NIH Research Funding Trends: FY1995-2013 Data Sources: NIH Office of Extramural Research NIH FY2013 Budget Summary Produced by Howard H. Garrison, Bethany Drehman & Elisabeth Neu FASEB Office of Public Affairs Contents • • • • • • • • • • • NIH Appropriations in Current and Constant Dollars Funding for Research Project Grants Funding for Competing Awards Number of Research Project Grants Number of Competing Awards (With Breakout of R21) Number of Competing Awards (With Breakout of First-time R01) Number of Applications (With Breakout of First-time R01) Exclusive of Supplemental (ARRA) Applications Success Rates (Excluding ARRA) Success Rates for New (Type 1) Applications, Including First-time R01 Awards Average Grant Size Summary of Trends NIH Appropriations in Current and Constant Dollars $40,000 With Supplemental Appropriation (ARRA) Current $ (Millions) $35,000 $35,745 $36,209 $30,860 1995 Constant $ (Millions) $30,000 Dollars (Millions) $27,067 $29,151 $25,000 $21,003 $20,000 $17,688 $16,309 $15,000 $11,300 $10,000 $5,000 $0 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Source: NIH Office of the Director, Office of Budget http://officeofbudget.od.nih.gov/ Funding for Research Project Grants $25,000 RPG plus Supplemental Appropriation (ARRA) RPG Research Project Grants (RPG) R01 Equivalent Grants $20,000 $18,450 $17,846 Dollars (Millions) $15,924 $15,030 $15,000 $13,776 $10,102 $14,918 $11,022 $10,685 $10,000 $10,175 $6,152 $5,000 $0 $4,718 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspx * Supplemental tables available in RePORT 2013 Funding for Competing Awards $8,000 $7,000 $6,000 Dollars (Millions) $7,218 RPG plus Supplemental Appropriation (ARRA) RPG Research Project Grants (RPG) R01 Equivalent Grants $7,083 $5,000 $3,812 $4,000 $3,513 $3,513 $3,000 $2,000 $1,000 $0 $2,590 $2,335 $1,563 $2,073 $1,277 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspx * Supplemental tables available in RePORT 2011 2012 2013 Number of Research Project Grants 60,000 RPG plus Supplemental Appropriation (ARRA) RPG 52,536 48,948 Research Project Grants (RPG) 50,000 Total Number of Grants R01 Equivalent Grants 40,000 36,441 35,029 33,796 29,626 30,000 26,285 24,364 25,069 20,000 21,680 10,000 0 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspx * Supplemental tables available in RePORT 2012 2013 Number of Competing Awards (With Breakout of R21) 25,000 RPG plus Supplemental Appropriation (ARRA) RPG Research Project Grants (RPG) R01 Equivalent Awards 20,000 19,391 16,805 Awards R21 Awards 15,000 10,393 10,000 9,032 7,430 8,310 6,758 5,436 5,000 5,849 4,902 1,932 1,299 0 1,771 52 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspx * Supplemental tables available in RePORT 2012 2013 Number of Competing Awards (With Breakout of First-time R01) 20,000 18,000 16,000 14,000 Awards 19,391 RPG plus Supplemental Appropriation (ARRA) RPG Research Project Grants (RPG) R01 Equivalent Awards 16,805 First-time R01 Equivalent Awards 12,000 10,393 10,000 9,032 8,000 8,310 6,758 7,430 6,000 5,849 5,436 4,000 4,902 2,000 0 1,683 1,421 1995 1996 1997 1998 1999 2000 2001 2002 2003 1,336 2004 2005 2006 2007 2008 2009 2010 2011 Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspx * Supplemental tables available in RePORT 2012 2013 Number of Applications (With Breakout of Firsttime R01) Exclusive of Supplemental (ARRA) Applications 60,000 Research Project Grants (RPG) R01 Equivalent Awards 50,000 51,313 47,455 49,581 Number of Applications First-time R01 Equivalent Award 40,000 34,710 29,626 30,000 27,325 25,225 24,634 28,044 22,542 20,000 10,000 7,760 7,647 10,081 7,393 0 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspx * Supplemental tables available in RePORT Success Rates (Excluding ARRA) 35% 32.0% 30.2% 31.5% 30% 29.9% 26.8% Success Rate 25% 25.9% 20.7% 20% 18.3% 20.0% 17.6% 15% 17.5% 16.8% 10% Research Project Grants (RPG) 5% R01 Equivalent Awards 0% 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspx * Supplemental tables available in RePORT 2011 2012 2013 Success Rates for New (Type 1) Applications, Including First-time R01 Awards 30% 26.2% 25% 25.9% 24.1% 20.6% 22.0% 20% Success Rate 25.3% 21.0% 16.7% 19.2% 18.6% 16.3% 15% 15.0% 15.3% 14.9% 14.6% 14.3% 13.0% 10% Research Project Grants (Type 1) R01 Equivalent (Type 1) Awards 5% 0% First-time R01 Equivalent Award 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspx * Supplemental tables available in RePORT Average Grant Size (Direct and Indirect in $ Thousands) Average Grant Size (not including Supplemental Appropriation (ARRA) grants) $500.0 Research Project Grants (RPG) $450.0 R01 Equivalent Grants $400.0 $455 $419 $378 $441 $406 $341 $350.0 $300.0 $252 $250.0 $218 $200.0 $150.0 $100.0 $50.0 $0.0 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspx * Supplemental tables available in RePORT Summary of Trends in NIH Funding FY1995-FY2013 FY1995 FY2003 FY2013 % Change since 1995 % Change since 2003 $11,300 $27,067 $29,151 158.0% 7.7% $11,300 $21,003 $16,309 44.3% -22.4% $4,718 $10,102 $10,175 115.7% 0.7% Total # R01 Equivalent Grants 21,680 29,626 25,069 15.6% -15.4% R01 Equivalent Applications 22,542 24,634 28,044 24.4% 13.8% # of R01 Equivalent Awards 5,849 7,430 4,902 -16.2% -34.0% R01 Equivalent Success Rates 25.9% 30.2% 17.5% -32.4% -42.0% NIH Budget (in millions) NIH Budget (constant 1995 $ millions) R01 Equivalent Funding ($ millions)
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