Lessons Learnt from the first round of H2020 proposals: Issues and changes (BILAT*UKRAINA, Project N 311839) Sándor Bottka, ICTC HU delegate NIH: National Office for Innovation Budapest, October 6, 2014 Participation in FP7, (eCORDA 2014.06.20) Country Participants from a Country No. HU Hungary UA Ukraine 2014. október 13. % EC Financial Contribution for Participants from a Country SME Participants No. % 1 582 1,20% 370 1,50% 214 0,20% 18 0,10% euro % EC Financial Contribution to SME Participants euro 280 263 971 0,60% 77 717 124 www.nih.gov.hu 23 809 904 0,10% 2 342 651 % 1,20% 0,00% 2 HU in FP7-ICT (eCORDA 2014.06.20) Priority Area: eCORDA extraction date: 2014/06/20 Hungary FP7/RTD FP7/NoE FP7/CSA FP7 TOTAL Information and Communication Technologies (RTD) Information and Communication Technologies (NoE) Information and Communication Technologies (CSA) Information and Communication Technologies (Total) JTI ENIAC JTI TOTAL ENIAC+ARTEMIS FP7+JTI FP Hungarian Project cost for Participations all HU participations ICT JTI-ARTEMIS (Embedded Computing Systems) JTI-ENIAC (Nanoelectronics Technologies 2020) JTI ARTEMIS Signed grant agreements with at least one HU participant Information and Communication Technologies contract process or data submission *forras: ICT PC-NCP (euro) 132 160 2 EU financial contribution to Hungarian Participants (euro) 49 075 806 36 121 915 2 429 420 328 065 24 27 2 631 218 2 356 629 158 189 52 136 444 38 806 609 5 7 2 763 343 461 478 8 21 11 132 180 1 802 903 13 28 13 895 523 2 264 381 171 217 66 031 967 41 070 990 5 5 1 102 353 FP7 Collaboration Links (eCORDA, 2014. 06.20) UA-HU: 58/741 AT AT BE DE DK EL ES FI FR IE IT LU NL PT SE UK BG CY CZ EE HR HU LT LV MT PL RO SI SK EU Total 1766 1782 7785 885 1006 3316 1153 3933 524 3941 87 2869 699 1641 4263 284 119 683 211 174 582 130 136 60 757 430 449 252 175 40092 BE 1782 2930 9593 1527 1617 5637 1370 7152 872 6167 200 5231 1256 2587 7995 337 213 824 257 232 840 267 172 84 1177 599 561 279 250 62008 DE 7785 9593 21064 4835 5348 17231 5251 24117 2678 20577 386 15216 3365 9049 25858 847 505 2939 697 568 2422 511 351 233 3615 1710 1458 820 756 189785 DK 885 1527 4835 1114 739 2698 900 2728 601 2561 55 2419 609 1533 4355 163 93 386 181 86 364 211 104 55 472 255 235 125 138 30427 EL 1006 1617 5348 739 1818 4019 968 3878 606 4648 111 2118 1057 1237 4618 417 410 504 205 188 492 165 115 140 824 523 353 209 134 38467 ES 3316 5637 17231 2698 4019 9383 3212 12485 1940 13553 227 7154 3272 4489 14205 705 471 1651 461 409 1500 364 343 272 2216 1246 1033 461 360 114313 FI 1153 1370 5251 900 968 3212 1485 3248 474 2970 66 2374 612 1819 3671 157 101 475 269 113 444 140 133 64 705 331 293 154 133 33085 134304 FR 3933 7152 24117 2728 3878 12485 3248 12016 1834 15350 281 9517 2619 5906 17471 628 367 1901 442 309 1558 386 325 206 2416 1293 839 457 642 IE 524 872 2678 601 606 1940 474 1834 702 1749 53 1348 496 732 2761 133 106 251 100 62 268 83 68 57 403 189 200 124 51 19465 IT 3941 6167 20577 2561 4648 13553 2970 15350 1749 11684 248 8318 2833 4994 15894 823 441 1762 502 373 1595 419 338 283 2602 1427 1079 574 552 128257 LU 87 200 386 55 111 227 66 281 53 248 26 191 75 103 271 36 25 39 34 19 50 25 25 18 60 43 38 31 3 2826 NL 2869 5231 15216 2419 2118 7154 2374 9517 1348 8318 191 5477 1541 3861 12371 475 259 1210 365 245 1167 258 212 116 1609 708 697 363 376 88065 PT 699 1256 3365 609 1057 3272 612 2619 496 2833 75 1541 1075 903 2892 200 145 317 160 159 342 90 96 75 476 422 311 112 78 26287 SE 1641 2587 9049 1533 1237 4489 1819 5906 732 4994 103 3861 903 2432 7118 217 137 672 320 157 666 171 218 82 969 450 396 192 171 53222 UK 4263 7995 25858 4355 4618 14205 3671 17471 2761 15894 271 12371 2892 7118 13760 958 573 1923 678 463 1823 539 352 236 3031 1280 1061 607 600 151627 BG 284 337 847 163 417 705 157 628 133 823 36 475 200 217 958 362 79 162 84 88 194 87 59 81 248 320 152 91 41 8428 CY 119 213 505 93 410 471 101 367 106 441 25 259 145 137 573 79 113 78 59 54 81 44 46 54 109 89 71 39 18 4899 CZ 683 824 2939 386 504 1651 475 1901 251 1762 39 1210 317 672 1923 162 78 437 88 76 332 87 82 49 510 265 195 182 83 18163 EE 211 257 697 181 205 461 269 442 100 502 34 365 160 320 678 84 59 88 118 58 124 89 94 55 163 127 94 58 19 6112 102 32 41 HR 174 232 HU 582 840 2422 364 568 492 1500 444 1558 268 1595 50 LT 130 267 165 25 511 86 211 188 409 364 113 140 309 386 62 83 373 419 19 245 159 1167 342 258 90 54 76 58 164 666 1823 194 157 463 81 332 124 102 171 44 87 89 32 106 260 539 88 87 31 134 117 201 42 18 4715 59 437 339 205 210 65 17676 69 25 150 111 80 52 22 4973 4208 1203 106 106 LV 136 172 351 104 115 343 133 325 68 338 25 212 96 218 352 59 46 82 94 41 106 69 347 49 103 98 72 43 11 MT 60 84 233 55 140 272 64 206 57 283 18 116 75 82 236 81 54 49 55 31 59 25 49 46 73 69 32 33 6 2643 PL 757 1177 3615 472 824 2216 705 2416 403 2602 60 1609 476 969 3031 248 109 510 163 134 437 150 103 73 871 369 288 196 81 25064 RO 430 599 1710 255 523 1246 331 1293 189 1427 43 708 422 450 1280 320 89 265 127 117 339 111 98 69 369 312 189 138 65 13514 SI 449 561 1458 235 353 1033 293 839 200 1079 38 697 311 396 1061 152 71 195 94 201 205 80 72 32 288 189 294 90 54 11020 SK 252 279 820 125 209 461 154 457 124 574 31 363 112 192 607 91 39 182 58 42 210 52 43 33 196 138 90 147 32 6113 EU 175 250 756 138 134 360 133 642 51 552 3 376 78 171 600 41 18 83 19 18 65 22 11 6 81 65 54 32 0 4934 Total 40092 2826 88065 8428 4899 18163 6112 4715 17676 4973 4208 2643 11020 6113 4934 1244692 62008 189785 30427 38467 114313 33085 134304 19465 128257 26287 53222 151627 25064 13514 New MSs’ Funding in FP-5-6-7 IST/ICT, HU share 15,87% / 20,48% / 13,65% 70 FP5-IST (1999-2002) IST támogatás M€ 60 FP6-IST (2002-2006) FP7-ICT (2007-2013) 50 40 30 20 10 0 PL HU CZ SI TR CY RO BG SK EE LT HR LA MT FP7 támogatásra rendezve e-Infrastructures - EC funding by MS, 2007 – 2012 (cumulated) – 442 M€ 7,1 M€, 41 participants, 31 projects (Oct. 2013) https://ec.europa.eu/digital-agenda/en/news/ict-research-projects-under-eus-seventh-framework-programme-fp7 HU in FP7-ICT, 2007-2012(3) (funded from ICT Budget) EC Funding: FP7-ICT: FP-7 eInfra: CIP ICT PSP: JETIs: Nr of participants: 40 M€, 7,1 M€, 3,77 M€, 2,26 M€, ICT: eInfr. CIP-IST: JETIs: Number of co-ordinations: 0,6% 1,4% 0,81% 0,4% 194, 0,9% 44, 2,4% 51, 1,5% 28, 1,2% ICT: eInfr. CIP-IST: 3 (2 in 2013) 0 0 53 M€ 317 3 FP7 ICT Share of SMEs by Member State (as % of total funding and participations, cumulated figures 2007 - 2012) 70 60 SME Funding% New MSs SME Participation% 50 40 30 20 10 0 LU FI BE SE DE IT IE ES NL UK DK AT FR GR PT EE PL RO CY CZ LT SI MT SK HU LA BG Top 20 HU organisations by ICT funding 2007-12 FP7-ICT HU Funding and EU27-HU share by SO ICT Contract DB, 9 October 2013 EU27 % M€ 8 7 HU Funding M€ 6 HU/EU27% 5 4 3 2 1 0 Magyar átlagos részesedés fölötti szakterületek HU GDP share 0,76% 2,00 1,80 1,60 1,40 1,20 1,00 0,80 0,60 0,40 0,20 0,00 FP7-ICT HU and EU12 share by SO, Contract DB, 9 Oct. 2013 40% 30% 20% 10% HU/EU12 arány: 03 Networked media 38% 06 Nanoelectronics 36% 03 Trustworthy ICT 32% 09 Photonics 23% 22 FET 22% 01 Future Networks and Internet 20% EU12-HU HU 23 International Cooperation 14 ICT and Ageing 21 Digital Libraries 10 Organic and large area… 16 ICT for Governance and… 15 ICT for Inclusion 24 Accompanying Measures 07 Micro/nanosystems 06 Nanoelectronics 09 Photonics 18 ICT for Transport 08 Embedded Systems 03 Trustworthy ICT 11 Language Technologies 04 Networked Media 20 ICT for Learning 19 ICT for the Enterprise 02 Software, Services and… 12 Intelligent Information… 17 ICT for Energy Efficiency 05 Cognitive Systems and… 13 ICT for Health 22 FET 01 Future Networks and… eInfrastructure 0% 45 40 M 35 € 30 25 20 15 10 5 0 H2020 3 priorities 2014. október 13. www.nih.gov.hu 12 ICT in H2020 (€ 12 509) Europe 2020 priorities European Research Area International cooperation Shared objectives and principles €1069 m ICT €327 m €399 m ICT ICT ICT ICT ICT €1 795 Tackling Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture and the bio-based economy Secure, clean and efficient energy Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Secure Societies EIT JRC Simplified access Creating Industrial Leadership and Competitive Frameworks Leadership in enabling and industrial technologies ICT Nanotech., Materials, Manuf. and Processing Biotechnology Space Access to risk finance ICT Innovation in SMEs Excellence in the Science Base Frontier research (ERC) Future and Emerging Technologies (FET) Skills and career development (Marie Curie) Research infrastructures €7,29 bn From which ECSEL: 1,13 bn cPPPs: 3,25 bn 2,91 bn Dissemination & knowledge tranfer ICT €2,555 bn ICT €0,862 bn Common rules, toolkit of funding schemes €3 417 Photonoics PPP 700 M Robotics PPP 700 M 5G PPP 700 M HPC PPP 700 M FoF PPP-ICT 450 M Key Enabling Technologies Study: Tha Valley of Death http://ec.europa.eu/enterprise/sectors/ict/key_technologies 2014.10.13. 15 What is new? • • • • • • • A single programme (FP7 + CIP + EIT) Strong focus on societal challenges (game changing for ICT…) More innovation Reaching out to non-traditional actors More risk taking Strengthened support for high-tech SMEs More open, light & fast schemes Individual ETPs, recognised in H2020 Bio-based economy Energy Environment Production and processes Transport EATIP Biofuels WssTP ECTP ACARE ETPGAH EU PV TP EUROP ESTEP ERRAC Food for Life TPWind ARTEMIS EuMaT ERTRAC Forest-based RHC ENIAC FTC Logistics Plants SmartGrids EPoSS SusChem Waterborne FABRE TP SNETP ISI Nanomedicine TP Organics ZEP Net!Works ETP-SMR NEM Manufuture ICT ETP4HPC ECSEL NESSI Photonics 21 Vision, Strategic RIA, Work Plan. Calls for implementation Last updated on: 2014-08-25 http://cordis.europa.eu/technology-platforms/individual_en.html Cross ETP Initiatives Nanofutures Industrial Safety PROSUMER.net ICT Roadmap-based research: Continuity and consolidation FP7 ARTEMIS JTI ENIAC JTI Smart Systems R&D (EPoSS) H2020 Electronic Components & Systems JTI Factory of the Future PPP Future Internet PPP & SME Accelerator Expansion of use cases Networking R&D 5G PPP Photonics R&D Photonics PPP Robotics R&D Robotics PPP Advanced Computing Content Technologies and Information Management HPC PPP 2014.10.13. Big Data PPP 18 ETP related initiatives inH2020 Joint Technology Initiatives (JTIs: ECSEL) e.g. http://www.eniac.eu/web/documents/general.php Lead Market Initiative (PCP-PPI) http://ec.europa.eu/invest-in-research/action/2006_ahogroup_en.htm Strategic Energy Technology Plan (SET-Plan) http://ec.europa.eu/energy/technology/set_plan/set_plan_en.htm Public Private Partnerships (PPP: 5G, Robotics, Photonics) http://ec.europa.eu/research/index.cfm?lg=en&pg=newsalert&year=2009&na=ppp-310309 European Innovation Partnerships (EIP-AHA) http://ec.europa.eu/research/innovation-union/index_en.cfm?pg=eip Joint Programming Initiatives (ERA-NETs) http://ec.europa.eu/research/era/joint-programming-initiatives_en.html Knowledge and Innovation Communities (EIT ICT KIC) http://eit.europa.eu/kics/ Industrial policy http://ec.europa.eu/enterprise/policies/industrial-competitiveness/industrial-policy/index_en.htm Last updated on: 2013-07-12 Cyber-Physical Systems – driven by JTI (ARTEMIS, ECSEL) Intensity of investment Implementation in JTI Industrially-driven R&D Advanced R&D Pan-European Innovation: Take-up, Assessment, Infrastructure, Design services Capital-intensive R&D&I, Pilot lines, Demonstrators / Applications Implementation in H2020 Technology Readiness Level Obj. FoF9 I4MS: ICT Innovation I4MS – Phase II for Manufacturing SMEs • Key role of SMEs in value chains: users and suppliers • SME need more than €s • 150 application experiments along value chains clustered • Clustered around networks of competence centres • Open Calls for experiments during course of projects www.i4ms.eu/ Proposals under article 185 (MSs’ programmes) • Supporting research-performing small and mediumsized enterprises (Eurostars-2): • European Metrology Programme for Innovation and Research (EMPIR): • European and Developing Countries Clinical Trials Partnership (EDCTP 2): • Active and Assisted Living Research and Development Programme (AAL): http://ec.europa.eu/research/horizon2020/index_en.cfm?pg=h2020-documents Proposals for Joint Undertakings under article 187 (EU „PPP” programmes) • Innovative Medicines Initiative (IMI) 2. • Fuel Cells and Hydrogen (FCH) 2. • Clean Sky 2. • Bio-Based Industries • Electronic Components and Systems for European Leadership (ECSEL): with MSs co-financing (1,2 bEUR, from which HU Budgetary Funding 10,5 M€) • Single European Sky Air Traffic Management Research (SESAR): – Revision of Regulation http://ec.europa.eu/research/horizon2020/index_en.cfm?pg=h2020-documents Horizon 2020 Strategic Programme for the 2014-2016 Work Programmes, Focus Areas 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Personalising health and care Sustainable food security Blue growth: unlocking the potential of the oceans H2020 Smart cities and communities Resources: Competitive low-carbon energy 60% for/to Energy Efficiency sustainability Mobility for growth Waste: a resource to recycle, reuse and recover raw materials Water innovation: boosting its value for Europe Overcoming the crisis: new ideas, strategies and governance structures for Europe 11. Disaster-resilience: safeguarding and securing society, including adapting to climate change 12. Digital security http://www.earpa.eu/ENGINE/FILES/EARPA/WEBSITE/UPLOAD/FILE/news/Strategic%20Programme%20Horizon%202020%20(2014-2016).pdf The Council adopts the ECSEL JU Regulation • The Council of the European Union adopted on 6 May 2014 the Regulation establishing the ECSEL Joint Undertaking and issued a press release at • The last version of the document can be found at https://ec.europa.eu/digitalagenda/en/news/electronic-components-systemsinitiative; • ECSEL site: http://www.ecsel.eu/documents.html 2014. október 13. www.nih.gov.hu 26 TEFU Art. 185: MSs programme (e.g. AAL) TEFU Art. 187: EU programme (e.g. ECSEL) Article 185: In implementing the Article 187: The Union may set multiannual framework up joint undertakings or any programme, the Union may make other structure necessary provision, in agreement with the for the efficient execution Member States concerned, for of Union research, participation in research and technological development development programmes and demonstration undertaken by several Member programmes. States, including participation in the structures created for the execution of those programmes. Union programme, MSs joining MSs’ programme, COM joining http://www.aal-europe.eu/info-day-2014-the-presentations/ 2014.10.13. 27 Earlier FP7 ICT Calls - Success Rate Call 1 3 4 5 6 7 8 9 10 11 Proposals 1836 906 829 1267 1424 638 1403 1409 645 1734 595 Success rate 9% 18% 15% 17% HORIZON 2020 – ICT calls 28 2 16% 20% 16% 12% 16% 12% Call H2020-ICT-2014-1 Proposals 1639 Success rate 13% 13% LEIT - ICT ICT-1 Budget Received proposals Requested EC contribution Average per proposal Success rate (Budget/Requested) Above threshold Budget Abo. Thr. Success Rate Retained Budget Retained Success Rate FoF (CNECT) 658,5 M€ 1639 5.460.140 K€ 3.333 K€ EUJ 34 M€ 6 M€ 55 229.980 K€ 4.181 K€ 23 33.851 K€ 1.472 K€ 12,1% 14,8% 17,7% 795 20 12 2.842.534 K€ 78.219 K€ 18.103 K€ 49% 34% 53,5% 207 8 4 660.555 K€ 30.843 K€ 6.090 K€ 13% 13% 18% HORIZON 2020 – ICT calls 29 * Special call where 2 CSA proposals (one retained) and 2 FPA proposal were submitted, the latest without budget assigned Earlier FP7 FoF (CNECT) Calls - Success Rate FoF Call Proposals Success rate 2011 2012 2013 48 54 22 25% 19% 42% Call Proposals 55 Above Threshold 20 36% 8 13% Retained HORIZON 2020 – ICT calls 30 H2020-FoF-2014 EU-Japan FP7 Call - Success Rate EUJ Call 2013 Proposals 19 Success rate 43% Call Proposals 23 Above Threshold 12 52% 4 17% Retained HORIZON 2020 – ICT calls 31 H2020-EUJ-2014 Hungary in H2020-ICT Calls-1 Participant types Submit HES 29 PRC 69 Above threshold Retained 8 1 24 6 OTH 6 1 1 REC 21 9 2 PUB 5 2 1 130 44 11 HU Grant Requested HU Grant Retained Retained 46 005 277 3 350 169 Success rate 7,28% HU grant/ total grant 0,51% HES PRC OTH REC PUB Time to Grant in ICT FP7 vs. H2020 Min TTG Max TTG Average TTG ICT Call 1 316 205 447 225 ICT Call 2 147 178 430 254 9 238 348 288 71 227 387 261 6 265 267 266 ICT Call 4 255 181 629 277 ICT Call 5 206 218 419 283 PPP GC 2010 7 210 283 260 PPP EeB 2010 6 261 288 273 PPP FoF 2010 8 265 387 299 74 225 553 261 2 200 228 214 11 179 308 224 PPP GC 2011 8 176 252 197 PPP EeB 2011 8 252 307 278 PPP FoF 2011 18 197 309 250 ICT-SEC 2007 ICT Call 3 ICT-ENERGY 2009 ICT Call 6 EU-Russia 2011 FI 2011 FET-Flagships 2011 7 147 172 157 229 176 457 256 EU-Brazil 2011 5 141 178 160 SME-DCL 2011 20 201 258 235 PPP GC 2012 10 197 263 224 PPP EeB 2012 10 313 371 339 PPP FoF 2012 12 230 333 271 ICT Call 8 223 202 337 269 ICT Call 9 80 220 394 278 1748 141 629 259 ICT Call 7 Summary all calls 400 350 300 250 H2020-ICT: 23 April 2014 – 31 December 2014 Nbr signed GA 200 150 100 50 0 ICT Call 1 ICT Call 2 ICT-SEC 2007 ICT Call 3 ICT-ENERGY 2009 ICT Call 4 ICT Call 5 PPP GC 2010 PPP EeB 2010 PPP FoF 2010 ICT Call 6 EU-Russia 2011 FI 2011 PPP GC 2011 PPP EeB 2011 PPP FoF 2011 FET-Flagships 2011 ICT Call 7 EU-Brazil 2011 SME-DCL 2011 PPP GC 2012 PPP EeB 2012 PPP FoF 2012 ICT Call 8 ICT Call 9 Summary all calls Call 5+3≠8 Smart Anything Everywhere participating Competence Centres UK Catapult U Newcastle U Teesside IE Tyndall I FR CEA, Thales, LAAS ONR Aerospace YOLE development CH CSEM FI VTT SE KTH U Lulea IVF Swerea DE Fraunhofer IISB & IPMS Fortiss, Offis, Steinbeis VDI/VDE, FinePower HSG-IMIT, CiS AT AVL HU U Budapest ES IKERLAN-IK4 INDRA IT U Bologna Changes - lessons • • • • • • • • • • • Strategic Programme for the WP: 60% sustainability PPPs, JTIs, JPs: 60% of the ICT Budget 2014-2020 One WP, One PC with variable geometry WP less descriptive in technology terms Synergy and complementarity Pilot Lines, Competence centers, SME Instruments, ODI, Fast Track Innovation, Equity and Debt Instruments No pre-proposal checks (only on scope) Some simplifications increase the complexity in the implementation No negotiation (what instead of it), only „minor changes” can be requested by the PO-s from the benificiaries Financial feasibility check: only coordinator Advanced payment decreasing (DG CNECT: 33%) Advanced payments • Simplification 2 reporting period, in principle with 50% advanced payment, • Less payment credit than comitment credits from the MSs at the DG CNECT, • Advanced payments general rules: 50% for 2 periods, 33% for 3 periods, 25% for 4 periods, • DG CNECT: for two period can offer only 33% advanced payment. With 33% of 3 reporting periods the first year can be covered – with more administration/reporting. 2014. október 13. www.nih.gov.hu 36 Other experiences • It is not enough to be good, you have to be very good; • Take part on the specific infodays, national bodies should find funding solutions for travel; • Use out-of-scope pre-proposal check for contacting the PO-s and consult on your idea, • More attention on formalities, does not mean you can forget the content, • Pay attention to the impact and implementation criteria, • Learn from MSs’ expoeriences: CZ funds centers from SF, if they won EU projects’ funding, DE discussing with Landers on the synergy with SF; • Do not be happy if your proposal is on the Reserve List, it is better to prepare for the future (EC financial engineering…) 2014. október 13. www.nih.gov.hu 37 The Future of H2020-ICT, CAF Report: “H2020 ICT R&D&I beyond 2015” Game Changers: Hyper-Scalability, Internet of Things-based Transformation of Industries, Market Adoption Readiness levels, Trust & individual/societal adoption, digital platforms harvesting the power of the crowd, central awareness by connecting de-centralized intelligence . https://ec.europa.eu/digital-agenda/sites/digital-agenda/files/Consolidated%20CAF%20recommendations%20WP%202014-15%20-%20final.pdf Source: Erik Fledderus, CAF Thanks for your attention! [email protected] (PC) and [email protected] (NCP) 2014. október 13. www.nih.gov.hu 39 2014. október 13. www.nih.gov.hu 40
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