 2014
Effective Date: 24 October 2014
Link: http://www.miit.gov.cn/n11293472/n11293832/n12843926/n13917012/16181329.html
11
Pilot Measures of the Shanghai Stock Exchange for the Interconnection between the Shanghai and
Hong Kong Stock Markets and Administrative Guideline of the Shanghai Stock Exchange for the
Appropriateness of Investors for the Interconnection between the Shanghai and Hong Kong Stock
Markets
《上海证券交易所沪港通试点办法》和《上海证券交易所港股通投资者适当性管理指引》
Issuing Authority: Shanghai Stocks Exchange
Date of Issuance: 26 September 2014
Effective Date: 26 September 2014
Link: http://www.sse.com.cn/aboutus/hotandd/ssenews/c/c_20140926_3845152.shtml
Note: The web-pagesare in simplified Chinese only.
The Hong Kong Institute of Chartered Secretaries
香港特许秘书公会
(Incorporated in Hong Kong with limited liability by guarantee)
3/F, Hong Kong Diamond Exchange Building,8 Duddell Street, Central, Hong Kong
Tel: (852) 2881 6177
Fax: (852) 2881 5050
E-mail: [email protected]
Website: www.hkics.org.hk