Microsoft Root Certificate Program Preliminary Application Thank you for applying for the Microsoft Root Certificate program. The information below will help Microsoft to analyze your application to ensure that your certificate authority meets the program's requirements. For more information, please visit http://aka.ms/rootcert 1. GENERAL INFORMATION .1 Certificate Authority ("CA") Name .2 What is the name as it appears on the root cert .3 CA Mailing Address .4 CA Website URL .5 Operations Contact E-mail Address .6 CA Business Phone Number .7 Is this a new or an existing CA entity? New Existing .8 What type of CA is this? Government Commercial .8.1 If this is a government CA, please list your statutory authority to issue certificates 2. CONTACTS Primary Contact .1 Name .2 Email .3 Phone Number Alternate Contact .4 Name .5 Email .6 Phone Number 3. CA PURPOSE .1 Business Purpose .2 Benefits to Microsoft Customers 4. Operational Details .1 Will this CA allow subordinate CAs? Yes No .2 Will this CA issue certs to the general public? Yes No .3 If No, then who will the CA issue certificates to? .4 Number of Roots Requested .5 Certificate Policy (CP) URL .6 Certification Practice Statement (CPS) URL .7 Paste Root Cert Thumbprint .8 .9 Enter The Test URL’s For Each Root Cert .10 Does this CA Issue EV certificates? Yes No .11 .12 If yes, enter the EV OIDs for all EV certs Extended Key Usage (EKU) Types Required See http://aka.ms/auditreqs for information about the audit requirements for each of the EKU types below Server Authentication (non-EV SSL) Server Authentication (non-EV SSL) and Client Authentication only Server Authentication (EV SSL) Server Authentication (EV SSL) and Client Authentication only EV Code Signing Non-EV Code Signing and Time stamping Secured Email (S/MIME) Client Authentication (without Server Authentication) Document Signing Encrypting File System 5. Audit History .1 Has the CA been audited? .2 If so, who was the auditor? .3 .4 Yes No Which audit standard was applied? Select from the table below Note: If this is a new CA that has not been audited, please select the audits you intend to complete from the list below. Enter the audit certification URLs EKU Type Server Authentication (non-EV SSL) OR Acceptable Audit Standards Server Authentication (non-EV SSL) and Client Authentication only EKU Type Acceptable Audit Standards OR Audit Complete Audit Report Letter Date Audit Complete Audit Report Letter Date WebTrust Principles and Criteria for Certification Authorities – Extended Validation SSL – Version 1.4.5 Server Authentication (EV SSL) and Client Authentication only ETSI TS 102 042 V2.4.1 or later (EVCP or EVCP+ policies) - Electronic Signatures and Infrastructures (ESI); Policy requirements for certification authorities issuing public key certificates EKU Type Acceptable Audit Standards WebTrust Principles and Criteria for Certification Authorities – Extended Validation Code Signing EV Code Signing Audit Report Letter Date WebTrust Principles and Criteria for Certification Authorities – SSL Baseline with Network Security – Version 2 ETSI TS 102 042 V2.4.1 or later (DVCP, OVCP or PTCBR policies) - Electronic Signatures and Infrastructures (ESI); Policy requirements for certification authorities issuing public key certificates Server Authentication (EV SSL) Audit Complete ETSI TS 102 042 V2.4.1 or later (EVCG policy) Electronic Signatures and Infrastructures (ESI); Policy requirements for certification authorities issuing public key certificates EKU Type Non-EV Code Signing and Time stamping Acceptable Audit Standards Audit Complete Audit Report Letter Date Audit Complete Audit Report Letter Date Audit Complete Audit Report Letter Date ETSI TS 102 042 V2.4.1 or later (EVCG policy) Electronic Signatures and Infrastructures (ESI); Policy requirements for certification authorities issuing public key certificates OR Secured Email (S/MIME) Principles and Criteria for Certification Authorities 2.0 OR Client Authentication (without Server Authentication) ETSI TS 102 042 V2.4.1 or later (LCP, NCP, NCP+ policies) - Electronic Signatures and Infrastructures (ESI); Policy requirements for certification authorities issuing public key certificates EKU Type Acceptable Audit Standards Document Signing OR Encrypting File System EKU Type ETSI TS 102 042 V2.4.1 or later (LCP, NCP, NCP+ policies) - Electronic Signatures and Infrastructures (ESI); Policy requirements for certification authorities issuing public key certificates ETSI TS 101 456 V1.4.3 or later - Electronic Signatures and Infrastructure (ESI); Policy requirements for certification authorities issuing qualified certificates Acceptable Audit Standards Government equivalency audit
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