SISTEMA UNIVERSITARIO ANA G. MÉNDEZ Universidad del Este Carolina, Puerto Rico Self-Study Report February 2015 SISTEMA UNIVERSITARIO ANA G. MÉNDEZ Universidad del Este Comprehensive Institutional Self-Study Report Presented to: Middle States Commission on Higher Education February 2015 Alberto Maldonado-Ruiz, Esq. Chancellor TABLE OF CONTENTS Certification Statement Executive Summary i Introduction vi Chapter 1 Mission and Goals, and Integrity 1 Chapter 2 Planning, Resource Allocation and Institutional Renewal, and Institutional Resources 24 Chapter 3 Leadership and Governance, and Administration 51 Chapter 4 Institutional and Student Learning Assessment 68 Chapter 5 Students Admissions, Retention, and Support Services 101 Chapter 6 Faculty 137 Chapter 7 Educational Offerings and General Education 156 Chapter 8 Related Educational Activities 200 Conclusions 235 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este I List of Figures II Figure 1 Geographical Location of Main Campus, Additional Locations, and Branch Campuses Figure 2 UNE’s Institutional Mission Evolution and Enrollment Trend: Fall 1991 through Fall 2013 Figure 3 Schematic of SUAGM Institutions’ Planning Processes 26 Figure 4 SUAGM Multi-Institutional Organizational Chart 52 Figure 5 UNE’s Organizational Chart 59 Figure 6 UNE’s Administrative Staff Profile 65 Figure 7 Diagram of UNE’s Assessment Model 72 Figure 8 Development of Institutional Learning Competencies in General Education Course, QYLE 110, Measured with an Oral Presentation Rubric (December 2014). 77 Figure 9 Graduating Candidates’ Perception of How UNE Influenced their Development of Critical Thinking Skills 77 Figure 10 Graduating Candidates’ Perception of How UNE Influenced their Development of Technological Skills 78 Figure 11 Graduating Candidates’ Perception of How UNE Influenced their Development of Teamwork Skills 78 Figure 12 Institutional Assessment plan Format 79 Figure 13 Employer’s Level of Importance and Satisfaction with UNE Pharmacy Technician Graduates 81 Figure 14 Mock test Results for Pharmacy Technician Program 81 Figure 15 Institutional Test Results for CHEF 107 of Culinary Arts Associate Degree 82 Figure 16 Institutional Mock Test (SIAAM) Results for UNE Teacher Preparation Program 83 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este vii 2 Figure 17 Comparison between Institutional and Puerto Rico’s Teacher Preparation Program (TPP) Licensing Passing Rates 84 Figure 18 Institutional Rubric Results for Bachelor in Science in Hotel Management in Events and Conventions’ Capstone Course CAPE 404 for years 2010 to 2014 85 Figure 19 Institutional Test Results of IEN Business School vs Comparable National Institutions 86 Figure 20 Investigation, and Specialization Comprehensive Exams for Social Work Master Program Passing Rates 87 Figure 21 Institutional Test Results for CHEF 116, of Culinary Arts Associate Degree Program 88 Figure 22 Institutional Test Results for EDUC 171 of Bachelor in Arts Preschool and Primary Education Program 89 Figure 23 Proposal Rubric Results for HMEV 406 of Bachelor in Science in Hotel Management in Events and Conventions Program 89 Figure 24 Score Distribution for Research Proposal in BUSG 505 of IEN Business Master Degree Programs for Fall Semesters 2010 to 2014 90 Figure 25 Generalist-Foundation Supervised Practice Results (Spring 2014) 91 Figure 26 PIASSE Institutional Test Results for Years 2010 to 2014 93 Figure 27 Rubric Results for Writing Skills in English for Years 2010 to 2014 94 Figure 28 Rubric Results for Writing Skills in Spanish for Years 2008, 2010, and 2011 94 Figure 29 BUSI 499 Simulation Results Compared to external Mean Values for Years 2011 to 2014 95 Figure 30 Institutional Test Results for BIOL 203 for Years 2011 to 2014 96 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este III Figure 31 Institutional Test Results for Basic Mathematics Course (MATH 120) Figure 32 Promotional Investment in Media 2013-2014 105 Figure 33 From Prospect to Enrollment Process Diagram 107 Figure 34 UNE Freshmen Student Profile 107 Figure 35 UNE Fall Enrollment Historical Series (2008-2014) 109 Figure 36 UNE Default Rate for years 2009 to 2011, Compared with National Values 110 Figure 37 Organizational Chart of ILE 117 Figure 38 Number of Students registered in ILE workshops from 2011 to 2014 118 Figure 39 2014 Results for Student Services Satisfaction Survey 125 Figure 40 Student End of Course Survey Results for Carolina and Additional Locations (2010-2013) 126 Figure 41 Graduates Exit Survey Results Related to Student Services for years 2010 to 2013. 127 Figure 42 RENACER Retention Program Dimensions 128 Figure 43 Attendance to Freshmen’s Welcome Event 131 Figure 44 Student Tracking Electronic Tools Aligned to RENACER Program 133 Figure 45 Retention Rates: Full-time and Full-time + Part-time 135 Figure 46 UNE Graduation Rates by Cohort 135 Figure 47 Faculty Candidates Selection Process 141 Figure 48 Results of Teaching Evaluation Criteria of Full-time and Parttime Faculty Performed by Students for 2011 to 2013 146 Figure 49 Assurance process for faculty Participation in Academic and Administrative Processes 152 IV Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 96 Figure 50 Comparison between Institutional Mock test and Puerto Rico Licensing Passing Rates for UNE Students from the Radiological Technician Program 175 Figure 51 Results for General Education Competencies Evaluated with thee Clinical case Study Analysis Rubric in the Nursing Program Capstone Course NUSC 480. 195 Figure 52 Portfolio Rubric for Management Leadership Masters’ Program 196 Figure 53 Distribution per Placement Test Type 201 Figure 54 Institutional Test Results for Basic Skills Courses: Spanish, English, and Preparatory and Basic Mathematics 203 Figure 55 Comparison of Course Assessment Results for Basic English I 204 Figure 56 Rubric Results for Basic English Writing Skills 204 Figure 57 Rubric Results for Basic English II Writing Skills 204 Figure 58 Organizational Structure of the Center for Empowerment and Free Enterprise (CEFE) 230 Figure 59 Organizational Chart of UNE’s Distance Education Future Administrative Structure 233 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este V List of Tables Table 1 Enrollment Distribution by Location, Fall 2013 ix Table 2 UNE Faculty by Type of Contract and Location for Fall Semester 2014 x Table 3 UNE Staff in Main Campus and Additional Locations, and SUAGM Staff in Branch Campuses x Table 4 Subcommittee Names, and Assigned Standards Table 5 Comparison of the Essential Elements of the 2013 and 2001 Institutional Missions 6 Table 6 Institutional Awareness of the Mission Statement among UNE’s Faculty and Administrators, and Student: September 2014 7 Table 7 Level of Agreement with Mission and Goals among UNE’s Faculty and Administrators, and Student: September 2014 8 Table 8 Selected Institutional Programs and Projects with Student Participation 11 Table 9 Grievances or Complaints Considered by the Disciplinary Council for years 2011-12 through 2013-14 18 Table 10 New and Non-renewed Faculty Contracts: 2011 through 2014 19 Table 11 Indicators of Integrity in the Student Learning Process 20 Table 12 SUAGM Representatives or Liaisons at UNE for Centralized Processes 25 Table 13 Annual Work Plan Achievement Level for years 2010 to 2014 30 Table 14 UNE’s Three-Year Financial Plan: Actual Year 2012-2013 through 2013-2014, and Three-Year Projection 31 VI Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este xv Table 15 Summary of Resource Allocations for Fiscal Years 2010-11 through 2013-14 32 Table 16 IEC’s Action Plan Results for Years 2009-10 through 2013-14 33 Table 17 Financial Highlights of SUAGM’s Previous Four Audited Years 34 Table 18 SUAGM’s 2013 Financial Statement compared to 2012 39 Table 19 UNE’s 2013 Financial Results compared to 2012. 40 Table 20 UNE Statements of Activity for Years 2010 to 2013 41 Table 21 UNE’s Human Resources Staff by Administrative Unit 43 Table 22 UNE’s Physical Facilities 44 Table 23 Branch Campuses Physical Facilities 44 Table 24 Overall Technology and Information Literacy-Related Workshops Offered by UNE’s Librarians 48 Table 25 Number of Computers Available for Faculty, Students, and Administrative Staff on Main Campus and Additional Locations 49 Table 26 Number of Computers Available for Faculty, Students, and Administrative Staff in Branch Campuses 49 Table 27 SUAGM President and Vice Presidents 56 Table 28 UNE Chancellor’s Cabinet 57 Table 29 UNE Chancellor’s Advisory Board 57 Table 30 Examples of Student Services Assessment Measurements in Administrative Units 75 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este VII Table 31 Institutional Rubric Results for CHEF 107, Culinary Arts Associate Degree Program 82 Table 32 Examples of Program Revisions and Changes Implemented. 91 Table 33 Programmatic Accreditations and Resulting Improvements 92 Table 34 Examples of Actions Taken Regarding Institutional Needs Identified through the Assessment Process 98 Table 35 Main Campus Student Support Services Staff and Office Description 103 Table 36 Student Prospects Impacted by Promotion Strategy 105 Table 37 Applications, Admissions, and Enrollment Conversion for Years 2009 to 2013 105 Table 38 Basic Skills Placement Cut Scores 108 Table 39 Pell Grant Awards Granted (2008-2014) 111 Table 40 Federal Student Loans Granted (2008-2014) 111 Table 41 Honors Program, Permanent Fund Scholarship, and Sports Scholarship Grantees 112 Table 42 Students with Reasonable Accommodation for Years 2011-2014 113 Table 43 Counseling Services by Type for Years 2011-2013 113 Table 44 Satisfactory Academic Progress 114 Table 45 UNE Participation in Athletics Disciplines by Genre 115 Table 46 Effectiveness of UNE’s Athletics Program 115 VIII Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Table 47 Distribution of Athlete Students by Academic Program 116 Table 48 2014 Registered Student Associations by Location and Type. 119 Table 49 Student Internships by Location 121 Table 50 Student Grievances (2010-2014) 124 Table 51 Major Student Services Assessment Findings and Actions Taken for years 2011-2013. 127 Table 52 CREE Tutoring Services Effectiveness for Years 2011 to 2013 129 Table 53 Number of Students Serviced at Tech E-Studios for Years 20112013 130 Table 54 Attendance Project Results 130 Table 55 Retention Office Staff 133 Table 56 Retention Interventions (2012-2013) 134 Table 57 Historical Profile of UNE Full-time Faculty for Years 2010 to 2014 138 Table 58 Profile of UNE Full-time Faculty Serving Graduate Programs for Years 2010 to 2014 138 Table 59 Profile of UNE Part-time Faculty in Traditional and in Accelerated Modality from 2010 to 2014 139 Table 60 Profile of UNE Technical Programs Faculty 139 Table 61 Summary of Academic Rank Promotions for Years 2010 to 2014 142 Table 62 Number of Institutional Development Activities and Participation for 2010-11 to 2013-14: Full-Time and Part-Time Faculty for Traditional and Accelerated Modalities 143 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este IX X Table 63 Summary of Faculty Scholar Activities in Carolina and Additional Locations for Years 2010 to 2014 144 Table 64 Percentage Distribution by Type of Scholar Activity from 2010 to 2014 144 Table 65 Evaluation Intervals for UNE Faculty 145 Table 66 Percentage of Faculty Members that Answered “Completely Agree” or “Agree” in Faculty End of Course Survey for Years 2011 to 2013 148 Table 67 Summary of Submitted and Approved Research and Creative Work Proposals to the Institutional Program for Research Promotion (PIFI) 150 Table 68 Summary of Graduate Research Initiatives Under Title V Funding 150 Table 69 Faculty Satisfaction Survey Results 153 Table 70 Faculty Satisfactory Survey for Additional Locations 153 Table 71 UNE CEPR-Licensed Programmatic Offerings Distributed by Academic School and Level 157 Table 72 Percentage Distribution of Academic Offerings by Modality at UNE Locations 161 Table 73 Number of Students Transferred to UNE, and Validated Credits for years 2009-10 to 2013-14 167 Table 74 Classification of Program Offerings According to Compliance with Revision Documentation 168 Table 75 Undergraduate and Graduate Student Perception of Importance and Satisfaction with Constructs Related to Academic Services in Florida Branch Campuses for year 2011 170 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Table 76 UNE 2013 Pass Rate Results for PR Teacher Preparation Program Examination Test (PCMAS)- Fundamental Knowledge and Communication Competencies by Location and Modality 174 Table 77 UNE 2013 Pass Rate Results for PR Teacher Preparation Program Examination Test (PCMAS)- Professional Competencies by Location and Modality 174 Table 78 UNE’s Library Staff and Facilities by Location 176 Table 79 Circulation Room and Reference Room Statistics 177 Table 80 Number of Printed Titles and Volumes Available by Location, Compared to 2004 177 Table 81 Workshops Offered by UNE’s Library Staff Segregated by Location (2010-2014) 179 Table 82 UNE General Education Component for Bachelor and Associate Degrees, Approved in 2004 183 Table 83 Excerpt of the Transition General Education Course Matrix Alignment with the Component’s Learning Outcomes 185 Table 84 General Education Component for Bachelor Degrees: Comparison Between 2004 48-Credit/Hour Component and 2012 33-Credit/Hour (Transition) Component 186 Table 85 General Education Component for Associate Degrees: Comparison Between 2004 21-Credit/Hour Component and 2012 15-Credit/Hour (Transition) Component 187 Table 86 Assessment Results for General Education Learning Outcomes in Carolina and Additional Locations Obtained from Institutional Tests 189 Table 87 Global Assessment Results for General Education Learning Outcomes in Carolina and Additional Locations Obtained from PIASSE Test 189 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este XI Table 88 Information Literacy Rubric Results for General Education Course UNRE 101, for Academic Year 2013-2014 190 Table 89 Alignment of Information Literacy Workshops Offered by UNE’s Library Staff with Information Literacy Standards 191 Table 90 Number of Information Literacy Workshops Offered, and Participants, in Carolina, Additional Locations, and Branch Campuses (2010-2014) 191 Table 91 Critical Thinking Skills Rubric Results for General Education Course BIOL 25, for Academic Year 2013-2014 192 Table 92 Examples of Courses that Address General Education Competencies and Their Respective Assessment Instruments 194 Table 93 2011 Employer Survey Results for IEN Business School and José A. (Tony) Santana International School of Hospitality and Culinary Arts 196 Table 94 Basic Skills: Placement Distribution (CEEB or UNE Placement tests) 202 Table 95 Percentage of Students Passing Basic Skills Courses with ABC 203 Table 96 Basic Skills Labs Passing Rates (2013) 205 Table 97 Technical Educational Offerings 206 Table 98 Technical Programs Enrollment 208 Table 99 Technical Programs Retention Rate 208 Table 100 Technical Programs Graduates 208 Table 101 School of Technical Professional Studies Career Ladder Agreements until 2013 209 XII Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Table 102 Accelerated Undergraduate and Graduate Programs 211 Table 103 Accelerated Studies: Enrollment 213 Table 104 Accelerated Studies: Retention Rates 213 Table 105 Accelerated Studies: Degrees Conferred 213 Table 106 Branches US: Enrollment 216 Table 107 Branches US: Retention Rates 217 Table108 Branches US: Degrees Conferred 217 Table 109 Branches US: Undergraduate and Graduate Programs 218 Table 110 Branch Campuses: Facilities and Staff 220 Table 111 Additional Locations: Undergraduate and Graduate Programs 222 Table 112 Additional Locations: Traditional Modality Enrollment 223 Table 113 Overall (Traditional and Accelerated Modalities) Additional Locations Enrollment 223 Table 114 Additional Locations: Retention Rates 224 Table 115 Additional Locations: Degrees Conferred 224 Table 116 Additional Locations: Facilities and Staff 225 Table 117 Continuing Education Course Offerings 227 Table 118 Student Participation and Revenues of Enactus Chapter for years 2009-10 to 2013-14. 229 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este XIII Table 119 Online Course Distribution by Academic School and Level for Fall 2013 231 Table 120 Online Course Sections Historical Series (2010-11 to 2013-14) 232 Table 121 Comparison of Traditional and Online Course Sections Offered and Respective Enrollment for Years 2010-11 to 2013-14 232 XIV Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este List of Appendices Appendix 1 Composition of Self-study Subcommittees Appendix 2 External Hyperlinks Appendix 3 Acronyms and Abbreviations on the Self-study Report Appendix 4 UNE’s Mission Revision Document Appendix 5a SUAGM’s Vision 2020 Appendix 5b UNE Strategic Development Guidelines (2011-2015) Appendix 6a UNE’s Assessment Model Appendix 6b List of Institutional Assessment Measurements Appendix 7a Institutional Effectiveness Document Appendix 7b IEC Action Plans for 2009-10 to 2013-14. Appendix 8 SUAGM Faculty Handbook Appendix 9a SUAGM Policy for the Recruitment of Human Resources (RH-09-183-002) Appendix 9b SUAGM Whistleblower Policy (02-2009) Appendix 9c Policy for Termination of Employment (RH-05-121-002) Appendix 9d Position Control Policy (RH-05-121-003) Appendix 9e Copyright Policy (01-2013) Appendix 9f Policy for the Use and Reproduction of Copyrighted Materials (02-2013) Appendix 9g Patent Policy (12-2013) Appendix 9h Trademark Policy (03-2014) Appendix 10a SUAGM Corporate Bylaws Appendix 10b SUAGM Institutional Bylaws Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este XV Appendix 11 SUAGM Handbook for Administrative Staff Appendix 12a SUAGM Student Regulations Appendix 12b SUAGM Student Handbook Appendix 12c SUAGM Consumer Student Handbook Appendix 13a UNE Undergraduate Catalog Appendix 13b UNE Graduate Catalog Appendix 14 Handbook of Norms and Procedures for Undergraduate Programs Appendix 15 SUAGM Handbook for Public Relations and Media Management Appendix 16 UNE Three-Year Financial Plan Appendix 17 Alignment of Assessment, Planning and Budget Process Appendix 18a SUAGM Financial Statements for Years 2010 through Appendix 18b Financial Statements Explanations of Year Comparisons for SUAGM and UNE (Years 2010 through 2013) Appendix 19 External Auditor’s Management Letters and Responses for Years 2013, 2012, and 2011 Appendix 20 Budget Allocation to Wages and Salaries Appendix 21 UNE’s Master Plan for Physical Facilities Development Appendix 22a Curriculum Vitae of SUAGM President Appendix 22b Curriculum Vitae of UNE Chancellor Appendix 23 Examples of Administrative Council Meeting Minutes Appendix 24 Examples of Academic Board Meeting Minutes Appendix 25 Fundraising Policies and Procedures XVI Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Appendix 26 Organizational Charts of UNE Administrative Units Appendix 27 Organizational Charts of Branch Campuses Appendix 28 UNE Mission and Goals Achievement Matrix (2013-2014) Appendix 29 Examples of Faculty Course Assessment Reports Appendix 30a SUAGM Guidelines for Program Evaluation Appendix 30b Summarized Results of Evaluated Programs Appendix 30c Five-Year Program Evaluation Plan Appendix 31 Institutional plan for Programmatic Accreditations Appendix 32a External Consultant’s Assessment Report on UNE Assessment Process Appendix 32b UNE’s Action Plan to Address Report Findings Appendix 33 UNE’s Annual Student Recruitment Plan Appendix 34 Registrar’s Office Handbook Appendix 35 Handbook of Administrative, Academic, and Sports Scholarship Regulations Appendix 36 Student Grievance Policy and Procedure and Student Situation Form Appendix 37a UNE Full-time faculty Profile, segregated by Academic School Appendix 37b UNE 2013-2014 Part-time Faculty Profile Appendix 38 Faculty Recruitment Procedures Appendix 39 Faculty Evaluation Instruments Appendix 40 UNE Compliance with SUAGM Faculty Handbook Policies and Procedures Appendix 41 Diagram of Faculty Participation in Student Learning Assessment Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este XVII Appendix 42 Faculty Grievance Procedure (RH-12-245-004) Appendix 43 Program for the Advancement of Research (PIFI) Bylaws Appendix 44 UNE Programmatic Offerings by Modality and Location Appendix 45 Fall Enrollment Historical Series (2008-2013) Appendix 46 Policies and Procedures for Online and Hybrid Courses Appendix 47 SUAGM’s Executive Order 03-98: Planning and Developing New Programs Appendix 48 UNE’s Policy on Academic Program Development and Preproposal and Proposal Protocols Appendix 49 Course Programming Handbook Appendix 50 Discipline-Based Dual Language Immersion Model Learning Assessment Plan Appendix 51 Examples of Programs Curricular Sequence Appendix 52 2004 General Education Revision Document Appendix 53 Branch Campuses’ General Education Motion to UNE’s Administrative Council Appendix 54 Institutional Rubrics Alignment with General Education Learning Outcomes Appendix 55 Budget, and Profit and Loss Statements for the School of Technical Professional Studies Appendix 56 School of Professional Studies’ Recruitment and Development of Accelerated Studies Faculty Policy Appendix 57 Budget, and Profit and Loss Statement for Branch Campuses Appendix 58 Organizational Charts of Additional Locations Appendix 59 Executive Order 13-2012: School of Continuing Education Appendix 60 SUAGM Handbook for Continuing Education XVIII Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Appendix 61 Profit and Loss Statement for the School of Continuing Education Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este XIX Universidad del Este Self-Study Report- Executive Summary MSCHE 2015 Executive Summary Overview: Ana G. Mendez University System and Universidad del Este Ana G. Méndez University System (SUAGM, Spanish acronym), is a non-profit organization composed of four universities: Universidad del Este (UNE) in Carolina, Universidad del Turabo (UT) in Gurabo, Universidad Metropolitana (UMET) in Cupey, and the Ana G. Méndez University Virtual Campus (AGMUVC) in Cupey. Furthermore, SUAGM has Sistema TV, the only PBS local TV station in Puerto Rico (Channel 40/ WQTQ Channel 26). SUAGM central administration offices are located in the San Juan area, close to UMET’s main campus. SUAGM is currently the largest private university system in Puerto Rico, with each university having its main campus, and additional locations throughout the Island: five (5) from UNE, four (4) from UMET, and six (6) from UT. UNE has an additional location established in Washington, DC since January 2014. Given their location, history, and market area, they are Hispanic-serving institutions. SUAGM has five branch campuses in the United States, where UT, UMET, and UNE offer associate, bachelor, and master’s degrees. There are three branch campuses in Florida: Metro-Orlando Campus (MOC), Tampa Bay Campus (TBC), and South Florida Campus (in Miramar). The fourth branch campus, Capital Area Campus (CAC), is located in Wheaton, Maryland. In January 2015, a fifth branch campus was established in Dallas, Texas. UNE evolved from a two-year college, Puerto Rico Junior College (PRJC), established in 1949, in Río Piedras. In 1992, PRJC underwent a profound and extensive revision of its mission, growing into a four-year institution, relocating its main campus to Carolina, and changing its name to Colegio Universitario del Este (CUE). In the fall of 2001, the institution changed its name to Universidad del Este (UNE), after expanding its academic offerings to include master’s degree programs. In recent years, the institution has continued its evolution toward new activities and endeavors, including internationalization, community engagement, and entrepreneurship. The result of these new activities moved the institution toward the approval of a revised institutional mission in August 2013. The institution is licensed by the Puerto Rico Council of Education (CEPR, Spanish acronym), and regionally accredited by the Middle States Commission on Higher Education (MSCHE) since 1959. The José A. (Tony) Santana International School of Hospitality and Culinary Arts has all its programs accredited by the Accreditation Commission for Programs in Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este i Universidad del Este Self-Study Report- Executive Summary MSCHE 2015 Hospitality Administration (ACPHA), and the American Culinary Federation Education Foundation (ACFEF), respectively. The IEN Business School is accredited by the Accreditation Council of Business Schools and Programs (ACBSP). The School for Continuing Education is accredited by the International Association for Continuing Education and Training (IACET). Program accreditations include: the master’s degree in Clinical Social Work by the Council on Social Work on Education (CSWE), and the teacher preparation programs by the Teacher Education Accreditation Council (TEAC). The Nursing associate and baccalaureate degree programs are working towards national accreditation by the Accreditation Commission for Education in Nursing (ACEN). UNE’s governing bodies include the Administrative Council presided by the Chancellor, and the Academic Board presided by the Vice Chancellor of Academic Affairs. The Administrative Council has one faculty representative per academic school, and the Academic Board has the majority of faculty. Both bodies have student representation appointed by the Student Council. As of December 2013, SUAGM’s total enrollment was 44,338 mostly Hispanic students, of which 13,420 students were enrolled at UNE, for a 30 percent share. The ratio of students per faculty in recent years has fluctuated around 23:1 (calculated with US News definition). About the Self-Study The self-study process gave the broader community the opportunity to demonstrate UNE’s strengths, identify challenges and opportunities and subsequently reflect upon them, and to further refine assessment practices and detect and address areas where improvement was needed, in order to better delineate the institution’s path for the future. UNE selected a comprehensive self-study model in order to evaluate all areas and services of the institution and to demonstrate compliance with the Middle States Commission on Higher Education (MSCHE) accreditation standards. Reflective practice, comprehensive assessment, continuous improvement, and institutional integrity were the four fundamental aspects for conducting UNE’s self-study. The self-study aimed to: 1. Reaffirm the institution’s accreditation with the MSCHE by demonstrating its compliance with the fourteen standards of excellence. 2. Engage in a university-wide process of self-evaluation and introspection, raising awareness among all members of the institution about its commitment towards integrity and assessment to improve student learning and institutional effectiveness. 3. Demonstrate compliance with, and fulfillment of, UNE’s institutional mission and goals. ii Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Executive Summary MSCHE 2015 To comply with the Comprehensive Model in Characteristics of Excellence in Higher Education, eight individual subcommittees were established and charged with demonstrating UNE’s compliance with one or more standards. Subcommittee members were appointed guaranteeing representation from all constituencies: students, faculty, administration, additional locations, branch campuses, and representatives from SUAGM Central Administration. Self-study chapters include the following sections: Introduction, Development of Research Questions, Methods and Evidence, Discussion, Strengths and Challenges, and Recommendations. Summary of Findings Through this self-reflective evaluation process the institution has examined the extent of its compliance with the fourteen accreditation standards of the Middle States Commission on Higher Education, within the context of UNE’s mission and goals. The following institutional strengths were identified. As discussed in Chapters 1 and 2, UNE has achieved institutional maturity demonstrated by (a) the alignment between mission and goals and the Five-year Strategic Development Plan, and annual plan, (b) a resource allocation and budgeting that considers the assessment results of institutional effectiveness and students’ learning processes, and (c) expenditure control processes to face enrollment fluctuations and prevalent economic conditions. The institution is continually improving its physical facilities to provide an excellent environment for the educational processes and for its administrative personnel. The governance and administration structure responds to UNE’s dynamic evolution. The established systemic and institutional policies, regulations, and procedures outline roles and responsibilities in academic and administrative processes, and decision making. Decisions are taken responsibly and communicated effectively within the university community, including US branch campuses. The effectiveness of UNE’s governance and administration is presented in Chapter 3. UNE safeguards its institutional integrity through the establishment and enforcement of a comprehensive set of institutional norms, regulations, and policies. Aspects related to institutional integrity are discussed in Chapter 1. The institution has a structured, manageable, and sustainable assessment process, guided by UNE’s Assessment Model, including assessment and action plans in student learning and support services units, as demonstrated in Chapter 4. UNE has developed a culture of evidence that demonstrates the whole assessment cycle, and how the cycle’s “loop” is closed. Improvements in licensing pass rates, and in mock tests results have shown that the strategies used in these cases have been successful. In other cases, assessment results below the established benchmark have led to curricular changes, for example, in the General Education component, which will focus more on competencies, and not just content. Student services have been improved through the incorporation of technological platforms such as MiUNE, Banner System, and WebCapp in addition to other changes guided by assessment results. UNE’s Retention Program, with a two-tiered structure serving freshmen Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este iii Universidad del Este Self-Study Report- Executive Summary MSCHE 2015 and upper level students, is proactively implementing diverse strategies to increase retention and graduation rates. These topics are discussed in detail in Chapter 5. UNE has an established recruitment process for full- and part-time faculty, a faculty development plan, and an evaluation process that is the same for all faculty members, regardless of location and teaching modality, ensuring the same quality, excellence and rigor in the teaching-learning process. The institution committed to developing its faculty and administrative staff as evidenced by its continued financial support to: (a) the biannual Professional Development Day, (b) faculty formal studies, and (c) attendance to local, national, and international congresses and/or seminars. The increasing trend of scholarly activities, both academic and professional, shows a strong faculty commitment towards selfimprovement, thus strengthening services to UNE’s stakeholders. The institution is in a capacity-building process to increase faculty participation in research projects, the submission of proposals for external-funding, and the number of specialized accreditations, which are critical elements for achieving the institutional mission. Details are discussed in Chapter 6. UNE provides diverse academic offerings with the quality, rigor, breadth, and depth required of a higher education institution, and aligned to UNE’s mission and goals, regardless of location and modality. The collaboration between the academic schools, the Associate Vice Chancellor’s Office of Student Retention, and the Office for Student Wellness and Quality of Life has produced a well-articulated system to monitor student academic progress and compliance with general education and major concentration curriculum requirements. In addition, the institution maintains high-quality and continually evolving learning resources, library services, instructional equipment, and advanced technological support (i.e. wireless technology, telecommunications, mobile applications) that benefit students, faculty, administrative staff, and the greater community. These topics are developed in Chapter 7. UNE complies with its mission of also serving non-traditional students through: (a) its accelerated studies, serving a predominantly adult population in Puerto Rico, (b) Branch Campuses that serve a Hispanic population with its accelerated learning combined with the Disciplined Based Dual Language Immersion Model, and (c) Continuing education non degree educational offerings accredited by the International Association for Continuing Education and Training (IACET), as explained in Chapter 8. This self-study process has revealed the institution’s need to: iv Identify alternate resources in view of demographical tendencies, and changes in Title IV Pell Grant regulations, and improve the institution’s conversion rate for admitted to enrolled students. Consider including recreational sports programs at additional locations. Address space issues such as limited parking slots on the main campus and various additional locations, and recreational areas for students. Increase its flexibility in rapidly updating its strategic plan as required by the external factors and Central Administration decisions. Ensure the quality and sustainability of assessment processes through continuous development of its assessment administrative structure. Continue efforts to increase retention and graduation rates. Increase the percentage of full-time faculty with doctorate qualifications. Address faculty concerns related to salaries, benefits, misunderstandings with contractual policies, and academic and administrative issues revealed through the faculty meetings held in 2014. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Executive Summary MSCHE 2015 Ensure that all the General Education competencies are measured with the same multiplicity of institutional instruments, at the main campus, additional locations, and especially in accelerated programs in Puerto Rico and branch campuses. Conduct a specific survey for the School of Technical Professional Studies to determine job placement of its graduates in order to demonstrate program effectiveness. Develop a structured retention model at branch campuses, and implement an effective student tracking and follow-up system, to improve adult learner retention rates. Enhance the distance education administrative structure as this modality develops. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este v Universidad del Este Self-Study Report- Introduction MSCHE 2015 Introduction Universidad del Este as part of the Ana G. Méndez University System Ana G. Méndez University System (SUAGM, Spanish acronym), the largest private university system on the Island, is a non-profit organization under the laws of the Commonwealth of Puerto Rico. Currently, its higher education core is composed by Universidad del Este (UNE) in Carolina, Universidad del Turabo (UT) in Gurabo, and Universidad Metropolitana (UMET) and the Ana G. Méndez University Virtual Campus (AGMUVC) in Cupey. Fifteen (15) additional locations in Puerto Rico, five (5) from UNE, four (4) from UMET, and six (6) from UT are also part of the core. UNE has an additional location on the mainland, established in Washington DC. The four universities are four-year, coeducational, and non-profit. Because of their respective locations, histories, and market areas, they are considered Hispanic-serving institutions. Furthermore, SUAGM has Sistema TV, the only PBS local TV channel station (Channel 40/ WQTQ Channel 26). SUAGM central administration offices are located in the San Juan area, close to the UMET main campus. SUAGM has also established five branch campuses, three in the State of Florida, authorized by the Florida Commission for Independent Education, and one in the State of Maryland, authorized by the Maryland Higher Education Commission, and one in Texas, where UT, UMET and UNE offer associate, bachelor, and master’s degrees. These are: Metro Orlando Branch Campus, established in 2003; South Florida Branch Campus located in Miramar and established in 2006; Tampa Bay Branch Campus, established in 2010; Capital Area Branch Campus in Wheaton, Maryland, established in 2012; and Dallas Area Branch Campus, established in January 2015. As of December 2013, the enrollment of SUAGM was 44,338 Hispanic students, both in the metropolitan and rural areas in 18 different locations throughout the Island, Washington, DC, and the Florida and Maryland branch campuses. As a non-profit university system, SUAGM is governed by a self-perpetuating Board of Directors, whose main responsibility is to oversee the welfare and development of the corporation and the fulfillment of its educational mission. The Board of Directors governs itself through a committee structure in order to fulfill its duties (Executive, Academic, Financial Affairs, Audit, and Governance). The organizational structure of SUAGM’s central administration consists of: (a) President, (b) Executive Vice President, (c) Vice President for Planning, Academic Affairs, and Institutional Research; (d) Vice President for Administrative Affairs, (e) Vice President for Marketing and Student Affairs, (f) Vice President for Human Resources, (g) Vice Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este vi Universidad del Este Self-Study Report- Introduction MSCHE 2015 President for Financial Affairs, and (h) Internal Audit Department Director. All services related to finance, planning, human resources, marketing, student services and administrative affairs for the academic institutions are overseen by SUAGM central administration. Universidad del Este UNE’s main campus is located in the municipality of Carolina, a highly developed city in the northeastern metropolitan region. As mentioned before, the institution has extended its academic services through five (5) additional locations, in cities outside the metropolitan area and its borders. Yauco, Cabo Rojo, and Utuado were licensed for operation in 1990, by the Puerto Rico Council of Education. Santa Isabel was licensed in 2002, and Barceloneta in 2008. An additional location was licensed for operation in Washington, DC, and opened in January 2014, offering an associate degree in Culinary Arts. Recently, the additional location of Utuado was relocated to Arecibo (August 2014). UNE’s academic offerings in the five SUAGM branch campuses are within the institution’s MSCHE Statement of Accreditation. Figure 1 presents the geographical location of UNE’s main campus, additional locations and SUAGM branch campuses. Figure 1. Geographical Location of Main Campus, Additional Locations, and Branch Campuses. UNE is a prime example of constant transformation to adapt to changing conditions in order to better serve its constituencies. Originally established in 1949 by Ana G. Méndez as the first two-year college on the Island, the former Puerto Rico Junior College (PRJC) evolved in order to adapt to Puerto Rico’s social and economic development. In 1992, PRJC underwent a vii Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Introduction MSCHE 2015 profound and extensive revision of its mission, growing into a four-year institution, relocating its main campus to Carolina, and changing its name to Colegio Universitario del Este (CUE), to better reflect its new mission. Finally, following the appropriate approvals by the licensing and accrediting agencies, in the fall of 2001 the institution changed its name to Universidad del Este (UNE), after expanding its academic offerings to include master’s degree programs. The mission statement approved in 2001was: To promote the integral development of a diverse student population through research, critical-creative thinking, the construction of knowledge and its application. In recent years, the institution has continued its evolution toward new activities and endeavors, including internationalization, community engagement, and entrepreneurship. The result of these new activities moved the institution toward the approval of a revised institutional mission in August 2013. UNE’s revised mission statement is: To promote the integral development of individuals, to become responsible, solidary citizens, able to contribute to the sustainable development the environment through a socio-humanistic education of excellence; valuing research, internationalization, entrepreneurship, technology, culture, and community engagement. The mission review process is further explained in Chapter 1: Mission and Goals, and Integrity. The institution is licensed by the Puerto Rico Council of Education (CEPR, Spanish acronym), and regionally accredited by the Middle States Commission on Higher Education (MSCHE) since 1959. Programmatic accreditations include: Accreditation Commission for Programs in Hospitality Administration (ACPHA) American Culinary Federation Education Foundation (ACFEF) Accreditation Council of Business Schools and Programs (ACBSP) Teacher Education Accreditation Council (TEAC) International Association for Continuing Education and Training (IACET) - Systemic accreditation. Accreditation of Clinical Social Work master’s degree program by the Council on Social Work on Education (CSWE) completed its final stage. The accreditation certification is expected in February 2015. Presently, UNE has a total enrollment of 13,420 and its academic offerings include 21 masters, 31 baccalaureate, and 19 associate degrees, and 25 certificate programs. These academic offerings are distributed among the disciplines of Business, Communications, Criminal Justice, Culinary Arts, Education, Engineering Technologies, Health Sciences, Hospitality, Life Sciences, Psychology, Social Work, and Continuing Education. The institution’s student population consists mostly of commuting young adults from the surrounding communities. Table 1 shows fall 2013 student enrollment by location. Total UNE enrollment for that period was 13,420, or 30 percent of SUAGM total enrollment. For the same Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este viii Universidad del Este Self-Study Report- Introduction MSCHE 2015 period, the distribution of students among full-time/part-time was 73% / 27%, day/evening sessions was 58% / 42%, and undergraduate/graduate was 92% / 8%. Table 1. Enrollment Distribution by Location Fall 2013 Campus Fall 2013 Enrollment Carolina, main campus 7,370 Additional Locations Yauco 1,558 Santa Isabel 1,024 Barceloneta 1,464 Cabo Rojo 1,125 Arecibo ( prior August 2014 203 located in Utuado) Capital Area (Washington, DC) * Branch Campuses Metro Orlando 355 South Florida 106 Tampa Bay 123 Capital Area (Maryland) 92 Total Enrollment 13,420 * Started operations in January 2014. Source: Official record of enrollment, Vice Presidency of Planning and Academic Affairs (WFPOFIC_UNE_201401), February, 2014 Although the higher education market in Puerto Rico has experienced a stabilization of enrollments through extreme competition in the last decade (due to changing demographics, proliferation of new entries, and flexible admissions policies by the State University), UNE has maintained a steady enrollment in the last five-year period. This has been achieved through a planned strategy of diversifying clientele segments (adults, graduate, technical certificate programs, and additional locations), new program offerings and a successful first-year retention plan. UNE offers an accelerated studies program through the School for Professional Studies (SPS), a systemic school for professional adults who wish to continue their university studies, at the undergraduate or graduate level. The SPS creates a university environment where the teaching methods, and the academic and administrative services provided, are tailored to meet the needs of this population. This program was adapted from the accelerated model successfully developed and implemented by Regis University in Denver, Colorado, a leader in adult accelerated education. All degrees offered in the branch campuses are in the adult accelerated study modality applied to the Discipline-Based Dual-Language (English-Spanish) Immersion Model® (ED 1), to better prepare the Hispanic adult students in their language proficiency upon completion of their academic degree. The immersion model is designed to prepare professionals in their field of study, while at the same time developing advanced skills in English and Spanish, by providing equal amount of classroom instruction in both languages (50/50). Recently, the model ix Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Introduction MSCHE 2015 has been adapted to new freshman students because of the population served by these branch campuses. UNE faculty consists of 1,235 full-time and part-time members, not including part-time faculty of branch campuses. In the past three years, the percentage of full-time faculty with doctorate degrees has fluctuated between 45 and 52 percent, presently being at 47 percent. In the last three years, the percentage of part-time faculty with doctorate degrees has fluctuated between 13 and 15 percent and part-time faculty with masters’ degrees has fluctuated between 75 and 78 percent. Table 2 presents the number of faculty by FT/PT status and location (see fulland part-time faculty profile in ED 2). Table 2. UNE Faculty by Type of Contract and Location for Fall Semester of 2014 Location Type of Faculty Contract Full - Time Part - Time 140 652 Main Campus Additional Locations Barceloneta 6 Cabo Rojo 2 Santa Isabel 3 Utuado/Arecibo Yauco 8 Washington, DC Branch Campuses Metro-Orlando South Florida Tampa Bay Capital Area /Maryland 2 Source: Infoview: UNE Faculty Statistics, December 201 115 66 75 30 129 3 132 117 43 46 UNE administrative staff consists of 444 employees (not including secretarial staff) in Puerto Rico and one in Washington, DC. Close to two percent of this number has a doctorate degree, while 32 percent has masters, and 44 percent bachelor degrees. The administrative staff of branch campuses, as of December 2014, consists of 90 employees and is considered SUAGM staff, serving students from the three institutions (UNE, UT, and UMET). Table 3 presents UNE and branch campus staff by location (see UNE administrative profile in ED 3). Table 3. UNE Staff in Main Campus and Additional Locations, and SUAGM Staff in Branch Campuses as of December 2014. Location Number of Exempt and Non-Exempt Staff 378 Main Campus Additional Locations Barceloneta 27 Cabo Rojo 7 Santa Isabel 9 Arecibo 11 Yauco 11 Washington, DC 1 Branch Campuses Metro-Orlando 32 Tampa Bay 18 South Florida 22 Capital Area (Maryland) 18 Source: Office of Human Resources (UNE, 2014) Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este x Universidad del Este Self-Study Report- Introduction MSCHE 2015 UNE’s governing bodies include the Administrative Council - with faculty representation- presided by the Chancellor, and the Academic Board -with a majority of faculty representation- presided by the Vice Chancellor. Both bodies have student representation appointed by the Student Council. The Administrative Council receives and approves the resolutions and recommendations from the Academic Board, and oversees all key institutional and administrative processes. The Academic Board is in charge of developing and overseeing all institutional academic policies and processes. UNE’s commitment to serving the needs of the community is demonstrated through its collaboration with local educational and community entities for over twenty years. Institutional facilities, on the main campus and additional locations throughout the Island, are available for the use of community organizations and the community at large. Prominent initiatives include: UNE’s Community Technology Center (CTC), established through a collaboration with the ASPIRA association and the Corporation for National and Community Service, offers workshops on Microsoft applications, information literacy skills, and the effective use of social networks to the surrounding community of UNE’s main campus and additional locations on the Island. ASPIRA is a tax-exempt non-profit organization that promotes the empowerment of Puerto Ricans and other Latino communities through the education and leadership development of its youth, with national offices in Washington, DC. Through this initiative, the institution is contributing to the reduction of the “digital divide” of otherwise isolated Hispanic communities, providing training and access to technology, free of charge. This Center is connected to the Library. UNE has special community advisory boards, in order to support the Chancellor and some of its academic schools and administrative offices in the development of relevant programs and outreach activities (see Chapter 3: Leadership and Governance, and Administration). Active role of UNE as partner and facilitator in the development of municipal regional alliance Northeastern Technological Initiative (INTENE, Spanish Acronym), established to foster regional public, private, and academic partnerships and decentralize government and economic development processes (ED 4). UNE’s Center for Empowerment and Free Enterprise (CEFE) community outreach component offers their participants the opportunity of developing social responsibility. These initiatives are achieved through the collaboration between the Center, the university community and the surrounding community leaders. (ED 5) Significant Changes at UNE since the 2010 Periodic Review Report xi Revision of the institutional mission statement. The revised mission incorporates the new elements of entrepreneurship, internationalization, and community engagement. Revision of the institution’s assessment model. Responding to commitments made in the 2010 Periodic Review Report, the planning and budget committee evolved into the Institutional Effectiveness Committee, and faculty representation was incorporated. New policies and procedures were established to recruit new faculty, effective in August 2011 (see Chapter 6: Faculty). Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Introduction MSCHE 2015 The Multi Language Learning Center opened in 2011, sponsored by Title V funding, offering UNE’s students the opportunity to take language courses including: Spanish, English, Italian, French, Portuguese, and Mandarin. The Center has two computer labs, as well as a fully equipped technological classroom, and two mobile lab carts with 20 laptops each. The center is in the process of being restructured to better serve the revised General Education component that will be implemented in August 2016. UNE Library increased its digital bibliographic resources (eBooks, and journal and video databases) as well as having presence in social networks. In addition, the Library incorporated an Assistive Technology Laboratory for students with diverse functionality. The Student Leadership Institute was created in 2011 with the mission of providing UNE students the opportunity to acquire leadership skills through workshops and seminars. All seminars taken by the learners are included in their institutional transcript. The Academic Effectiveness and Development Office was established in 2012, under the Vice Chancellor’s Office of Academic Affairs. The Capital Area/Wheaton Branch Campus, in Maryland, opened its doors in 2012. UNE’s initial academic offering included three (3) associate degrees, five (5) bachelor degrees, and four (4) graduate degrees. The School of Business Administration was accredited by the Accreditation Council for Business Schools & Programs (ACBSP) in 2010, and changed its name to The Business School for Innovation and Entrepreneurship (IEN Business School) in 2011-2012, responding to a new strategic vision of innovation and entrepreneurship. UNE’s ENACTUS student organization (formerly SIFE) won the Puerto Rico national championship in 2012 and represented the island in the ENACTUS World Cup Championship in Washington D.C. Participation in Intercollegiate Athletics continues to flourish at UNE. Since 2011, the institution has won several intercollegiate championships in various sports disciplines (see Chapter 5: Admissions, Retention, and Student Services). In 2012 the institution launched a website for students, MiUNE (My UNE), where all the electronic services are integrated. The Center for Graduate Studies opened its doors in January 2013, offering a new infrastructure for the graduate learner. It includes a state of the art computer laboratory, five (5) e-classrooms, a learning commons area, administrative offices for student services and mentoring, and a conference room. UNE’s multidisciplinary peer-reviewed journal Ámbito de Encuentros was granted indexed status by Latindex in February, 2013. A community health center (UNE-Salud) concept was developed and its construction finalized in August 2013. The Center started operating in May 2014. UNE-Salud will serve and provide support to both the internal and surrounding communities. This center will be an integral part of the school of health sciences, providing a clinical practice center for students and enriching their academic development. The institution continues to foster research through a variety of initiatives. Among them are: (1) Institutional projects sponsored by external funding from agencies such as the National Institutes of Health (NIH) and the Department of Homeland Security, which provide funding for research with undergraduate participation. (2) Evolution of UNE’s Undergraduate Research Board to Institutional Program for the Advancement of Research (PIFI, Spanish acronym) providing faculty with the opportunity of competing for several types of seed-money funding. (3) A monthly activity where faculty discuss and present their research projects (Jornadas de Investigación). Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este xii Universidad del Este Self-Study Report- Introduction MSCHE 2015 (4) Fostering of student engagement in undergraduate research presentations. In recent years, there have been over 40 undergraduate research poster presentations, mostly at national scientific meetings, and an increase in the number of students participating in research internships in the mainland at research intensive institutions. Since 2010, UNE has received two Fulbright Resident Scholars (a Brazilian professor who taught Portuguese, and a Chinese Mandarin professor), ten Fulbright Scholar lecturers, and three Hubert Humphrey Fellows; seven UNE students have received international internship scholarships for universities in South America, Europe, India, and Canada; and 18 UNE students have participated in international exchange programs. Currently at UNE, there are 54 international students, of which 39 are athletes, and three are exchange students. UNE developed the first higher education library iPhone and Android apps in Puerto Rico, UNEBIB, in 2012, and later for the Jesús T. Piñero Collection Library, CJTP app. A new additional location in the Capital Area, Washington D.C., started operations in January 2014, offering an associate degree in Culinary Arts. In August 2014, the additional location of Utuado was relocated to new facilities in Arecibo. Promotion of student participation in national and international competitions (ED 6). A new branch campus in Dallas, Texas, started operations in January 2015. Initially, UNE program offerings will be the same as in the Capital Area branch campus in Maryland. Teacher Preparation Programs of UNE’s School of Education were accredited by Teacher Education Accreditation Council (TEAC) in October 2014. UNE’s master’s program in Clinical Social Work completed its final stage for accreditation by the Council on Social Work Education (CSWE) in December 2014. Nature and Scope of the Self-Study The two and one-half year self-study process gave the broader community the opportunity to demonstrate UNE’s strengths, identify challenges and opportunities, subsequently reflect upon them, to further refine assessment practices, and detect and address areas where improvement was needed, in order to better delineate the institution’s path for the future. As such, UNE selected a comprehensive self-study model in order to evaluate all areas and services of the institution and to demonstrate compliance with the fourteen Middle States Commission on Higher Education (MSCHE) accreditation standards. Reflective practice, comprehensive assessment, continuous improvement, and institutional integrity were the four fundamental aspects for conducting UNE’s self-study. The self-study aimed to: 1. Reaffirm the institution’s accreditation with the MSCHE by demonstrating its compliance with the fourteen standards of excellence. 2. Engage in a university-wide process of self-evaluation and introspection, raising awareness among all members of the institution about its commitment towards integrity and assessment, to improve student learning and institutional effectiveness. xiii Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Introduction MSCHE 2015 3. Demonstrate compliance and fulfillment with our institutional mission. Organizational Structure of the Executive Committee, the Steering Committee, and Subcommittees In December of 2012, the University established a steering committee to design the selfstudy, oversee the activities of the subcommittees, assume responsibility for the self-study report, and participate in the site visit. The steering committee is chaired by the Vice Chancellor for Academic Affairs, who is also a full professor, and included representation from the student body, faculty, and university administration. Steering committee members were appointed as chairpersons of the subcommittees. The steering committee was advised and guided by an executive committee, composed by the steering committee Chair and Co-chair, the Associate Vice Chancellor of Licensing and Accreditation, and the Assistant Vice Chancellor of Development and Academic Effectiveness. The steering committee members include: 1. Mildred Huertas-Solá, EdD, Vice Chancellor and Full Professor, School of Education; Chair Steering Committee. 2. Sandra González, MS, Associate Professor, School of Science and Technology; CoChair Steering Committee and Co-Chair of Educational Offerings Subcommittee 3. Luis Iturralde, MBA, Associate Vice Chancellor for Research; Chair of Mission and Goals, and Integrity Subcommittee 4. Manuel S. Almeida, PhD, Associate Professor, School of Social and Human Sciences; Co-Chair of Mission and Goals, and Integrity Subcommittee 5. Magalie Alvarado, MPA, Associate Vice Chancellor of Administrative Affairs; Chair of Planning, Resources, and Institutional Renewal Subcommittee 6. María S. Díaz, MA, Vice Chancellor of Administrative Affairs; Co-Chair of Planning, Resources, and Institutional Renewal Subcommittee 7. Wilfredo Colón-Guasp, PhD, Dean and Full Professor, School of Science and Technology; Chair of Leadership and Governance, and Administration Subcommittee 8. Nilda I. Rosado, MA, Associate Vice Chancellor of Licensing and Accreditation and Full Professor, School of Social and Human Sciences; Co-Chair of Leadership and Governance, and Administration Subcommittee 9. Ezequiel de J. Bayuelo, EdD , Associate Vice Chancellor of Assessment and Associate Professor, School of Education; Chair of Assessment Subcommittee 10. Claribette Rodríguez, EdD, Assistant Vice Chancellor of Development and Academic Effectiveness and Associate Professor, School of Social and Human Sciences; Co-Chair of Assessment Subcommittee 11. Nahomy Curet, EdD, Vice Chancellor of Student Affairs; Chair of Student Admissions, Retention and Support Services Subcommittee 12. María G. Véaz, EdD, Associate Vice Chancellor of Retention; Co-Chair of Student Admissions, Retention and Support Services Subcommittee 13. Ana L. Figueroa-Papaleo, MA, Full Professor, IEN Business School; Chair of Faculty Subcommittee 14. Ana M. Viader, PhD, Assistant Professor, IEN Business School; Co-Chair of Faculty Subcommittee Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este xiv Universidad del Este Self-Study Report- Introduction MSCHE 2015 15. María C. Arribas, EdD, Dean and Associate Professor, School of Education; Chair of Educational Offerings Subcommittee 16. Carmen J. Rodríguez, MBA, Assistant Vice Chancellor (Assigned to Associate Vice Chancellor’s Office for Retention); Chair of Related Educational Activities Subcommittee 17. Sandra Mirabal, MA, Executive Director Multi Language Learning Center until September 2014 and Associate Professor, School of Social and Human Sciences; CoChair of Related Educational Activities Subcommittee 18. Carmen Ortega, MLS, Vice Chancellor of Information Resources: Chair of Communications Committee 19. Rosario Meléndez, MA, Director of Communications Program, School of Social and Human Sciences; Co-Chair of Communications Committee 20. Carmen Laura Ciuró, Graduate Student Representative, IEN Business School To comply with the Comprehensive Model in Characteristics of Excellence in Higher Education, eight individual subcommittees were established and charged with demonstrating UNE’s compliance with one or more standards, as shown in Table 4. Since institutional integrity is considered a fundamental value, and as such is reflected in all UNE’s actions, standard 6 was officially addressed by Subcommittee 1 (Mission and Goals, and Integrity), but all subcommittees included integrity aspects in their research questions, and reports. Table 4. Subcommittee Names and Assigned Standards Subcommittee name Mission and Goals, and Integrity Planning, Resources, and Institutional Renewal Leadership and Governance Assessment Student Admissions, Retention and Support Services Faculty Educational Offerings Related Educational Activities Standards Standard 1: Mission and Goals Standard 6: Integrity Standard 2: Planning, Resource Allocation and Institutional Renewal Standard 3: Institutional Resources Standard 4: Leadership and Governance Standard 5: Administration Standard 7: Institutional Assessment Standard 14: Assessment of Student Learning Standard 8: Student Admissions and Retention Standard 9: Student Support Services Standard 10: Faculty Standard 11: Educational Offerings Standard 12: General Education Standard 13: Related Educational Activities Subcommittee members were appointed guaranteeing representation from all constituencies: students, faculty, administration, additional locations, branch campuses, and SUAGM representatives. Appendix 1 presents the composition of the subcommittees. Other Self-study Document Considerations xv Bookmarks and Hyperlinks in the document are identified in blue lettering. In order to facilitate the access of documents in UNE’s Webpage without saturating the self-study document with hyperlinks, these were listed in Appendix 2. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Introduction MSCHE 2015 Evidence related to the self-study report, that was not included as appendices, will be available at the institution in digital and hardcopy format. These documents are identified throughout the self-study report as Evidence Documents (ED). A list of acronyms and abbreviations is provided in Appendix 3. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este xvi Chapter 1 Mission and Goals, and Integrity Standards 1 and 6 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 Chapter 1. Mission and Goals, and Integrity Standards 1 and 6 Introduction The chapter presents an analysis of Universidad del Este’s (UNE) purpose, according to its mission and the goals that emanate from it. It describes the procedural aspects that were followed when revising the institution’s mission, goals, and objectives, as well as the substantive elements contained in these statements, which are a reflection of the institution’s personality. These elements guide the institution in its social commitment of developing integral human beings, in both their personal and professional lives. However, it should be noted that the above is not possible without an appropriate organizational climate providing an environment of respect and collegiality in the university community. To address this issue, the chapter presents the analysis of how the institution promotes this environment, in compliance with ethical principles and in harmony with established regulations, internal and external, that guide UNE’s endeavors as a higher education institution. Development of Research Questions The process was initiated by identifying the key concepts contained in the fundamental and optional elements for standards 1 and 6 (Characteristics of Excellence in Higher Education, pp.1-3, and 21-24), and asking subcommittee members to formulate questions relevant to these elements. Subsequently, all questions were classified according to the concept or element addressed to identify redundancies and ensuring that all elements were considered for each standard. Questions were further discussed with the subcommittee, in groups, ensuring they were focused on the fundamental and optional elements. Methods and Evidence Once the research questions were defined, the evidence necessary to analyze and answer each question was identified. Depending on the nature of each question, different types of documents were collected and classified according to their origin, and aligned to the purpose of the question. Evidence included bylaws, regulations, institutional policies, strategic statements, work plans, action minutes of governing bodies, committee reports, institutional research, assessment reports, publications, and printed material, among others. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 1 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 Mission and Goals Since the institution’s establishment as Puerto Rico Junior College in 1949, and its initial accreditation by MSA in 1959, there have been two significant changes in the institution’s mission and goals statement which implied: (a) the transition in 1992 from a two-year institution (Puerto Rico Junior College) to a four-college (Colegio Universitario del Este), and (b) the transition in 2001 to master degree offerings (Universidad del Este). In August 2013, UNE’s governing bodies (Academic Board and Administrative Council) approved the revised mission and goals statement which updated the ones that guided the institution since the year 2001. Figure 2 shows UNE’s mission evolution and enrollment trend in the past 23 years. This revision arose from the need to recognize, and formally declare important institutional developments that evolved during recent years. These developments are detailed below. 14,500 12,500 Revised mission UNE Enrollment 10,500 Evolved from CUE to UNE (Master degrees) 8,500 6,500 4,500 Evolved from PRJC to CUE (Bachelor degrees) 2,500 1991 1993 1995 1997 1999 2001 2003 2005 2007 2009 2011 2013 Fall semester Figure 2. UNE’s Institutional Mission Evolution and Enrollment Trend: Fall 1991 through fall 2013 Mission and goals as an expression of institutional identity and its constituents. In recent years, UNE’s institutional priorities have focused on initiatives and activities related to internationalization, entrepreneurship, community engagement, and research; all of which have an impact on the institutional strategic priorities, as well as on how the institution relates to its external context. As a consequence, these institutional dynamics prompted UNE to begin an introspective and self-evaluative process that culminated in the revision of its mission and goals statement. The following are some of those initiatives and activities that, as a whole, triggered 2 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 this process: Internationalization UNE established, in 2008, the Office for International Affairs with the purpose of coordinating and promoting international activities. UNE participated in the American Council of Education (ACE) Internationalization Laboratory. The final report was published in March 2011. In October of 2009, the Multi-Language Learning Center was established (MLLC), with funding from the US Department of Education Title V. This unit promotes teaching of foreign languages, in addition to implementing strategies to strengthen Spanish and English language competencies among students. Increasing number of students begin to participate in international exchange programs and the institution begins to receive faculty from Brazil and China as part of the Fulbright Scholar Program. Entrepreneurship Since 2007, UNE hosts the annual Inventors and Entrepreneurs Forum, where entrepreneurs from the community meet to discuss innovative ideas that have the potential for commercialization. In 2009, a minor in Entrepreneurship was approved. The School of Business Administration changes its name in 2011 to The Business School for Innovation and Entrepreneurship in order to emphasize its academic philosophy. At the same time, students’ participation in the international organization ENACTUS increases. These letters stand for Entrepreneurial (EN), Action (ACT) and Us (US). In 2012, the US Department of Labor granted funds for the establishment of the Center for Empowerment and Free Enterprise (CEFE) with the purpose of improving economic opportunities to members from the external community, particularly displaced workers. UNE’s Center for Employment unit followed this strategic approach and changed its name to Center for Innovation, Employment, and Entrepreneurship (CIEE). This new approach views entrepreneurship as an option of employment with an additional component of professional immersion. Community Engagement The Preschool Educational Center was inaugurated in January 2004 at the Carolina campus with the purpose of serving UNE students’ and employees’ children, as well as, children from the surrounding community. In 2006, the Technological Northeastern Initiative (INTENE, Spanish acronym), was created with the mission of promoting economic development in the northeastern region of Puerto Rico through strategic alliances between government, private sector, and universities. Since 2007, UNE initiated different efforts to develop spirituality as a component of the institution’s academic services. This initiative was based on research studies conducted by the renowned scholars Alexander and Helen Astin as part of the Spirituality in Higher Education project of UCLA’s Higher Education Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 3 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 Research Institute (HERI). In 2010, these scholars were invited to the institution to discuss the subject of spirituality in colleges. The Institute for the Development of Spirituality was established in 2013, and as part of this project, a concept was developed for building a facility, ERES (Spanish acronym), to serve the university community as a space for peaceful gathering and reflection. Since 2008, UNE has been working to further define and develop a comprehensive project of institutional community engagement. Different activities and work groups have been participating in this process, which includes defining an academic policy for service learning. This project will also serve as a means to advance and strengthen UNE’s spirituality initiative. During the last five years, UNE has developed federally funded projects that have an important component of community engagement. Among these are: UNESalud (HUD-HSIAC), Violence and Asthma: Health Disparity Network (NIHRIMI), and CEFE (DOL-TAACCCT). (ED 7-Federal Grant Awards) Research Since its former mission and goals statement (2001), research has been identified as an institutional priority as a result of the beginning of master degree offerings and the advancement of undergraduate research through the Undergraduate Research Education and Training Project (NIH-MBRS-RISE), and the Undergraduate Research Board (JIS, Spanish acronym). The latter provided institutional seed money for research. In 2012, JIS was restructured under the name of Institutional Program for the Advancement of Research (PIFI, Spanish acronym). In 2009, the position of the Associate Vice Chancellor for Research was created with the responsibility of coordinating UNE’s research activities. Later, the Transdisciplinary Research Institute was established as a support unit for research. In 2010, the Support Center for Graduate Studies (CeDEG, Spanish acronym) was initiated with funding from the US Department of Education program Promoting Postbaccalaraute Opportunities for Hispanic Americans (Title V-PPOHA). This project included the construction and preparation of facilities where support services for graduate faculty and students are provided, including those related to research in graduate programs. SUAGM created, in 2011, a multiannual contract for research faculty. In addition, in 2012, UNE created the position of Director, and appointed an Editorial Board, for its academic journal Ámbito de Encuentros. The first three of these areas (internationalization, entrepreneurship, and community engagement) were not directly expressed in UNE’s former mission, which subsequently influenced the decision of reviewing the mission and goals statements. In January 2010, at a university-wide faculty workshop, the first step toward adopting a revised mission and goals was undertaken. Two important decisions were made that day: (a) what elements of the mission would be retained, and (b) what new elements would be incorporated. 4 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 As a result of this analysis, a list of approximately 50 recommendations was gathered. In April of the same year, a second activity took place, where different work groups, composed of faculty and administrators, discussed the recommendations taking into consideration the following areas: (a) spirituality, (b) entrepreneurship, (c) internationalization, (d) service learning, (e) community engagement, and (f) research. This discussion further refined the revision process of mission and goals. In August 2010, UNE faculty as a whole had an opportunity to provide input on what had been developed in previous work sessions. At the faculty workshop, beginning the spring semester of 2011, eight work groups were established to elaborate possible mission and goals statements containing the elements agreed upon, and a steering committee was constituted to lead the process of revision. Each work group submitted a mission statement draft. All drafts were distributed among all the academic and administrative units, with the purpose of selecting the draft that best reflected the current characteristics of the institution. The steering committee analyzed all the statement drafts and the recommendations received from the university community, and selected the statement favored by the majority. In September 2011, an executive committee was appointed to work in collaboration with the steering committee to prepare the mission, goals, and objectives statements, and align them with: (a) accreditation standards, (b) SUAGM strategic vectors, and (c) UNE’s 2011-2015 Strategic Development Guidelines. In October 2012, the final draft was distributed to all academic and administrative units, and a representative group of students, with the purpose of receiving additional suggestions and recommendations. After several additional revisions the document was approved by the Academic Board and the Administrative Council in August 2013 (see document in Appendix 4). The approved mission statement is: Universidad del Este is a private non-sectarian, non-profit, accredited higher education institution, part of Ana G. Méndez University System. Its academic effort and services are devoted to promote constructivist learning, respect for diversity, and social justice. Its mission is to promote the integral development of individuals, to become responsible, solidary citizens, able to contribute to the sustainable development of the environment through a socio-humanistic education of excellence; valuing research, internationalization, entrepreneurship, technology, culture, and community engagement. All its resources support the academic offerings of certificate, associate, bachelor, graduate studies, and continuing education programs. Through this highly participative process, the institution aimed to guarantee a mission Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 5 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 and goals statement that reflected its community’s perception of UNE, as well as to ensure that it included the substantive elements that comprise UNE’s current endeavors as an institution of higher education. The most important elements are: (a) constructivist learning, (b) excellent socio-humanistic education, valuing research, internationalization, entrepreneurship, technology, and culture; and (c) respect for diversity, social justice and community engagement. Table 5 presents a comparison between the elements of the revised and previous mission statement. As can be seen, there are new elements in the 2013 mission statement that distinguish it from the previous mission and goals statement. These include: (a) a socio-humanistic education, (b) internationalization, (c) entrepreneurship, (d) community engagement, and (e) respect for diversity, and social justice. However, it is important to emphasize that constructivism is maintained as the epistemological perspective of UNE’s teaching and learning process. Table 5. Comparison of the Essential Elements of the 2013 and 2001 Institutional Missions 2013 Mission Universidad del Este is a private non-sectarian, nonprofit, accredited higher education institution… Its mission is to promote the integral development of individuals, to become responsible, solidary citizens, able to contribute to the sustainable development of the environment… …promote the constructivist learning, respect for diversity, and social justice. Through a socio-humanistic education of excellence; valuing research, internationalization, entrepreneurship, technology, culture, and community engagement. (See statement in previous cell.) All its resources support the academic offerings of certificate, associate, bachelor, graduate studies, and continuing education programs. 2001 Mission Universidad del Este is a learning community of higher education… Its mission is…to promote the integral development of a diverse student population through… …research, critical-creative thinking, the construction of knowledge and its application. Multidisciplinary approaches to education through teaching-learning strategies that are in harmony with local, regional and global demands, and with advanced technology. Valorization of Puerto Rican culture in harmony with cultures worldwide. … Educational offerings include certificates, associate, bachelor, graduate studies, and continuing education. UNE’s mission lies within the framework of SUAGM’s mission statement, which reads as follows: The Ana G. Méndez University System (SUAGM) is a nonprofit higher-education organization whose primary mission is to promote the cultural, social, and economic development of Puerto Rican society and sectors of the Hispanic community outside Puerto Rico, by expanding educational opportunities to benefit the communities it serves. SUAGM operates and develops its educational mission through an integrated multiinstitutional system…. After its official approval, the institution went through the process of communicating the 6 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 revised mission, using as reference the strategy implemented in 2001. The revised mission is currently published in UNE’s website and displayed in video monitors installed across the campuses. Official documents (e.g., institutional catalogs, UNE’s Student Handbook) were updated accordingly, and a pocket sized card (similar to a business card), with the Spanish and English version of the institutional mission, was distributed among UNE’s community members. In addition, a promotional booklet for high school counselors featured the revised mission statement. In support of these efforts to disseminate the mission statement, in July of 2014 the Chancellor sent an electronic mail to students, faculty, and administrators communicating the revised mission statement and motivating UNE’s constituents to familiarize themselves with it and make it part of their everyday actions at UNE. Subsequently, the level of awareness of the revised mission and goals statements were assessed among university constituencies. The web-based questionnaire, developed by the Office of Academic Effectiveness and Development, was answered by 161 professors and administrators, and 611 students. Participants were asked to indicate if different statements were “correct”, “incorrect” or “not sure”, three of them are related to what a mission is about, and the other three to the content of UNE’s mission. Findings revealed that respondents are aware of what a mission statement is and correctly recognized the core elements of UNE’s mission; however, as expected, professors and administrators showed higher levels of awareness (see Table 6). Table 6. Institutional Awareness of the Mission Statement among UNE’s Faculty and Administrators, and Students September 2014 Statement The mission of a university refers to the purpose of the institution The mission indicates who a particular institution serves The mission establishes what the institution aims to achieve UNE’s mission promotes the integral development of individuals, to become responsible, solidary citizens, able to contribute to the sustainable development of the environment. UNE’s mission a socio-humanistic education of excellence UNE’s mission values research, internationalization, entrepreneurship, technology, culture, and community engagement Percentage that answered “correct” Professors/Administrators Students 97.5 80.4 86.3 65.5 90.1 85.6 98.1 91.3 96.9 97.5 88.7 88.2 Source: Assistant Vice Chancellor’s Office of Academic Effectiveness and Development Table 7 shows the level of agreement of the survey participants with different statements related to dissemination, content clarity, and usefulness of UNE’s mission and goals. Again, it may be observed that respondents had a very positive perception toward these institutional Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 7 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 statements and their practical applicability. In addition, these findings confirm that the institution has diligently communicated the revised mission to the community. Table 7. Level of Agreement with Mission and Goals among UNE’s Faculty and Administrators, and Students: September 2014 Statement UNE’s mission has been published somewhere in the institution UNE’s mission is clearly defined UNE’s mission contributes to my professional and personal development UNE’s mission contributes to the development of the student support services I identify with the elements that are present in UNE’s mission I concur with the mission goals I understand that mission goals are realistic and attainable * The students were asked a yes/no question to evaluate this item. Percentage of strongly agree/agree (5-point scale) Professors/Administrators Students 93.2 81.7* 97.5 80.7 91.8 87.7 n/a 83.1 n/a 98.7 98.7 84.0 n/a n/a Source: Assistant Vice Chancellor’s Office of Academic Effectiveness and Development Institutional Goals As mentioned before, as a result of the development and implementation of a revised institutional mission statement, the university also concurrently engaged in revising the institutional goals that cascade from the mission. The revised mission contains the following goals: 1. 2. 3. 4. 5. 6. 7. 8. 8 Provide an education of excellence, through the development of cognitive, affective, and psychomotor competencies in students that will enable them to make positive contributions to the social, economic and political setting at local and global levels. Offer traditional and nontraditional academic programs, within the constructivist dimension of learning, that meet the interests and needs of a society oriented toward service, technology, internationalization, and research. Attain a faculty that meets the highest standards of excellence and that promotes its commitment to teaching, research, the use of technology, and community service. Promote a culture of service within the academic community with equal opportunities, based on human rights and the fulfillment of social responsibility. Advocate in students the socio-humanistic and the integral formation, as well as entrepreneurship, innovation, technological skills, and global vision. Encourage research and creative work in the disciplines to contribute to the cultural, social, political, economic, and technical-scientific development of our society. Position the university in the international scenario by means of diverse activities, collaborative projects, and exchange programs for both faculty and students. Promote a culture of quality and effectiveness through institutional and Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 specialized accreditations of academic programs, consolidation of assessment measurements, and the integration of assessment findings to planning and resources allocation processes. Mission and Goals as Guiding Principles for Planning and Resource Allocation These goals guide the preparation of UNE’s academic and administrative units’ annual work plans, which are aligned to SUAGM’s Vision 2020, and to strategic goals of the 2011-2015 Strategic Development Guidelines (see both documents in Appendix 5). SUAGM’s Vision 2020 guides institutional long-term development, while the five-year guidelines are a planning tool that complements and facilitates translation of institutional mission and goals into strategic operational activities. At the beginning of the fiscal year, each academic and administrative unit has to prepare a work plan containing the following: (a) strategic vectors, (b) institutional goals, (c) objectives, (d) performance indicators, (e) activities, (f) starting and ending date of each activity, (g) person who is responsible for the activity, (h) budgetary impact, and (i) core priority. The latter refers to ten to twelve general priorities that the Office of the Chancellor establishes each year. These priorities are consistent with UNE’s mission and goals. Individual work plans are integrated using a “bottom-up” approach. The Office of the Chancellor distributes the annual institutional plan after integrating the work plans from all the academic and administrative units. This institutional-wide dissemination of the work plan provides the opportunity for all units to be aware of institutional goals and activities. In a 2011 assessment of UNE’s institutional climate, conducted by an external consultant (ED 8), findings revealed that 96.0 percent of the 267 surveyed employees (56.6 percent response rate) had an understanding of the priorities of their work (strongly agreed/agreed in a 6-point scale) and 91.0 percent understood how their work supports UNE’s goals. These findings provide evidence that UNE’s academic and administrative personnel are aware of how their individual work plans are related to the institutional goals. At the end of each academic year, each unit reports its level of accomplishment of the work plan. These reports are used, again under a “bottom-up” approach, to measure level of accomplishment at the institutional level, and serve to assess compliance with the institutional mission and goals. Each year, the Chancellor participates in a meeting where all SUAGM institutions and Central Administration units present their accomplishments according to the institutional goal and the strategic vectors of the development guidelines. As a result of this Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 9 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 formative evaluative process, UNE delineates an action plan for any goal and objective that was not accomplished. This will be discussed in more detail in Chapter 2 (Planning, Resource Allocation and Institutional Renewal, and Institutional Resources). Mission and Goals as Guiding Principles for Promoting University Life Goals one (1), two (2), and five (5) are directly related with providing students with a rich and inviting environment for their integral development. The institution’s assessment model (see Appendix 6), establishes the process through which the institution measures its effectiveness in student learning in different instances (institutional, program, and course levels), and how findings are used to prepare action plans in order to “close the loop” in the assessment process. As expressed in Goal 8, UNE has a commitment to promote a culture of academic quality and effectiveness and to integrate assessment findings to planning and resources allocation. The Institutional Effectiveness Committee (IEC) evaluates the activities that could not be achieved as part of the annual work plans, in addition to needs that were identified as part of the assessment activities at each level (institutional, program, and course), and proceeds to prepare an action plan. The IEC accomplished 72 percent of their action plan during academic year 2013-14 (see Institutional Effectiveness document, and 2009-10 to 2013-14 IEC Action Plan Reports in Appendix 7). In addition to the teaching and learning process, there are other aspects of the institutional mission and goals that are essential in guiding student development and promoting their professional and personal growth as a complement to their academic preparation. Among these are the opportunities to participate in a full university experience and, on the other hand, provide the necessary conditions for the development of scholarly activities, as is expected in a higher education institution. UNE stimulates active student participation in university life with the purpose of stimulating an ethos of responsibility with their immediate environment, which is expected that they will emulate in their social and private life, during and after their academic studies. Students’ integral development as responsible and committed citizens, as expressed in the mission and goals statement, is fostered through different structures. One of these structures is the student organizations. UNE’s student body has statutory representation in the institution’s governing bodies, specifically, the Administrative Council and the Academic Board. Student representatives are members of the Student Council, which is selected annually among students from the main and 10 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 additional locations in Puerto Rico. Student participation in branch campuses takes place through the Academic and Students Affairs Commission in the Maryland Capital Area campus and the three Florida campuses, respectively. Currently, there are some 29 active student associations, some with multiple chapters, through which leadership and commitment towards the institution and their community is developed. These associations are grouped according to academic disciplines, community service, and cultural or athletic interests. These organizations are essential in promoting a culture of service and social responsibility as expressed in Goal 4. UNE also provides its students with the opportunity of participating in institutional projects and programs geared towards the development of different competencies and skills (see Table 8). In addition to these projects and programs, students benefit from an ample spectrum of academic, cultural, and sports activities (see UNE activities calendar- ED 9). Table 8. Selected Institutional Programs and Projects with Student Participation Programs/Projects Honor Program Scholarships and Internships Program Student leadership Institute (ILE, Spanish acronym) Undergraduate Research Education and Training Project (URGREAT) Violence and Asthma: Health Disparity Network (VIAS) ENACTUS-UNE Specialized Center for the Development of StudentTeachers and Induction (CEDEMI, Spanish acronym) Purpose Provide financial support to students with high academic achievement and community service experiences. Expose students to diverse academic and professional contexts, where they may develop their full potential as part of their integral formation. Institutional initiative geared towards developing leadership skills in UNE students. Subsidized by NIH-MBRS-RISE, it develops students’ science competencies, and research and psycho-social skills, necessary to enter and complete a PhD program in the biomedical and behavioral sciences Subsidized by NIH-RIMI, one of its goals is to develop students’ research skills through trans disciplinary-community-based participatory research projects (CBPR). Chapter of the international organization, where students apply their knowledge to help develop entrepreneurship and self-employment business projects that improve the quality of life of members of their community. Institutional program that gives support in the academic and professional development of future teachers. As has already been established, research and scholarly work are essential components of UNE’s academic pursuits (Goal 6). These types of activities have increased in recent years, responding to their being established as an institutional priority, in alignment with SUAGM’s Vision 2020 and UNE’s 2011-2015 Strategic Development Guidelines. The following are some examples: Consolidation of an institutional fund to provide seed money for research projects. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 11 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 Enhancement of UNE’s Ámbito de Encuentros, as a peer reviewed and indexed journal, to serve as a forum for members of our internal and external academic community to publish their works. Conferences and other academic activities for the dissemination of research and creative work of UNE faculty, such as Jornadas de Investigación. Conferences, forums, and other activities sponsored by the Jesús T. Piñero Collection Library. Television programs hosted by UNE’s faculty members, which are broadcasted through SUAGM-Channel 40 (TV station affiliated to PBS): UNE-Visión, and Sí a la Cocina. Two programs (Utopística and Paliqueando) streaming through the web. Both were created with the support of the Digital Communications and Media bachelor degree from the School of Social and Human Sciences, with the collaboration of the Jesús T. Piñero Library. The objective of these web-based TV style programs is to discuss academic, cultural, and social issues of public interest. UNE faculty has been instrumental in the institutional development through their contributions to students’ learning process, as well as their increasing participation in research and service activities. Goal 3 expresses the institutional commitment to develop a faculty body with the highest standards of excellence. Students’ evaluations of faculty are very positive, as evidenced by the results of the annual End-of-Course survey that was completed by 6,315 students in course sections where the questionnaire was administered (Office of the Associate Vice-Chancellor of Assessment, 2013). For example, the surveyed students “strongly agreed” or “agreed” (on a 4-point scale) that the professors evidenced great knowledge in the subjects they taught (96.1%). In addition, students evaluated very positively the teaching strategies used by their professors and their learning experiences in the courses (see Table 11 later in this chapter). Similar positive ratings can be found in the evaluations that academic school deans perform as part of the process that full-time faculty has to follow when considering contract renewal. The average rating for 74 professors that were evaluated during the last three academic years (201112 through 2013-14) is 4.72 in teaching related activities (5-point scale), 4.62 in service related activities, and 4.02 for research (see Chapter 6: Faculty). However, the community at UNE is not comprised only of its students, faculty, and administrative personnel; it is enriched also by the integration of the wider community it serves. This is manifested through different forums and media where public interest is taken into account, for example: advisory boards, alumni office, graduate surveys, employers’ surveys, marketing and viability surveys, satisfaction surveys, and institutional and specialized accreditation self-studies. Similarly, there exist various services and institutional projects that 12 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 allow addressing the needs and interests of different community members, such as the Center for Innovation, Employment, and Entrepreneurship (CIEE), Northeastern Technological Initiative (INTENE), Community Technology Center (CTC), ascribed to UNE library, Preschool Educational Center, School of Continuing Education, and UNE-Salud. UNE’s integration to its external community includes internationalization, as evidenced by the initiatives that were described at the beginning of this chapter, and is one of the elements that were considered as part of the revised mission and explicitly expressed in one of its goals (Goal 7). Finally, UNE recognizes its commitment to public service by distinguishing community engagement as a key element in the revised mission statement. Integrity UNE’s guiding principles are excellence, innovation, justice, respect, freedom of thought and action, solidarity, equity, integrity, and social responsibility. Institutional integrity is considered a fundamental value at UNE, and as such is reflected in all of its academic and administrative practices, and is interwoven into the very fabric of the institution. This is reinforced through the development, dissemination, and implementation of regulations and policies that influence and guide all institutional endeavors. UNE undertakes with great responsibility and seriousness its complete accordance with local and federal laws, and is continually developing and optimizing policies and executive orders that guarantee sound management and practice. UNE’s policies and regulations address key integrity areas such as: academic freedom; equity and diversity; conflict of interest; ethical behavior of all members of the institution; fair application of academic and administrative policies; academic programs and the student learning process; intellectual property rights; and dissemination of truthful institutional information. In order to facilitate implementation of policies and regulations, UNE distributes these in print and digital format, making them available to students, faculty, and administrative staff through different communication channels, such as: UNE’s webpage; webmail; internal mail service; students’ academic advising and counseling sessions; personnel hiring and evaluation activities; and faculty meetings. In addition, the offices of Human Resources and of Faculty Development offer a series of workshops and seminars that complement the process of disseminating these policies and regulations. Assessment of institutional integrity is conducted using data and information from Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 13 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 different processes, such as: external and internal financial and administrative audits; institutional, program, and student learning assessment processes; individual evaluations of faculty members and administrative personnel; and institutional compliance committees (Institutional Review Board (IRB), Animal Care and Use Committee (ACUC), and Institutional Biosafety Committee (IBC)). A brief role description of units that participate in these processes follows: Office of Vice Chancellor of Academic Affairs, academic schools, and the Faculty Affairs Commission of the Academic Board are in charge of issues related to faculty and academic integrity. See Chapter 6: Faculty. Office of the Associate Vice Chancellor of Assessment performs activities geared to assess academic integrity of academic programs and student learning in the delivery of academic and support services. See Chapter 7: Educational Offerings and General Education. SUAGM Internal Auditing Office works as a consulting unit when establishing controls and making risk assessments of different institutional processes. See Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources. Office of the VP of Financial Affairs establishes, evaluates, and maintains internal control systems, in addition to ensuring compliance with local and federal laws and regulations. As part of these processes, periodic external audits are programmed. See Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources. Office of the VP of Administrative Affairs supervises and establishes controls related to purchasing, auctions, occupational safety and security, contracts, insurance policies, and real estate negotiations. See Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources. Compliance Office of the VP of Planning and Academic Affairs is responsible of overseeing compliance with federal regulations concerning research projects with human or animal subjects, as well as the use of hazardous materials. These processes and procedures are implemented by UNE’s compliance coordinator. See Chapter 6: Faculty. The aforementioned provides evidence that assessment of integrity in UNE is not the sole responsibility of one specific unit. Because of UNE’s particular context, different systemic (SUAGM) and institutional units provide quality assurances that the institution’s constituents observe adherence to ethical behavior and promote a sound climate of academic collegiality. See Chapter 4: Institutional and Student Learning Assessment. Academic Freedom and Institutional Climate UNE’s commitment to intellectual freedom is expressed in its SUAGM Handbook for Full-Time and Part-Time Faculty (hereafter SUAGM Faculty Handbook) (Appendix 8, pp. 27- 14 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 28). This expression has two key dimensions: (a) academic freedom for all faculty members in performance of their duties, and (b) free speech as members of society. It is expected that the institutional commitment to academic freedom should have a direct impact on the learning environment, as well as providing an institutional climate that fosters respect. As mentioned before, freedom of thought and action, in addition to respect, are part of UNE’s guiding principles. According to the results of the Students Satisfaction Survey (Office of the SUAGM Assistant Vice President for Institutional Studies and Analysis, 2012) (ED 10), UNE’s undergraduate and graduate students rated UNE’s protection of free speech as 3.59 and 3.66, respectively, on a 5-point scale measuring level of satisfaction. These ratings are at a level that is comparable to the average rating of satisfaction for 88 items that were evaluated by undergraduate students (3.59) and 83 items evaluated by graduate students (3.55) with a double scale of “level of importance” and “level of satisfaction” for each item. This instrument has been administered periodically since 1998 and it is used to identify areas with a wide gap between level of importance and level of satisfaction. In addition, according to the annual Faculty End of Course Survey (Office of the Associate Vice Chancellor of Assessment, 2013) (ED 11) more than 85.0 percent of surveyed faculty members “strongly agreed” or “agreed” (on a 4-point scale) with the following statements: UNE’s environment fosters positive relations between students and the professor (95.5%) UNE’s environment fosters positive relations among students (94.7%); The managerial staff relates cordially with the faculty (89.4%); UNE’s environment fosters positive relations between professors and the administration (88.9%); and UNE’s environment fosters positive relations among professors (87.6%). Meanwhile, in the 2013 Student End of Course Survey (ED 12) it was found that more than 90.0 percent of surveyed students “strongly agreed” or “agreed” (on a 4-point scale) with the following statements: professors respected students’ opinions (95.6%); relations between the professor and the students were respectful (95%); and the relation among students were respectful (93.4%). These findings are evidence that UNE’s academic community has a very positive perception of the institutional climate. In addition, findings from UNE’s 2011 Institutional Climate Study (ED 8) revealed that Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 15 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 65.0 percent or more “strongly agreed” or “agreed” (on a 6-point scale) with the following statements related to institutional engagement: I would not hesitate to recommend this organization to a friend seeking employment (82.0%) If the occasion arises I comment to others the advantages of working here (81.0%) It would need an extraordinary reason for me to leave this organization (72.0%) I hardly ever think about leaving this organization to work elsewhere (67.0%) This organization motivates me to contribute more than what is normally required to perform my job (66.0%) This organization inspires me to give my best to my job every day (65.0%) In the past five years there have been no claims by faculty or students challenging the institution on academic freedom nor freedom of speech. Equity and Diversity UNE has a long standing tradition of serving a diverse and underprivileged population of students. This tradition of providing access and opportunity is reflected in the institution’s academic offerings and services, as evidenced by the following: 16 Flexible admissions policy Academic calendars and educational formats that address specific needs of diverse student populations: (a) semester and part-of-term sessions for traditional students delivered in day and evening sessions, (b) accelerated adult program delivered in 5week and 8-week sessions; and (c) bilingual accelerated program in branch campuses Offering of different degrees and certificates: less than two-year technical certificates, associate degrees, bachelor degrees, and masters’ degrees Access to higher education for students from different geographic areas in Puerto Rico and Hispanic students in the US Access to higher education for low-income students: 83.0 percent of undergraduate degree students and 91.0 percent of certificate students are Pell Grant recipients Access to female students: 51.0 percent of certificate students, 62.0 percent of undergraduate degree students, and 72.0 percent of graduate students Demographic diversity in terms of age groups: average age of 23 years for certificate students, 25 years for undergraduate degree students, and 35 years for graduate students Service programs for students with special needs (e.g., technology for the visually impaired, support services for physically challenged students, tutoring services) and low income and first generation students (e.g., Complementary Educational Services Program) Outreach initiatives to promote economic welfare and entrepreneurship in the community: e.g., the Northeastern Technological Initiative (INTENE), the Center for Empowerment and Free Enterprise (CEFE), and the Center for Innovation, Employment, and Entrepreneurship (CIEE) Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 The principles of equity and diversity are also evident in recruitment procedures for faculty and administrative staff. SUAGM Policy for the Recruitment of Human Resources (RH09-183-002) (see Appendix 9 for various SUAGM policies) describes the process to be followed in hiring academic and administrative personnel, including strict use of nondiscriminatory practices. Additionally, this systemic policy identifies those laws that should guide all recruitment processes (e.g., Equal Employment Opportunity, Affirmative Action, American Disability Act, and the dispositions of the Office of Federal Contract Compliance Programs). An indirect measure of the effectiveness of the recruitment process is that 86.0 percent of the surveyed employees in the 2011 Institutional Climate Study “strongly agreed” or “agreed” that their job is adequate to their experiences and abilities. In addition, UNE is committed to the professional and personal development of its faculty and administrators. According to the 2011 Institutional Climate Study, 79.0 percent “strongly agreed” or “agreed” that this organization supports the development and learning of their faculty and administrators. Each semester the institution dedicates one day to professional development activities. These activities complement the program of professional development activities that the offices of Human Resources and Faculty Development schedule during the academic year (ED 13). During 2013, the Office of Human Resources conducted a needs assessment in order to prepare the institutional development plan in five areas: (a) leadership; (b) management and supervision; (c) client service; (d) technology; and (e) personal development. Conflict of Interest SUAGM has a comprehensive set of policies geared to avoid conflict of interest, or any appearance of such situation. Among these policies are the following (see policies in Appendix 9): SUAGM Corporate Bylaws, Board of Directors’ rule of ethics and policy on conflict of interest (2013, Article V, Section 4, pp. 4-7) (See corporate and institutional bylaws in Appendix 10) Code of Conduct for Officers, Employees and Agents of Ana G. Mendez University System (02-2003) SUAGM Handbook for Administrative Staff, Section 2.12 (2006, p. 21) (See Appendix 11) Conflict of Interest Policy for Ana G. Mendez University System (VPAF-13-003005) in compliance with the requirement of the Public Health Service as described in 42 CFR Part 50 Subpart F entitled Promoting Objectivity in Research and 45 CFR Part 94 and with the National Science Research as described in the NSF Award and Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 17 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 Administration Guide, Chapter V Section 510, Conflict of Interest SUAGM Policy for Responding to Allegations of Scientific Misconduct (under revision) SUAGM Code of Conduct for Financial Aid Professionals SUAGM Whistleblower Policy (02-2009) provides the procedural mechanism that guarantees that any violation to conflict of interest policies could be revealed with the proper protection: The purpose…is to protect [SUAGM] associates (including, but not limited to, faculty, staff, students, and volunteers), and any other member of the community who acts in good faith to disclose any suspected or actual wrongful conduct. It encourages an atmosphere that allows associates to meet their obligations to disclose violations of law and serious breaches of conducts covered by the system policies… Ethical Conduct and Fair Application of Academic and Administrative Policies All UNE’s constituents have the responsibility of behaving ethically, as established in their respective handbooks: SUAGM Student’s Regulations, UNE’s Students’ Handbook (see both documents in Appendix 12), SUAGM Faculty Handbook (Appendix 8), and the Handbook for Administrative Staff (Appendix 11). In addition, all these documents acknowledge that the constituents have the right to a fair and impartial process in case of any perceived violation to their rights, in the application of institutional, academic, and administrative policies. Students. Article VIII of the SUAGM Student’s Regulations describes the disciplinary process for grievances of alleged violations of institutional policies. The Vice Chancellor of Student Affairs is charged with leading the process and convening the Disciplinary Council. The Regulations describe the procedure to be followed by the Council, including the Table 9. Grievances or Complaints Considered by the Disciplinary Council for 2011-12 through 2013-14 Academic year 2011-12 Grievances/complaints 2 reached, and the appealing process 2012-13 5 available to a student in case of an 2013-14 7 time frame in which a decision should be adverse decision. Table 9 shows that the Source: Vice Chancellor’s Office of Student Affairs Disciplinary Council considered 14 grievances or complaints during the past three years. These were related to the following situations: lack of respect, physical or verbal aggression, and plagiarism. In case of academic grievances, mostly grade appeals, the students should submit the claim to the Dean of the corresponding School for its resolution (ED 14- Student Academic 18 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 Grievances Report). If needed, the Office of the Vice Chancellor of Academic Affairs intervenes in any case that could not be resolved at the School level. Since 2011, only four cases have been submitted to this Office. All these cases were grade appeals. It is important to note that, according to the annual Student End-of Course Survey (Office of the Associate Vice-Chancellor of Assessment, 2013) (ED 12), 87.2 percent of surveyed students “strongly agreed” or “agreed” (in a 4-point scale) with how the professor developed evaluations in the course. Faculty. The SUAGM Faculty Handbook provides a description of the processes related to faculty recruitment, performance evaluation, and evaluation for rank promotion. In addition, the Faculty Handbook (p.62) includes the process to appeal in case a faculty member disagrees with the results of the evaluation. The appeal should be submitted to the Academic Board. The Executive Order 15-2007 establishes the evaluation instruments and specific process to be followed in the administration of these instruments. Table 10 shows the number of full-time faculty members that were recruited during the last four years and the number of full-time faculty members whose contract was not renewed during this same period Table 10. New and Non-renewed Faculty Contracts: 2011 through 2014 Fall Semester New faculty contracts Non-renewed faculty contracts 2011 11 1 2012 10 1 2013 28 2 2014 18 4 Source: Associate Vice Chancellor of Academic Affairs of time. In most cases, the reasons for not renewing were low performance or low enrollment in the faculty member’s discipline. Administrators. The Handbook for Administrative Staff, along with the Policy for the Recruitment of Human Resources (RH-09-183-002), Policy for the Resolution of Grievances (RH-12-245-004), and the Policy for Termination of Employment (RH-05-121-002) (see Appendix 9 for SUAGM policies), provides the procedural framework for management of personnel in administrative positions. According to the 2011 Institutional Climate Study (ED 8), UNE’s employees have a clear understanding of Human Resources practices, policies, and procedures (70.0 percent strongly agree/agree), and that these practices, policies, and procedures help to create a positive work environment (60.0 percent strongly agree/agree). During the last five years, the Office of Human Resources received only 22 personnel formal complaints: four in each of the years 2010, 2011, and 2012, seven in 2013, and three in 2014. All of these were Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 19 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 related to hostile work environment and sexual harassment complaints. Integrity in academic programs and the student learning process Provision of integrity in academic programs and the student learning process is the responsibility of the Office of the Vice Chancellor of Academic Affairs and the Schools. Periodically, the institutional catalogs (technical certificates, undergraduate, and graduate) (see Appendix 13) are updated and made accessible through UNE’s webpage in the Academic Offerings, Admissions, and Quick Links areas. Key academic norms and procedures are compiled in the Handbook of Norms and Policies of the Office of the Vice Chancellor of Academic Affairs in order to complement the catalogs in terms of providing guidance in the administration the academic programs (e.g. Handbook of Academic and Administrative Norms for Undergraduate Programs, see Appendix 14) and the student learning process (e.g., Guidelines for the Preparation of Course Syllabi with a Constructivist Approach, ED 15). Table 11 shows some of the findings of the Student End of Course Survey (Office of the Associate Vice-Chancellor of Assessment, 2013) that are related to elements of the Students’ Charter of Rights (SUAGM Student’s Regulation, Article II, Section I) whose content is directly associated to the learning process: Table 11. Indicators of Integrity in the Student Learning Process (Institutional Benchmark: 80) Declaration (Students’ Charter of Rights) Receive and enjoy a quality education that allows you to acquire professional skills in your area of studies Item (End-of-Course Survey) Receive in oral and written form from the professors, at the beginning of each session or semester of classes, orientation about the purposes and objectives of the course, study topics, readings, texts, the required work and the necessary didactic material. In addition, the criteria of evaluation to be used, along with other aspects directly related to the development and completion of the course. Know, within a reasonable period of time for withdrawal deadlines, the grades of your exams, work, and other evaluations; as well as information of your performance and areas that you need to develop. 20 I learned very much in this course The course stimulated my intellectual development The course was effective in my professional development The course helped to develop my critical thinking skills The course outline was useful for the development of the class The materials used in the course contributed to my intellectual development I liked how the professor developed evaluations in the course Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Percentage of Strongly agree/Agree 91.2 90.7 90.1 90.1 89.9 89.3 87.2 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 Table 11. (Continued) Declaration (Students’ Charter of Rights) Receive from the professor, guidance on your progress and about your academic program, as well as answer questions related to the courses. Item (End-of-Course Survey) The professor was accessible to the students The professor verified that students have understood the material Percentage of Strongly agree/Agree 94.5 90.7 Source: Office of Associate Vice Chancellor of Assessment These findings suggest that UNE complies with its duty of respecting students’ academic rights in their learning process. It is important to point out that the Office of Faculty Development offered 48 activities during the last four years that are directly related to the teaching and learning process, including preparation of course outlines, learning assessment, and teaching strategies. These activities had an average attendance of 30 participants. However, there is an area where improvement is needed, and it is mostly related to the administration of academic programs and course programming. According to the Student End of Course Survey (2013), 63.1 percent of surveyed students were “very satisfied” or “satisfied” with the availability of courses that students want to take. Even though two-thirds of the students are satisfied, this finding was relatively “low” when compared to the level of satisfaction in other areas. This finding is supported with the high gap that was found between level of importance and level of satisfaction in the 2012 Students Satisfaction Survey (ED 10) regarding the variety of courses that are available for matriculation. Intellectual property rights. The Office of the Associate VP for Intellectual Property and Commercialization, under the Office of the VP of Planning and Academic Affairs, is in charge of intellectual property issues, in addition to offering training and advice. This office developed or updated, during the last two years, the following four policies regarding intellectual property in SUAGM and its institutions (see Appendix 9): Copyright Policy (01-2013) Policy for the Use and Reproduction of Copyrighted Materials (02-2013) Patent Policy (12-2013) Trademark Policy (03-2014) In addition, this office has prepared supplemental materials and guidelines to facilitate interpretation and administration of these policies. These documents are available through the SUAGM webpage, under Academic Affairs in the Central Administration menu. There have Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 21 Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 been no intellectual property issues in the last five years. Truthful institutional information. UNE preserves honesty and truthfulness in the information that it offers to its internal and external community members through the coordinated efforts of systemic (SUAGM) and institutional (UNE) units. The Handbook for Public Relations and Media Management (Office of the Vice President of Marketing and Student Affairs, 2012, see Appendix 15) establishes the role of each systemic and institutional unit, and the process to be followed in the following areas: media management, interviews, press conferences, exclusivity agreements, special events, internal electronic communications, image ads, press columns, crisis management, graphic and web design, and social media management. Additionally, UNE’s Director of Public Relations and the Associate Vice Chancellor of Marketing and Admissions submit for revision, to the Office of the Vice Chancellor of Academic Affairs, any promotional material that contains academic information. This guarantees that prospective students receive truthful information, particularly in relation to UNE’s academic programs. As mentioned before, the Office of the Vice Chancellor of Academic Affairs prepares academic catalogs and any other documents that address academic matters. UNE’s website and electronic mails are the channels regularly used to maintain the internal community informed about the institutional activities and dissemination of policies. Electronic monitors and bulletin boards located around the campuses are used to disseminate important information (e.g., institutional mission) and activities. UNE’s website provides information to prospective students about academic offerings, accreditations, cost of studies, and financial aid. In addition, a fact sheet is available with different institutional indicators, such as admissions and enrollment data, students’ profile, and the institutional retention rate. However, this fact sheet is not linked to the admission area in the web page, where the information is more accessible to prospective students, and no information is provided about the institutional graduation rate. In addition, a section of the web page is dedicated to the following norms, policies, and regulations that are of special interest to students: SUAGM Student’s Regulation; the Consumer Student Handbook (Appendix 12); Admissions Policy; Satisfactory Academic Progress Policy; Withdrawal Policy; Enrollment Fiscal Policy; Refund Policy; Student Right to Know and Campus Security Act and reports of crime activities in the campus; Safety Policies and Regulations; Hurricane, Storm, and Flood Emergency Plan, (VPAF-14-003-02); Family 22 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 1: Mission and Goals, and Integrity MSCHE 2015 Educational Rights and Privacy Act (FERPA); Sexual Harassment Policy (RH-12-214-003), Policy for an Alcohol, Tobacco, and Controlled Substances Free Community (RH-02-032-001); Policy for Acceptable Use of Internet (13-2006); and the Copyright Policy (policies and documents included in ED 16). Students also have continuous access to their partial and final course grades, transcripts, and institutional and program information through the MiUNE portal (see Chapter 5: Students Admissions, Retention, and Support Services, and Chapter 7: Educational Offerings and General Education). Currently, UNE’s website is under revision because various self-study subcommittees reported that, even though it provides access to a great deal of information, its browsing is cumbersome. An institutional team with representatives of different units was appointed to participate in the process of its redesign and ensuring that all the information is up-to-date. Strengths Fidelity of mission and goals to institutional characteristics. Changes in these characteristics led the recent revision of UNE’s mission and goals. Participatory process in the definition of mission and goals and high level of awareness of these institutional statements among UNE’s constituents. Alignment between UNE’s mission and goals and the institutional strategic development guidelines, which facilitates resource allocation and the preparation and evaluation of work plans, including the assessment of institutional effectiveness and students’ learning processes. Safeguard of institutional integrity through the establishment and enforcement of a comprehensive set of institutional norms, regulations and policies. Challenges Achieving an effective dissemination strategy of institutional information through UNE’s website. As mentioned before, currently, UNE’s website is under revision because its browsing is cumbersome, and presentation of the information is not well organized. This situation should be considered of high importance because nowadays colleges’ websites are the main source of institutional information to all constituencies, including prospective students and the community at large. Recommendations UNE’s website should be enhanced, in order to provide easier access and navigation through institutional information. Include graduation rates, in addition to the existing degrees conferred data, on UNE website. Migrate UNE’s fact sheet to the Admission’s tab on the UNE Website. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 23 Chapter 2 Planning, Resource Allocation and Institutional Renewal, and Institutional Resources Standards 2 and 3 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Chapter 2. Planning, Resource Allocation and Institutional Renewal, and Institutional Resources Standards 2 and 3 Introduction This chapter presents the effectiveness, relevance, and priorities of the institution’s planning and budgeting processes, as well as an analysis of the allocation of human, financial, physical, and technological resources that are available to UNE in achieving its mission and goals. Development of Research Questions The subcommittee developed the research questions based on the fundamental and optional elements defined for standards two and three, as well as considering the institution’s distinctiveness, as part of Ana G. Méndez University System (SUAGM). The subcommittee’s intention was to demonstrate the attainment of UNE’s goals as established in the institutional mission by revising: (1) the alignment of UNE’s operational work plan for years 2010- 11 to 2013-14 with the institutional mission, (2) the policies and procedures that guide the day to day operations, (3) UNE’s budget and its alignment with the institution’s work plan, and (4) the relationship between the institution’s work plans and resource allocation with the five-year Strategic Development Guidelines and periodic assessment results. Methods and Evidence Analysis The research process carried out for this chapter included analysis of documents such as work plans for the years 2011 to 2014, Strategic Development Guidelines for the periods 20062010, 2011 to 2015, institutional budgets for the years 2011 to 2014, action plans and the meeting minutes of the Institutional Effectiveness Committee; and meeting minutes of the Chancellor’s staff meetings, the Administrative Council and the Faculty Assemblies. Among the key areas considered were the level of alignment of the plans with the institutional mission, personnel participation in the planning process, the allocation of resources and budgets assigned based on strategic guidelines and assessment results, and the earmarking of renewable resources. In order to present the quantitative information more coherently, the goals of these plans were aligned with the expenses for years 2010-2011 to 2013-2014. The resources included were Operational Fund, Capital Improvement, Technology Fees, Endowment Fund, Continuing Education, and Gifts and Grants. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 24 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Nature of SUAGM and UNE Relationship SUAGM is a nonprofit entity dedicated to the development of higher education through a multi-institutional structure: (a) Universidad del Este, (b) Universidad Metropolitana, (c) Universidad del Turabo, (d) Ana G. Méndez Virtual University, (e) Sistema TV University Channel (a noncommercial public television station), and (f) Central Administration. As mentioned in the introduction, the Central Administration consists of the activities of the following offices: (a) President, (b) Internal Audit Department Director, (c) Executive Vice President, (d) Vice President for Planning and Academic Affairs, (e) Vice President for Administrative Affairs, (f) Vice President for Marketing and Student Affairs, (g) Vice President for Human Resources, (h) Vice President & General Manager for Sistema TV (WMTJ-TV), (i) Vice President for Financial Affairs and (j) Vice President for National and International Affairs. All processes at UNE related to finance, planning, human resources, marketing, student services, and administrative affairs are overseen by SUAGM’s Central Administration. In fact, the units of financial affairs, human resources, and planning at UNE have a representative from SUAGM, as presented in Table 12. Financial policies and the distribution of revenues are explained later in the chapter. Table 12. SUAGM Representatives or Liaisons at UNE for Centralized Processes Centralized Service or Unit Representative at UNE Positions from SUAGM Finance Jorge A. Torres Assistant Vice President of Budgeting Human Resources Jorge Rodríguez Assistant Vice President of Human Resources Planning Alberto J. Camacho Assistant Vice President of Planning Planning, Resource Allocation and Institutional Renewal Since the Periodic Review Report in 2010, UNE administration has incorporated elements, such as the Institutional Effectiveness Committee, to ensure that assessment results are taken into account in the planning and resource allocation processes. Moreover, UNE’s revised mission states that “All its resources support the academic offerings of certificate, associate, bachelor, graduate studies, and continuing education programs.”, and one of its goals 25 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 specifically states that the institution will promote quality and effectiveness, and that institutional planning and resources allocation processes will integrate assessment findings: Promote a culture of quality and effectiveness through institutional and specialized accreditations of academic programs, consolidation of assessment measurements, and the integration of assessment findings to planning and resources allocation processes. The planning process is structured and executed according to guiding elements included in three fundamental documents: SUAGM’s Vision 2020, Strategic Guidelines for Development, and UNE’s Mission Statement (see documents in Appendix 5). The diagram in Figure 3 summarizes the institutional planning levels, where goals and objectives of each level are aligned with the subsequent level with increasing specificity. Each planning level entails a participatory process, which includes training and procedure disseminating sessions, well documented through meeting minutes, attendance records, and reports (see ED 17). SUAGM VISION (10 yrs.) Level 1 Strategic Guides (5yrs.) Level 2 Programmatic Plans (3 yrs.) Level 3 1 2 3 4 5 6 7 8 9 10 0 Level 4 Year s Budgetary Priorities – Annual Plan – Budget Requests Figure 3. Schematic of SUAGM Institutions Planning Processes SUAGM four-level planning process. The first planning level is the determination of SUAGM’s long-term vision statement. SUAGM Vision 2020, states that: “By 2020, the Ana G. Mendez University System (SUAGM) will be recognized as an institution of excellence in learning, research and in public service, with great social responsibility and growing global expansion.” Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 26 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 This document guides institutional long-term development, and is revised every ten years with the participation of all SUAGM institutional constituents, including faculty, staff, administrators, students, alumni, board directors, and the greater community. This statement defines the university system’s role in addressing the needs of the communities it serves in Puerto Rico and locations in the United States. It addresses the process of discernment between what the organization is and what it wants to become, considering its resources and opportunities. The Vice President for Planning and Academic Affairs (VPPAA) is responsible for the coordination and monitoring of the development process of SUAGM’s Vision statement. The second planning level, also led by VPPAA by providing guidance, technical support and requested data (institutional and /or external), is the development of the five-year Strategic Development Guidelines (SDG) containing each institution’s individual strategic plan. UNE’s Strategic Development Plan (2011-2015) was developed with the involvement of faculty, student representatives, and administrative staff. Each academic and administrative unit elaborated goals and objectives guided by an eight-vector (areas) structure established by SUAGM’s Vision 2020. These vectors, which serve to prioritize goals, objectives, and initiatives, fall into three categories: Core Vectors: (a) Academic Affairs, (b) Academic and Scientific Research, (c) Student Development and Services, and (d) Public Engagement Support Vectors: (e) Management and Organizational Development; (f) Physical and Technological Infrastructure; and (g) Fiscal Strengthening Assessment Vector: Institutional Quality and Effectiveness The Assistant Vice President of Planning, in collaboration with the Chancellor’s staff, integrates all the units’ goals and objectives to create the institutional strategic plan. The VPPAA integrates the three institutions’ strategic plans into the final document of the SDG. The SDG are implemented through the aligned goals and objectives of the annual work plans set by the academic schools and other institutional units. The third level is the programmatic plan, which is for major projects to be developed over a period of three years. These plans are elaborated by the units involved in the specific project. Examples of this category are the Strategic Plan for Internationalization (2014-2017), and the Strategic Plan for Retention and Graduation (2009-2015). 27 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 The fourth level is the institution operational annual work plan and budget request. This process takes approximately four months to develop. The following institutional units are responsible for preparing their unit annual work plans: Vice Chancellor’s Office for Academic Affairs and academic schools deans Vice Chancellor’s Office for Student Affairs Vice Chancellor’s Office for Information Resources Vice Chancellor’s Office of Operations and Physical Facilities Vice Chancellor’s Office of Administrative Affairs Vice Chancellor’s Office for External Resources Directors’ Office of Additional Locations Annual Work Plans: Planning and Budgeting Process The planning and budgeting process occur simultaneously, as specified in the systemic Guide for Developing Unit’s Annual Work Plan and Budget Request, approved in 2009 (see ED 18). This document is used for the preparation of each unit’s annual work plan and budget request. The Assistant Vice President for Planning prepares a specific guide for each year, based on the systemic document. The Guide contains the Institutional Needs Report, prepared considering assessment results, a preliminary budget allocation based on the previous year budget, the five-year SDG, and a list of goals set by the Chancellor for the next academic year, commitments specified in SDG, and new opportunities offered by the outside environment. Once each unit’s work plan is developed, the Assistant Vice President of Planning integrates them into the Institutional Work Plan. This plan is circulated to each unit so that everyone is aware of their responsibilities in achieving the annual institutional work plan. The planning and budgeting processes have a duration of approximately five months, starting in March and ending in July (for processes documents see ED 17). The summary of the processes is as follows: March: UNE’s planning and budgeting process begins when each institutional unit develops goals, objectives, and activities, and establishes indicators based on institutional assessment results. Formative and summative evaluations of the previous work plan performed by the Assistant Vice President of Strategic Planning and Institutional Effectiveness are taken into consideration. Simultaneously, enrollment projections are determined at the central administration level (Vice Presidency for Planning & Academic Affairs). The projection is calculated using the average change percentage of the previous five years, adjusted to favor the official enrollment data of the previous fall semester. The result is adjusted with an economic index, developed by the Vice Presidency of Marketing and Students Affairs, which considers multiple economic factors. The enrollment Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 28 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 projection is then submitted to the Associate Vice President of Analysis and Budgeting, who coordinates their presentation and discussion with the Chancellor, vice chancellors, academic schools deans and additional location directors. The resulting projection is then presented and discussed with the Vice President for Planning and Academic Affairs, and Vice President for Financial Affairs, for final approval. The Chancellor then approves and certifies them as official enrollment projections for the following year. April – May: After the enrollment projections are approved and certified by the Chancellor, the Associate Vice President of Budgeting determines the projected revenues. With the pre-established percentage of projected tuitions and fees and other revenues, a preliminary budget distribution is assigned for debt service, mandatory reserves, and the operational budget. Each vice chancellor, school dean, and additional locations director, identifies basic budgetary needs, including staff recruitment, according to the proposed work plan, and includes them in the budget request. Budgetary requirements are summarized by area and presented to the Chancellor for the corresponding decision making. June - The Chancellor approves the unit budget requests according to the priorities established in the institutional work plan, and a global budget request is prepared, ensuring its alignment with the institutional goals. July - The budget request is submitted and discussed with the Vice President for Financial Affairs, and subsequently submitted to the Board of Directors for final approval. This planning and budget allocation procedure allows for: (a) the alignment of the SDG and the assessment results in a transparent way, (b) ensuring that the budget request will incorporate the institution fiscal commitments, and (c) ensuring funding allocation for the implementation of new projects according to the SDG. The institutional annual work plan’s level of compliance is assessed twice, after the first semester (formative evaluation) and at the end of the academic year (summative evaluation). The results of the formative evaluation are incorporated into a Progress Report (ED 19), intended to alert units that have not achieved the expected performance. At the end of the academic year, opportunity for ample participation is provided through a meeting of unit managers, where they present their most significant achievements, and evaluation of their level of compliance with the established goals and objectives. Afterwards, each unit submits a report including results and recommendations. The results and recommendations are reviewed and documented in a memorandum to the Chancellor by the Assistant Vice President for Planning. This memorandum contains the achievements by vector and an analysis of UNE’s performance. Missed goals with continued relevance are rescheduled and included in the following year’s work plan. Input from these meetings and unit reports are collected in an Institutional Achievements Report (see 2010 to 2014 reports in ED 20), and presented to SUAGM President’s staff and the Board of Directors. Recommendations 29 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 received are also considered in the following year’s work plan. Through these assessment and evaluative processes, the institution identifies areas of opportunity for growth and renewal. Additional discussion on how this process is undertaken is presented in the Institutional Renewal section later in the chapter. Table 13 shows the evaluation analysis of UNE’s overall annual work plan reports for 2010-2011 to 2013-14. For those years the work plans totaled 430 objectives, of which 343 (80%) were achieved and 87 (20%) were in progress. Table 13. Annual Work Plan Achievement Level for years 2010-11 to 2013-14 Year Objectives Achieved In progress 100 125 98 107 430 - 88 77 86 92 343 80% 12 48 12 15 87 20% 2010-2011 2011-2012 2012-2013 2013-2014 Total Percentage Source: Chancellor’s Office Branch Campuses Planning and Budgeting Process Branch campuses prepare their own annual plan following the same process as established by the Central Administration’s Vice Presidency of Planning and Academic Affairs. They include student input in their annual work plan through the administration of a student satisfaction survey and monthly meetings with student representatives. The process is summarized as follows: March - Chief Planning, Research, and Assessment Officer (CPRAO) prepares tuition projections and Chief Financial Officer (CFO) calculates fixed costs. CPRAO and CFO provide leadership and directions to Corporate Officers, Campus Directors and, Chancellor’s Office in the development of their annual work plan and budget. April - Final Projections, fixed costs and distribution parameters are established and approved by the Florida Chancellor, Campus Directors, and Vice President for National and International Affairs. May - Requested budget and preliminary work plan are submitted for review to the Florida Chancellor and Vice President for National and International Affairs. CPRAO and CFO review final requested budget and work plans and make appropriate changes and recommendations. June - Suggested budget is submitted to The Board of Directors Finance Committee. July - Finance Committee presents the final budget and work plans to the Board of Directors for approval. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 30 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Three-Year Financial Plan. For UNE’s three-year financial plan (2014-15 to 2016-17), enrollment projections were computed using the same mathematical model described above, and maintaining the economic index constant. The following list presents the assumptions for preparing the plan. Revenues Enrollment Projections were prepared by the VP for Planning & Academic Affairs. Undergraduate Tuitions fees increase of $4 per credit hour for the period of 2014-2015. Graduate and Technical Certification Tuitions fees increase of $4 per credit hour for the period of 20162017. Expenditures Salary increase 3% annually. Operating & maintenance expenditures increase 4% annually. General expenditures increase 1% annually. Debt P&I, based on actual commitment. Table 14 presents UNE’s three-year financial plan (see Appendix 16 for complete information). Table 14. UNE’s Three-year Financial Plan: Actual Year 2012-13 through 2013-14 and three-year Projection Actual FISCAL YEAR 2012-2013 for Operational Budgetthrough 2013-2014 and three years projections Description Revenues: Tuitions & Fees Tuitions Discount Continuing Education Gift & Grants Bad Debt Recovery Investment Income Miscellaneous Subtotal - Revenues Actual Budget 7/31/2014 2014-2015 $ 30,682,431 7,816,045 419,517 1,147,771 813,184 361,665 295,575 380,349 744,191 25,930 494,883 662,050 43,843,591 31,945,774 8,806,127 929 521,616 1,281,504 869,808 469,643 270,178 377,658 705,350 43,928 320,353 470,935 $ 46,083,804 34,680,591 8,917,520 417,380 1,143,211 824,671 484,480 254,453 380,735 717,441 38,970 312,096 410,716 $ 48,582,264 35,721,009 9,274,221 421,554 1,154,643 832,918 489,325 256,998 384,542 724,615 39,360 315,217 414,823 $ 50,029,224 36,792,639 9,645,190 425,769 1,166,190 841,247 494,218 259,568 388,388 731,862 39,753 318,369 418,971 $ 51,522,163 $ 3,326,270 29,029 845,744 4,201,043 $ 22,619 3,447,963 191,764 999,996 4,662,342 $ 3,267,754 858,465 700,000 5,255,668 $ 3,267,754 858,465 728,000 5,283,668 $ 3,267,754 858,465 757,120 5,312,788 Subtotal - Excess of Rev (Exp) before Transfers $ 9,504,111 $ 7,576,501 $ 8,380,402 $ 9,671,143 $ 9,689,595 Transfers & Contributions: Contributions from/to SíTV Contribution to UV Transf. from/to Auxiliary Enterprises Transf. from/to Others Transfer from/to Marketing Contribution to / (from) ISEP Transf. from/to Plant Subtotal Transfers & Contributions $ 99,996 66,063 508,507 (77,483) 800,004 496,904 (639,600) 1,254,392 $ Subtotal - before Transfers to Central Administration $ 8,249,719 Transfers Transfer to Central Administration $ 10,110,157 $ (1,860,438) $ 99,996 124,245 (19,101) 999,996 718,323 (700,000) 1,223,460 $ 100,000 139,000 1,000,000 970,296 (3,850,000) (1,640,704) $ 100,000 139,000 1,000,000 1,084,986 (3,850,000) (1,526,014) $ 100,000 139,000 1,000,000 1,119,959 (3,850,000) (1,491,041) 6,353,041 $ 10,021,106 $ 11,197,157 $ 11,180,636 9,500,555 10,021,106 10,465,524 10,712,056 (3,147,514) $ - $ 731,633 Source: Assistant Vice President of Analysis and Budgeting 31 Projected Budget 2016-2017 $ Debt Service & Reserves: Loans AFICA Capital Leases Bad Debt Subtotal - Debt Service & Reserves NET Projected Budget 2015-2016 56,642,224 $ 57,791,027 $ 60,127,804 $ 62,799,548 $ 64,241,404 (871,498) (836,517) (850,000) (850,000) (850,000) 990,183 468,869 716,533 716,533 716,533 345,837 305,172 344,856 344,856 344,856 2,262 151 61 441,848 591,773 1,879,141 1,973,098 2,071,753 57,548,745 $ 58,322,647 $ 62,218,334 $ 64,984,035 $ 66,524,546 Expenditures: Salaries & Fringe Benefits Operating & Maintenance of Plant Marketing Professional Services Scholarships & Fellowships Materials Learning Resources Equipment Equipment Rental Seminar, Activities & Representation Training & Development Contribution to Special Programs Interest & Bank Charges Miscellaneous Subtotal - Expenditures $ Actual 7/31/2013 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este $ 468,580 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Resource Allocation. Resource allocation is a dynamic process adjusted to the goals and objectives set out in the annual work plan. The total funds allocated to work plans for 2010-2011 to 2013-2014 period fluctuated between $68 M and $87M per year. In order to assess the alignment of resource allocation with the institutional and annual plan goals, these were grouped according to: Operational Fund, Capital Improvement, Technology Fees, Endowment Fund, Continuing Education, Grants and Gifts. On average, 79.51 percent of the funds assigned to accomplish the work plan goals came from operational funds. This fund was generated from tuition revenues and service fees. Construction (share) capital improvements projects provided 11.85 percent, Technology Fees (used for acquisition and/or substitution of technological equipment projects) provided 1.02 percent, 0.28 percent came from the Endowment Fund (for Honor Students Scholarships), 0. 83 percent came from Continuing Education, and 6.50 percent from Grants (cost recovery from externally-funded projects) and Gifts. Table 15 presents a summary of resource allocation for years 2010-11 through 2013-14. Table 15. Summary of Resource Allocations for fiscal years 2010-11 through 2013-14 FISCAL YEAR 20102011 FISCAL YEAR 20112012 FISCAL YEAR 20122013 FISCAL YEAR 20132014 Average CATEGORY Actual Year End Operational Fund % Actual Year End % Actual Year End % Actual Year End % $ 57,848,687 84.85 $ 61,695,343 81.99 $ 57,366,623 80.23 $ 62,047,830 70.96 79.51 4,228,541 6.20 6,944,733 9.23 7,988,008 11.17 18,196,592 20.81 11.85 Technology fees 541,234 0.79 1,081,007 1.44 621,218 0.87 864,726 0.99 1.02 Endowment fund 114,600 0.17 135,625 0.18 283,288 0.40 343,772 0.39 0.28 Continuing Education 839,487 1.23 546,419 0.73 565,635 0.79 498,854 0.57 0.83 4,603,629 6.75 4,842,695 6.44 $4,675,380 6.54 $5,485,855 6.27 6.50 $ 68,176,178 100 $ 75,245,822 100 $ 71,500,152 100 $ 87,437,629 100 - Capital Improvement Gifts & Grants Total Source: Assistant Vice President of Analysis and Budgeting Institutional Renewal UNE’s mission and five-year strategic plan guide the institution’s development, while assessment results provide the necessary information for improvement and renewal, as well as maintaining quality. The institution ensures that assessment results are considered in the planning, resource allocation, and decision-making processes through the Institutional Effectiveness Committee. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 32 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Institutional Effectiveness Committee (IEC). The Institutional Effectiveness Committee (IEC) consists of the Associate Vice Chancellor for Assessment (chair), the Assistant Vice Chancellor for Academic Effectiveness and Development (co-chair), the Assistant Vice President of Planning, the Assistant Vice President of Budgeting, the Assistant Vice President of Human Resources, the Vice Chancellor and Associate Vice Chancellor of Administrative Affairs, the Assistant Vice Chancellor for Enrollment Management, the President of the Programming Committee, and two faculty representatives. IEC has the responsibility of identifying and prioritizing the needs resulting from diverse institutional assessment processes, and preparing an action plan to be discussed with the chancellor. The committee has four calendared meetings per year. To meet the needs identified through the assessment processes, the IEC performs the following tasks: Develop the institutional effectiveness action plan, based on assessment results, and aligned with the annual work plan goals and objectives, and with indicators of institutional effectiveness. Discuss the list of needs identified through assessment processes, issued annually by the Associate Vice Chancellor’s Office of Assessment. Recommend to the Chancellor allocation of institutional resources to address identified needs. Recommend the request of systemic resources to address needs related to capital improvements and technology fee. Perform monitoring visits to institutional units at the main campus and additional locations to ensure that assessment findings are included in their work plan and budget request. Monitor the compliance with the action plan, and the percentage of achieved objectives. Schedule at least four committee meetings per year and issue annual reports of the committee’s accomplishments to be submitted to the Chancellor. In the past four years, IEC’s action plans have had an 87 percent average of achievement. Pending issues, which usually fall under the category of remodeling or construction, and those in progress, are incorporated to the next year’s plan. See action plan reports in Appendix 7. Table 16 presents IEC’s action plan results for years 2009-10 to 2013-14. Table 16. IEC’s Action Plan Results for Years 2009-10 to 2013-14. Fiscal year 2009-2011 2011-2012 2012-2013 2013-2014 Number of Issues 38 83 68 44 Activities 57 111 122 81 Achieved Percentage Achieved (%) 54 91 103 58 95 82 84 72 Source: Institutional Effectiveness Committee, 2014 Among the most significant examples of using assessment results to guide decisionmaking and resource allocation, which have resulted in institutional renewal are (see Appendix 17 for alignment of assessment, planning, and budgeting process): 33 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Fulfillment of the academic area priorities: (a) full-time faculty recruitment (institutional work plan goal 3), with an almost 26 percent increase in the last four years, and (b) the development of new academic programs (institutional work plan goal 2), with 15 new programs in the same period. Improvement of physical facilities by: (a) relocating the Utuado additional location to new facilities in Arecibo (8.5 million dollars), (b) construction of new facilities for the School of Technical Professional Studies, administrative offices for the School of Professional Studies (7 million dollars), and the construction of the Jesús T. Piñero Library on the main campus (institutional work plan goal 10). Replacement of technological equipment in additional locations (institutional work plan goal 15). Institutional Resources Financial Resources. SUAGM financial statements include the financial results of its components: Universidad del Este (UNE), Universidad Metropolitana (UMET), Universidad del Turabo (UT), and SISTEMA TV University Channel (WMTJ-TV), a noncommercial public television station. During the past several years, SUAGM had been striving to implement effective measures to improve its liquidity and overall financial condition. Growth in student enrollment at such a rapid pace in the last 10 years implied pressures to provide services and educational facilities, as well as an impact on its financial condition. SUAGM was described by its credit classification provider as having weak financial resources due to the growth in operating budget, and as being highly leveraged. Some financial highlights of the last four audited years are presented in Table 17. Table 17. Financial Highlights of SUAGM’s Previous Four Audited Years Total Assets Total Liabilities +Total Net Assets Total Liabilities & Net Assets Summary –Statements of Activities Total Revenues Total Expenses Change in Net Assets Financial Highlights Summary- Statements of Financial Position 2013 2012 2011 $367,227 $362,871 $320,104 $192,092 $205,419 $160,434 175,135 157,452 159,670 $367,227 $362,871 $320,104 2010 $290,099 $162,360 127,739 $290,099 $260,012 (242,328) $17,684 $242,038 (210,641) $31,397 $259,353 (261,571) $(2,218) $262,639 (230,708) $31,931 As the financial highlights above demonstrate, SUAGM is well on its way to strengthening its fiscal condition. However, non-recurrent transactions like an increase in Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 34 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 SUAGM’s pension liability, and a depreciation of its investments, pressured fiscal year 2012 performance. During fiscal year 2013 a slight increase of SUAGM total revenues of $659 thousand mainly driven by an appreciation of SUAGM’s investments of $5.4 million, in connection with cost-reduction initiatives in specific expenses categories like: administrative salaries and benefits, activities, travel, and professional services totaling $6 million and the absence of prior year non-recurrent transactions (pension liability related expenses for $7.9 million and depreciation/loss of investments for $2.4 million) resulted in a positive change in Net Assets of over $17 million. SUAGM’s Institutions. SUAGM’s financial statements do not provide sufficient information to evaluate the particular financial condition of each institution. However, in order to give a better understanding of the financial position of UNE, herewith is provided a breakdown of the audited financial results and projections as follows: Statement of Financial Position and Statement of Activities as of and for the years ending July 31, 2013, 2012, 2011, and 2010 (see Financial Reports and explanation in Appendix 18). The Auditor’s Management Letter as of July 31, 2013, 2012 and 2011, and the corresponding Management’s Responses are also enclosed in Appendix 19. Although SUAGM issues consolidated financial statements, there is information available and accounting systems in place to allocate the results to its corresponding component, so that the fiscal condition of each institution can be examined on its own. SUAGM financial information systems (BANNER) and chart of accounts are structured so that whenever possible, each financial transaction is institution-specific. The schedules included reconcile with the audited financial statements. In order to break down the financial results per institution, the internal procedure used to prepare the Integrated Postsecondary Education Data System (IPEDS) Annual Survey was followed. Financial Policies. SUAGM is an enrollment driven institution in terms of budgeting. The basis for the budget is funds from the projected headcount and credit hours for the year, per institution, as proposed and approved by deans and chancellors, under the direction of the Office of Planning and Institutional Research. Also, trends in revenues and expenditures in the previous years and the estimated costs of new projects or initiatives are considered when structuring the overall budget. Four funds compose the budget: 35 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Operational Fund – includes the revenues and expenditures that cover operations of the institution. Facilities Fund – includes revenues from construction fees paid by students. Restricted Fund – includes revenues from grants and contracts that are subject to donorimposed stipulations. Endowment Fund – is a pool of investable wealth that has a perpetual investment horizon and is tax exempt. Its main purpose is to generate a stream of earnings to support current operations that will grow in real or inflation adjusted terms. From time to time, the institution contributes operational funds to this Fund, but its main source of income is the return on its investments. SUAGM structured its financial policies around what is called Revenue Center Management or Responsibility Center Management. SUAGM also engaged consultants to develop a contribution model that would serve to evaluate the financial condition of the institutions, the academic programs and their ability to cover institutional and central administration’s costs. In the past year, SUAGM has been involved in the development of a database and reporting system that will improve its methodology for evaluating cost management and analysis. This system has been named Cost and Financial Analysis Reporting System (CFARS). One major goal with this project is to be able to evaluate the pricing of academic programs compared to their actual costs and therefore consider a differential pricing method. Distribution of Revenues. As a general rule, an 80/20 distribution of revenues is expected between the institutions and the Central Administration to cover administrativerelated expenses in any given year. Nevertheless, specific conditions determine the actual distribution of funds and the contribution to be made to the Central Administration by the institutions each year. Until fiscal year 2013-2014, UNE and UT contributed 1 9 percent of their revenues to the Central Administration and UMET contributed 17 percent. Beginning fiscal year 2014-2015, this was revised and UNE and UT now contribute 1 8 percent of their revenues to the Central Administration; and UMET contributes 16 percent. Financial and Human Resources activities are centralized. Also, funds related to construction and technological fees are managed at the Central Administration level for minor facilities improvements, construction projects and technological development, and distributed not according to the 80/20 distribution formula. These funds are assigned to projects (mainly minor facilities improvements and for the substitution of technological equipment) according Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 36 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 to SUAGM’s priorities, as established by a Capital Improvement Plan, approved by the President, after thorough discussion with the Planning and Capital Improvement Committee. Major capital expenditures are explained in the Physical Resources section below. Sistema TV (WMTJ) is partially subsidized with the contributions made to the Central Administration by the institutions, as it does not generate sufficient funds to cover its operations. Tuition revenues total more than 70 percent of SUAGM revenues and therefore are monitored on a daily basis with reports detailing the enrollment results. Each semester, the Budget and Analysis Office compares and evaluates actual tuition and enrollment results with the budgeted goals. Adjustments are made accordingly, if necessary, although if additional funds are produced by an institution, distributions of additional funds are made to cover expenses associated with the added educational activity. If budget goals are not met, the corresponding institution’s Chancellor, in coordination with the Budget and Analysis Office, makes the necessary adjustments so as to, at best, balance the institution’s budget. Periodic reports (daily, monthly, per semester and year-end projections) are distributed throughout the upper and middle management to maintain everyone informed about the actual results compared to the budget. Funds available for expenses at the institutional level are subject to the Chancellor’s approval, but certain guidelines must be taken into consideration: 1. Existing salary and fringe benefits expenditures (as of the end of the prior year) must be budgeted, unless an organizational restructuring is being implemented. 2. Debt service payments must be funded. 3. Maintenance of facilities expenses should be evaluated and properly budgeted so as to be able to cover utilities, cleaning services, security, and others. SUAGM institutions outsource the majority of these services. SUAGM has also installed information systems that enable budget managers to review the variations on a daily basis (actual vs. budget). The financial transactions are decentralized and unit or office managers can generate purchases of goods and services and encumber their funds. All transactions have an electronic approval process by which the supervisor must authorize them. The availability of funds is also monitored systematically to prevent an excess of expenses over revenues. Periodic visits to the institutions are made by the Budget and Analysis Office’s staff and meetings are held between budget managers and the institution’s Chancellor to monitor the 37 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 operational results (revenues and expenditures) and project results at year-end. Also, an executive committee chaired by the SUAGM President meets on a monthly basis to analyze results by major expense categories and to review the accounts receivables so as to develop procedures to strengthen the financial condition. Finally, SUAGM’s Board of Directors and its Finance Committee meet at least three times per semester to review the operational results as well as monthly and quarterly financial statements. These policies and systems have been developed through the years and have enabled SUAGM to grow and prosper, being now the largest private nonprofit educational institution in Puerto Rico. The fact that SUAGM oversees the three educational institutions, in financial terms, works to their benefit, as SUAGM will, if necessary, try to compensate shortfalls, although making each one accountable for their operations. It has not been an easy task and hard lessons have been learned to make adjustments for the improvement of SUAGM’s financial condition. Nevertheless, SUAGM policies have proven effective and flexible enough so as to cover contingencies and unforeseen circumstances. SUAGM’s Audited Financial Results. The audited financial results for year 2013 compared to 2012 for SUAGM and UNE, respectively, are explained below. The explanation for previous years is presented in Appendix 18. 2013 Compared with 2012 for SUAGM Table 18 presents SUAGM’s financial results (2013 compared to 2012). It presents SUAGM’s total revenues, gains and other support were $1.4 million or 1% lower in 2013 than in 2012; from $259.4 million in 2012 to $258 million in 2013 (references to a year mean the fiscal year ended on July 31 of that calendar year). Net tuition and fees were 4% or $7.9 million lower in 2013 than in 2012 ($188.3 million and $196.3 million, respectively). This change was driven by a slight decrease in student headcount of 0.09% or 38 less students, from 41,688 in 2012 to 40,650 in 2013. Total student’s contact hours decreased 1.48% or 14,342 less contact hours in 2013 (954,271) than in the prior year (965,847). This decrease was a result of the prevalent economic conditions and its impact on the adult student that is not eligible for grants and must incur in debt to study. In addition: The Institution experienced a net appreciation in the market value of its investments of $5.4 million in 2013 which represents an increase of $5.9 million when compared with the prior year (a depreciation of $614 thousand). Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 38 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 On the other hand, total expenses and other deductions decreased 8% or $21.3 million when compared with the prior year, from $261.6 million in 2012 to $240.3 million in 2013. This change was driven by a decrease, when compared with the prior year, in Institutional support category. It decreased $18.9 million or 26%, from $71.9 million in 2012 to $53.1 million in 2013 mainly as a result of the following decreases: liability for pension benefits ($7.9 million), salaries and benefits ($2.2 million), and the absence of the loss recorded during 2012 related to a guaranteed investment contract with Lehman Brothers ($1.8 million). As a result of the transactions described above, SUAGM’s change in net assets for 2013 was positive $17.7 million, while the change in net assets for 2012 was a loss of $2.2 million (an increase of $19.9 million). Table 18. SUAGM’s 2013 Financial Statement compared to 2012. Change $ % (106,034) (164,517) (69,221) 706,589 6,790,300 (9,651,552) (186,723) -2% -1% -4% 24% 14% -30% -9% 2,694,489 253,419,396 $362,870,525 (1,039,599) 8,077,550 $ 4,356,793 -39% 3% 1% 2013 2012 4,603,557 15,383,345 1,670,649 3,669,000 54,398,857 22,367,493 1,982,581 $ 4,709,591 15,547,862 1,739,870 2,962,411 47,608,557 32,019,045 2,169,304 1,654,890 261,496,946 $ 367,227,318 Assets Cash and cash equivalents Receivables, net Inventories Prepaid expenses and deferred charges Investments Deposits held in trust Debt issue costs Cash restricted to investment in property and equipment Property, plant and equipment, net Total Assets $ $ Liabilities and Net Assets Accounts payable and other liabilities Obligations under capital leases Notes payable Loans payable Advances from federal government for student loans Liability for other employee benefit Liability for pension benefits Total Liabilities $ 27,975,315 1,487,430 37,062,190 118,769,668 $ 32,074,237 1,799,254 32,471,998 124,245,302 $ (4,098,922) (311,824) 4,590,192 (5,475,634) -13% -17% 14% -4% 217,344 3,896,834 2,682,980 $ 192,091,761 231,103 4,039,549 10,557,164 $205,418,607 (13,759) (142,715) (7,874,184) $ (13,326,846) -6% -4% -75% -6% Net Assets Unrestricted Temporarily restricted Permanently restricted Total Net Assets $ 163,826,872 2,416,376 8,892,309 $ 175,135,557 $142,174,587 5,168,660 10,108,672 $157,451,918 $ 21,652,285 (2,752,284) (1,216,363) $ 17,683,639 15% -53% -12% 11% Total Liabilities and Net Assets $ 367,227,318 $362,870,525 $ 4,356,793 1% 2013 Compared with 2012 – UNE Table 19 presents UNE’s financial results (2013 compared to 2012). UNE’s Statement of Activities for the year ended July 31, 2013 presents an increase of total revenues of 4.24% or $3.2 million (from $74.8 million in 2012 to $78 million in 2013). This change was related to, as for SUAGM, an increase in investment income and to a net 39 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 appreciation in the market value of the investments totaling $2.6 million. This represents an increase of 2,571.94% when compared with the prior year (a depreciation of $89 thousand). On the other hand, UNE’s total expenses and other deductions present a slight decrease of 0.50% or $343 thousand when compared with the prior year (from $68.3 million in 2012 to $68 million in 2013). This change was directly related to the decrease in Institutional support category of $3.4 million or 17% (from $19.8 million to $16.4 million) as a result of the decrease of the liability for pension benefits. For the fiscal year ending July 31, 2013, UNE presents a positive change in net assets of $9.9 million. Table 19. UNE’s 2013 Financial Results compared to 2012. 2013 Assets Cash and cash equivalents Receivables, net Inventories Prepaid expenses and deferred charges Investments Deposits held in trust Debt issue costs Cash restricted to investment in property and equipment Property, plant and equipment, net $ Total Assets Liabilities and Net Assets Accounts payable and other liabilities Obligations under capital leases Notes payable Loans payable Advances from federal government for student loans Liability for other employee benefit Liability for pension benefits $ 1,851,955 4,446,490 460,824 1,111,117 23,869,401 3,490,510 522,377 2012 $ 1,496,405 4,940,109 552,819 941,263 15,126,932 10,173,590 689,265 $ Change $ % 355,550 (493,619) (91,994) 169,853 8,742,469 (6,683,079) (166,888) 24% -10% -17% 18% 58% -66% -24% 1,147,810 99,073,723 856,135 102,833,257 291,675 (3,759,534) 34% -4% $ 135,974,207 $ 137,609,774 $ (1,635,567) -1% 9,211,080 313,614 10,541,265 31,462,709 $ 10,191,126 571,687 10,317,509 39,477,152 217,344 1,243,950 710,454 Total Liabilities $ (980,046) (258,073) 223,756 (8,014,443) -10% -45% 2% -20% 73,430 1,283,508 3,354,387 143,914 (39,558) (2,643,933) 196% -3% -79% $ 53,700,416 $ 65,268,799 $(11,568,383) -18% Net Assets Unrestricted Temporarily restricted Permanently restricted $ 76,182,293 (328,308) 6,419,805 $ 66,935,107 (234,687) 5,640,554 $ 9,247,186 (93,621) 779,251 14% 40% 14% Total Net Assets $ 82,273,791 $ 72,340,975 $ 9,932,816 14% Total Liabilities and Net Assets $ 135,974,207 $ 137,609,774 $ (1,635,566) -1% For purposes of information, Table 20 includes a UNE’s Statements of Activities for the past 4 years. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 40 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Table 20. UNE Statements of Activities for the Year Ended July 31, 2010 through July 31, 2013 2013 Revenues, gains and other support: Tuition and fees Less scholarships Net tuition and fees Grants and contracts Private gifts and grants Investment income, net Net appreciation of investments Auxiliary enterprises Other sources Total revenues, gains and other support 2012 2011 2010 $ 65,553,559 $ (5,551,446) 60,002,113 68,177,239 $ (5,593,520) 62,583,720 69,350,983 $ (5,599,164) 63,751,819 70,005,988 (7,206,916) 62,799,072 $ 9,789,511 426,476 2,290,954 363,315 1,200,379 3,892,152 77,964,899 8,632,812 500,172 85,741 753,957 2,239,589 74,795,990 9,756,186 1,318,155 395,083 1,186,163 583,470 2,610,315 79,601,192 9,566,927 449,636 327,054 876,314 572,799 2,281,776 76,873,578 $ Expenses and other deductions: Educational and general expenses: Instruction Research Public service Academic support Student services Institutional support Net depreciation of investments Total educational and general expenses Auxiliary enterprises $ $ 30,652,567 1,404,040 5,507,874 5,087,330 7,852,787 16,394,475 66,899,073 31,056,457 1,575,754 2,082,581 5,214,291 7,250,504 19,760,630 89,410 67,029,626 1,133,010 1,345,413 $ $ 30,488,643 1,472,660 2,697,092 5,394,705 6,716,245 16,623,404 63,392,748 $ $ 1,106,955 27,149,392 1,235,724 2,027,758 5,617,221 5,825,694 16,351,015 58,206,804 1,131,162 Total expenses and other deductions $ 68,032,083 $ 68,375,038 $ 64,499,703 $ 59,337,966 Change in net assets $ 9,932,816 $ 6,420,951 $ 15,101,489 $ 17,535,612 Net assets at beginning of year $ 72,340,975 $ 65,920,024 Net assets at end of period $ 82,273,792 $ 72,340,975 50,818,535 $ 65,920,024 33,282,923 $ 50,818,535 As shown in the Table 20, UNE’s financial health is positive and robust. UNE’s net tuition revenues have been above $60 million during the past four years despite the following negative factors: (a) decrease in student headcount and contact hours during the past several years as a result of Puerto Rico’s economic recession and its impact on the population and higher emigration rates and (b) the recent changes within the federal financial aid programs regulations that has greatly impacted the adult students segment resulting in more restrictive requirements making these students not eligible for grants and must incur in debt to study. The slight enrollment decrease has been compensated by UNE’s investment income and net appreciation in the market value of its investments. During this period, UNE’s total revenues increased $1.1 million (from $76.9 million in 2010 to $78 million in 2013). During the same period UNE’s total expenses increased $8.7 million ($59.3 million in 2010 to $68 million in 2013) mainly due to increases in: (a) pension liability related expenses, 41 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 (b) faculty and administrative positions that produced an increase in salaries and related fringe benefits expenses, (c) utilities expenses, and (d) depreciation expense. Regardless of challenges faced by UNE from 2010 to 2013, UNE presented positive annual financial results. UNE’s annual change in net assets average $12.2 million during this period, demonstrating a healthy financial position. Human Resources The Vice Presidency for Human Resources is responsible for ensuring compliance with the Handbook of Administrative Staff, and SUAGM Faculty Handbook, as described in Chapter 3: Leadership and Governance, and Administration, and Chapter 6: Faculty. Recruitment, development, and evaluation procedures for faculty and administrative personnel are clearly stipulated in these documents, as well as the conditions for contract termination. During the spring semester, the Chancellor receives a report of new human resources requirements, which are identified through the needs report submitted by the IEC, and through the work plans and budget requests submitted by the academic and administrative units. In collaboration with the Assistant Vice Presidents of Budget Analysis, and Human Resources, and based on the institutional work plan and proposed budget for the following year, the Chancellor determines which new positions or vacancies will be filled without exceeding the institution’s established limit of wages and salaries allocation (60 percent of the total budget). During fiscal years 2010 to 2014, the percentage of the total budget allocated to wages and salaries has fluctuated between 48 and 53 percent (see Appendix 20). In addition, all institutional hiring must be approved by a Position Control Committee at the Central Administration level, as another measure to control expenditures. Appendix 9 includes SUAGM’s Position Control Policy. Table 21 summarizes UNE staff per administrative unit as of December 2014. The institution has 550 full time and part time administrative staff, not considering branch campuses’ staff ascribed to Ana G. Méndez University System (SUAGM) Corporation. The number of administrative staff is adequate for the institutional operation, as each year staffing is evaluated and identified staffing needs are included in the budget request for the following year, after applying the Policy of Position Control. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 42 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Table 21. UNE Human Resources Staff by Administrative Unit as of December 2014 Departments FT PT TOTAL Chancellor’s Office 38 1 39 Vice Chancellor’s Office of Academic Affairs 158 61 219 Vice Chancellor’s Office of Students Affairs 91 6 97 Vice Chancellor’s Office of Learning Resources 40 1 41 General Manager’s Office of Physical Facilities 30 30 Additional Locations Cabo Rojo 23 3 26 Santa Isabel 18 18 Arecibo 13 2 15 Yauco 26 1 27 Barceloneta 24 2 26 Washington, DC * 1 3 4 Campus Security and Cleaning Services** Total UNE 462 80 542 Human Resources 6 6 Finance and Operations 1 1 Planning 1 1 Total from Central Administration 8 8 Total 470 80 550 * Director of Capital Area Branch Campus serves as Washington DC Director **Third party provider by contract Legend: FT-full time: PT-part time The total number of full-time faculty as of fall semester of 2014 (not including branch campuses) was 161, while the number of part-time faculty was 1,061. In recent years UNE’s student-faculty ratio (calculated with US News definition) for fall semesters fluctuates around 23. As mentioned in Chapter 4: Institutional and Student Learning Assessment, the following committees have been established to obtain information regarding UNE’s administrative needs. These committees are: student affairs, physical infrastructure, information resources, evening and weekend division, and retention. These committees have established a work plan with specific indicators, in which they analyze the needs and generate an action plan for improvement. In assessment surveys administered in 2013, the following results were obtained from faculty and students: Faculty considered excellent or satisfactory: school administration (91.0 %), academic support from school (91.3 %), and secretarial support (89 %). (Instrument: Faculty End of Course Survey, n= 378.) Students considered excellent or satisfactory: UNE’s faculty (from 90.7 % to 95.6 % on criteria related to faculty performance), academic advising in academic schools (78.7 %), counselling and academic advising from Quality of Life and Wellness Office (76.4 %), Information resources (79.8 %). (Instrument: Student End of Course Survey, n= 6,315. 43 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Physical Resources UNE has a main campus and six additional locations, with a space area of 563,471 square feet, of which 363,200 square feet correspond to the main campus, and 200,271 square feet correspond to additional locations in Puerto Rico. The recently opened additional location facility in Washington DC, localized in Carlos Rosario International Public Charter School, has 49,671 square feet. Table 22 presents physical facilities information of UNE’s main campus, additional locations in Puerto Rico and Washington, DC, and Table 23 presents the physical facilities of branch campuses, which are shared with UMET and UT. Table 22. UNE Physical Facilities Location Carolina Building Square Feet Acres Parking Spaces Class Rooms Computer Labs Academic Labs Book Store Cafeteria & Others Library Restrooms Office & cubicles 363,200 28.1 1,376 63 14 23 1 4 1 87 477 Barceloneta 50,000 6.4 210 13 5 4 1 1 1 13 24 Cabo Rojo 22,914 15.5 233 12 4 - 1 1 1 12 15 Santa Isabel 18,194 13.6 320 11 3 - 1 1 1 12 17 Yauco 67,216 4.1 160 15 9 2 1 1 1 14 22 Arecibo Washington, DC Total 27,347 6.0 250 6 3 2 - - 1 12 17 49,671 - - 2 1 3 - - 1 2 3 598,542 73.7 2,549 122 39 34 5 8 7 152 575 Source: Vice Chancellor’s Office of Physical Facilities and Operations Table 23. Branch Campuses Physical Facilities Location Metro Orlando Tampa Bay (3655 W Waters) Tampa Bay ( 3631 W Waters) South Florida Capital Area Dallas Area Campus* Total Building Square Feet Acres Parking Spaces Class Rooms Computers Labs Academic Labs Book Store Cafeteria & Others Library Restrooms Office & cubicles 34,553 - 144 19 2 2 - - 1 15 16 16,000 - - 6 2 - - - 1 9 13 4,000 - - 2 - 2 - - - 3 2 17,400 - 126 13 2 2 - - 1 12 18 20,000 - - 10 2 1 - - 1 12 19 39,000 - - 10 3 2 - - 1 25 18 130,933 - 270 60 11 9 - - 5 76 86 * Started operations in February 2015. Source: Vice President’s Office of National and International Affairs The institution strives to improve the existing physical facilities to provide an adequate environment for its academic offerings. Examples are the construction of a new laboratory for the bachelor degree in Digital Communications and Media and the Integrated Laboratory of Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 44 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Forensic Investigations (LIIF, Spanish acronym) for programs in the area of Criminal Justice, in Carolina. The institution also allocates resources to provide state of the art facilities, as is the case of the dental laboratory recently inaugurated for the associate degree in Dental Assistant with Expanded Functions, and the recent relocation of the Utuado additional location to new facilities in Arecibo. As of August 2014, UNE has the necessary physical facilities to provide educational and support services to enrolled students. Courses are programmed according to the educational offerings’ course sequence, with sufficient classrooms and laboratories to accommodate them. UNE’s Master Plan (Appendix 21) guides the physical development of the Carolina Campus. Every four years the Master Plan is reviewed by the Office of Strategic Planning and Institutional Effectiveness and the Chancellor. The Plan establishes the physical interventions needed to meet the student academic, support services, and administrative goals, as well as responding to identified needs through assessment processes. The revised 2014 Master Plan contemplates the following future developments: Acquisition of property for new developments A new Health Science School Building to be located at the main campus’ entrance. Sports and admission & recruitment facilities, with passive recreational areas for students Expansion of the José A. (Tony) Santana International School of Hospitality and Culinary Arts, the library, and the student service center. The construction of a new Health Science School Building and the expansion of the José A. (Tony) Santana International School of Hospitality and Culinary Arts respond to the opportunity of increasing enrollment in programs of high demand in these two areas. In assessment surveys administered in 2013, the following results were obtained from faculty, students, and administrative staff: 45 Faculty considered excellent or satisfactory UNE’s physical facilities (93.7 %) (Instrument: Faculty End of Course Survey, n= 378.) Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Students considered excellent or satisfactory UNE’s classrooms (86.7 %). (Instrument: Student End of Course Survey, n= 6,315.) Administrative staff considered excellent or satisfactory: cleanliness of facilities (86.6 %), and appropriate working space (60.7 %) (Instrument: Associate’s Survey, n= 351.) Issues identified through assessment processes, including End of Course Survey, Exit Survey, and annual student focal groups at additional locations related to physical facilities are: (a) insufficient parking spaces in Carolina, and all additional locations except Arecibo, (b) insufficient faculty office space, and (c) limited recreational areas in all locations (there are no student centers, although the institution provides outdoors seating areas, including picnic styletables with sun umbrellas). With the construction of the Jesús T. Piñero Library, additional passive recreational areas will be available for students at the main campus in the immediate future. Long-term improvements to address Carolina assessment findings are described in the Master Plan. Resources for minor physical facilities improvements come from the institutions operational budget, and from improvement capital funds. Improvement capital funds are assigned according to an improvement plan, which is part of SUAGM’s five-year strategic plan. Both resources are allocated according to the institution’s development plan and needs identified through assessment processes. The four main categories of resource allocation funds are: Permanent improvement funds: for the design and construction of new physical facilities. Capital improvement funds: for renovations and expansions on existing facilities, and acquisition and replacement of equipment. Maintenance program funds: for minor repairs, painting of facilities, and preventive maintenance of equipment and facilities. Construction funds: for short and medium term construction projects, and for external grants matching funds. These funds come from student construction fees ($275 per student per academic term). Technological Resources. Technological resources are ascribed to the Information Technology and Telecommunications Office under the Vice Chancellor’s Office of Resource Information. They are responsible for: (a) offering services to the university community, (b) identifying equipment, programming, and communications needs, (c) the acquisition, installation, maintenance, and replacement of technology equipment and systems, according to the institutional strategic plan, and (d) creation of webpages and electronic platforms for Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 46 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 institutional use, and (e) monitoring of information integrity and security. Faculty and students may request services through the library’s website. Resource allocation comes from student technological fees ($75.00 per academic term). In Carolina, there are four positions in Instructional Technology and 17 positions in Information Technology and Telecommunications. Additional locations and branch campuses have one system specialist each, except for Yauco, which has two. The Office of Instructional Technology provides services to faculty, students, and associates by lending technological equipment (laptops, digital projectors, DVD players, recorders, projection screens, microphones, sound amplifiers, and Axonix –intranet server video and Blu-ray). Demand for these services has slowly decreased with the expansion of technological facilities, and services from Information Technology and Telecommunications. The institution also provides: 47 Through Microsoft Dynamics Academic Alliance (DynAA), free software and support for personal computers for faculty and students Open Source software through the IT webpage Photocopy and printing service- Students have a $5.00 credit per semester, and they can recharge through a Pay Station service. These stations are available in Carolina, Santa Isabel, Yauco, and Arecibo. Free wireless Internet throughout the main campus and additional locations Streaming and videoconference services Eleven carts in the main campus, with 20 Laptops each, for use in classrooms, laboratories, and for enrollment processes. Twenty three specialized laboratories, on the main campus, for architectural design, aviation electronics, networking electronics, computer repair, dental assistant, anatomy, microbiology, physics, chemistry, pharmacy, nursing, radiology technician, medical sonographer, forensic, and digital communications courses. Nineteen specialized laboratories throughout additional locations and branch campuses. Fourteen computer laboratories in Carolina, in addition to five Open Space labs. Thirty two computer laboratories throughout additional locations and branch campuses. The ratio of student-computers for the main campus and additional locations is 6.3. One Intranet Video Server- Axonix. Assistive Technology Laboratory (AT) on the main campus- This laboratory provides technology access to persons with special needs. Among the available software and equipment are: Software for reading tool in various languages, Jaws (voice recognition), Magic, Open Book and Zoom Text (for visually impaired), Braille printer, Scan and Talk text-to-speech (TTS) technology, talking calculator, hand-held magnifier, computer headphones and i2eye videophone for hearing impaired, two computers with wide monitors, three adjustable tables, and special keyboards. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Ask a Librarian – where through an electronic form users have access to Virtual Reference. UNEBIB- this application may be downloaded to different types of electronic devices, and provides access to MyUNE Explorer (search engine), online resources, library electronic services, library locations and service hours, contact information of library staff, tutorials, and UNE social networks. There is also an app for the Jesús T. Piñero Collection Library (CJTP app). UNEBIB-CHAT- Provides synchronic communication between users and library staff Social Networks- UNE Biblioteca (Library, in Spanish) profile on Facebook, is used to keep users informed of events and services, and @unebiblioteca is the Twitter profile. Library staff, specialized in technology and information literacy, offer instruction through workshops, individual training, social networks, and virtual reference service (see Chapter 7:Educational Offerings and General Education). In addition, workshops are offered to administrative staff and faculty, during the Professional Development Day each academic semester, in Carolina and additional locations. Table 24 presents the number of workshops offered, and number of participants, for years 2010-11 thru 2013-14. Table 24. Overall Technology and Information Literacy Workshops Offered by UNE Librarians for Years 20102014 Workshops Participants Carolina 585 7,242 Barceloneta 280 5,243 Location Santa Isabel Cabo Rojo 247 126 3,381 2,462 Utuado 77 954 Yauco 75 1,853 Source: Vice Chancellor’s Office of Information Resources As mentioned before, technological fees are managed at the central administration level for minor technological development. These funds are assigned to projects such as substitution of technological equipment according to SUAGM’s priorities after thorough discussion with a Planning and Capital Improvement Committee. Every year, the institution prepares a Technology Plan (ED 21), establishing acquisitions for new developments, and replacement of existing equipment (computers are replaced every five years in a phased manner). Once approved, acquisitions and replacement of equipment are incorporated to annual work plans and budget. Technological fees are then allocated for those purposes. Table 25 shows the number of computers available for students, faculty (full- and part-time), and administrative staff by location in Puerto Rico. The data shows: (a) an overall student-computer ratio of 7.0 at the main campus and additional locations, (b) 1.2 computers per full-time faculty member, Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 48 Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 (c) 5.1 part-time faculty members per computer, and (d) 1.1 computers per administrative staff. Table 25. Number of Computers Available for Faculty, Students, and Administrative Staff on Main Campus and Additional Locations Main Campus Description Headcount Additional Locations Computers Headcount Total Computers Headcount Computers FT Faculty 140 162 21 26 161 188 PT Faculty 652 98 422 111 1,061 209 Students Administrative Staff 7,307 1,072 5,295 730 12,589 1,802 426 430 112 140 538 570 Source: Vice Chancellor’s Office of Information Resources Table 26 shows number of computers available for students, faculty (full- and parttime), and administrative staff in the branch campuses. This data includes faculty, students and administrative staff of the three institutions (UNE, UMET, and UT). Data shows: (a) an overall student-computer ratio of 7:1 at branch campuses, (b) 4.4 full- and part-time faculty member per computer, and (c) 1.7 computers per administrative staff. Table 26. Number of Computers Available for Faculty, Students, and Administrative Staff in Branch Campuses Branch Campuses Description Headcount* Computers - FT Faculty 3 83 -Overall* Part-Time Faculty 366 Students 2,974 438 Administrative Staff 90 156 * Includes UNE, UMET and UT faculty, students, and administrative staff. Source: Vice Chancellor’s Office of Information Resources Assessments performed in 2013, through the Faculty End of Course Survey, Students End of Course Survey, and Associate’s Survey, show that: 49 63.2 percent of students are satisfied with technological resources (n= 6,315), 97.1 percent of faculty are satisfied with teaching resources (including technological) (n=378, and 81.2 percent of administrative staff are satisfied with technological resources. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources MSCHE 2015 Strengths A five-year strategic plan that guides the institution in the achievement of its mission. Institutional five-year strategic plan, annual work plan, resource allocation, and budgeting are aligned to the institutional mission. A structured and guided procedure for planning and budgeting. An established mechanism for assessment and evaluation of the planning and budgeting, and expenditure control processes. Resource allocation based on the institutional strategic plan, and needs identified through assessment. In face of enrollment fluctuations, the institution maintains expenditure control, and has the capability of adjusting resource allocation, ensuring academic processes, student services, and day-to-day operation. The institution is continually improving its physical facilities, to provide an excellent environment for the educational processes and for its administrative personnel. Advanced technological facilities and support services. Challenges Identify alternate resources in view of demographical tendencies affecting enrollment, and changes Title IV Pell Grant regulations affecting student financial aids. Address space issues such as faculty office space, limited parking slots on the main campus and various additional locations, and recreational areas for students. Recommendations Strengthen existing enterprises to help maintain the institution’s fiscal stability and develop new ones. Improve physical resources through an increase in the level of activity in external funding. Establish a plan to mitigate the problem of faculty office spaces, recreational areas for students, and parking spaces on the main campus and at additional locations. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 50 Chapter 3 Leadership and Governance, and Administration Standards 4 and 5 Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 Chapter 3. Leadership and Governance, and Administration Standards 4 and 5 Introduction This subcommittee examined the effectiveness of SUAGM’s and UNE’s leadership, governance, and administration, and its compliance with standards 4 and 5. The chapter presents the organizational structure of SUAGM and UNE, and the nature of interaction between them. The recently revised corporate and institutional bylaws are described, as well as SUAGM’s Board of Directors and UNE’s governing bodies. UNE’s administrative structure (main campus, additional locations, and branch campuses) is discussed, including aspects such as hiring and evaluation of staff, faculty and student representation, and assessment of administrative units. Development of Research Questions To determine UNE’s compliance with standards 4 and 5, the subcommittee analyzed how: (a) SUAGM’s governance structure and responsibilities were stated and articulated in governing documents and bylaws, (b) SUAGM’s Board of Directors reflect their constituents’ interests, fulfill their fiduciary responsibilities, and cooperate in maintaining institutional accreditations; and (c) SUAGM’s president and UNE’s chancellor roles provide effective leadership and governance. The subcommittee also determined how: (a) SUAGM’s and UNE’s Board of Directors and Advisory Board, respectively, assist in generating the needed resources and participate effectively in fundraising, (b) UNE’s and the multi-institutional branch campuses’ administrative structures reflect clear lines of organization, authority, and responsibilities, (c) UNE addresses and guarantees equitable and appropriate processes with concerns, dissatisfaction, and complaints from the members of the academic community in a timely and equitable manner; and (d) UNE’s assessment plan incorporate assessment of policies, procedures, and institutional practices related to governance and administration. Lastly, the subcommittee identified how faculty and students provide inputs regarding decisions affecting them. Method and Evidence Analysis The subcommittee examined the effectiveness of SUAGM’s and UNE’s leadership, governance, and administration, as well as its institutional integrity. The principal methodology Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 51 Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 used was the examination of documents. Among the evidence analyzed were the following documents: organizational charts, corporate and institutional bylaws, faculty and student handbooks, administrative staff (associates) handbooks, institutional governing bodies’ statutes, systemic and institutional assessment results, and governing bodies’ and committees’ meeting minutes. Governance and Leadership Structure of SUAGM and UNE UNE has in place a structured administrative organization, governing bodies, and an extensive set of policies, norms, and procedures to ensure the achievement of the institutional mission statement and goals. As part of Ana G. Méndez University System (SUAGM), UNE in turn, responds to SUAGM’s mission, strategic goals, and systemic policies. Figure 4 shows the relationship between UNE, SUAGM’s Central Administration, and the other SUAGM institutions. Figure 4. SUAGM Multi-Institutional Organizational Chart. The governance structure of SUAGM and its institutions, as well as its functions and responsibilities, are clearly defined and articulated through normative bylaws. Corporate Bylaws. Corporate bylaws are the single, most important reference regarding governance, and its structures and functions at SUAGM and its institutions, and as such, they 52 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 supersede any other policies related to such functions. They clearly define and establish the purposes of the corporation (SUAGM) and its structure, the composition and responsibilities of the Board of Directors, as well as those of the President and of all key executives, including the chancellors of the institutions, and the vice presidents at the central administration level. Corporate bylaws are updated periodically in order to keep pace with both internal and external changes. The most recent revision was approved by the Board of Directors on February 20, 2013. No significant changes were made, apart from extending the possible reelection of the Board’s president to three consecutive years, and the selection of the Board’s president among all members, permanent or elected (previously, the president was selected among the elected members of the Board). Refer to Appendix 10 for Corporate Bylaws. Institutional Bylaws. Institutional bylaws establish in a more specific manner, the structural and functional organization of the universities and other institutional components of SUAGM. They state the nature of SUAGM institutions, the roles and responsibilities of institutional key executives (chancellors, vice chancellors, deans, and directors), the composition and responsibilities of the main institutional governing bodies (Administrative Council and Academic Board), the definition of faculty – including their rights and responsibilities –, and student governance, among other areas. Institutional bylaws are completely aligned and articulated with corporate bylaws and updated periodically. In July 2011, a system-wide committee, with representation of all institutions, was appointed by SUAGM’s President in order to oversee the revision and updating of the institutional bylaws. A draft of the revised bylaws was submitted to the President on May 28, 2013, and approved on July 9, 2014 (see Appendix 10 for Institutional Bylaws). The major changes or revisions include the following: Elimination of the Telecommunications and Distance Learning Center (CETED, Spanish acronym), and its substitution with the new Ana G. Méndez University Virtual Campus. Inclusion of the new branch campuses developed on the US mainland. Revision and updating of the descriptions and responsibilities of all key executives, including chancellors, vice chancellors, deans, and directors. Elimination of the positions of vice chancellors of international affairs and of outreach activities. These responsibilities were assigned to the vice chancellor of academic affairs at each institution. Inclusion of the new positions of vice chancellor of external resources and vice chancellor of administrative affairs. Revision of the composition and main functions of the Administrative Council and the Academic Board (governing bodies). Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 53 Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 Provisions were included for the future development of student government, Academic Board, and Administrative Council of the new Ana G. Méndez University Virtual Campus. Based on these normative policies, the governance structure of SUAGM and UNE can be summarized as follows: Board of Directors As a non-profit university system, SUAGM is governed by a self-perpetuating Board of Directors, whose main responsibility is to oversee the policies that support the welfare and development of the corporation and the fulfillment of its educational mission. The Board of Directors organizes itself in several committees in order to fulfill its duties (including Executive, Academic and Student Affairs, Financial Affairs, Audit, and Governance). SUAGM’s Board of Directors (hereafter referred to as the Board) is comprised of a total of thirteen (13) members, eight (8) elected and five (5) permanent. The composition of the Board is diverse, in terms of interests and expertise that further contribute to the advancement of SUAGM’s mission. In addition to educators, there are distinguished community leaders from the fields of medicine, engineering, law, business, diplomacy, and economics. However, in terms of gender equity, the Board is male dominated at this time. Nevertheless, female candidates are presently being considered for the two vacant seats. The current members of the Board (including tenure as Board member) are: Permanent Members: José F. Méndez 54 SUAGM President 40 years Florabel Mullick MD, Pathologist, Retired Director of Armed Forces Institute of Pathology 11 years Félix R. Schmidt, SUAGM Board Vice-Chair, MD, Pediatrics, Private medical practice; President Bridges for Health in PR 8 years José F. Méndez, Jr. SUAGM Executive Vice President 5 years Rafael A. Nadal-Arcelay Elected Members: Ramiro Millán-Catasús Partner, Cancio Nadal Rivera & Díaz, P.S.C. 3 years SUAGM Board Chair, Retired President of BBDO PR Advertising 3 years Héctor A. Jiménez Consultant in Marketing and Advertising 4 years Dr. Víctor R. Hernández DMD, Private Practice 10 years René A. León President, Kybalion, LLC, Consulting firm in trade and international projects 4 years Dr. Herminio Martínez Manuel Agosto Executive Director, Bronx Institute, Lehman College President, Macro Orthopedic Corp. 8 months 8 months A policy of conflict of interest is included as part of the corporate bylaws, under Article V, Section 4. The policy establishes that the members of the Board and the internal auditor must: (a) comply with their fiduciary responsibility, promoting the institution’s and the public’s welfare; (b) submit a conflict of interest form providing any substantive relationship that they or members of their family might have with SUAGM or with organizations conducting business with SUAGM; and (c) abstain from participating in Board meetings Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 where consideration or deliberation of issues with conflict of interest on their part are discussed. The Board conducts at least four regular meetings per year, where they receive updates and information regarding UNE’s academic and administrative operations, planning and development, through periodic reports and presentations, as requested by the Board, or by the institution’s initiative. The Board also receives and considers the strategic plans (five-year Strategic Development Guidelines) of the system and of each institution, the physical facilities master plans, the annual and five-year financial projections, and specific reports on special projects and institutional initiatives. The Board demonstrates direct and continued interest and support towards the institution’s compliance with the standards of excellence of accrediting entities. The Board’s Committee of Academic Affairs requests periodic reports on these processes and informs the Board of their status. Furthermore, through its Finance Committee, the Board considers the allocation of adequate fiscal, human, and other operational resources to support institutional accreditation processes. Board members follow the Association of Governing Boards (AGB) guidelines to evaluate and appoint new governing board members. New members are required to attend the annual Association for Governing Board conference, which offers workshops, conferences, seminars, and informational booklets to acting and new Board members, to further enhance their development. At the beginning of their term, in a formal activity with the Board Chair and the Secretary of the Board, new board members are briefed about the institutions that address the mission, vision, institutional values, organization, programs, and plans. Additionally, through Board and Committee meetings and their participation in other SUAGM corporate matters, new board members become familiar with all SUAGM affairs. The Board of Directors coordinates meetings with all the chancellors and new members. It holds annual retreats with the chancellors and the vice-presidents to present annual reports on institutional accomplishments and the oncoming annual plans to obtain feedback and approval. The Board of Directors also assures that the quality and effectiveness of the institutions are in compliance with the components of the annual plan and aligned to the strategic plan indicators. The Board appoints and supervises the president of the system (SUAGM President), who is the chief executive officer of SUAGM. Each presidential contract is of one year duration. SUAGM President Dr. José F. Méndez has been President of the Ana G. Méndez University System since 1974. He has been a special Advisor to the President of the Senate of the Commonwealth of Puerto Rico and has served on numerous boards, commissions, and advisory committees, including the Federal Judiciary Nominating Commission for the District of Puerto Rico, the District Export Council of the U.S. Secretary of Commerce, and the John F. Kennedy Performing Arts Center, to which he was appointed by President Jimmy Carter. Dr. Méndez was President of the Board of Directors of the American Red Cross in 1989 and Chairman of the Organizing Committee of the 1983 World Master Games, held in Puerto Rico. He was also an appointed member of the Hispanic Association of Colleges and Universities (HACU). Currently, he chairs the Hispanic Education Technology Services (HETS), formerly known as Hispanic Education Telecommunications System. During 2009, he was awarded honorary doctorate degrees from two prestigious international universities (Regis University in Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 55 Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 Colorado, and Pedro Henriquez Ureña University in the Dominican Republic), in recognition of his entrepreneurship and leadership in academic, corporate, civic, and governmental interfacing, both in Puerto Rico and abroad. The President has the responsibility of guaranteeing the integrity and coherent interaction of all the components of the university system, ensuring the adequate articulation of interinstitutional relations, and overseeing the fulfillment of the system’s vision and mission statements. This is achieved through the development and implementation of system-wide policies and norms in key processes such as planning, finance, human resources, technology support, marketing, and procurement. The roles of the corporate level offices and vicepresidencies are ones of support in nature, promoting policies and providing expert assistance to the university institutions in these functional areas, as stated in the bylaws. The President presents quarterly reports to the Board concerning relevant issues and significant outcomes of SUAGM institutions. The President appoints and is supported by a group of vice-presidents in different functional areas, including planning and academic affairs, national and international affairs, financial affairs, marketing and student affairs, human resources, administrative affairs, and an executive vice president. The President also recommends, appoints, and supervises the chancellors of each university, as well as the Vice-President and General Manager of Sistema TV. See Appendix 22 for CV of SUAGM President. Table 27 presents SUAGM President and Vice Presidents. Table 27. SUAGM President and Vice Presidents SUAGM President and Vice Presidents (VP) Title Academic Preparation José F. Méndez José F. Méndez, Jr. Jorge Crespo Alfonso L. Dávila Jesús A. Díaz Luis J. Zayas Victoria De Jesús Mayra Cruz Margarita T. Millán President Executive Vice President VP of Planning and Academic Affairs VP of Financial Affairs VP of Administrative Affairs VP of National and International Affairs VP of Human Resources VP of Marketing and Student Affairs VP and General Manager of SISTEMA TV Dr.h.c.; MBA MBA PhD MS PhD MA EdD EdD JD,BA UNE Chancellor Alberto Maldonado Ruiz, Esq. has been the Chancellor of Universidad del Este, since 1987. He joined the Ana G. Méndez University System as a faculty member in 1970. He has served as Associate Academic Dean, Dean of Students, and chair of the Social Sciences Department of Universidad del Turabo. Mr. Maldonado holds a Juris Doctor and a Master’s degree in Political Science. The Chancellor, who is the chief academic and administrative officer, appointed by and reporting directly to SUAGM’s President. Not being a self-standing institution, UNE’s Chancellor has a shared governance with SUAGM’s President. The responsibilities of these executives are clearly defined and established in the institutional bylaws. The Chancellor’s main responsibilities encompass providing leadership in the definition and fulfillment of the institutional mission and goals, five-year strategic plan as weall as the annual plan, and the effectiveness and integrity of institutional academic and administrative 56 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 activities. In this endeavor, the Chancellor has the autonomy to oversee the proper development of all institutional operations, guaranteeing adequate implementation and compliance with all academic and administrative policies, and key institutional processes, such as assessment, planning, resource allocation, and budgeting. The Chancellor is supported by several vice chancellors, each responsible for key functional areas: academic affairs, administrative affairs, student affairs, information resources, operations and physical facilities, and external resources. See Appendix 22 for CV of UNE chancellor. Table 28 presents UNE Chancellor’s Cabinet. Table 28. UNE Chancellor’s Cabinet Chancellor and Vice Chancellors Alberto MaldonadoRuiz Mildred Huertas-Solá María S. Díaz Nahomy Curet Carmen Ortega Edgar D. Rodríguez Academic Preparation Chancellor J.D., M.A. Political Sc. Vice Chancellor of Academic Affairs Vice Chancellor of Administrative Affairs Vice Chancellor of Student Affairs Ed. D. in Curriculum in Science 40 M.A. Accounting 25 Ed. D. in Learning Environments M.A. Library Sciences 18 Vice Chancellor of Information Resources Vice Chancellor of External Resources Vice Chancellor of Physical Facilities and Operations Mayra Ferrán Years of service at SUAGM 44 Title M.A. Education M.B.A. Management & Strategic Leadership 14 8 14 The Chancellor has an advisory board composed by distinguished community leaders from the fields of medicine, engineering, law, business, education, and economics. The advisory board has rules and regulations that oversee their duties and responsibilities to UNE. The Chancellor’s Advisory Board Handbook (ED 22) clearly delineates the rights and responsibilities of the members of this board. Table 29 presents the current composition of UNE Chancellor’s Advisory Board. Table 29. Composition of UNE Chancellor’s Advisory Board Advisory Board Members Zaida Montalvo Díaz Magda Costa Elizabeth Díaz Hiraldo Jerry De Córdova Luz Evelyn Castro Jorge Mercado Ruiz Armando Rodríguez Ángel B. Méndez Vélez Rodulfo Rodríguez José E. Bacardí Robin R. Rivera Pomales Ramón Flores Business Affiliation Senior Wealth Advisor, Popular One/Wealth Management Division Director Radiology, Centro Senología Human Resources Manager Thomas & Betts Caribe, Inc.; Member of the ABB Group CPA, Aquino De Córdova Alfaro & Co. LLP Supervisor Educational Services, Corporación de Servicios Educativos de Yabucoa Vice President Human Resources, GFR Media President, Business Strategy Solutions GRA Inc. Vieques Airlink President, Rodzson Aluminum Shutters, Inc. Chairman of the Board, Emilio Bacardí Group President & CEO, VIA Group, Corp Executive Vice President of AT&T, South Florida Area, including PR and Virgin Islands Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 57 Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 UNE Governing Bodies UNE has two (2) main governing bodies: The Administrative Council, and the Academic Board. The essential institutional decision making processes emanate from these two governance structures. The Administrative Council is chaired by the Chancellor, with participation of all the vice chancellors, the school deans, systemic vice chancellors (School of Professional Studies for accelerated adult education and US Mainland Branch Campuses), faculty, and student representatives, as stated in the institutional bylaws. During its monthly meetings, the Council receives and approves the resolutions and recommendations from the Academic Board and branch campuses’ Academic and Student’s Affairs Commissions, and oversees all key institutional and administrative processes. The Administrative Council approves the creation of new academic programs, curricular revisions, revisions of academic norms, approval of honors and degrees to be conferred, promotions in rank, moratorium of academic programs, and administrative affairs. If the decisions made by UNE’s governing bodies involve a substantive change, the Chancellor then submits them for final approval to SUAGM’ President, thus preventing conflicts with other prevailing policies. Subsequently, the decisions of the Administrative Council are referred to as administrative orders, and are catalogued and annually disseminated to the university community. The Council’s meeting minutes are archived in the chancellor’s office (see Appendix 23 for examples of meeting minutes). The Academic Board, which functions similarly to a faculty senate, is chaired by the Vice Chancellor of Academic Affairs and this Board is charged with developing and overseeing all academic policies and processes, including: (a) creation, revision, and elimination of academic programs, (b) faculty recruitment, development, evaluation, and promotions, (c) research agenda, (d) assessment of student learning, (e) academic resources, (f) academic norms, (g) degree approval, and (h) institutional effectiveness. It is composed by: an adequate representation of faculty (faculty members always have the simple majority by design), associate deans, representatives of additional locations, and student representatives, as stated in the institutional bylaws. The Associate Vice Chancellors of Licensing and Accreditation, and Student Retention, as well as the Assistant Vice Chancellor of Academic Effectiveness and Development, are permanent invited guests at the Board meetings. The Academic Board includes the following permanent commissions, as stipulated in the institutional bylaws: Academic Programs, Academic Integrity, Faculty Affairs, and Degree Awards and Distinctions. UNE has established the following additional permanent commissions: General Education, and Retention and Graduation. The Board’s meeting minutes are archived in the Vice Chancellor of Academic Affairs office (see Appendix 24 for meeting minute’s examples). All these structures, positions, functions, and responsibilities are clearly defined and articulated in the corporate and institutional bylaws, as well as other normative documents and policies. 58 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 Leadership and Fundraising. Fundraising at SUAGM occurs at many levels. As such, SUAGM’s Board of Directors, central administration offices, the Chancellor’s Advisory Board, and the different institutional fundraising committees, must integrate and coordinate their plans and activities in order to comply with systemic fundraising strategies and initiatives. The institutional fundraising committee identifies and rates potential donors for the Capital Campaign. The committee establishes its own agenda, timetables, and prospects lists. Its members represent UNE’s interest and contribute to the institutions’ projects, as well as suggesting new prospects. The fundraising connection with governing boards and special committees is done through the Chancellor’s Office and the Office of the Assistant Vice Chancellor for Institutional Development and Alumni Division. The fundraising co-chairs take an active role when they attend prospects meetings with the Chancellor. University community participation in fundraising is also a major factor in the success of campaign projects. Fundraising policies and procedures are presented in Appendix 25. UNE’s Administrative Structure Universidad del Este’s organizational chart is presented in Figure 5. Figure 5. UNE’s Organizational Chart Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 59 Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 Each office has specific functions and responsibilities, as specified by the institutional bylaws, such as the Handbook of Norms and Policies of the Office of the Vice Chancellor of Academic Affairs (Appendix 14), SUAGM Faculty Handbook (Appendix 8), and the SUAGM Handbook for Administrative Staff (associates) (Appendix 11). The Handbook for Administrative Staff includes policies and procedures concerning all matters related to the administrative staff and administrative aspects of faculty members’ employment. Detailed information of each vice chancellor position appears on UNE’s webpage. This self-study document includes descriptions of those pertaining to specific standards, such as, the Associate Vice Chancellor of Assessment (see Chapter 4: Institutional and Student Learning Assessment), the Vice Chancellor of Students Affairs (see Chapter 5: Admissions, Retention, and Student Services), and the Vice Chancellor of Academic Affairs and the Vice Chancellor of Information Resources (see Chapter 7: Educational Offerings and General Education). The organizational chart of UNE’s administrative units, including additional locations, are presented in Appendix 26. SUAGM has established policies and procedures to provide opportunities for professional improvement through job promotions and administrative scholarships. In addition, the institution has established one day per semester for professional training, in which all employees attend workshops related to their personal and/or professional development. When the need for fulltime faculty positions are established, job openings are posted on SUAGM’s webpage. The web page states the job title, job posting number, employment type, institution/department, job description, requirements, salary, open date, due date, and how to apply on line. These prospects are screened and evaluated by the Human Resources Office, and the candidates that comply with the minimum requirements are forwarded to the unit that requires this position. At the beginning of the academic year, each school establishes a recruitment committee composed by three (3) faculty members and two (2) administrators. This committee screens and evaluates the prospects and selects the candidates that will be invited for the interview process. The candidates are interviewed by the members of the recruitment committee and the selected individual is recommended to the Dean. The Dean selects the recommended individual and presents the candidate to the Vice Chancellor of Academic Affairs for final approval. 60 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 As part time faculty positions are required in the institution, jobs opening are posted on UNE’s webpage. The web page states the job title, job posting number, employment type, institution/department, job description, requirements, salary, open date, due date, and how to apply on line. As with full-time faculty, these prospects are screened and evaluated by the Human Resources Office. The candidates that comply with the minimum requirements are forwarded to the unit that requires this position. These candidates are invited to UNE to participate in a certification process composed of the following steps. Candidates participate in a group interview, they present a fifteen (15) minute demonstrative class, and write an essay. Each step is evaluated using an institutional rubric developed for these purposes (see documentation for part-time faculty certification in ED 23). The fulltime faculty assists the Associate Dean of the school in this endeavor. The candidates that obtain 70 percent average or greater are certified to teach courses in the school. The reduced number of full-time faculty was an issue mentioned in the MSCHE 2010 response to the Periodic Review Report. The institution has increased full-time faculty numbers from 108 in 2010 to 147 in 2014, for close to a 35 percent increase in five years. In addition, the part-time faculty recruitment process is being more selective, and office hours have been added to their contract, to ensure that students receive a teaching-learning experience with part-time faculty equivalent to that of full-time faculty. Multi-Institutional Branch Campuses Branch campuses have a complete administrative structure that ensures institutional integrity through the observance of norms, procedures, and policies of UNE’s academic programs, and of SUAGM as a whole. The structure recognizes the differences in each state’s higher education requirements, such as the Florida Commission for Independent Education, and the Maryland Higher Education Commission. By maintaining a state-specific structure, branch campuses operate with legal, workplace, and market conditions different from Puerto Rico. The three branch campuses in Florida report to the Chancellor for the Florida Campuses. During the first few years of its establishment, the Capital Area Campus (Maryland) will be reporting to the Vice President for National and International Affairs, who is responsible for the development and establishment of new sites and programs at the national and international level. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 61 Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 The branch campuses are integrated into UNE’s governance structure through the relationship between Florida’s Academic and Student Affairs Commission (ASAC), the Maryland Academic and Student’s Affairs Commission (MASAC), and UNE‘s Administrative Council. In each state, the respective ASAC fulfills a role similar to the institutional Academic Board for all academic and student affairs, recommending policies that apply only to that state. These recommendations are presented as motions at UNE’s Administrative Council for review, consideration, and approval. Florida ASAC is comprised by the Florida Vice Chancellor, the learning resources directors, the faculty directors, and eight elected faculty representatives of the Florida Branch Campuses. Maryland MASAC is composed by the campus director, the faculty director, the learning resources director, and four elected faculty representatives of the Maryland Capital Area Campus. All faculty representatives are elected by active faculty present at the faculty assembly, at the beginning of each fall semester. The branch campuses have administrative, academic, and student services support staff that allows them to adequately serve their student population (see in Appendix 27, the organizational charts of branch campuses). Additional information of branch campuses is presented in Chapter 8: Related Educational Activities. In February 2014, SUAGM opened a fifth branch campus in Dallas, Texas. Faculty Representation The faculty representation system reflects the complexities of UNE’s organization. The institutional bylaws and SUAGM Faculty Handbook clearly delineate the rights and responsibilities of the faculty members of the institution. UNE’s faculty provide input regarding decisions affecting them in the following forums: biannual general faculty assemblies, monthly school meetings, monthly Academic Board meetings, and monthly Administrative Council meetings. Faculty members elect their representatives to the institutional governing bodies in the annual general faculty assembly at the beginning of each fall semester. Faculty representatives are also elected to participate in different committees at school and institutional levels. Examples include: recruitment, curriculum, and program evaluation committees at the academic school level, and the general education revision, institutional mission revision, entrepreneurship, service learning, internationalization, and spirituality committees, among others, at the institutional level. Of these, curriculum, internationalization, and spirituality are standing 62 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 committees, as well as the commissions appointed in the Academic Board. Faculty members also participate in committees at the central administration level (systemic committees), where they have ample opportunity to provide input and be part of the decision-making in diverse processes, such as the revision of SUAGM Faculty Handbook, and the multiannual and rank evaluation instruments. Full time faculty offering courses in additional locations also have the opportunity of participating in these committees. Multi-campus committees meet through teleconference technology, as exemplified by self-study subcommittees. Examples of meeting minutes are included in ED 24. In faculty meetings held in 2014, led by faculty members in Carolina and at additional locations, to identify how they felt about their involvement in institutional processes, it was found that: Full-time faculty, but not part-time, felt well represented in UNEs governing bodies. Part-time faculty feel they are not considered to participate in institutional committees. Full-time faculty feel that in some cases faculty representatives in systemic and institutional committees are appointed by the Chancellor or the Vice Chancellor of Academic Affairs instead of elected by the faculty body, and are usually faculty with many years of service. They believe participation should be more open to newer faculty members. With respect to systemic and institutional committees, in some cases faculty members felt that they are not kept informed of the decisions made by these committees. Student Governance Structure Student activities are governed by the 2004 SUAGM’s Student Handbook (see Appendix 12). Article IV sections 1-5 describe student government and Article V sections 1-7 describe the Student Council. At the beginning of each semester the Vice Chancellor of Student Affairs convenes a general assembly to select the student delegates of the main campus and additional locations. Student representatives are elected through direct participation, and in turn, select and organize the Student Council. These general assemblies are held every October on the main campus. The Student Council is composed by the following officials: president, vice-president, secretary, treasurer and two representatives from the academic schools on the main campus, and additional locations. The students provide input regarding decisions that affect them through the Student Council. The student representatives hold meetings with the Vice Chancellor of Students Affairs to present their concerns about the institutional processes and services. These representatives have permanent participation in UNE’s Academic Board and Administrative Council where they Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 63 Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 may present concerns and situations affecting them, and participate in the discussions of relevant institutional issues. Students can also voice their concerns or present personal complaints by submitting them in written format to the office of the Vice Chancellor of Student Affairs. This process is explained in detail in Chapter 5: Admissions, Retention, and Student Services. The Student Council meets once a month. They prepare a work plan that is submitted to the Vice Chancellor of Student Affairs. They organize activities such as: workshops on parliamentary procedures, tours of the centers, dialogue with the deans, and informative sessions. The Student Council identifies student’s complaints and needs. For example, they have identified lack of parking spaces, need for sports areas and student centers, lack of ATM machines in additional locations, and assignment of funds for student activities. This information is directed towards specific units to attend to these needs. The Student Council discusses these and pending issues in their monthly meetings (ED 25). Many of these issues have been considered in the institution’s Master Plan, as detailed in Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources. The Student Council disseminates information of interest to students utilizing their Facebook page and is currently considering establishing a monthly bulletin. Assessment of Governance, Leadership, and Administration UNE administration, identified as associates, are governed by the Handbook of Administrative Staff. This handbook stipulates policies concerning recruitment, evaluation, grievance, discipline, and dismissal of employees. The profile of UNE administrative employees, as of December 2013, is presented in Figure 6 (secretarial staff is not included). Section X of UNE’s Assessment Model states the procedure for evaluating the administrative component of the institution. As mentioned in Chapter 4: Institutional and Student Learning Assessment, the following committees have been established to obtain information regarding UNE’s administrative needs. These committees are: student affairs, physical infrastructure, information resources, evening and weekend division, and retention. These committees have established a work plan with specific indicators to identify needs, and generate an action plan for improvement. 64 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 a. Gender Distribution c. Academic Degree Percent Distribution 250 200 150 100 50 0 31% 69% Female 196 143 84 10 10 Male d. Years of Service Percent Distribution b. Category and Classification Distribution 50 7% 13% 40 Executive Directive Other 80% 38.1 30 22.4 26.7 20 5.6 10 5.9 1.3 0 Exempt 45% 55% 5 or less 6 to 10 11 to 20 21 to 30 31 to 40 40 + Non-Exempt Figure 6. Profile of UNE Administrative Staff in terms of: (a) Gender distribution; (b) Category and classification distribution; (c) Academic preparation distribution; and (d) Years of service distribution. UNE’s institutional assessment plan evaluates the effectiveness of its mission and goals with respect to governance and administration through questionnaires, interviews, and focus groups from various sources such as: active students, alumni, directors, administrators, and members of the community (see Chapter 4: Institutional and Student Learning Assessment). An identified issue is the need to annually review the five-year strategic plan to respond to changes in external factors and Central Administration decisions. In the 2013 Faculty End of Course Survey (ED 12), (institutional benchmark: 80), it was found that 91 percent found the administration of their academic school excellent or satisfactory; 91 percent considered the academic support from their school excellent or satisfactory; 89 percent considered the secretarial support from their school excellent or satisfactory; 89 percent considered that UNE’s environment produces positive interpersonal relationships between Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 65 Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 faculty and administrative personnel; 89 percent considered that directive personnel interacts cordially with faculty members; and 80 percent considered excellent or satisfactory the process of course sections assignment. Only 74.3 percent found administrative processes of the Vice Chancellor’s Office of Academic Affairs excellent or satisfactory. UNE administers an internal survey related to governance, leadership, and administration to administrative staff. The 2013 Institutional Administrative Staff Survey (ED 26), with institutional benchmark: 80, it was found that 80 percent agreed that the lines of supervision are clearly defined; 75 percent agreed that lines of communication and command are adequate; 67.5 percent agreed that they receive feedback concerning their performance; 77 percent agreed that interpersonal relationships are positive; and 78 percent feel that they participate in the decisionmaking process. On the other hand, only 40.2 percent were satisfied with promotion opportunities, and only 49.6 were satisfied with the recognition received for a job well done. The results of these surveys were addressed by the Human Resources Office, through workshops for managerial level staff (see ED 27), and through the Professional Development Day each semester (see workshop topics in ED 28). In addition, SUAGM conducts an organizational climate survey every two years, to collect information regarding the satisfaction, commitment, and engagement of faculty and administrative staff. In 2011, the survey was conducted by AON Hewitt, with a response of 57% (n=1,145). The results were disseminated and discussed with the university community in various activities during May 2011. The complete report appears in ED 8. For UNE, including Carolina and additional locations, the number of participants was 267. Among the results related to governance, leadership and administration: 65 percent were satisfied with their immediate supervisor, 55 percent were satisfied with high-level management, 60 percent were satisfied with Human Resources practices, 62 percent were satisfied with career opportunities at UNE, 61 percent were satisfied with how their performance was evaluated, and only 33 percent were satisfied with their salary. The company’s recommendations were integrated into an action plan and assigned to each corresponding unit. Although the assessment processes are in place, and action plans developed, the dissemination of these among administrative staff needs to be improved, as well as giving follow-up on identified issues. 66 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Chapter 3: Leadership and Governance, and Administration MSCHE 2015 Strengths The governance and administration structure responds to UNE’s dynamic evolution. Both, top down and bottom up, decisions are taken responsibly and communicated effectively within the university community, including US branch campuses. All internal stakeholders participate actively in the revision of documents such as the institutional mission, SUAGM Faculty Handbook and evaluation instruments, general education component, among others. UNE ensures institutional integrity through the establishment and enforcement of a comprehensive set of institutional norms, regulations, and policies. The institution is able to look ahead through its planning process as evidenced by SUAGM’s Strategic Vision 2020 and its alignment with UNE’s Strategic Development Guidelines. Challenges UNE is in a constant state of evolution and growth, and as new academic programs are created, the administrative structure becomes more complex. The administrative organizational structure has to be responsive in order to accomplish its goals and maintain its competitiveness. The institution requires constant assessment of the administrative structures in order to effectively tackle the external challenges that it faces. The institution has to be flexible in rapidly updating its strategic plan as required by the external factors and Central Administration decisions. Recommendations Further diversify the Board of Directors to include additional qualified women, as reflected in accordance to the institutions it serves. Strengthen the assessment action plans of administrative units to better address identified areas needing improvement, and improve dissemination of assessment results and actions taken. Annually review the five-year strategic plan to adjust it as needed. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 67 Chapter 4 Institutional Assessment and Assessment of Student Learning Standards 7 and 14 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Chapter 4. Institutional and Student Learning Assessment Standards 7 and 14 Introduction This chapter presents an analysis of UNE’s assessment processes. It describes the ways in which the theoretical and conceptual assumptions of UNE’s Assessment Model, and evidence of its operationalization, demonstrate compliance with MSCHE’s student learning and institutional assessment standards and, moreover, with UNE’s mission and goals. Development of Research Questions The subcommittee was able to identify the institution’s compliance with standard 7 in terms of (a) the institution’s view of the assessment process and how its components are articulated in order to contribute to the achievement of the institutional mission and goals; (b) how the institution incorporates assessment results in the prioritization of resource allocation and decision-making processes; and (c) how assessment results are used to maintain best practices and promote institutional renewal. To comply with standard 14, the subcommittee was able to identify the ways in which assessment results are used in: (a) curricular revisions, (b) student learning improvement, (c) strategic and annual plan revisions, (d) optimization of student services, (e) resource allocation, (f) the improvement of human, educational, and technological resources, and (g) physical facilities improvement. Methods and Evidence Analysis The subcommittee, composed by nine faculty members, three administrative staff, and a student representative, elaborated the research questions, reviewed documents, and identified and analyzed evidence in order to answer the questions, and prepare a chapter draft. Most of the analyzed evidence were available on UNE’s assessment webpage, and others were included as appendices of the self-study. Among the direct and indirect measures reviewed for student learning were licensing passing rates, licensure mock tests, standardized institutional tests, rubric results, simulations, course assessment reports, assessment questionnaires, exit surveys, persistence studies, employer surveys, and assessment reports. Other evidences analyzed were satisfaction survey results, Institutional Effectiveness Committee minutes, and institutional annual work plan achievement reports. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 68 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Institutional Commitment to Assessment UNE has demonstrated its commitment to assessment since 2004, when the first institutional Assessment Model was created. Since then, the institution has consistently refined, and in some cases increased, the number of qualitative and quantitative measurements in a systematic and sustainable way, to monitor processes, identify areas to be improved, guide planning, resource allocation and institutional renewal, and demonstrate the fulfillment of the institution’s mission and goals. The revised mission goal that guides UNE’s assessment processes states: To promote a culture of quality and effectiveness through institutional and specialized accreditations of academic programs, consolidation of assessment measurements, and the integration of assessment findings to planning and resources allocation processes. The Office of the Associate Vice Chancellor of Assessment is a unit belonging to UNE’s Vice Chancellor’s Office of the Academic Affairs, and is staffed by the Associate Vice Chancellor of Assessment, the Coordinator of Institutional Assessment, and an administrative assistant. Planning, implementation of assessment activities, and evaluation of results are carried out in collaboration with the assessment coordinators and faculty of academic schools, and the assessment committees of support service areas. The evaluation of assessment results and the recommendations generated to guide planning, resource allocation and budgeting, and institutional renewal are channeled through the Institutional Effectiveness Committee. UNE’s Institutional Effectiveness Committee, Assessment Committee in Academic Schools, and the assessment committees of support service areas are described below: Institutional Effectiveness Committee. The Institutional Effectiveness Committee (IEC) was organized in 2010 with the main objective of prioritizing institutional needs, identified by assessment processes, and recommending resource allocations to ensure the achievement of the institutional mission and goals. IEC is composed by the Associate Vice Chancellor for Assessment (chair), the Assistant Vice Chancellor for Academic Effectiveness and Development (co-chair), the Assistant Vice President of Strategic Planning and Institutional Effectiveness, the Assistant Vice President of Budget Analysis, the Assistant Vice President of Human Resources, the Vice Chancellor and Associate Vice Chancellor of Administrative Affairs, the Assistant Vice Chancellor for Enrollment Management, the President of the Programming Committee, and two faculty representatives. The incorporation of two faculty representatives responds to a 2010 Periodic Review Report recommendation. This committee meets at least four times a year. The specific duties and responsibilities of the IEC, as established in UNE’s Institutional Effectiveness document 69 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 (Appendix 7), are: Develop the institutional effectiveness action plan, based on assessment results, and aligned with the annual work plan goals and objectives, and indicators of institutional effectiveness. Discuss the list of needs identified through assessment processes, issued annually by the Associate Vice Chancellor’s Office of Assessment. Recommend to the Chancellor allocation of institutional resources to address identified needs. Recommend the request of systemic resources to address needs related to capital improvements and technology fee. Perform monitoring visits to institutional units at the main campus and additional locations to ensure that assessment findings are included in their work plan and budget request. Monitor the compliance with the action plan, and the percentage of achieved objectives. Schedule at least four committee meetings per year and issue annual reports of the committee’s accomplishments to be submitted to the Chancellor. Assessment Committee in Academic Schools. The purpose of the Assessment Committee in the Academic Schools is to determine whether students achieve course and program goals, and develop the skills indicated in their curriculum. The Committee also establishes procedures for developing action plans related to the needs identified in each School to ensure “closing the loop” of assessment. It also designs the processes allowing for collection and analysis of assessment data related to courses and academic programs. This committee is led by the Associate Vice Chancellor of Assessment and is made up of seven school assessment coordinators. This committee meets at least four time a semester. School assessment and action plans are reviewed by the IEC. Support Services Committees. UNE has five support services assessment committees. These include assessment committees for Student Services, Information Resources, Retention, Physical Facilities, and the Evening and Weekend Division. These committees have in common the role of: (a) developing and revising their assessment plans and techniques; (b) analyzing their assessment results, (c) creating, implementing and monitoring action plans based on these assessment results; (d) submitting to the Institutional Effectiveness Committee an annual list of needs identified through assessment; and (e) generating an annual assessment report for the unit (pertaining to the unit’s achievement of effectiveness indicators). All five committees schedule at least four meetings per year and identify in each semester a representative to participate in the assessment team that carries out visits to additional locations. Committee composition includes: Student Services Assessment Committee consists of the Vice Chancellor of Student Affairs, the Associate Vice Chancellor of Marketing and Recruitment, the Registrar, the Associate Vice Chancellor for Quality of Life, the Auxiliary Vice Chancellor of Admissions and Financial Aid, the Assistant Vice Chancellor of Scholarships and Internships, the Bursar’s Office Director, the Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 70 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Director of Career Development and Placement, the Athletic Director, the Director of Financial Aid, and the Director of Social and Cultural Activities. Information Resources Assessment Committee is composed by the Vice Chancellor of Information Resources, the Director of UNE Libraries, the Director and Supervisor of Information Technology and Telecommunications, the Director of Information Skills, the Director of Instructional Technology, and the Systems Coordinator. Retention Assessment Committee consists of the Associate Vice Chancellor of Retention, the Assistant Vice Chancellor of the Center for Resources for Educational Excellence (CREE, Spanish acronym), and two Directors of Retention. Physical Facilities Assessment Committee- The members of the Physical Facilities Assessment Committee are the Associate Vice Chancellor of Physical Facilities and Operations, the Assistant Manager of Physical Facilities and Operations, the Director of Administrative Services, and the Director of Security. Evening and Weekend Division Assessment Committee consists of the Associate Vice Chancellor of the Evening and Weekend Division, and the Integrated Services Coordinator for the Evening and Weekend Division. The Associate Vice Chancellor of Assessment is an ex officio member of all the support services committees. Keeping faculty and administrative staff current on assessment trends and practices is an important component of the assessment culture at the institution. UNE provides professional development to the Associate Vice Chancellor’s Office of Assessment staff, to faculty members, and administrative staff on issues, strategies, measurements, and evaluations related to the assessment process. Specific assessment topics are usually included in the Professional Development Day, celebrated each semester for faculty and administrative staff (see ED 28). SUAGM’s central administration is also committed to assessment, as demonstrated by systemic surveys conducted by the Associate Vice President of Institutional Research, and audits performed by the Internal Auditor’s Office. Moreover, SUAGM conducts external surveys and audits, as required by federal regulations. Results from internal and external surveys and audits are presented in this and other chapters, as part of the evidentiary data. UNE’s Assessment Model UNE’s assessment model was developed and implemented in 2004. Its main focus is to strengthen its academic offerings, and student learning, and on the other hand, the effectiveness in achieving the institutional mission and goals (see Model in Appendix 6). Figure 7 presents the principle elements of UNE’s model of assessment. 71 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Figure 7. Diagram of UNE’s Assessment Model UNE’s Assessment Model integrates two major components: the academic, and the administrative (support services) components. The assessment of both of these allows for improvement of the learning and teaching processes as well as the institution’s support services (i.e., physical facilities, student affairs, retention, evening and weekend division services, and information resources). Through the use of action plans, each unit addresses the identified needs obtained from assessment results, establishes strategies (planning process, and the allocation of resources), and implements changes for continuous improvement, with the expected outcome of contributing to the achievement of the institutional mission and goals. The institution carries out an annual exercise to determine to what degree the institutional mission and goals are achieved. This exercise consists of a matrix that aligns the institutional mission, goals, and institutional effectiveness indicators with assessment results, and actions taken to improve processes (see Appendix 28). In addition, the Chancellor’s Office prepares an annual report presenting the percentage of achievement of the institutional annual plan (Chapter 2: Planning, Resource Allocation and Institutional Renewal, and Institutional Resources describes this process in more detail). Assessment of the Administrative Component. The assessment of the administrative component defines the assessment of the effectiveness of processes related to support services, Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 72 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 specifically those related to Information Resources, Student Affairs, Retention, Physical Facilities, and the Evening and Weekend Division. Each of these services is related to Offices or units: Vice Chancellor for Information Resources, Vice Chancellor for Student Affairs, Associate Vice Chancellor for Retention, Physical Facilities Division, and Evening and Weekend Division, respectively. It should be noted that the Vice Chancellor for Student Affairs encompasses the services for Admissions, Financial Aid, Marketing, Bursar’s Office, Registrar’s Office, Athletics, Scholarships and Internships, Wellness and Quality of Life, and Cultural Activities Office, among others. The assessment of the effectiveness of the administrative component draws on data elicited from active students, graduation candidates, and administrative staff. Data collection methods used, in addition to reviewing information available on university databases, include surveys, questionnaires, focus groups, and interviews. As mentioned above, data from systemic assessments are also used to determine effectiveness. Assessment of the Academic Component (Student Learning). The goals, objectives, and activities designed to assess student learning are elaborated in an institutional effort to strengthen academic excellence. Such efforts are intended to strengthen student learning assessment at three essential levels: institutional, program, and course. Institutional-level assessment. The purpose of institutional level assessment includes the evaluation of UNE’s mission and institutional learning goals; encouraging changes in support services, and teaching-learning processes; and ensuring that processes and institutional resources deliver quality learning for UNE students. Through the institutional assessment measurements of identified effectiveness indicators, academic issues are periodically monitored. Assessment findings are then considered in UNE’s strategic planning and decision-making. Assessment at the institutional level relies on data drawn from samples of active students, graduates, and information found in UNE’s databases. Data collection methods include institutional and systemic (SUAGM) surveys, questionnaires, and institutional interviews, tests, and simulations, in addition to retention, graduation and placement rates. Program-level assessment. The purpose of program-level assessment includes exploring students’ development of the skills pertaining to academic programs (expected program learning outcomes); updating general objectives and academic offerings; and promoting educational practices that strengthen the institution’s mission, goals, and objectives. In 73 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 addition, assessment at the program level allows for the creation of new, and revision of existing, academic programs. This level of assessment uses data drawn from faculty, students, graduates, employers, and members of the community, as well as relevant documents. Data collection methods include questionnaires, simulations, pass rates of licensure exams, employers, internships, program revisions, student’s publications, rubrics, and tests collected at specific instances (e.g. gatekeeper, midpoint, capstone courses). Course-level assessment. Assessment at the course level determines whether, upon completing their courses, students have achieved the goals and objectives that were set out for them. This type of assessment is meant to encourage educational practices that are oriented toward helping students achieve curricular objectives. It is also intended to strengthen the areas in which students demonstrate academic difficulties, guide professional development for faculty, and promote the use of learning technologies. This level of assessment draws on data from faculty and students, as well as relevant documents (e.g., course assessment reports). The institution collects information pertaining to student learning in courses in a variety of ways, including standardized tests, rubrics (oral presentations, case study, written works, and essays), exams, quizzes, research projects, course evaluations, faculty evaluations, grade distributions, and simulations. Professors also provide information in their course assessment reports. These reports gather, in electronic form, data regarding student demographics, student performance on tests and other assessment measures, course-level learning outcomes, corrective actions taken to improve student learning, and recommendations for improving the course (see examples in Appendix 29). Benchmarking. Benchmarks define what the institution considers the minimum value or score required for demonstrating effectiveness in a given process or established indicator. Institutional benchmarks are identified by the unit’s assessment committee, taking into account aspects such as historical trends in the data, identified expected outcomes, and the units’ goals. Institutional benchmarks are subject to changes in freshmen student profiles and historical trends. External parameters for benchmarking are used in licensing pass rates, specialized national tests, and local and national historical data or trends, among others. These parameters enable stakeholders to understand if the unit is effective or if it is necessary to undertake actions geared toward improvement. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 74 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Operationalization of UNE Assessment Model Administrative component. The administrative component is divided into five large units: the Office of the Vice Chancellor for Information Resources, the Office of the Vice Chancellor for Student Affairs, the Office of the Associate Vice Chancellor for Retention, the Physical Facilities Division, and the Evening and Weekend Division. Each of these units presents its own assessment plan. These plans take into account alignments between the institutional mission, the units’ goals, effectiveness indicators, assessment data collection techniques, and benchmarks. Example of assessment instruments used for administrative units, frequency of administration, and recent results are presented in Table 30. Complete information is available in UNE’s Assessment Webpage (http://www.suagm.edu/une/assessment.asp), and in UNE’s and SUAGM’s electronic public folders. Table 30. Examples of Student Services Assessment Measurements in UNE Administrative Units Administrative Unit Admissions Registrar’s Office Bursar’s Office Counseling services Marketing Financial Aid 75 Systemic (S) /Institutional (I) Cycle Overall Benchmark Results Internal Audit (2012-2013) S annual No findings No findings 2014 Student Services Survey (N= 503) Internal Audit (2012-2013) I biannual 75% satisfaction 81.3% satisfaction S annual No findings One finding I biannual 75% satisfaction 77.3 % satisfaction S annual No findings No findings 2014 Student Services Survey % (N= 503) I biannual 75% satisfaction 83.1 % satisfaction 2014 Student Services Survey % (N= 503) I Annual 75% satisfaction 73.6 satisfaction Student End of Course Survey (2013) Survey for high schools (2014) (N= 17 Counselors) I annual 75% satisfaction 76.4% satisfaction 75% satisfaction 97.9% satisfaction Internal Audit (2012-2013) S annual No findings No findings 2014 Student Services Survey % (N= 503) I biannual 75 % satisfaction 67.8 % % satisfaction Assessment Instrument 2014 Student Services Survey (N= 503) Internal Audit (2012-2013) I Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Table 30. (Continued) Administrative Unit Retention (Academic Advisors) Information Resources Physical Facilities Evening and Weekend Division Assessment Instrument 2013 Student Services Survey % (N= 454) Graduating Exit Survey (2013) (N= 1,318) Student End of Course Survey (2013) (N= 6,315) 2014 Student Services Survey % (N= 503) Systemic (S) /Institutional (I) Cycle Overall Benchmark Most Resent Results I annual 75 % satisfaction 93 % satisfaction S annual 75 % satisfaction 89.5 % satisfaction I annual 75 % satisfaction 82.8 % satisfaction I biannual 75 % satisfaction 80.5 % satisfaction Audit reports are presented in ED 29. As of August 2014, each unit is required to prepare an annual report (Executive Report on Assessment) on assessment results, including the status and further plans (if necessary) for pending issues, identification of new issues, and corrective actions taken or needed for these. Academic component (Student Learning). The academic component articulates learning goals at the institutional, program, and course levels. Student learning at institutional level. UNE has identified and defined a set of institutional learning goals that guide learning assessment processes across the institution. These goals are: Scientific reasoning, and mathematical /logic reasoning: The student will apply philosophical-scientific reasoning and mathematical logic in his or her profession and daily life. Communication: The student will demonstrate command of the Spanish language and will use English effectively. Research and problem-solving skills: The student will use research skills to solve problems. Critical thinking: The student will demonstrate a capacity for critical thinking. Technology: The student will make effective use of computer programs to the standards set by the job market. Teamwork: The student will develop skills related to working as part of a group in order to function effectively in daily life. Information literacy: The student will make appropiate use of the technological tools available for access to, and effective management of, information and communication. Ethical and moral awareness: The student will exercise the highest ethical and moral values. These learning outcomes are measured at low, midpoint and endpoint levels. The General Education section, in Chapter 7, presents detailed information on how these learning outcomes are measured, and the institutional assessment results. Two examples of how UNE’s institutional Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 76 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 learning outcomes are measured are presented below. Figure 8 presents the results of a direct measurement, the institutional oral presentation rubric for the General Education first-year course, QYLE 110 (Development of Values, Attitudes, and Adaptation to University Life). The four-point scale rubric, adjusted to evaluate at a first year level, measures oral and writing communication in Spanish, critical thinking, information literacy, and use of technology. Results show averages above 3.0. 4 3.69 3.88 3.89 4 Critical Thinking Information Literacy Use of Technology 3.08 Mean 3 2 1 0 Oral Communication Writing Skills Figure 8. Development of Institutional Learning Competencies in General Education Course, QYLE 110, Measured with an Oral Presentation Rubric (December 2014). Indirect measurement results of critical thinking, technology, and teamwork for the last four years are presented in Figures 9, 10, and 11. These results are measured through the Exit Survey administered by SUAGM’s Assistant Vice President’s Office of Institutional Research. The instrument measures students’ perception on how has UNE contributed to their development of % Answering "very much" critical thinking, use of technology, and teamwork skills. 100 80 71.3 67.8 69.5 66.6 70.2 66.1 65.1 63.9 60 68.5 65.3 63.9 61.1 64.1 61.7 63.7 58 65.7 61.9 59.7 56.3 2010 40 2011 20 2012 2013 0 BS IP AC CC DP Criteria Figure 9. Graduating Candidates’ Perception of How UNE Influenced their Development of Critical Thinking Skills Legend: UNE contributed very much to develop the skill of: (a) BS: looking for more than one solution to a problem; (b) IPinterpreting ideas beyond their literal wording; (c) AC: analyzing and questioning an idea before making it mine; (d) CCquestioning what the majority think is correct; (e) DP: picking apart a problem and looking for solutions. 77 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este % Answering "Very much" Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 100 80 63.4 61.0 62.2 58.8 60.5 59.5 59.1 55.7 60 2010 40 2011 20 2012 0 2013 U-Equip U-Internet Criteria Figure 10. Graduating Candidates’ Perception of How UNE Influenced their Development of Technological Skills Legend: UNE contributed “very much” with the development of: U-Equip- Use of technological equipment; U-Internet- how to use Internet. % Answering "Very much" 100 80 77.2 78.8 74.6 74.1 71.9 71.9 72.2 69.2 2010 2011 2012 2013 60 40 20 0 CP TE Criteria Figure 11. Graduating Candidates’ Perception of How UNE Influenced their Development of Teamwork Skills Legend: UNE contributed “very much” with the development of: CP- working in harmony with other people; TE- understanding how to work with other people Assessment at UNE considers the alignment or articulation of the institutional mission; the institutional student learning goals with the learning goals of the General Education component, the academic programs, and individual courses. In other words, it emphasizes the relationship between the learning goals at the institutional, program, and course levels. The articulation of student learning goals is evidenced by the presence of these goals in the assessment plan for the General Education component (ED 30), and the assessment plans of the academic schools, and their respective academic programs and courses. The structure of assessment plans at UNE (in the General Education component and in the academic schools and their programs) allows for the collection of evidence and the statement of corrective actions (action plans). The assessment plans’format are structured as presented in Figure 12. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 78 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Learning Goals Course or Activity Assessment direct/indirect Benchmark Outcomes Time frame Action plan Figure 12. Institutional Assessment Plan Format The above structure allows for the measurement of institutional learning goals across the curriculum. Courses or activities in which measurement will take place are identified, as well as the assessment method that will be used, and established benchmarks that indicate the degree to which learning goals are met. Any corrective actions taken are also part of this process, documenting decisions made in response to needs identified through assessment. At the institutional level, information is obtained from direct and indirect assessment. Among the direct assessment used are: performance or achievement institutional test, performance on writing tests, and general education rubrics (see sample General Education rubrics in ED 31). Among the indirect assessments used are: student satisfaction surveys, exit surveys, graduation rates, retention rates, and grade point averages of graduates (see UNE’s Assessment Webpage hyperlinks in Appendix 2). Student Learning at Program Level. The assessment of student learning and program effectiveness begins with the academic schools. Each school has an assessment plan, which in turn includes a plan for each academic program. In these assessment plans, the school’s mission and the academic programs’ learning outcomes are aligned with the institutional mission. The plans establish when and how objectives will be measured, which techniques will be used, and the expected outcomes for these objectives (benchmarks). The General Education component, although not a separate program, has its own assessment plan, following the same format (ED 30). At the program level, information is obtained from direct and indirect assessment. Among the direct assessments used are: midpoint and capstone course assessments, mock licensing tests, licensing passing rates, internship/practice evaluations, research projects, and student publications and conference presentations. Among the indirect assessments used are: program reviews, employer surveys, exit surveys, and end-of-course surveys. This information is used to improve academic programs through curricular revisions, physical facilities improvements, and acquisition of instructional equipment and learning resources. In addition to the assessment results mentioned above, academic programs are evaluated using enrollment and cost analysis data. The evaluation process is performed following the SUAGM Guidelines for Program Evaluation (2009), by a committee composed by faculty 79 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 assigned to the program, the School’s deans, the School’s assessment coordinator, and the Assessment Office. Appendix 30 includes the SUAGM guidelines, summarized results of evaluated programs, and a five-year evaluation plan to complete UNE’s first academic program evaluation cycle. The School of Professional Studies (most commonly known as AHORA Program), which offers accelerated educational offerings to an adult student population, has an assessment model adjusted to the population they serve. Student learning is assessed through: (a) assessment of midpoint and capstone courses, (b) external licensing board passing rates, (c) institutional standardized tests, and (d) digital student portfolios. The following are select examples of assessment results for academic programs. For each example, a selection of program goals, and the institutional direct and/or indirect measurements are presented. Associate Degree in Pharmacy Technician Selected Program Goals -To understand that honesty and integrity are essential elements in a company’s success. -Apply the code of professional ethics as a sign of respect to oneself and to society in general. -To understand and apply the laws and norms relevant in the regulation of drug dispensing and other general areas in the pharmacy (drugstore). -Recognize the importance of dispensing and orienting patients correctly, to improve the community’s health and quality of life - Apply learned procedures for correct drug dispensing, and other related tasks. -Recognize the procedures involved in good management practices in a pharmacy. Direct (D) and Indirect (I) Institutional Measures Employer Survey (I) PHAR 258 (Practicum seminar): Mock test (D) -PHAR 257 (Supervised Practice in Pharmacy II): Practicum rubric (D) -Employer survey (I) An example of an indirect institutional measure for the associate degree in Pharmacy Technician is the 2011 Employer’s Survey. Figure 13 presents the comparison results between the level of importance the employer assigns to a criteria versus their satisfaction with UNE graduates. Results show that, except for Creativity and Innovation, UNE satisfaction values attain or exceed the institutional benchmark. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 80 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 100 80 94.1 70.6 94.1 70.6 94.1 70.6 88.2 76.5 88.2 70.6 82.4 70.6 88.2 76.5 60 Percentage 82.4 58.8 40 20 0 CERT DERT DM DC Satisfaction TE OP CT CI Importance Figure 13. 2011 Employer Level of Importance, and Satisfaction Results for UNE's Pharmacy Technician Graduates, N=17.(Institutional Benchmark: 70) Legend: CERT- Specific Knowledge related to work; DERT- Specific skills related to work; DM-math skills; DC-computer skills; TE-teamwork; OP-organization and planning; CT- work quality; CI- creativity and innovation The Pharmacy Technician Associates Degree program administers an objective test (Mock test) analogous to the professional licensing exam in its capstone course PHAR 258. This test, developed by the institution, is taken by graduation candidates. It is one of the measurements used to explore the development of the skills that the program expects its graduates to possess. These results demonstrate, generally speaking, an improvement in student performance over the last three years (see Figure 14, below). This assessment aligns the program learning outcomes with the areas that are evaluated. This demonstrates that in the last three years, students’ strongest skills have been technical and administrative aspects, while the lowest performance was observed for skills related to pharmaceutical calculations. Mean 100 63.62 67.36 71.75 50 0 2012 2013 2014 (a) Year Adm. Aspects Pharm. Calculus Pharmacotherapy Product Legal Aspects 2012 74.74 47.69 70.04 61.19 65.26 2013 78.01 55.30 65.34 70.64 68.84 2014 (b) 78.85 61.17 73.06 79.17 71.69 Figure 14. Mock Tests Results for Pharmacy Technician Program: (a) overall, and (b) subpart. Institutional Benchmark: 70. Associate Degree in Culinary Arts Selected Program Goals Direct (D) and Indirect (I) Measures -To properly apply cooking methods and techniques for recipe development. -Apply elements of design and plate preparation. -Compare and contrast foods and beverages in terms of preparation and presentation. CHEF 107 (Food Preparation Lab): Institutional performance rubric (D) Employer’s Survey (I) 81 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Selected Program Goals -Know and identify commercial cuts of meat, and explain the function of the butcher, as well as, the basic tools that are used in this field. -Demonstrate basic knife skills, and the processing and cuts of varied meats. -To use utensils and commercial kitchen equipment following safety rules, appropriate handling, and cleaning. -Design and apply preventive measures and control to guarantee security and cleanliness in the workplace. Direct (D) and Indirect (I) Measures CHEF 107: Institutional performance rubric (D) CHEF 116 (Culinary Arts basic Components): Institutional Test (D) Employer’s Survey (I) An example of a program-level assessment for this associate degree is the institutional rubric for CHEF 107 (mid-point). This measure is an assessment administrated halfway through the Culinary Arts Associates Degree. It is a four-point analytic rubric designed by program faculty to assess the development of key areas aligned with the program learning outcomes. The most recent results show that students have performed well in each of these areas (see Table 31 below). An institutional test is also administered in this course as a midpoint evaluation of the program. Figure 15 presents overall results for three recent instances. Table 31. Institutional Rubric Results for CHEF 107, Culinary Arts Associate Degree Program. (Institutional benchmark: 2.8) Semester Spring 2013 Fall 2013 Spring 2014 Mise en Place 3.46 3.58 4.00 Hygiene 4.00 3.58 3.50 Skills 3.35 3.58 3.95 Teamwork 3.00 3.36 3.41 Product 3.00 3.17 3.36 Follow Instructions 3.00 3.08 3.64 100 80 71.45 62.9 69.9 60 40 20 0 Oct-13 Mar-14 May-14 Figure 15. Institutional Tests Results for CHEF 107 of Culinary Arts Associate Degree Program. (Institutional benchmark: 70) Pre-School and Primary Education Bachelor Degree Selected Program Goals -Apply the norms and procedures necessary for a safe and healthy environment, in order to promote the development of early childhood. -Analyze the principles of childhood development and learning. Direct (D) and Indirect (I) Measures Institutional Exam (D) SIAAM Test (D) Portfolio Rubric (D) Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 82 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Selected Program Goals Direct (D) and Indirect (I) Measures SIAAM Test (D) -To link health and preventive medicine with childhood development, and its relevance in the school and home environment. -Analyze the child’s integral development from a cognitive, socio-emotional, physical, and moral perspective. Institutional Exam (D) SIAAM Test (D) Portfolio Rubric (D -Develop curricula, based on appropriate practices, for children of ages 0-8 (infants, toddlers, and preschoolers). SIAAM Test (D) Portfolio Rubric (D -Develop the necessary skills to provide children with a linguistically enriched environment, and supported by children literature. SIAAM Test (D) UNE’s School of Education administers the SIAAM exam, which measures skill development in the Early Childhood Bachelor’s Degree program, among others. This exam is developed by the College Board’s Puerto Rico and Latin America Office and is analogous to Puerto Rico’s teaching licensure exam (PCMAS); it is administered to the School’s candidates in the capstone course EDUC 435. Students’ performance on each of the components of the SIAAM are presented for the years 2010 to 2013. The component related to the elementary level is directly related to the program learning outcomes of the Early Childhood program. The figure shows high performance levels for the students in this program. In addition, it shows that performance has improved for the Fundamental Knowledge component, which is related to skills emphasized in the General Education component. The results of this assessment show an increase in student Pass Rate 100 76.8 80 60 45 53.6 50.6 57.0 64.3 40 20 0 2008 2009 2010 2011 2012 2013 Pass Rate performance in recent years (see Figure 16, below). 100 80 60 40 20 0 Fund. Knowledge Elem. Level 66.44 53.8 2010 53.8 66.44 70 67.55 2011 67.55 70 88.24 70.51 83.93 78.57 2012 78.57 70.51 2013 83.93 88.24 (a) (b) Figure 16. Institutional Mock Test (SIAAM) Results for UNE Teacher Preparation Programs: (a) overall; (b) subparts. Before graduation, students are required to take the Puerto Rico Teacher Certification licensing test (PCMAS, Spanish acronym). Figure 17 presents the results of students in UNE’s Teacher preparation program (TPP-UNE) compared to Puerto Rico’s average passing rates. These results demonstrate how student performance on the PCMAS have improved after implementing strategies based on assessment results, especially in the fundamental knowledge and communication 83 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 competencies. In fact, in recent years UNE’s passing rates have exceeded Puerto Rico’s passing Pass Rate rate average, with the exception of 2011. 100 90 80 70 60 50 96 91 90 95 95 85 87 89 86 2007-08 2008-09 2009-10 2010-11 90 2011-12 89 88 2012-13 TPP-UNE PR Pass Rate (a) 100 90 80 70 60 50 87 88 84 76 2007-08 2008-09 93 88 85 86 2009-10 2010-11 92 89 87 82 2011-12 2012-13 TPP-UNE PR (b) Figure 17. Comparison between institutional (TPP-UNE) and Puerto Rico Teacher Preparation Program (PR) licensing pass rates, in: (a) Fundamental knowledge and communication competencies, and (b) Professional competencies for years 2008 to 2013. Hotel Management in Events and Conventions Bachelor Degree Selected Program Goals Direct (D) and Indirect (I) Measures -Explain the general purpose and structure of the meeting and convention industry. -Describe the successful selling strategies and techniques, as well as, negotiating tactics. -Explain the convention sales business as it applies to the lodging industry. Portfolio Rubric (D) -Apply the event management concepts to create, manage and evaluate a real event. -Describe the steps in the special events planning process. -Apply the knowledge and skills acquired through the concentration courses in a real-life professional setting, focused on event management. CAPE 404 Institutional Capstone Rubric (D) Figure 18 presents the assessment of the Events and Conventions concentration for the Bachelors in Hospitality Management, in the capstone course CAPE 404. This assessment consists of the administration of an institutional rubric that evaluates the application of the skills developed in the program at a planned event. The results of this assessment show high levels of student performance. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 84 Percentage Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 100 80 60 40 20 0 89 88.4 91 San Juan Golf Viva Le Habana (Jan- Tournament Cirque (JanMay 2010) (Jan-May May 2012) 2010) 86 91 Bike Tour (Jan-May 2013) Bike Tour 2 (Jan-May 2014) Figure 18. Institutional Rubric Results for BS in Events and Conventions Capstone Course CAPE 404 for years 2010 to 2014. Master in Business Administration in Accounting Selected Program Goals Direct (D) and Indirect (I) Measures -Identify the fundamental theoretical and practical components of Puerto Rico’s income tax system, and applicable laws. -Apply Puerto Rico’s income tax policies to individuals and to corporations. Apply generally accepted accounting practices to profit and non-profit institutions, according to law. ACCO 605 (Taxes in Puerto Rico): Case Study Rubric (D) -Analyze corporative, governmental and private entities’ financial statements. -Apply auditing concepts and standards in order to pass judgment on the company’s financial situation. -Decide on the accounting methods to use in the merging of companies, consolidated financial statements, and overseas operations, among other extraordinary situations. -Analyze financial systems from an accounting perspective, in order to contribute in the achievement the company’s goals. Employer’s Survey (I) Graduate Institutional Exam (D) In the graduate programs for Management, Marketing, Accounting and Information Systems from the IEN Business School, an assessment (the School’s institutional graduate exam) is administered with the intent of evaluating the areas of Accounting, Business Ethics, Business Finance, Business Leadership, Economics, Global Dimensions of Business, Management, and Marketing (see Figure 19). The results show that students in these Masters’ programs perform at or around benchmark levels. Business Finance and Marketing are particularly strong areas for UNE students. 85 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 100 Percentage 80 60 40 20 0 Accounting Business Ethics Business Finance Business Leadership 49.2 50 55.3 45.8 40 55.7 40.8 53.3 42.4 50.8 56.7 70.3 2012 2013 Benchmarks 2013 Global Economics Dimensions of Business 32.5 55 45 51.7 51.9 52.3 Mngmt. Marketing 63.3 54.5 61.1 37.5 60 62.8 Figure 19. Institutional Test Results of IEN Business School UNE vs. Comparable National Institutions (Blended/Hybrid Delivery Mode Program). (National Benchmark). Master in Social Work in Clinical Social Work Selected Program Goals Direct (D) and Indirect (I) Measures Identify as a professional social worker and conduct oneself accordingly. Comprehensive exam (D) Apply social work ethical principles to guide professional practice. Rubric for oral presentation (D) Case studies rubric (D) Apply critical thinking to inform and communicate professional judgments. Case studies rubric (D) Apply knowledge of human behavior and the social environment. Case studies rubric (D) Comprehensive exam (D) Engage, assess, intervene, and evaluate individuals, families, groups, organizations, and communities. Field practice rubric (D) Engage in research-informed practice and practice-informed research. Research proposal rubric (D) In the Masters in Social Work program, one source of assessment data comes from the results of the comprehensive exam. These results show that the majority of students have passed the foundations, investigation, and specialization components (see Figure 20). These exams are aligned with the skills emphasized by the program, such that the assessment measures the development of these skills. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 86 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 100 % of Pass 80 60 58.5 54.0 40 40 % of Pass 100 71.6 80 60 50 44.5 40 20 20 0 0 2011 2013 2011 2014 (a) 2013 2014 (b) Figure 20. (a) Investigation Comprehensive Exam of Social Work Program (Master) Passing Rates, and (b) Specialization Comprehensive Exam Social Work Program (Master) Passing Rates Student Learning at the Course Level. At the course level, faculty members are responsible for assessing student learning and course effectiveness. Course assessment is documented through reports prepared using a standard electronic template that provides information on student learning, closing the loop of assessment, recommendations for course improvement, and self-reflection on teaching strategies. At the course level, information is obtained from direct and indirect assessment. Among the direct assessments used are: standardized tests, case study analysis, internship performance, and course rubrics (for essays, clinical performance, laboratory work, marketing plans, business plans, simulations, writing, and oral presentations). Among the indirect assessments used are: course assessment reports submitted by the faculty (Appendix 29), end of course assessment surveys, and test blueprints. This information is used to improve courses through curricular revisions, professional development for faculty, and acquisition of instructional equipment and learning resources. The following are select examples of assessment carried out at course level: Associate Degree in Culinary Arts: Blueprint of CHEF 116 Test Course objectives Know the history and evolution of the gastronomy in Puerto Rico and the rest of the world. Understand the importance of applying good hygiene practices, sanitation, and kitchen safety. Identify the vocabulary commonly used in gastronomy, including equipment, utensils, and materials. Recognize which are the adequate procedures when executing different cooking methods, and the organization in food presentation. Mention some aromatic herbs, condiments, and vegetables used when making recipes. Apply measure units and their equivalents to convert and standardize recipes. 87 Test Constructs Culinary history Safety rules Fundamental topics Cooking methods Properties of ingredients Units and measures Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 The institutional test’s overall results for course CHEF 116, is presented in Figure 21. This course is taken by students in certificate, associate, and bachelor degree program in Culinary Arts. Subpart results for CHEF 116 (not shown), show that students score most strongly in the areas of kitchen organization, safety laws, history of cooking, and foundational topics. 100 80 60 55.01 58.8 59.8 58.58 Dec-11 May-12 Dec-12 Mar-13 65.02 64.17 59.75 63.49 May-13 Oct-13 Dec-13 May-14 40 20 0 Figure 21. Institutional Test Results for CHEF 116 in Culinary Arts Associate Degree Program. (Institutional Benchmark: 70) Bachelor of Arts in Preschool and Primary Education Blueprint: Test EDUC 171 Select Course objectives Explain the concepts and controversies related to growth and development, from infancy to adolescence, from the perspective of socio-cultural diversity in Puerto Rico and other countries. Explain the most important theoretical perspectives related to human development, and its implications on educational practice. Understand the dynamic relationship between physical, cognitive and emotional dimensions, when studying human development. Analyze the effect of environmental, cultural, and social factors on human development, from infancy to adolescence. Use research concepts, theories, data, and products to create clear and adequately expressed texts. Test Questions Q 1; Q 46; Q 47; Q 48; Q 49; Q 52; Q 53; Q 54; Q 55; Q 57; Q 58; Q 59; Q 60; Q 64; Q 65; Q 66; Q 67; Q 68; Q 69; Q 70 Q5; Q8; Q9; Q10; Q11; Q12; Q13; Q14; Q15; Q16; Q17; Q18; Q19; Q20; Q21; Q22; Q23; Q24; Q25; Q26; Q27; Q28; Q29; Q 37; Q 38; Q 41; Q42; Q 44; Q 45; Q 50; Q 51; Q 61; Q 62; Q 63 Q4; Q30; Q31; Q32; Q34; Q35; Q36; Q39; Q40; Q 43 Q2; Q3 Q6; Q7 In the Bachelors-level course EDUC 171, an objective test that was developed by School of Education’s faculty is used to measure achievement of course objectives. In the past two years, students have consistently scored at or around an average of 60 points on this assessment (see Figure 22). To improve these moderate results, various strategies have been implemented: the syllabus was modified, the course was moved to the second year in the curriculum schedule, and items were revised to improve the test bank. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 88 Mean Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 100 80 60 40 20 0 57.69 59.86 2007 2008 69.85 2009 66.39 60.95 62.25 2011 2012 2013 Figure 22. Institutional Test Results for EDUC 171 of BA in Preschool and Primary Education Program (Institutional Benchmark: 70) Bachelor of Science in Hotel Management in Events and Conventions Blueprint of HMEV 406 Rubric Course objective Criterion To provide students with strong leadership, operational, management, guest services, interpersonal and technical skills necessary in today's diverse hospitality organizations To produce graduates who are articulate critical thinkers that possesses good business sense and entrepreneurial determination. To increase the students' hospitality management knowledge to foster the development of innovative, self-reliant and driven professionals. To fulfill the hospitality and tourism markets, needs for experienced, morallyjust and socially responsible individuals who will make significant contributions to organizations. To develop professionals with the capability to understand and evaluate the effects of technological advances in the field of hospitality and tourism, and the ability to apply innovative techniques that respond to global economic development. To foster student's awareness, appreciation and understanding of research themes in the field of hospitality and tourism. To develop professionals with diverse experimental learning opportunities that help fulfill market needs and support the evolution of hospitality and tourism organizations. Leadership Attention to detail Creativity/Resourcefulness Content Knowledge Attention to detail Creativity/Resourcefulness Attitude In the bachelor level course HMEV 406 (Special Event Planning), students are required to prepare a portfolio of the planning process of a special event assigned by the faculty member assigned to the course. Figure 23 presents the results for a selection of criteria in the rubric. This motivated the revision of the Special Event Planning Guidelines, to improve students’ understanding of the project objectives and evaluation criteria. 100 100 100 100 87 100 100 67 73 50 0 Strategic Plan Budget 2012 Sponsorship Proposal 2013 Sponsorship Presentation Figure 23. Proposal Rubric Results for Special Events Planning (HMEV 406) (Institutional Benchmark: 70) Source: Faculty Assessment Reports 89 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Master in Business Administration in Accounting BUSG 505: Research Methodology Course objectives Analyze the nature and scope of business research. Examine the principles underlying the quantitative and qualitative research methods, from the point of view of advantages and disadvantages. Develop skills for data generation and interpretation of results of quantitative and qualitative research. Interpret descriptive and inferential statistics and qualitative data. Produce a research proposal methodologically correct and feasible (first three chapters: Introduction, Literature Review and Conceptual Framework and Methodology) to a topic within their area of specialty. Measurement Oral presentation Critic essays SPSS Exercises Analysis of research articles Research proposal In the masters’ level course BUSG 505 (Research Methodology), students integrate the knowledge acquired in order to prepare a written research proposal. Furthermore, the proposal must be presented orally. In addition to discipline-specific criteria, the rubric also measures writing and oral skills. The institutional benchmark for this course requirement is an overall score of 80 percent. Figure 24 presents the distribution of overall scores for years 2010 to 2014. Results show that students obtaining scores lower than 80 have been decreasing due to: (a) a recent revision of the course’s pre-requisites, and (b) workshops on how to write proposals and how to make effective oral presentations. Frecuency (%) 100 80 60 40 20 0 75 68 68 62 33 33 1717 21 11 1914 5 200902 201001 201002 42 33 25 25 54 60 40 27 27 23 23 15 17 7 201101 201102 201201 201202 201301 Semester 90-100% 80-89% 79-70% less than 70% 44 24 20 1714 713 201302 201401 Figure 24. Score Distribution for Research Proposal (BUSG 505) for Spring and Fall Semesters from 2010 to 2014. (Institutional Benchmark: 80) Master in Social Work in Clinical Social Work Blueprint Generalist foundation supervised practice rubric Course objective Recognize the vision, mission, values, and purposes of the supervised practice scenario. Examine the organizational structure, policies and human resources that are providing services to the clientele in the practice scenario. Demonstrate an effective relationship with clients, peers and employees of the supervised practice center. Criterion Practice Context Human behavior and social environment Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 90 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Course objective Design a timely work plan for interventions with clients as well as the production of documents and information requested. Use supervision and consultation as a tool to maximize job performance, demonstrating the application of the recommendations received in the process. Analyze the dimensions of the ethical and legal aspects of social work, the limits of confidentiality and the proper handling of client records. Demonstrate professional skills for generalist social work interventions as they relate to human and cultural diversity of the client system. Justify interventions with the client using the theoretical frameworks that generalist social work provides. Criterion Human behavior and social environment Social policy Ethics Practice Critical thinking In the masters’ level practicum course for Clinical Social Work, for the Generalist Practicefoundation elements, students are evaluated with an institutional rubric. Figure 25 presents the results for a selection of criteria in the rubric, in two instances. 100 90 80 70 60 50 40 30 20 10 0 94 82 Identity 90 81 Ethics 86 92 97 91 93 88 88 Diversity Social Justice Research 77 Critical Thinking Bisemester 88 94 89 97 Human Social Policy Behavior and Social Environment 91 94 90 96 Context Practice Final Figure 25. Generalist-Foundation Supervised Practice Rubric Results (Spring 2014) Program Reviews As a means of measuring and improving the effectiveness of the academic programs offered at UNE, these are revised periodically through: (a) the revision of course syllabi to adjust them according to assessment results, update information and references, and incorporate new topics, if applicable; (b) changes in the curriculum, and (c) the alignment to changes in the institutional mission. Table 32 presents three examples of program reviews and the changes implemented. Table 32. Examples of Program Revisions and Changes Implemented. Academic program BBA in Insurance 91 Resulting Changes -The program changed its name to BBA in Finance and Insurance. -Six courses were eliminated, and five new ones added to the concentration component, increasing total credit-hours by one. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Revision Date June 2013 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Table 32. (Continued) Academic program Resulting Changes -The program changed its name to BS in Microbiology. -The areas of bacteriology, virology, mycology and parasitology were added, improving the concentration component. -Three courses related to industrial applications were eliminated. -The course Microbial Quality Control was revised and changed to Microbial Quality Control and Safety. -The practicum course was modified to include the option of an internship. -General Chemistry I was eliminated and a General Physics compendium added. -Two courses related to microprocessors (EETP 207 and 209) were merged into one course (EETP 210). A course of Electronics Communications was added (EETP 211). A board test review course was added (EETP 212), and an institutional mock test was created for the course. BS in Applied Microbiology AD in Electronic Technology Engineering Revision Date August 2011 May 2011 Source: Associate Vice Chancellor’s Office of Assessment Programmatic Accreditation Specialized programmatic accreditations at UNE have been systematically performed complying with an institutional plan (see Appendix 31). Accredited programs have gone through self-evaluative and reflective processes to identify strengths and opportunities for improvement. Some examples are presented in Table 33. Table 33. Programmatic Accreditations and Resulting Improvements Academic Program Bachelor in Science in Hospitality Management Accrediting Agency Accreditation Commission for Programs in Hospitality Administration (ACPHA) Actions Taken to Improve Program - The program’s learning outcomes were revised. - A curricular revision was effected. - Institutional rubrics were created to evaluate the program’s student learning outcomes. - The program’s assessment plan was revised. Associate Degree in Science in Culinary Arts American Culinary Federation Education Foundation (ACFEF) Bachelor Degrees in Business from IEN Business School Accreditation Council of Business Schools and Programs (ACBSP) - The program’s learning outcomes were revised. - A curricular revision was effected. - Institutional rubrics and tests were created to evaluate the program and courses students’ learning outcomes. - The program’s assessment plan was revised. - Learning outcomes of academic programs were reviewed (Management, Marketing, Accounting, Information Systems, and Office System. - Institutional rubrics were developed to measure course and program learning outcomes. - A simulation program was adopted for course BUSI 499, to measure the school’s professional component learning outcomes. - A school committee was appointed to ensure “closing the loop” in assessment processes. - Program assessment plans were reviewed. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 92 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Table 33. (Continued) Academic Program Teacher preparation programs from the School of Education Accrediting Agency Teacher Education Accreditation Council (TEAC). Master’s Degree in Clinical Social Work Council on Social Work on Education (CSWE). Actions Taken to Improve Program -Practicum rubrics were uploaded to an electronic platform to facilitate assessment data collection. -Revision of all field experience and practicum syllabi in order to make decisions related to the assessment results of these courses. -Revision of the field experience and practicum evaluation instruments to ensure alignment with course goals. -Implementation of an electronic portfolio requirement in the practicum to facilitate assessment data collection. -The number of full-time faculty for the program was increased to ten. - Administrative and faculty offices were remodeled. - Institutional rubrics were created to assess the development of the program’s and courses’ learning goals. - A curricular revision was carried out to align the program competencies to those specified by CSWE. - Practicum rubrics were uploaded to an electronic platform to facilitate assessment data collection. - An Advisory Board was appointed for the program. Source: Associate Vice Chancellor’s Office of Assessment Use of Assessment Results for Improvement Use of results at the institutional level. Assessment results concerning student learning are used in a number of ways at the institutional level. For example, in recent years moderate results were observed for student performance on the following institutional exams in the General Education component: PIASSE (see Figure 26), English reading skills (see Figure 27), and Spanish writing skills (see Figure 28). These results were determinant in deciding to revise UNE’s General Education component. This revision began in 2011, and in 2012 a Provisional (transition) General Education Component was established, which will continue until August 2016, when the new component is expected to be implemented. To improve students’ general education competencies Mean the new component will focus more on skills to be developed than on discipline content. 100 80 60 40 20 0 Spanish HUMA SOCI MATH Sc. Reas. ENGL 2010 53.2 36.7 48.7 31.8 52.9 45.5 TECHNO 45 2011 52.1 33.2 48.9 29.7 57.3 47.6 43.1 2012 51.9 32.8 50.7 34.7 58.0 51.4 49.3 2013 54.2 27.2 48.3 38.5 51.3 48.3 43.8 2014 43.92 30.05 45.99 37.58 51.27 49.5 38.2 Figure 26. PIASSE Institutional Test Results for 2010 to 2014. Legend: HUMA-Humanities; SOCI- Social Sciences; Sc. Reas. – Scientific Reasoning; TECHNO- Use of technology 93 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Mean Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 100 80 60 40 20 0 Pred. Outcome Recall Info. Draw Concl. Infer Mean. Synonyms Word Main Idea Diff. SP & PP Super. Adject. Supp. Details 2010 67.04 74.9 63.9 66.2 55.8 58.4 56.7 46.2 52.4 48.1 2011 79.48 80.38 72.64 77.74 66.64 64.93 59.53 55.05 57.33 47.72 2012 89.47 83.63 71.9 71.05 67.4 50.9 64.47 51.6 47.37 42.11 2013 74.09 78.12 68.52 73.58 64.14 64.51 56.56 46.25 61.56 45.22 2014 77.5 78.34 61.67 71.67 64.5 50 64.59 40.67 50 38.75 Figure 27. Rubric Results for Reading Skills in English for 2010 to 2014. Mean Legend: Pred. Outcome- Predict Outcome; Diff. SP & PP- Differentiate simple present and present progressive; Supr. Adject.- Superlative Adjective; Supp. Details- Identifies supporting details 5 4 3 2 1 0 Ideas-Content Paragraph Structure Style Grammar 2008 3.51 3.31 3.08 2.78 2010 3.4 3.2 3 2.8 2011 3.86 3.66 3.58 2.91 Figure 28. Rubric Results for Writing Skills in Spanish for 2008, 2010, and 2011. As another example, institutional assessment results of reading comprehension in English and Spanish were used to support a grant proposal requesting federal funding to address these identified needs. This proposal was approved during the2009-2010 academic period, and with the resulting funds ($2,296,000) UNE developed a Multi-Language Learning Center. This Center offers professional development for faculty of Spanish and English and provides technological equipment and other resources that support the teaching of these languages. It also provides the physical facilities, equipment, and resources for foreign languages course offerings. Both students and faculty have responded positively to the establishment of the Center. Use of results at the program level. The results of the UNE’s graduate student’s satisfaction survey (2008) led to a Title V proposal for graduate programs. These results indicated that graduate students had needs related to availability of support services, operating hours, academic advising, and issues related to lifestyle and wellbeing, among others. The proposal was submitted and approved in 2011, resulting in funds totaling 2.7 million dollars. This proposal allowed the institution to strengthen its academic support for graduate students (for example, Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 94 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 through improvements in classrooms, laboratories, common areas, and meeting rooms) and also provided resources for professional development in the areas of teaching, assessment, and research of faculty offering graduate courses,. The proposal also helped to carry out curricular revisions and develop assessment action plans for graduate programs. An example of UNE’s best practices comes from actions taken in response to the review results of bachelor programs from IEN Business School. This review revealed the 100 80 need for additional assessment in the capstone 60 course BUSI 499 (formerly BAOS 499), part 40 of several bachelor programs. The School decided to implement an electronic simulation program that examines the development of key competencies (see 2011 and 2012 pilot project evaluation results in Figure 29). In 2012, two 53.6 52.4 55.1 52.8 2011 2012 60.2 52.6 59.8 52.6 20 0 UNE Overall Result 2013 2014 External Benchmark Figure 29. BUSI 499 Simulation Results Compared to External Mean Values for Years 2011 to 2014. professors from the IEN Business School were sent to Knoxville, TN, to attend the workshop “Train the Trainers of Marketplace Simulation”. They in turn, helped train the professors that offer BUSI 499 in Carolina and at additional locations. The simulation also allows for the comparison of student learning results with an external benchmark. So far, UNE students have generally performed on par with the benchmark. Use of results at the course level. This section presents several examples of the way assessment results have been used at the course level. The first example is students’ low performance on the institutional test for General Biology I (BIOL 203) (see Figure 30). This, combined with other assessments results led to the decision of trying out a strategy called the PeerLed Team Learning (PLTL) to improve learning in General Biology. External funding for its development and implementation was requested through a proposal submitted in 2012 to NIH for the third cycle of the URGREAT-MBRS-RISE program (PLTL was one of the three activities proposed to train and prepare undergraduate science students for graduate studies in biomedical disciplines). Part of the $2.7 million approved is being used for this purpose, having already conducted the pilot test for BIOL 203 in August 2014. This project allows for students in the General Biology course (and General Chemistry in the future) to participate in peer-led team learning activities that promote critical thinking and scientific reasoning in structured time periods 95 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 outside their regular classes and laboratory work. The project also contributes to the revision of the institutional tests for BIOL 203 and BIOL 204. 100 Mean 80 60 57.76 53.38 60.55 59.98 40 20 0 2011 2012 2013 2014 Figure 30. Institutional Test Results for BIOL 203 for Years 2011 to 2014. (Institutional Benchmark: 70) Moderate performance on the institutional test for the basic math course, MATH 120 (see Figure 31), in 2013, led to the modification of the course syllabus, the creation of course modules, and the revision of laboratory activities, practice exercises, and institutional tests. These tests were uploaded to an electronic platform in order to facilitate their administration. The changes to this course are generating positive changes in students’ performance. 72.2 67.6 71.5 May-13 Dec-13 May -14 Mean 100 80 60 40 20 0 Figure 31. Institutional Test for Basic Mathematics Course (MATH 120). Institutional Benchmark: 70 Another example comes from the rubrics results of practicum courses in the Teacher Preparation Programs, which indicated a need to revise the structure of the rubrics themselves in 2011. As part of this process, an electronic platform called Web Surveyor was identified as a tool for more efficient application of the rubrics. Using this platform, professors complete the rubrics in electronic format, which allows for the results to be sent to the assessment office immediately. This change represents an improvement in data collection at the level of these education courses. Finally, the moderate results of the institutional exam for the course CHEF 116 (see Figure 21) led to changes to the course syllabus and the structure of the institutional test, the development of course modules, and the creation of a manual for professors teaching the course. These actions Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 96 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 have taken place over the past three years, and the results of the institutional test are showing notable improvements. Using Assessment Results for Resource Allocation and Institutional Renewal As explained in Chapter 2 (Planning, Resource Allocation and Institutional Renewal, and Institutional Resources), each year the office of institutional planning provides each academic and support services unit a set of documents to guide them in the development of their annual plan: (a) SUAGM strategic vectors, (b) strategic guidelines, (c) institutional goals, (d) IEC report containing the list of institutional needs identified by the institutional assessment processes, and (e) the annual plan template. Units’ annual plans are then integrated into the institutional annual plan, which is monitored by the IEC to ensure that the results of the assessment process are included. As established in UNE’s Institutional Effectiveness document (Appendix 7), IEC may include in the annual plan any missing important issue identified through the institutional assessment process, if considered appropriate. The Associate Vice Chancellor of Assessment elaborates an annual report containing a compliance matrix, aligning the mission statement with the institutional goals, effectiveness indicators, assessment instruments used, benchmarks, and outcomes (see Appendix 28). Table 34 shows examples of actions taken regarding institutional needs identified through the assessment process, to improve physical infrastructure, student services, human resources, and technological resources. 97 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Table 34. Examples of Actions Taken Regarding Institutional Needs Identified Through the Assessment Process. Year Strategic Goal 20122013 Guarantee that the institution has physical facilities adequate to its needs and that support academic offerings. 20122013 Guarantee that the institution has physical facilities adequate to its needs and that support academic offerings. Improve infrastructure of research laboratories Strategic Vector Physical Infrastructure and Technology Assessment Document(s) Cabo Rojo assessment report; Academic program viability study Identified need through assessment Construction of laboratory for the Culinary Arts program (Cabo Rojo) Resource Allocation Capital improvements Physical Infrastructure and Technology Santa Isabel assessment report Replacement of perimeter gate for Santa Isabel campus Capital improvements Academic Yauco assessment report 20122013 20132014 Improve infrastructure of research laboratories Academic School assessment 20102011 Strengthen student services through the establishments of standards of quality and the restructuring of student services units, with the intent of fostering an institutional climate that promotes quality of life and comprehensive development for students. Strengthen academic and administrative technological infrastructure, aligned with advances in technology and institutional growth. Developmental and Student Support Services Results of athletes’ needs questionnaire Physical Infrastructure and Technology; Academic Satellite campuses’ assessment reports, assessment of academic schools, assessment of information resources. Guarantee that the institution has physical facilities adequate to its needs and that support academic offerings. Physical Infrastructure and Technology Barceloneta assessment report 20112012 20122013 Acquire “RX30” software for the Pharmacy Technician Associate program at the Yauco campus Construction of the New Media Center laboratory for the Communications program Installation of Gymnasium and Wellness Center on the main campus Technology fee Budget Spent ($) ($450,000 Construction and $350,000 equipment, wiring, furniture, and others). 70,000 5,720 External funds 400,000 Capital improvements 300,000 1.Procure estimate for the installation of 30 licenses for the statistical program SPSS 2. Install SPSS licenses on a server for use in Carolina and additional locations. Technology fee 25,000 Purchase and install 1000KW emergency generators (for UNE and UT) in Barceloneta Capital improvements 387,875 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 98 Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Dissemination of Assessment Results Assessment results are disseminated using different strategies: UNE’s webpage contains an assessment page, including information of: (a) UNE’s Assessment Model, (b) assessment techniques and instruments, (c) an assessment dashboard that includes results of student learning (of main campus, additional locations, and overall), program effectiveness, institutional assessment results, and retention and graduation rates, among other; and (d) assessment and action plans of academic schools, the General Education component, additional locations , and student support services offices, among others. (http://www.suagm.edu/une/assessment.asp) Oral presentation of assessment results to faculty and administration at the opening activity of the fall semester in the main campus, and at the first meeting at each additional location. Results are presented annually to the Chancellor and the Chancellor’s Advisory Board. School assessment coordinators present assessment information related to course assessment and school action plans at faculty school meetings. Assessment general information, education, orientation, and results are disseminated through the electronic newsletter Assessment Informa. The assessment webpage link is included in promotional materials geared towards prospective students. Assessment of UNE’s Assessment Process As part of the assessment of the institution’s assessment process, UNE hired the services of an external evaluator, Dr. Mary Karen Jogan, who is an assessment expert from Albright College at Reading, Pennsylvania. At the time of the report, the institution accepted her recommendations and developed an action plan to implement them immediately. Among the recommendations Dr. Jogan presented were: (a) present the connection between the university’s strategic plan and how assessment measures these goals more clearly; (b) more aggressively present the link between planning, resource allocation, and assessment, and (c) present the benchmarking references more clearly. Appendix 32 contains the assessment report submitted by Dr. Jogan and the institution’s action plan to comply with the recommendations. Strengths 99 A structured, manageable, and sustainable assessment process, guided by UNE’s Assessment Model, including assessment and action plans in student support services units, such as: Vice Chancellor’s Office of Student Affairs, Vice Chancellor’s Office for Student Retention; and assessment and action plans in academic schools at the main campus, and additional locations. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 4: Institutional and Student Learning Assessment MSCHE 2015 Achievement of the institutional mission statement is evidenced through a compliance matrix, aligning the mission statement with the institutional goals, effectiveness indicators, assessment instruments used, benchmarks, and achieved outcomes. Planning and resource allocation guided by institutional assessment results, through the Institutional Effectiveness Committee. A culture of evidence that demonstrates the entire assessment cycle, and how the cycle’s “loop” is closed. Improvements in licensing passing rates, and in mock tests results have shown that the strategies used in these cases have been successful. In other cases, assessment results below the established benchmark have led to curricular changes, for example, in the General Education component, which will focus more on competencies, and not just content. Assessment results are used in the planning and resource allocation process. A structured, manageable, and sustainable assessment process, guided by UNE’s Assessment Model for student learning assessment, and academic program effectiveness through varied measurements. A well-structured and informative assessment webpage, as part of a varied dissemination of assessment results. A standardized electronic template for the course assessment report that provides a uniform data collection, and simplifies the preparation of the summary report prepared by the school assessment coordinators. Challenges Although an electronic platform has been designed to collect faculty assessment reports, further improvements are needed to allow for faster and easier data collection and analysis. This would help speed up the process of academic programs evaluation, and in monitoring individual student learning. Although the institution has in place an effective assessment process for measuring student learning and program effectiveness, these processes would be improved with additional personnel. Improvements in graduate programs assessment and student learning, as well as increased assessments of midpoint courses, could be achieved. Alignment of the institution’s assessment processes to the new elements in the revised mission statement. Recommendations Continue developing the assessment electronic platform to improve the process with which assessment data is collected, analyzed, and evaluated. Hire additional staff to support assessment processes and associated activities. Increase the number of midpoint course assessments, to include all academic programs. Incorporate a periodic external assessment (every five years) as part of UNE’s assessment process. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 100 Chapter 5 Student Admissions and Retention, and Student Support Services Standards 8 and 9 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Chapter 5. Students Admissions, Retention, and Support Services Standards 8 and 9 Introduction As stated in its Mission, Universidad del Este is committed to the integral development of a diverse student population. This population, who entrusts its educational goals to the institution, is served through the close collaboration of academic, administrative, technological and physical facilities components in an effort to nurture an environment that is conducive to persisting until the accomplishment of their educational goals is achieved. To this effect, all efforts are directed towards supporting the institution’s enrollment and ensuring equitable services regardless of location, modality of study, and interests. A multiplicity of services are implemented to meet the needs and interests of students in traditional and nontraditional, credit and noncredit programs, in a variety of academic terms, sites, and settings, impacting students from prospect status to graduation. This chapter discusses UNE’s compliance with Standard 8: Student Admissions and Retention, and Standard 9: Student Support Services, through two administrative units: Vice Chancellor’s Office of Student Affairs (hereafter referred to as Office of Student Affairs), and the Associate Vice Chancellor’s Office for Student Retention (hereafter referred to as Retention Office), ascribed to the Vice Chancellor of Academic Affairs. Development of Research Questions The subcommittee focused its research on existing student services and their compliance with UNE’s mission and goals. Moreover, it sought to determine the contribution and effectiveness of the components in all stages, from enrollment process to graduation, on all campuses. The diversity, comparability and availability of student services to effectively support and integrate the institution’s enrollment were included in the subcommittee’s research questions. Methods and Evidence The research process included the analysis of policies, procedures, and data from admissions, enrollment, retention, and student services on campus, additional locations and branch campuses. The alignment with the institutional mission, the effectiveness and the satisfaction of its constituencies with student services were analyzed. Information was also collected through interviews, meetings, emails and surveys. Assessment results and effectiveness evaluations, including action plans, were reviewed. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 101 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Student Services The mission statement of the Office of Student Affairs is to promote the integral development of a diverse student population by providing quality and excellence in services from all its components. This mission is aligned with the institutional mission and the following institutional goals: Promote a culture of service within the academic community with equal opportunities, based on human rights and the fulfillment of social responsibility. Advocate in students the socio-humanistic and the integral formation, as well as entrepreneurship, innovation, technological skills and global vision. In order to fulfill these goals, services are provided to prospective and active students through the following units: (a) Integrated Center of Student Services comprised of the Registrar, Financial Aid and Bursar’s offices, (b) Marketing, Recruitment, and Admissions offices, (c) Quality of Life and Wellness Office, (d) Innovation, Entrepreneurship, and Employment Center, (e) Scholarship and Internship Office, (f) Social and Cultural Activities Office, (g) Athletics Program Office, (h) Student Leadership Institute, and (i) Student Service Technological Office. In coordination with the Retention Office, it provides support services that contribute to students’ persistence and accomplishment of their academic goals. UNE ensures the quality of its student services through the recruitment of highly qualified professionals with college degrees and experience, and licensed whenever required by state laws. Table 35 presents student services’ staff and unit description for the main campus. Student Services staff at additional locations and branches are discussed in Chapter 8: Related Educational Activities. Student Services are affiliated with many professional organizations including, PR Financial Aid Administrators Association: Association of College Registrars and Admissions Officers; Marketing and Sales Professionals; PR Professional Counseling Association; PR Nursing College; PR Psychologists Association; and PR College of Surgeons. Professional development is further supported through in-service workshops on policies, legislations and norms, in addition to technology workshops, and topics of institutional, functional, and personal interest. A technological resource instrumental to Student Services at UNE is the Banner platform, an enterprise resource planning business management software for repository of information, and specially designed for higher education. The Banner Student Module, in particular, is used to manage and track student information from prospect status until graduation. 102 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Table 35. Main Campus Student Support Services Staff and Office Description Student Support Services Vice Chancellor’s Office of Student Affairs Registrar Office Bursar’s Office Financial Aid Office Admission and Marketing Services Office Enrollment Quality of Life and Welfare Cultural and Social Activities Office Athletics Program Scholarships and Internship Programs Center of Innovation, Employment and Entrepreneurship Office of the Associate Vice Chancellor for Student Retention Student Services Technological Office Student Leadership Institute Staff Vice Chancellor (1) Associate Vice Chancellor (1) Administrative Staff (2) Registrar (1) Associate (1), Assistant (6), Records Officer (1), Adm. Staff (1) Director, Associate Director, Coordinator (1), Service officers (6) Service Officers (6) Administrative staff (1) Director, Associate Director Financial Aid Officers (7) Default Prevention Officers (2) Student Services Officer (1) Administrative Staff (2) Associate Vice Chancellor (1) Directors (2), Associate Director Coordinator (1); Adm. staff (1) Recruitment Staff (10) Associate Vice Chancellor of Integrated Services (1) Enrollment Director (1) Associate Vice Chancellor (1) Director (1), Counselors (5) Administrative staff(2) Psychologist (1 PT) Doctor in medicine (1 PT) Registered Nurse (1 FT / 1 PT) Director (1) Associate Vice Chancellor (1) Director, Associate Director Athletics Coordinator (3) Administrative Staff (2) Athletic Therapist (1) Assistant Vice Chancellor (1) Coordinator (1) Administrative Staff(1) Executive Director (1) Coordinator, Service officer, Administrative Staff (1) Freshmen Academic Advisor (5), Upper level Advisors (2), CREE Coordinator (1) Student Support Technicians 3 (FT) & 1 (PT); Counselor (1) Technology Trainer Officer (1) Student Services Officer (1) Director (1) Banner Analyst (1) Director (1) Volunteer coordinators Office Description Plans, implements and assesses student services; Provides oversight of all student services; Offers a range of services through its components. Responsible of the custody of student academic documents, academic grades, academic progress and academic goals. Responsible for the complying with institutional policies, state and federal Responsible for administrating federal, state and institutional funds in compliance with regulations. Guide and assist the student in the process of admission, enrollment and academic programs offered by our schools. Responsible for coordinating enrollment processes on the main campus and at additional locations. Responsible for integrating counseling, psychological and physical health services; attention to students with disabilities. Coordinate activities and educational experiences to promote comprehensive development and strengthening of their quality of life. Develops social, cultural, educational, athletic, philanthropic and artistic activities. Integrates local and international cultural themes. Promotes the comprehensive development of physical skills. Encourages participation of students in athletic and recreational activities. Provides economically-disadvantaged talented students with financial resources and experiences for the continued development of cognitive, personal, social and physical skills. Provides enrichment to the student experience, promotes self-employment, business development and selfmanagement; helps secure job opportunities. Assesses academic and personal needs and provides services to promote effective integration; coordinates tutoring services; offers basic skills labs; administers placement exams; provide counseling to promote accomplishment of academic goals; provides facilities for technology access and workshops; Promotes Retention Services; Provides technological support to Student Services; implements innovative technologies Promotes leadership skills in students through cocurricular courses and activities. The Banner Student Module simplifies recruitment, admissions, financial aid, and enrollment processes. Staff are granted authorization to access the Module, and are required to register all student interventions. The Central Unit for Digitalization is responsible for receiving documents and creating a digital file for each student in On-Base, a platform that captures, processes, accesses, integrates, measures, and stores paper images and electronic files. Only Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 103 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 authorized personnel from Carolina and additional locations may access these files. This process, begun in 2011, is audited by a quality control unit ascribed to SUAGM’s Vice President of Human Resources. The School for Professional Studies and branch campuses follow the One-Stop Integrated Student Services model. Integrated student services staff are cross-trained, which allows them to meet the complex and multidimensional service needs of adult students, mostly from migrant backgrounds in the case of branch campuses. Recruitment. The institutional Marketing Office, in coordination with the central administration Vice President’s Office for Marketing and Student Affairs, establishes an annual student recruitment plan that includes marketing strategies, recruitment activities, and a promotional plan considering the institution’s mission and goals, prospect student profile, and local and national educational market tendencies (see plan in Appendix 33). Marketing staff promotes the institution to prospective students and the general public through diverse strategies (see Table 36). The most successful strategies for student recruitment are school visits followed by exhibitor booths. Given the success of the latter, open houses of specific schools began in fall 2013. Of the total marketing budget, 20 percent is dedicated to media advertising, an average of $230.00 per student. Most advertising is through the press and radio (see Figure 32). UNE Marketing disseminates academic program information and admission requirements, and provides financial aid, loans, scholarships, and grants information to prospective students. With the collaboration of faculty and other institutional staff, presentations are held at local schools and adjacent sites, on campus and at additional locations. Promotion and recruitment activities include phone calls, emails, the Career and Leadership Day, and printed and electronic publications. University Adventure for Senior Students, the annual emblematic recruitment open house conducted at every UNE site in Puerto Rico, provides an opportunity for showcasing the facilities. To ensure the accuracy of the academic information being disseminated, the Associate Vice Chancellor of Licensing and Accreditation monitors the academic content of all marketing and recruitment promotional materials. For the Accelerated Studies Education Programs, this process is monitored by the Dean of the School of Professional Studies. 104 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Table 36. Student Prospects Impacted by Promotion Strategy Year Services School Visit Exhibitor Booths Open House Advertising Media Leadership Day at UNE Total 2010 9,727 3,032 3,010 719 16,488 2011 10,000 3,469 2,013 488 120 16,090 2012 10,250 2,899 1,640 337 228 15,354 2013 10,244 4,108 2,391 729 219 17,691 2014 10,848 3,915 2,547 878 425 18,613 Radio 19% Newspaper 39% Source: Associate Vice Chancellor’s Office of Marketing and Admissions Movie Theaters 9% TV 12% Billboards 17% Cable 4% Figure 32. Promotional Investment in Media, 2013-2014 Regarding the effectiveness of recruitment efforts, data reflects an average 54 percent conversion rate from applicants to admitted, a decreasing rate of five percent from 2009 to 2013. The Noel & Levitz 2012 Recruitment Funnel Benchmarks Report, for 4-Year Private and Public Institution National Conversion Rate, shows a similar decreasing rate of six percent from 2005 to 2012 at national level. On the other hand, the average admitted to enrolled conversion rate is 59 percent, a 2.7 percent decrease in five years (see Table 37). Generally, those interested in being admitted to UNE also apply to other institutions, thus not all students complete the enrollment process with UNE. This explains the low admitted to enrolled conversion rate. Effectiveness of recruitment efforts are monitored by the Associate Vice Chancellor of Marketing and Admissions (ED 32). Table 37. Applications, Admissions and Enrollment Conversion for Years 2009-2013 2009-10 Category Apply Admit 2010-11 Enroll Apply Admit 2011-12 Enroll Apply Admit 2013-14 2012-13 Enroll Apply Admit Enroll Apply Admit Enroll Carolina Undergrad 5,888 3,329 2,006 6,017 3,264 2,101 6,164 3,388 2,115 6,176 3,378 1,940 6,548 3,368 1,937 Graduate 310 211 160 222 140 105 274 152 95 303 170 132 316 170 126 Additional Locations Undergrad 4,138 1,932 1,581 4,036 1,904 1,571 4,259 1,817 1,509 4,380 1,832 1,425 4,236 1,706 1,356 Graduate 168 133 119 245 177 143 239 176 145 249 141 116 233 139 106 Source: Assistant Vice President of Planning Branch campuses conduct their recruitment activities with emphasis on Spanish language media and significant outreach to Hispanic community organizations, activities and events. Prospective students are invited to an orientation activity where the characteristics of the dual language model are explained and admission applications are submitted. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 105 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Admissions. UNE’s two main objectives concerning admissions, readmissions, and transfer policies are to provide admissions to as many qualified applicants as the physical facilities and academic programs will allow, as well as to provide the educational opportunities that will best contribute to the success of those students capable of doing college work. Admitted students are classified as: new to the institution, readmission after interrupting studies for one or more terms, transfer from another postsecondary institution, or special to fulfill a professional requirement or complete another major. International is a classification for those students subject to immigration laws. General admission requirements, as indicated in the Handbook of Academic and Administrative Norms and Procedures for Undergraduate Programs (Appendix 14), are detailed on the UNE Application Form and undergraduate catalog, and are promoted in school visits, on the webpage, social media, and printed material (Figure 32). Each academic program has clearly defined admissions and graduation requirements, and sequentially designed curricula to guide all admitted students through their course of studies. Whenever a program is modified or course requirements amended, active students are provided the opportunity to adopt the new curricula or agree on a period of completion within the former curricula. The admissions policy is flexible and nondiscriminatory, however, prospects and applicants are instructed that some programs have additional requirements to meet professional licensures. The general admissions requirements, as specified in the undergraduate and graduate UNE Catalog 2014, are: Undergraduate General GPA of 2.00, except for teacher preparation programs (GPA of 2.90). College Entrance Examination or institutional placement test results Official high school transcript Immunization Certificate, if younger than 21. Criminal Record certificate for ISEP students Graduate General GPA of 3.00 Official transcript from an accredited higher education institution. Interview Written essay Resume Admission requirements at the Branch Campus are the same as in the Main Campus. However, in recognition of the migrant population served, evidence for meeting those requirements is not limited to official transcripts, allowing equivalent foreign credentials as evidence. The Branch Campus Registrar staff is well trained and experienced in foreign credential evaluation, a service provided free of cost to applicants. 106 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Campus and additional location career-undecided students are referred to the Quality of Life and Wellness Office for further orientation and exploration using the web-based Aguilar-Resto Career Indicator Test, ARCI©. The enrollment process spans from prospect to enrollment as diagramed in Figure 33. Figure 33. From Prospect to Enrollment Process Diagram According to the 2014 New Student Characteristics Study (ED 33), the typical UNE new student profile reflects an economically disadvantaged young student recently graduated from public high school. Since 2009, students profile data has slightly varied: students younger than 20 years increased by 2.6 percent; students within 3.00-3.49 GPA increased by 5.9%; admissions from private schools increased by 1.5 percent; males increased by 4 percent, an estimated 70 percent are placed in basic skills for Spanish and English, and 99 percent are placed in basic mathematics according to their college entrance examination board (CEEB) test results (see Figure 34). Figure 34. UNE Freshmen Student Profile As part of the admission requirements, freshmen students must submit the CEEB results. If not immediately available for placement in basic skills courses, students are referred to the Resource Center for Educational Excellence, (CREE, Spanish acronym) where the Institutional Placement Exam is administered at the main campus and at additional locations. Individual student Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 107 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 placement results are recorded on the Banner system. The Basic Skills Placement Scale Cut Scores used to assign course levels is determined by the basic skills faculty (see Table 38). Basic skills courses include Spanish and English, ascribed to the School of Human and Social Sciences, and Mathematics, ascribed to the School of Science and Technology. These units are responsible for course content and delivery. Approximately 99 percent of enrolled new students are not fully prepared, and placed in one or more basic skills courses. Placement distribution and academic assessment results are detailed in Chapter 8: Related Educational Activities. Table 38. Basic Skills Placement Cut Scores Subject English Spanish Math UNE Exam 76-65 64-56 55-0 100-85 84-75 74-0 39-55 38-0 CEEB Exam 800-575 574-450 449-200 800-575 574-450 449-200 800-650 649-200 Placement Level 3 Level 2 Level 1 Level 3 Level 2 Level 1 Level 2 Level 1 Course ENGL 125 ENGL 115 ENGL 110 SPAN 125 SPAN 115 SPAN 111 MATH 130 MATH 120 Source: Vice President’s Office for Planning To ensure compliance with institutional mission, goals, and policies, the Director of Admissions supervises the admissions process personally, and monitors the weekly admissions report, online statistics, and Banner database reports. Data collected regarding incoming freshmen academic profile is discussed by Academic Affairs and Schools to monitor Placement Tests Cut Scores. Branch campuses perform all admission functions through their Integrated Services Office, also using Banner System, complying with UNE’s admission policies and procedures, and academic program requirements. Language proficiency is not an admission’s requirement since these skills are expected to be developed throughout the curricula. However, diagnostic testing in English (Accu-Placer Test) and in Spanish are administered in order to guarantee proper placement in language coursework that will provide the foundation for further language learning. Enrollment. In order to maximize human, physical, and technological resources for enrollment management, Student Services has designed an Enrollment Annual Plan. The plan, for implementation on campus and at additional locations, includes undergraduate and graduate, new freshman, and upper-level students. The plan also includes an enrollment calendar, schedules and locations. Active students may enroll through the electronic platform, MiUNE, or face-to-face at 108 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 their respective academic schools. During specific days, personnel from academic schools, student services, and the Retention Office provide one-stop enrollment services at specific locations (i.e. assembly hall on the main campus). The enrollment process is led by two committees: the Enrollment Steering Committee and the Enrollment Process Committee. The Enrollment Steering Committee is composed by the Academic Associate Deans, Information Technology staff, Program Coordinators, and Retention Directors. They are charged with the validation of the online and face-to-face enrollment process plan, setting up the enrollment calendar, ensuring the adequacy and availability of courses, and assigning human, technological, and physical resources for the enrollment process. On the other hand, the Enrollment Process Committee is in charge of executing the enrollment plan during the specified enrollment period. The Committee integrates academic deans, school student coordinators and academic advisors, student support services personnel, and any other staff needed to provide one-stop services. Both committees are presided by the Associate Vice Chancellor of Integrated Services. Assessment of the enrollment processes show an 86.1 percent student satisfaction with enrollment schedules, and 85.9 percent satisfaction with enrollment options (online and face-toface). Additional assessment results are presented later in the chapter. The determination of tuition and related fees, is the responsibility of the Office of the Vice President of Financial Affairs. This Office periodically reviews tuition costs and fees, and recommends changes to SUAGM’s Board of Directors for approval. After a six percent enrollment increase, in academic year 2009-2010, in the 15,000 13,212 13,783 13,775 13,630 13,420 13,331 2010 2011 2012 2013 2014 12,172 past three years UNE has experienced a 1.5% 35). This has been due, in part, to a significant reduction in high school graduates, as reported by the Puerto Rico Planning Board (2014). Being in a very competitive market, UNE has been strengthening its recruitment efforts, organizing open houses by academic schools, and securing more Enrollment decrease in student enrollment (see Figure 12,000 9,000 6,000 3,000 0 2008 2009 Source: Vice Presidency of Planning and Academic Affairs Figure 35. UNE Fall Enrollment* Historical Series (2008-2014) * Includes main campus, additional locations and branch campuses Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 109 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 presence in social media. In addition, the institution has proactively responded with two strategies: (1) To simplify the enrollment process for students through Enrollment in Advance, which allows students to complete the enrollment process for one full academic year, and (2) Dual Enrollment, by which a student is enrolled in college level courses while completing the twelfth grade. The second strategy started in August 2014 as a pilot project with 25 students from one school. The expectation is that a percentage of impacted students will enroll at UNE once they graduate from high school. Default Rate Management SUAGM ensures an efficient and effective management of student loan grants through a Default and Prevention Management Committee, with the participation of UNE, UMET, and UT. At the institutional level, a Committee on Default Prevention is charged with implementing effective strategies to reduce loan payment default. The plan targets alumni, total withdrawals, parttime enrollments, and delinquent loans. Some of the strategies are: orientation sessions, information dissemination (brochures, manuals, etc.), skip tracing, follow-up on inactive students in default rate status, among other. The institution has decreased its default rate by 4.6 percent, comparing 2011 with 2010 cohort. Figure 36 presents the comparison of UNE’s default rate with Cohort Default Rate national values for years 2009 through 2011. 22.1 25.0 20.0 15.0 20.9 17.5 13.7 14.7 13.4 UNE 10.0 National 5.0 FY 2011 FY 2010 FY 2009 Figure 36. UNE Default Rate for years 2009 to 2011, Compared with National Values SUAGM Vice President’s Office for Financial Affairs Financial Aid. Given that 46.3 percent of admitted students have poverty-level incomes, UNE has structured an effective and efficient procedure for identifying financial needs by aggressively disseminating information in a timely manner, guiding prospective students through the process of submitting the application for federal aid, and subsequently determining financial needs. In addition, UNE’s webpage includes information about all the available federal, state, and institutional financial aid programs, eligibility requirements, the institution’s fiscal enrollment and refund policies, information on tuition costs and other program-specific fees, and a Net Price 110 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Calculator. UNE identifies student financial needs through the Free Application for Federal Student Aid (FAFSA), by using the results of the Expected Family Contribution Eligibility Index (EFC). The institution registers the student records processed by the US Department of Education into its BANNER Financial Aid electronic system, and applying the financial aid institutional policy, determines the students’ financial needs. Once a student is deemed eligible, financial aid is granted for the following academic year. Financial Aid implements an annual campaign to promote completing the FAFSA application. Federal and institutional financial aids are granted annually, and are electronically disbursed to the student’s account according to the type of academic term (traditional semester, part of term, or accelerated term). Currently, 85 percent of students rely on FAFSA for tuition funding (see Table 39). A decrease in awards is evidenced after 2012 mostly due to changes in the Lifetime Eligibility Use and Satisfactory Academic Progress regulations. For the same reason, an increase in federal student loans is noted (see Table 40). The Default and Prevention Management Committee monitors compliance of student loans regulations and policies. Table 39. Pell Grant Awards Granted (2008- 2014) Academic Year 2008-2009 2009-2010 2010-2011 2011-2012 2012-2013 2013-2014 Enrollment 12,153 13,235 13,881 13,921 13,537 13,959 Pell Grants 11,227 12,520 13,040 13,216 11,897 11,936 Source: UNE Financial Aid Office Grant ed (%) 92% 95% 93% 94% 87% 85% Assigned in $MM. 39.5 56.9 54.4 55.8 49.3 49.1 Table 40. Federal Student Loans Granted (2008-2014) Academic Year 2008-2009 2009-2010 2010-2011 2011-2012 2012-2013 2013-2014 Enrollment 13,515 14,581 15,137 15,229 14,837 15,312 Loans Awarded 5,587 5,585 5,845 6,380 7,229 7,869 Granted (%) 41% 38% 38% 41% 48% 51% Assigned in $MM. 17.4 17.3 17.2 17.7 20 23.5 Source: UNE Financial Aid Office In addition to FAFSA grants and loans, students may receive other financial aid such as: Work-Study Program, provided they comply with the requirements. PRHONOR, administered by the Scholarships and Internships Office, is for academically outstanding students, who are provided with financial aid and academic support. For acceptance in the program, the candidate must have a GPA higher than 3.30, and higher than 1,550 in the Aptitude part of the CEEB results, in addition to meeting institutional general requirements. The Permanent Scholarship, whose funds are earmarked for specific programs Award scholarships from individual and corporate donations to upper level students with a GPA higher than 3.50 and approved FAFSA. Athletic Program scholarships, administered by the Athletic Program Office, are awarded to full time athlete students with a GPA higher than 2.00, enrolled in an undergraduate program, who also meet requirements in the Athletic Program Handbook of Administrative Policies. Funds for athletes may also come from the Permanent Scholarship Fund. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 111 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Table 41 presents the number of student financial aid provided through institutional funding. Data show a consistent increase in the amounts assigned to Honor’s Program and Athletic Program in the past five years. Permanent Fund Scholarship shows fluctuations due to its dependence on donations. Table 41. Honors Program, Permanent Fund, and Athletes Scholarships Grantees 2010 Scholarship # Honors Program Permanent Fund Athletic Program Total 2011 $ # 2012 $ # 2013 $ # 2014 $ # $ 158 336,928 170 360,295 178 350,277 190 420,698 209 443,826 48 79,400 36 120,704 58 129,746 42 117,421 63 134,940 173 1,136,949 190 1,508,628 215 1,540,285 247 1,711,232 259 1,738,942 379 1,553,277 396 1,989,627 451 2,020,308 479 2,249,351 531 2,317708 Source: Vice Chancellor’s Office of Student Affairs Most branch campus students finance their studies through a combination of scholarships and student loans. The Integrated Services Office offers financial aid counseling and orients students on the entire process. Registration. The Registrar’s Office maintains high ethical standards in the management of its affairs, and in all of its contacts with students, faculty and staff. The institution complies with the responsibility of protecting student information and academic records, as required by the Family Educational Rights and Privacy Act (FERPA), including providing training to staff prior to granting access to physical and electronic education records. The Registrar’s Office notifies active students their FERPA rights by mail, emails and through UNE’s webpage on an annual basis. To guarantee institutional protection of academic records, UNE has established clear policies in the Handbook of Academic and Administrative Norms and Procedures for Undergraduate Programs (Appendix 14), the Registrar’s Office Handbook (Appendix 34), and UNE undergraduate and graduate catalogs (Appendix 13). UNE’s policy concerning retention and disposal of student records complies with the laws of the Commonwealth of Puerto Rico, the US Federal Government, and accrediting agencies. The institution digitizes/scans all documents to reduce document loss risks and for document preservation purposes. The academic records not yet digitized/scanned are preserved in a secure and restricted area in firewall vaults on the main campus, and at additional locations. 112 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 The branch campuses’ Registrar’s Office, in collaboration with the Integrated Services Office, perform registration and other related functions, as well as maintain student records. Staff from these two offices are trained to expertly evaluate foreign credentials of a student population that is mostly migrant in nature. Over 1,569 foreign credential evaluations from over 22 foreign countries have been performed following AACRAO guidelines and experience, and other external resources and direct contacts with 128 Latin American institutions. Quality of Life and Wellness Office. The Office of the Associate Vice Chancellor of Quality of Life and Wellness promotes the integral development of students through educational experiences and services directed towards strengthening their intellectual, social, occupational, physical, cultural, and environmental dimensions. Personal situations and vocational needs are also served by counselors in group and individual settings. Psychological services are available part time on the main campus, and at additional locations students are referred to government agencies or community-based organizations. In compliance with the Community Free of Alcohol, Tobacco and Controlled Substances policy, the Prevention and Promotion unit was organized and is dedicated to encouraging healthy lifestyles and accident, drug, violence, and alcohol prevention (see student-related policies in ED 16). Students with special needs are serviced by a Rehabilitation Counselor in compliance with the American Disabilities Act (ADA). These services allow for an equal opportunity of educational experiences for this population. During 2012 to 2014, 81 percent of the students with special needs, registered at the Quality of Life and Wellness Office, received reasonable accommodation (see Table 42). Multiple services to UNE’s student population are recorded as interventions in the Banner Student Module. Table 43 presents the number of individual interventions grouped in three categories: personal, academic, and vocational. Table 42. Students with Reasonable Accommodation for 2011-2014 2011 2012 2013 2014 Registered 265 288 302 284 Service 140 155 243 229 Source: Quality Life and Wellness Office Table 43. Counseling Services by Type for years 20112013 Counseling Services Personal Academic Vocational Total Individual Interventions by Fall Term 2011 2012 2013 29 178 230 1,451 4,009 4,857 64 141 122 1,544 4,470 5,209 Total 579 10,317 327 11,223 Source: Banner Student Module Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 113 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 A marked increase in academic interventions occurred in 2012 as a result of changes in the SAP norm. Other interventions (group, follow-ups) total 8,361 for the 2011-2013 period. The Office of Quality of Life and Wellness, in collaboration with the Retention Office and academic schools, is responsible for ensuring compliance with the Satisfactory Academic Progress federal regulation. The Banner Student module provides the data for the at risk classifications: (1) Monitoring Stage (MS) Students are those vulnerable of not reaching the necessary percentage of approved credits or grade point average required by their academic programs, and (2) No Progress (NP) Students are those who have not reached the approved credits or grade point average required by their academic programs. As a proactive strategy, retention directors, academic advisors, and counselors organize informative sessions and disseminate the Satisfactory Academic Progress regulation in group and individual settings. Once a MS is determined, students will receive academic advising, counseling, and tutoring necessary to allow them to achieve the required academic criteria and prevent them from becoming NP. Counselors assist NP students in the development of an academic plan and continue giving follow-up until the student achieves a Good Standing classification. All institutional efforts contributed in obtaining 74 percent of undergraduate students in Good Standing classification in 2012-2013, and 83 percent in 2013-2014 (see Table 44). Table 44. Satisfactory Academic Progress 2012-2014 Year Good Standing No Progress Monitoring Suspended U G U G 7,424 717 986 66 2013-2014 8,437 814 577 47 Source: Registrar’s Office Legend: U- Undergraduate; G- Graduate 2012-2013 U G Total Evaluated Percentage Good Standing U G U G U G 1611 148 70 6 10,091 937 74 77 1070 123 67 2 10,151 986 83 83 Assessment results for student satisfaction with the Office of Quality of Life and Wellness is presented later in the chapter. Athletic Program. The Athletic Program promotes the institutional mission through the integral development of its athlete students. Its operational work plan aims to facilitate athlete’s academic success as well as their sport achievements, focusing on athlete’s wellness (Appendix 6). Athlete Students must comply with the strict academic and athletic requirements established by the PR Inter University League (PRIUL). Thus, the Program pursues the recruitment of the best 114 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 prospects, and thereafter, monitors student academic performance, requesting support services as necessary. Upon recruitment, each athlete-student is instructed on all administrative procedures as defined by the Handbook of Administrative, Academic, and Athletics Scholarship Regulations (Appendix 35). During the past few years, there has been an increase in women athletes as part of UNE’s participants, which has improved the institution’s performance and positioning in Puerto Rico’s Inter-University Athletic League. Table 45 presents UNE’s athletic teams by genre, for academic year 2013-14. In 2014-15 UNE will be including Taekwondo and athletic imperial events. Table 45. UNE Participation in Athletic Disciplines by Genre Discipline Volleyball Softball Baseball Basketball Weightlifting Wrestling Track and field Relays Athletics Beach Volleyball Judo Table Tennis Cheerleading Female • • • • • • • • Male • • • • • • • • • • • • Source: UNE’s Athletic Program Table 46 presents UNE’s athletics achievements in Puerto Rico’s Inter-University Athletic League in recent years. Table 46. Effectiveness of UNE’s Athletic Program Academic Year 2010-2011 2011-2012 2012-2013 2913-2014 Athletic Achievements Championships Runner-Up Women's Track and Field Men/s Volleyball Men's Track and Field Women's Cross Country Men's Cross Country Men's Track and Field Men's Volleyball Men's Basketball Men's Beach Volleyball Men's Relays Women's Relays Men's Track and Field Men/s Volleyball Women's Track and Field Men's Beach Volleyball Men's Relays Women's Relays Men's Volleyball Men's Track and Field Men's Olympic Wrestling Women's Relays Men's Baseball Source: UNE’s Athletics Program Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 115 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Notwithstanding UNE’s athletics achievements, a 2013 Survey of Athlete Students’ Needs (n=75) reflected their need for: (a) learning to balance academic and athletic responsibilities (86%), (b) sports facilities, and staff to provide physical training and physical therapy (67%), (c) improving motivation, and team work (63%), and (d) managing anxiety, and relaxation techniques (60%). An action plan was prepared to address these issues. Student Services, in coordination with Counseling and Health Services staff, executed the activities specified in the action plan preparing a series of workshops that included an athletics psychologist, to provide support before athletics events. The most outstanding improvement was the development and staffing of a Wellness Center, a facility that benefits athletes and the greater university community. To address sports facilities limitations, the institution has in place agreements for the use of surrounding communities’ sports facilities. Currently, the Program has 187 athlete students, distributed among UNE’s academic schools (see Table 47). The assigned counselor provides vocational- and personal-related interventions to participants. Academic advisors track athlete students’ performance, attendance and other needs. Table 47. Distribution of Student-Athletes by Academic Program School José A. (Tony) Santana International School of Hospitality & Culinary Arts IEN Business Health Sciences Social & Human Sciences Education Sciences and Technology Major Culinary Arts Event & Convention MNGT Culinary Management Hotel Operation Hotel Management Executive Secretary Management Marketing Accounting Computerized Information system Nursing Radiology Technology Computerized Tomography-MRI Pharmacy Technician Medical Sonographer Criminal Justice Social Work Digital Communication & Multimedia Psychology Safety & Security Sport & Recreation Early Childhood and Primary Education Physical Education- Secondary 7-12 Special Education Personal and sport trainer Physical Education Teacher 7-12 Natural Sciences Biotechnology Aviation Electronic Engineering Biology Microbiology Athlete Students 11 1 4 2 2 1 13 2 7 2 20 8 3 4 5 40 8 3 3 1 12 2 2 1 4 12 5 1 2 5 1 Total 116 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Total 20 25 40 55 33 14 187 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Student Leadership Institute. The Student Leadership Institute (ILE, Spanish acronym), was created in 2011. ILE’s mission is to offer a co-curricular program aimed at providing students with the knowledge and skills necessary for the diverse areas of leadership. The Institute encourages interaction among students, the development of critical thinking skills, and teamwork. ILE’s organizational structure is presented in Figure 37. ILE’s Director, supervised by the Vice Chancellor of Student Affairs, has an Administrative Assistant and an ILE Coordinator. The ILE Coordinator is in charge of the ILE C-Team, a group of four volunteer undergraduate and graduate students acting as Associate Director, Special Projects Coordinator, Marketing and Communications Coordinator, and Workshops Coordinator. These volunteers help with marketing, give follow-up to workshop resources, help with workshop registrations, and administrative work, among other tasks. Figure 37. ILE Organizational Chart Legend: ILE C-Team- Volunteer undergraduate and graduate students ILE has an Advisory Board (JA-ILE, Spanish acronym), composed by three permanent members (UNE’s Vice Chancellor of Student Affairs, Associate Vice Chancellor of Student Affairs, and ILE’s Director), and six representatives of the external community (from the private, public, and community sectors). UNE’s chancellor approves the appointment of the external members, who serve for two years. ILE also has a Committee of “Friends of ILE” (CAILE, Spanish acronym). Members of this committee are UNE associates (administrative personnel, faculty members, and students) who have Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 117 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 participated in ILE. They offer advice and ideas for the creation of new experiences and activities. Examples of ILE’s activities and projects are described below: Leadership Certificates- The institute offers six certificates to undergraduate and graduate students. Students must complete three general workshops on leadership theory, followed by workshops on the selected leadership area, complete an experiential component of at least five hours, where he/she must apply the knowledge acquired in the workshops, and write a reflective essay. Leadership areas include: Lead Your Career; In Charge of My Business; Global Leader; Leading Non-Profit Organizations; Objective: Graduate School; and Community Service and Volunteering. Annual Conference “Huellas” (translated as “Footprints”) - a prominent leader from the external community is invited as a keynote speaker, in addition to offering three concurrent leadership workshops. This activity serves as a marketing strategy. ILE at Your School- Leadership is promoted at surrounding public high schools through seminars and workshops coordinated with UNE’s Associate Vice Chancellor of Admissions and Marketing. Leadership Day at UNE- Impacts students from private high schools, identified as leaders. Workshops are offered at UNE (this activity has taken place on the main campus, and at the additional locations of Barceloneta, Santa Isabel, Yauco, and Arecibo). Leadership Boot Camp- A set of three workshops of leadership theory are offered at additional locations for undergraduate and graduate students. Student Governance Academy- Students elected to the Student Council are offered a whole day of leadership workshops. Figure 38 presents student participation in ILE from 2011 to December 2014. Since 2011, 162 certificates have been awarded. Although activities and certifications are cost-free, not all the students that register in workshops complete certificates. To participate, active students must register through ILE’s website (http://www.suagm.edu/uneile) or personally at ILE’s Office. 1000 900 800 700 600 500 400 300 200 100 0 906 727 503 355 276 145 216 Aug 2011 Mar 2012 May 2012 Aug 2013 Dec 2013 May 2014 Dec 2014 Figure 38. Number of Students registered on ILE workshops from 2011 to 2014. 118 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Student Council. The Student Council is the organization that provides students with representation in the diverse institutional forums, and most importantly, in UNE’s governing bodies: Administrative Council and Academic Board. At the beginning of each semester, the Vice Chancellor of Student Affairs convenes an assembly to select the student delegates of the main campus and additional locations. Student representatives are elected through direct participation, who in turn, select and organize the Student Council. The general assemblies are held every October on the main campus. The Student Council consists of the following officials: president, vice-president, secretary, treasurer, two representatives from each academic school on the main campus, and two representatives from each additional location. Once appointed, members attend the Student Governance Academy given by ILE, where they participate in leadership-related workshops. The Council has an annual activity named Council Tour, where they visit all additional locations to make themselves known to the student population and to identify student issues and concerns. In recent years, the issues identified have been: limited parking spaces, limited recreational areas, and limited recreational and sports-related activities. Student Organizations. At UNE, there are currently forty five active associations (including additional location chapters) that are recognized by the institution (see Table 48), through which leadership, and commitment towards the institution and their community are developed. These associations are grouped according to academic disciplines, community service, and cultural or sports interests. Student associations contribute to students’ adaptation, integration, and a sense of belonging to the institution. Academic program associations allow for enrichment of competencies in the field, and for their integration to the academic and social system of the institution. Table 48. 2014 Registered Student Associations by Location and Type. Campus Arecibo Barceloneta Cabo Rojo Santa Isabel Association Social Work Association Criminal Justice Student Association Graphic Design Association Psychology Student Association Social Work Association Confra Eliasib American Culinary Federation Student Association of Criminal and Forensic Science (Undergraduate Chapter) Clinical Social Work Association (Graduate) Social Work Association (Undergraduate) Academic • • • • • Religious Cultural • • • • • Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 119 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Table 48. (Continued) Campus Yauco Main Campus Association Criminal Justice Student Association Honor’s Program Student Association Student Association of Criminal and Forensic Science Theater Association- UNE First-Year Student Association Management Association Pharmacy Technician Association Student Association of Criminal and Forensic Science (Graduate Chapter) Clinical Social Work Association (Graduate) Nursing Association Social Work Association (Undergraduate) Computerized Information Systems Association CONFRA Association Accounting and Business Administration Student Association Student Association of Criminal and Forensic Science (Undergraduate Chapter) Student Association of Criminal and Forensic Science (Graduate Chapter) United Cultures Association ENACTUS Universidad del Este Graduate Students Association-UNE Honor’s Program Student Association Psychology Student Association –UNE Teaching English Students Association Social Work Association (Undergraduate) Association of Radiologic Technology Students Health Student Research Association SHRM UNE- Student Chapter University Students with a Mission Computer Programming Students’ Association Microbiology Association UNE Chapter Graphic Design Association Education Ambassadors Office Systems Student Association WACS/ACF Student Chapter UNE Communications Student Association (ACUNE) Total Source: Office of Student Affairs Academic • • • • • • • • Religious Cultural • • • • • • • • • • • • • • • • • • • • • • • • • • • 40 3 2 Center of Innovation, Employment, and Entrepreneurship. The Center enriches the academic experience through its promotion of self-employment, business development, and selfmanagement. The Center networks with industry to provide employment opportunities, and offers workshops on related topics. From 2011to 2013, 515 students have been placed. The Center also coordinates academic-professional internships and research opportunities at diverse institutions in and outside Puerto Rico through its Scholarship and Internship Program. These internships complement the academic experience, develop academic-related competencies, and other skills needed for the professional world or to pursue graduate studies. Since 2010, internships in Puerto Rico have increased, mostly in science and hospitality programs (see Table 49). 120 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Table 49. Student Internships by Location Location PR US Other Total 2010 0 52 7 59 Students Internships 2011 2012 2013 0 0 32 71 56 54 2 3 3 73 59 89 2014 50 53 2 105 Totals 82 286 17 385 Source: Scholarship and Internship Office Results from SUAGM’s 2013 Employers Survey, Cohort 2010 (ED 34), conducted by the Vice President’s Office of Strategic Planning and Institutional Effectiveness show that for UNE graduates (Benchmark: 70): 85.0 % are “very satisfied” or “satisfied” with UNE graduates’ communication skills in general, but unsatisfied with graduates’ communication skills in English. 96.0 % are “very satisfied” or “satisfied” with UNE graduates’ technological skills. 90.0 % are “very satisfied” or “satisfied” with UNE graduates’ creativity. 91.8 % are “very satisfied” or “satisfied” with UNE graduates’ critical-thinking skills. 89.2 % are “very satisfied” or “satisfied” with UNE graduates’ ethical values. 93.8 % are “very satisfied” or “satisfied” with UNE graduates’ teamwork skills. Cultural and Social Activities Office. Student Support Services also provide a holistic social and cultural enrichment of the student experience. The Annual Calendar of Social-Cultural Events (ED 9), which also includes recreational and philanthropic activities, encourages respect for human and cultural diversity, freedom of expression, and political and social critical thinking. Among the activities promoted and coordinated by the Office are: Student Welcome (at the beginning of each academic year), Student Services Fair, Outdoor International Movies, Crafts Fair, “Bomba” Dancing Workshops, yoga classes, theater festival, educational talks, International Cultural Festival, Voice Festival (singing festival), Lighting of the Christmas Tree, Athletes’ Rally, and Students’ Festival. The Carolina Office also collaborates with activities at additional locations. Among the activities celebrated at additional locations are: theater plays, family days, athletes’ rally tours, Students’ Welcome activity, Lighting of the Christmas Tree, and other activities with the surrounding community. Branch campuses celebrate activities that emphasize cultural diversity, promoting a sense of community. These include the celebration of important Hispanic holidays, art exhibitions of Hispanic artists, and workshops of diverse topics for the surrounding Hispanic communities, among other. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 121 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 The Office on the main campus also coordinates UNE Vannak (a singing group), the Musical Band, and the Dance Team. The schedule of events is disseminated electronically through the web and in printed format. Additional locations design their own Activities Plan to meet specific student needs. Related to the Athletic Program, UNE has a mascot “Pitirre”, a cheerleading team that participates in annual local cheerleading competitions, as well as a flag team. After participating for one year, students receive a stipend at the end of each semester. Assessment results of student satisfaction are presented later in the chapter. International Students. In order to comply with the institutional goal of internationalization, the Office of International Affairs has been promoting activities to expand and extend the institution beyond its boundaries. It pursues scholarships and other financial aid to promote student participation in educational experiences abroad through diverse programs at national and international universities. The Office promotes partnerships, alliances and collaborative agreements with universities around the world. As of 2013, in the Study Abroad Program, eleven students have traveled to Brazil, Finland, China, France, India, Canada, and several countries in South America. Since 2013, there have been eleven international students at UNE. These students receive orientation about available student support services and immigration processes. The Cultural and Social Activities Office provides them with activities and excursions, and along with the United Cultures Association, help with their integration to the university community. These past few years’ experience has enabled the institution to identify the particular needs of international students. In order to increase the number of international students in the future, the institution will need to develop an administrative structure dedicated to serving this population. Dissemination of Information to Students The Office of Student Affairs has acknowledged the need of diversifying and improving student services to meet the varying needs of a diverse student population, and taking advantage of technological advances. The Office communicates available services, activities, projects, and other relevant information to students on campus, additional locations, and branch campuses through printed means such as flyers, brochures, newsletters, and posters. Electronically, a considerable amount of information is conveyed on the MiUNE portal, including academic information, 122 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 institutional policies, services, procedures and activities, federal and local regulations, projects relevant to student university life, and UNE’s Assessment webpage address, as well as through social networks such as Facebook and Twitter. Since the fall 2013, there have been 444,310 hits. The most recent technological advancement is MiGuia, a virtual directory located on the main campus, where students can access information regarding the university. Other improvements in students services between 2010 and 2014 are: Online Enrollment Process, UNETube application, UNE library applications for smartphones, Windows Phone and Apple IOS (UNEBib and CJTP), Social Cultural Activities application ACUS, and the online Curriculum Advising Program Planning (Web-CAPP). The Student Council, student organizations, faculty and staff are also vehicles that convey information. In the Accelerated Studies Program, in addition to all the above, information is communicated through scheduled meetings of student representatives and program staff. Quality and Rigor of Processes and Services on the Main Campus, Additional Locations, and Branch Campuses Student services at Carolina, additional locations, and branch campuses, are designed according to the particular characteristics and needs of each student population. Each additional location has the flexibility to develop and implement particular strategies, projects, and initiatives in response to their student population needs, and assessment results. For example, given the different regions and community characteristics of additional locations, promotional methods rely on local radio stations and press. Moreover, in reply to students’ requests, Student Appreciation Events are held locally, and socio-cultural events coordinated with municipal governments. Likewise, student services at branch campuses, which serve a Hispanic adult population through an accelerated dual language program, are different from those on the main campus and at additional locations. The Office of Student Affairs ensures a comparable quality and rigor of student services, provided on the main campus and additional locations through various initiatives: (1) standard procedures for recording, storage and digitalization of information in electronic and digital formats regardless of site, (2) consistent and comparable processes through scheduled staff professional development on main campus and additional locations, and trainings coordinated at the systemic and institutional level, (3) administrative processes updates are disseminated, as necessary, from the main campus service office to the additional locations and branches, (4) continuous and direct staff communication through emails, telephone calls and meetings, (5) regular monitoring and Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 123 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 assessment of services of additional locations is conducted by Student Services staff in visits scheduled for each term (ED 35). Integrity in the Processes of Disseminating Information, and Addressing Student Grievances The Office of Student Affairs is responsible for addressing student grievances. Students voluntarily communicate, in oral or written form, their arguments to the Office, a school dean, a program director, additional location or branch director. Alternatively, they may submit their complaint electronically through a social network. All complaints are submitted to each respective office using the Student Situation Form, and as specified in the Student Grievance Policy and Procedure (see these two documents in Appendix 36) a response time should not exceed 30 calendar days. Grievances concerning academic issues are addressed in collaboration with the Vice Chancellor’s Office of Academic Affairs. Table 50 presents the number and classification of student grievances at Carolina for 2010 to 2014. From 2010 to 2013, the most common situations involved enrollment issues (39%), client service (20%) and withdrawal issues (18%). Table 50. Students Grievances at Carolina, between 2010 and 2014 Student Grievances 2010 2011 2012 2013 2014 Totals 28 12 18 13 7 78 17 15 14 13 20 7 34 10 28 23 31 10 36 24 75 15 22 65 105 16 123 134 259 64 Physical/Verbal Aggression Withdrawal Client Service Enrollment Situation Grades Request Source: Office of Student Affairs Students that do not comply with policies and /or procedures as established in the Handbook of Student Regulations, are referred to a Disciplinary Board at the main campus or at an additional location. This Board is composed of academia representatives, administration, and student representatives, who perform an investigation and submit their recommendation to the Chancellor, who in turn may delegate the application of any sanction on the Vice Chancellor of Student Affairs. All student situations are registered and documented in the Banner system by the Office of Student Affairs. Disciplinary situations are referred to the corresponding office, with continued follow-up until the case culminates its investigation (see Table 9 in Chapter 1: Mission and Goals, and Integrity). 124 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Assessment of Student Services The Student Services Assessment Plan, aligned to the institutional mission, its goals and objectives, and in compliance with the Institutional Assessment Plan, has identified indicators for effectiveness (ED 36). At the institutional level, the Associate Vice Chancellor’s Office of Assessment is responsible for the processes and the administration of the instruments on campus and at additional locations. The institutional Student Affairs Assessment Plan details the instruments and frequency of administration. The instruments administered annually to collect information are: (a) Student Services Satisfaction Survey- Determines the awareness and satisfaction with student services; (b) End of Course Survey- Explores student satisfaction with academic and student services processes; and (c) Graduates Exit Survey- Assesses the academic impact and satisfaction with student services. Other instruments include the Athletes’ Needs Survey, as explained in the Athletic Program section. Focus groups are often conducted to collect qualitative data. Additionally, electronic data is collected to evidence accomplishment with indicators. The assessment results obtained from these instruments for years 2010 to 2013 are presented below. These results include Carolina and additional locations. UNE’s Assessment Website presents information segregated by main campus and additional locations. Student Services Satisfaction Survey: Figure 39 presents the results for the 2014 survey. 100 80 60 40 20 0 78 77 75 74 68 Enroll. Process Registrar's Office Dissemination of Info. Counseling Services Financial Aid Source: Associate Vice Chancellor’s Office of Assessment Figure 39. 2014 Results for Student Services Satisfaction Survey These results evidence a high satisfaction with most services: 70 percent satisfaction with Admissions, Bursar’s and Registrar’s offices, as well as, counseling and advising services, and enrollment services. Satisfaction with Financial Aid was lower than expected. The institution increased personnel in the area, which contributed to achieving a 99 percent of students completing their FAFSA application. The institution was able to help 100 percent of the students affected by LEU. End of Course Assessment Survey: Results presented in Figure 40 evidence a high tendency of student satisfaction (higher than 70 percent) with medical services, cultural activities, enrollment processes, the Quality of Life Office, and Financial Aid. The Quality of Life Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 125 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Office has its own questionnaire to assess the satisfaction of students who voluntarily receive their services. Results for the fall semester of 2014 showed a 97 percent satisfaction with counseling and psychological services. A decrease in student satisfaction for 2013 was observed for the Center for Innovation, Employment, and Entrepreneurship (CIEE, mostly known as Employment Center), and for the Scholarship and Internship Program. Among the actions taken to improve satisfaction with CIEE were visits to additional locations, and participation of CIEE personnel in diverse activities, such as Service Fairs of graduate programs and various academic schools, and orientation visits to QYLE 110 (Adaptation to University Life General Education course) sections. Likewise, the Scholarship and Internship Program generated an activity plan to disseminate their services and increase internship applications. Also, a questionnaire was generated to assess student’s satisfaction and opinion towards the Scholarship and Internship Program. 100 % of Satisfaction 80 69.4 68.5 88.4 82.5 80.3 78.8 67.6 73.8 81.9 68.5 88.9 75.4 82.9 73.8 86.3 86.1 76.4 75.8 2010 57.6 60 49.2 2011 40 2012 20 2013 0 % of Satisfaction Med. Services 100 80 60 77.8 Cultural Activities 84.2 74.2 50.3 Enroll. Process 51.8 79.6 72.2 54.7 Enroll. Schedule 78 72.4 53.7 Quality of Life 62.5 40 20 0 Employment Center Financial Aid Internships Figure 40. Student End of Course Survey Results for Carolina and Additional Locations (2010-2013) 126 Graduates Exit Survey: Figure 41 presents assessment results for years 2010 to 2013 obtained from the Graduates Exit Survey. Results show high student satisfaction with student services in the past four years (higher than 73 percent). Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este % of Satisfaction Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 100 80 60 40 20 0 90.2 92.1 90.8 88.3 86.2 84.3 82.8 82.6 92.7 91.1 89.6 89.3 78.8 78.4 74.9 72.9 2010 2011 2012 2013 Student Services Grades Complaints Grades Notification Reclassifications Figure 41. Graduates Exit Survey Results Related to Student Services for years 2010 to 2013. Major Assessment Findings and Actions Taken for years 2011 to 2013 As part of the responsibilities of the Support Services Committees described in Chapter 4: Institutional and Student Learning Assessment, action plans have been prepared to address assessment findings. Table 51 presents some of the most important findings during 2011-2013, and the actions taken to address them. Table 51. Major Findings on Student Services Assessment, and Actions Taken for years 2011-2013. Findings Actions Taken The Admissions and Financial Aid offices need to be physically separated (Carolina). Speed-up the processes of applying for FAFSA financial aid, and enrollment Need to develop an online enrollment option. Students are not aware of available services. Admissions Office was relocated to the institution’s Central Hall, for easier access. A permanent Student Technological Center was developed for these purposes. The process was developed through MiUNE. -Information (policies, norms, regulations, and procedures) and forms of each service were incorporated to MiUNE. -Brochures and flyers were reviewed and posted on bulletin boards, and disseminated through classroom visits. -UNE’s website address was included in marketing (for prospects) and informational brochures (for active students). -An action plan was developed to implement additional dissemination and promotional strategies. The third party administration was changed. The Wellness Center was constructed. Improve cafeteria services and food prices. Need for athlete training space, with professional supervision. Need to improve training equipment and a sports therapist. Need to improve the Athletic Program Handbook a Need to evaluate student performance in internships through an electronic platform. Need to provide orientation on important topics related to student wellbeing. The Wellness Center provided upgraded exercise equipment. A facilities coordinator, and a sports physiotherapist were hired. The goals and objectives of the Program were reviewed, and the Handbook of Administrative, Academic, and Athletics Scholarship Regulations was revised. Internships and practicums are evaluated through the electronic platform WebSurveyor. The following workshops were created and offered: -Effective communication -Managing emotions -Teamwork -Relaxation techniques -Responsible sexual behavior -Managing personal finances -Managing UNE’s online catalog -How to access and use databases Source: Associate Vice Chancellor’s Office of Assessment Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 127 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Retention Program UNE’s student population is heterogeneous, and mostly academically and economically disadvantaged. This implies significant challenges in terms of services, policies, planning, and implementation of processes for student retention. In 2006, the institution placed the Office of the Associate Vice Chancellor for Student Retention, under the Vice Chancellor’s Office of Academic Affairs to more effectively address students’ academic and support service needs. This office was previously a part of the Office of Student Affairs. The Office is comprised of the Resource Center for Educational Excellence (CREE), Academic Advising and Counseling Center, Tech E-Studios, and tutoring services. Services are divided into freshmen and upper level Figure 42. RENACER Retention Program Dimensions students. UNE’s Retention Program, RENACER (Spanish word for “awakening”), is a two-tiered structured model for freshmen and for upper level students comprised of three dimensions: academic, student, and administrative based on Vincent Tinto’s theory (1993) (see Figure 42). The academic dimension promotes strategies for students’ academic success; the student dimension provides advisement for successful accomplishment of academic goals; and the administrative dimension manages and tracks students to facilitate proactive decision making. The RENACER Program is principally dedicated to implementing projects and strategies of proactive interventions with freshmen students, but also serves upper level students through its ALCANZA (Spanish word for “reach”) Project. The RENACER Program is based on strategies of early identification, and timely, intensive and continuous intervention, aligned to Dr. Alan Seidman’s retention formula (2005). Dr. Seidman has been an advisor to UNE’s retention efforts, and has assessed its implementation and progress, commending two of the strategies (Attendance Project and the integration of Academic Retention Committees) that will be described later in the chapter. RENACER Program and its ALCANZA Project operate on the main campus, as well as at 128 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 additional locations, and all student academic progress, services and interventions are documented electronically. The School of Professional Studies, serving an adult population through accelerated studies, and branch campuses on the mainland, adapt other strategies according to the needs of the particular population they serve. Academic Dimension. The objectives of the academic dimension are to integrate faculty in student advising processes, conduct workshops and services on topics of retention and academic success, conduct a Retention Assessment Plan, and stimulate faculty to create learning environments that incorporate formal and informal strategies to promote student academic success. To accomplish these, several services and strategies have been developed: The Resource Center for Educational Excellence (CREE, Spanish acronym), is the unit responsible for administering placement tests for freshmen students on the Carolina campus and additional locations further explained in Chapter 8 (Related Educational Activities). Furthermore, it offers basic skills laboratories (as part of basic skills courses), the contents of which are determined and developed by the corresponding faculty. Basic skills faculty are proactively kept informed of attendance and progress through monthly reports. Upon completion of these laboratories a grade, worth 20 percent of the overall course grade, is calculated for each student and reported to the corresponding faculty member. Tutoring services for basic skills courses are also offered by qualified tutors. Between 2011 and 2013, a high percentage of students who received tutoring services passed the corresponding courses with ABC (see Table 52). Referrals to tutoring services are provided by faculty, advisors, or are voluntary. Table 52. CREE Tutoring Services Effectiveness for Years 2011 to 2013 Fall 2011 Skill English Spanish Math Fall 2012 Fall 2013 students interventions %Passed students interventions %Passed students 159 455 328 443 778 1,014 72.3 78.6 78.3 61 448 145 147 661 374 80.3 84.3 78.6 116 471 214 interventions 151 608 658 %Passed 87.9 68.5 76.6 Printed and electronic databases are available at CREE for course supplemental support: Power Speak (language learning), Writer’s Companion (paragraph writing), C-map (graphic organizer) and math manipulatives. Workshops on the use of Net Tutor®, an online program with synchronous and asynchronous virtual tutoring services, are offered. The program also provides a Paper Correction Center. In order to promote the integration of this technology tool to support the writing process, the Multi-Language Learning Center (Title V 2009-2014 DOE grant) conducted a Project from spring 2013 to spring 2014, where Spanish and English basic skills faculty (16) were trained in the use of Net Tutor® Paper Correction Center, and used in 27 Spanish and English sections. Surveyed participants (603) expressed that it had provided the necessary support (81%) and that the tutors’ comments were useful to improve their writing (84%); faculty expressed that the tool is supportive of the writing process (88%), and that tutor comments are useful to improve writing (82%). Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 129 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Tech E-Studios. Technology facilities and workshops are offered at the Tech E-Studios on the main campus, two computer labs with a capacity for 40 students each. A Technology trainer offers workshops on topics of computer applications and tools, for successful integration to courses, also with walk-in services available. Table 53 presents services provided for years 2011 to 2013. At additional locations, CREE coordinators, in coordination with technology staff, provide similar services. Table 53. Number of Students Serviced at Tech E-Studios for Years 2011 to 2013. Tech E Studio Services students Workshops 189 Fall 2011 services 287 Fall 2012 Fall 2013 students services students services 922 1,261 817 1,787 Source: Retention Office Adaptation to University Life General Education course. QYLE 110, UNE’s transition and adaptation to college course, is an additional strategy of the Retention Office, in coordination with the School of Social and Human Sciences. This course has provided the opportunity to establish an intervention strategy named Transforming the First Year Experience. Course faculty (117) have been prepared in Steven Covey’s Seven Habits of Highly Effective People and in effective strategies to support student adaptation and integration as a requirement for teaching the course. From 2011 to 2013, a sample of students serviced on campus and additional locations reported that the course contributed to their academic and personal development (86%) and found the teaching strategies effective (87%). Assessment reflected a 75.3% persistence to the second year during the same period (see course syllabus in ED 37). This course has been adapted at branch campuses to better serve their particular adult population in response to assessment results. The Attendance Project, coordinated with faculty, monitors course attendance for services and referrals. Results reflected an average 76 percent retention to the second year. The Project is currently active (see Table 54). The Attendance Project is a prime example of a strategy developed to address absenteeism. Table 54. Attendance Project Results Terms # Sections # Serviced Retention 2009-2010 228 2689 73 2010-2011 135 1353 75 2011-2012 175 1763 80 2012-2013 186 1593 76 784 74 2013-2014 115 Source: Retention Office 130 Retention Committees, on campus and at each additional location, organized by academic schools, and composed by the corresponding Associate Dean, Student Coordinator, Academic Advisor and a faculty representative. Their objective is to proactively strengthen academic and support services networking. During the monthly meetings, student academic needs, and other Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 needs identified in the Freshmen Needs Survey administered during registration, are discussed and action plans developed. Advisors report on academic issues that may be preventing student progress for the school deans’ action. Likewise, deans will request services or activities to support student learning. Action plans include: (a) analysis of the school’s or additional location’s student profile to elaborate specific strategies, (b) retention and withdrawal data, (c) improvements in course programming to meet student needs, (d) financial aid request referrals, and (e) assignment of tutors to groups and/or individual students. Student Dimension. To further contribute to student success, services are provided to best accomplish their educational plan, integrating peers, parents and alumni in support of retention activities. Freshmen Welcome Event is conducted prior to the beginning of the fall term, aimed at welcoming new freshmen and parents to the institution and providing them with the tools for initial integration. Attendance to this activity has increased 36 percent in five years (see Figure 43). Advisors, key in the event as it is the first contact with their assigned cohort, record the first intervention by tracking all students absent to the event. With this strategy, advisors best reflect the early identification, and intensive and continuous intervention strategies. 700 600 500 400 300 200 100 0 309 251 225 172 289 297 300 334 307 2010 2011 2012 2013 2014 152 Freshmen Parents Figure 43. Attendance to Freshmen Welcome Event Upon admission, all freshmen who place in basic skills courses (level 1) are promptly identified. Henceforth, advisors provide intensive and continuous interventions regarding academic goals. Together with the student, advisors plan and track the short and long term program of studies to accomplish program requirements. As necessary, the students are referred to tutoring or other services. Retention counselors also contribute to the dissemination of the regulation for Satisfactory Academic Progress (SAP) to encourage good academic standing. Advisors and retention counselors maintain close tracking of students’ progress. Other retention strategies include: Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 131 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Faculty Advisor Pilot Project conducted in fall 2013, where faculty members provided advising services to 129 upper level students (2009 cohort), contributing to a 84.5 percent persistence. The Peer Advisor Pilot Project began in spring 2014 with the selection and training of student volunteers to help their peers in a successful integration to university life. Alumni representatives, an integral part of the Annual Freshmen Welcome Event, also contribute with their testimonials, and motivational success stories. The Parents Committee, comprised of freshmen parents, conduct activities and support retention services. Administrative Dimension. Major objectives of the administrative dimension include managing retention data proactively for decision making, integrating technology and data-based information to improve retention activities, and participating in institutional governing bodies to promote the culture of retention services. In order to best administer and record intensive and continuous interventions and services, electronic applications have been aligned to the Banner system to track student services and progress by automating and documenting retention processes, and maximizing the use of technology in support of services. This administrative electronic system is based on Seidman’s Retention Model formula adapted by the RENACER Program (see Figure 44). The online Curriculum Advising Program Planning (WebCAPP), for example, provides an academic audit module to enable students, faculty, and staff to track curricular sequence according to academic programs. Evaluations for degree completion and graduation, academic grades, and academic schools’ degree reports are some of the options available. The Programming Committee with representatives from retention services, student services, and academic schools, identifies the freshmen course programming needs, and coordinate with academic schools to maximize course offerings on the main campus and at additional locations. Moreover, it proposes alternatives to improve course programming through mechanized tools. The Retention Commission of the Academic Board recommends policies and procedures, proposes projects for improvement of retention and graduation rates, and promotes retention strategies (see Figure 42). 132 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Figure 44. Student Tracking Electronic Tools Aligned to RENACER Program Retention Services are comprised of staff assigned to serve freshmen and upper level enrollment. Table 55 presents the Retention Office staff. Additional locations’ Retention staff is presented in Chapter 8 (Related Educational Activities). The main campus’ physical infrastructure comfortably meets the needs for offering retention services. Each staff member has been properly trained in the use of electronic tools and is responsible for documenting interventions. Table 56 presents the retention intervention statistics for years 2012 and 2013. Table 55. Retention Office Staff Retention Support Services Academic Advisor CREE Student Support Services Counselor Technology Training Officer Student Services Officer Staff New freshmen advisors (5: one per School, one shared) Upper Level (2) Coordinator (1) Technicians 3 (FT); 1 (PT) 1 1 1 Primary Responsibilities Assess academic and personal needs as well as provide services to promote effective integration to UNE Provide support services to promote the accomplishment of academic goals Coordinate tutoring services. Provide support services regarding basic skills labs; Administer placement exams; Assess personal, vocational, and career interests; Provide counseling to promote accomplishment of academic goals Coordinate Tech e-studio services and offer technology workshops Promote Retention Services; Identify student needs and refers accordingly; Validate student placement Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 133 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Table 56. Retention Interventions (2012-2013) Retention: Student Services Freshmen academic advising and counseling Tutoring CREE Student Support Source: Retention Office Fall 2012 # Interventions 3,701 14,705 712 1,538 1,400 3,259 # Students Fall 2013 # Students # Interventions 2,642 10,835 828 1,545 1,649 3,517 Student satisfaction assessment for 2009 to 2013 has consistently evidenced that advisors meet student needs and provide options, and that the advising staff is quick, respectful and available (95 percent overall average). Advisors refer all situations that are personal, vocational or regarding financial aid to the retention counselor for individual or group services. Additional services include a staff of counselors (3), academic coordinators (2) and tutors available at Student Support Services, a program funded by Title IV of the Department of Education. In 2013, the number of counseling hours were 3,852, and tutoring hours were 4,834. Retention and Graduation All institutional services and efforts are directed towards strengthening retention and increasing graduation rates. Before the RENACER Program was in place, the retention rate as evidenced with the 2005 cohort reflected a 56.3 percent. Thereafter, the rate slowly increased to 64.4 percent in 2007, with the highest rate (69 percent) achieved in years 2008 and 2009. Rates from 2010-2012 have remained stable with an average of 67 percent. When compared to the 2013 ACT National Collegiate Retention and Persistence to Degree Rates, UNE is above the average for 4- year private institutions (62 percent). Prior to 2013, retention rates were computed as a calculation of the percentage of full- and part-time undergraduate new freshmen who enroll for a subsequent fall semester. Currently, after an external assessment of systemic retention services and institutional retention data conducted by Dr. Gary Fretwell from the Noel and Levitz Higher Education Consultants group, a new definition has been adopted. He concluded that students who receive the most impact from institutional services - full- time students- should be the ones considered for retention rate calculation. Figure 45 presents the comparison between retention rates calculated with full-time students, and full-time + part-time students. He also acknowledged the retention initiatives and strategies in place. Graduation rate is the rate required for disclosure and/or reporting purposes under Student Right-to134 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Know Act. This rate is calculated as the total number of completers within 150% of normal time divided by the revised adjusted cohort. Total UNE graduation rates show a 5.7% increase from the 2005 to 2008 cohort. Retention Rate 80 73 69 73 69 74 68 72 67 70 65 70 67 2008 2009 2010 2011 2012 2013 60 40 20 0 Full Time Full + Part Time Source: Vice Presidency of Planning and Academic Affairs Figure 45. Retention rates: Full time, and Full + Part Time Graduation rates have been stable (see Figure 46). With the ALCANZA Project proactively serving the 2006 and 2007 cohorts, UNE was able to increase the graduation rate to at least 20 percent. The 2013 decline in graduation rate is thought to be due to the modifications in total Lifetime Eligibility Use, limiting the number of total terms for which a student is allowed financial aid. Some students applied for loans while others were not able to graduate that year. 25 20.6 20.0 2006 2007 Graduation Rate (%) 20 16.3 15 10 5 0 2005 Cohort Source: Vice p\Presidency of Planning and Academic Affairs Figure 46. UNE Graduation Rates by Cohort Strengths Student services work plans are aligned to institutional goals. The institution has highly qualified and licensed personnel in the student services and retention areas. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 135 Universidad del Este Self-Study Report - Chapter 5: Students Admissions, Retention, and Support Services MSCHE 2015 Continuous training of personnel through an established development plan, which includes personnel of additional locations. Technology-enhanced student services, such as MiUNE, Banner system, and WebCapp. Incorporation of a centralized digitalization unit to improve the digitalization of student records, including professional and personal counseling records. A program to develop students’ leadership skills: Student Leadership Institute. A well-structured Retention Program that has increased retention rates from 56.3 percent in 2005 to a 67 percent in 2014 (70 percent retention of full-time students), which is above national average for four-year liberal institutions. Assessment and action plans for student support services, retention services, and strategies, and the use of assessment results to improve services. Noteworthy athletics achievements. Increasing number of student internship participation in Puerto Rico, United States, and abroad. Challenges Slight decrease in freshmen enrollment due to demographical tendencies and economic conditions on the Island. The institution needs to be increase the conversion rate of admitted-to- enrolled students. Limited recreational and sports-related activities at additional locations. Assessment results of students’ perception of services dissemination efforts reflect a need to continue improving efforts. Limited personnel at Retention Office to provide academic advising services for upper level students. UNE’s graduation rates continue being low. As the enrollment of international students increases, the institution will need to develop an administrative structure to address their specific needs. Recommendations 136 Implement additional promotion and recruitment strategies to aggressively portray UNE as a viable option at local and international markets. Develop recreational areas for students on the main campus and at additional locations. Expand the recreational and sports-related activities at additional locations. Increase and diversify student support services dissemination strategies. Increase faculty involvement in academic advising of upper level students to improve retention and graduation rates. Develop an administrative structure to provide services to international students. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Chapter 6 Faculty Standard 10 Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Chapter 6. Faculty Standard 10 Introduction UNE recognizes the three main faculty roles as teaching, service, and research. This chapter presents the information and further documents evidencing that these roles have been defined and put into practice by duly qualified faculty. This chapter is divided in three primary sections. The first section includes information and evidence that demonstrate that faculty recruitment, development, evaluation and retention processes are appropriate and have been successful in achieving the institutional mission and goals. The second section groups information, and provides evidence of the faculty’s compliance with the roles of teaching, service, and research. The third section includes an analysis of strengths and areas of opportunity, which were identified during the self-study process. Development of Research Questions The analysis of the research questions demonstrate that UNE’s systems, structure, and policies are effective in the recruitment, hiring, development, and evaluation of qualified faculty that contributes to the roles of teaching, service and research. Methods and Evidence Analysis The subcommittee developed research questions intended to collect evidence regarding: (a) the effectiveness of UNE’s structure and policies to recruit, retain, develop, and evaluate a faculty body able to contribute to the achievement of the mission, and (b) faculty’s credentials and evidence that support their fulfillment of the roles of teaching, service, and research. Faculty Profile As in any teaching institution, the faculty body is the heart of UNE: a strong and healthy heart that nourishes the institution’s mission. The evidence included in this chapter depicts a faculty group who is academically prepared, in continuous development, enthusiastic about their teaching role, open to changes, eager to serve students and community, and committed to make a contribution to society. UNE recognizes the importance of a well prepared faculty body in the teaching-learning process, as expressed in the following institutional goals: To guarantee the availability of a faculty that meet levels of excellence and that promote the importance of university teaching, research, the responsible use of technology, and community engagement. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 137 Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Encourage research and creative work in the disciplines to contribute to the cultural, social, political, economic, and technical-scientific development of our society. Position the university in the international scenario by means of diverse activities, collaborative projects, and exchange programs for both faculty and students. Table 57 presents UNE’s full-time faculty profile for the last five years, including additional locations and branch campuses. Tables 58 and 59 present the full-time faculty profile for UNE graduate programs for years 2010-2014, and the part-time faculty profile for the fall semester of academic years 2010-2014, respectively. Table 60 shows the academic preparation of part-time faculty ascribed to technical programs for the fall semester of academic years 2010-2014. Appendix 37 presents UNE’s full-time faculty profile, segregated by academic school. Table 57. Historical Profile of UNE Full-Time Faculty for years 2010 to 2015. Academic Preparation Distribution Academic Rank Distribution * Gender Year Total Bach. Masters Doctorate Female Male FP AP AsP I Faculty 2010-11 Assoc. /Cert. - 1 62 54 70 47 14 33 34 36 117 2011-12 - 1 61 60 73 47 14 34 39 35 122 2012-13 - 3 57 71 79 53 15 39 45 32 131 2013-14 3 4 62 76 90 55 17 41 49 40 147 2014-15 4 5 78 76 101 62 20 35 53 56 163 Source: Vice Chancellor’s Office of Licensing and Accreditation, 2014 *Legend: FP-full professor; AP-associate professor; AsP- assistant professor; I- instructor Note: Since 1985, SUAGM substituted multi- annual contracts for tenure contracts, and eliminated the tenure track option; that is why the number of tenured faculty has been slowly deceasing: in 2010 there were 25, and in 2014 there are 22. Table 58. Profile of UNE Full- Time Faculty Serving Graduate Programs for years 2010 to 2014. Academic Year 2010-11 2011-12 2012-13 2013-14 Academic School IEN Business Education M D M D 1 1 5 8 9 9 1 - 8 4 7 5 Social and Human Sciences M D 3 2 2 2 4 6 7 10 Source: Associate Vice Chancellor’s Office of Administrative Affairs, 2104 Legend: M- Master’s degree; D- Doctorate degree 138 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Table 59. Profile of UNE Part-Time Faculty, in Traditional, and in Accelerated Modality from 2010 to 2014 (fall Semester). Year Academic Preparation Distribution of Part-Time Faculty Traditional Modality Accelerated Modality Assoc. Bach. Masters Doctorate Bach. Masters Doctorate /Cert. 57 510 96 2 218 44 2010-11 Assoc. /Cert. 6 2011-12 6 61 532 105 - 2 217 43 966 2012-13 2013-14 9 12 68 65 540 499 89 97 - 1 1 204 195 43 38 954 907 Total 933 Source: Associate Vice Chancellor’s Office of Administrative Affairs, 2104 Note: Branch campus part-time faculty are not included. The number of part-time faculty, not including branch campuses, for the fall semester of 2014-15, is 1,061. This number includes faculty teaching in the traditional and accelerated modality, and those ascribed to the School of Technical Professional Studies. Table 60. Profile of UNE Technical Programs Faculty (fall semester) Year 2010-11 2011-12 2012-13 2013-14 Academic Preparation Distribution of Technical Programs Part-Time Faculty Assoc. Bach. Masters Doctorate /Cert. 2 9 33 4 8 33 2 8 39 2 7 38 2 Total 48 43 49 47 Source: Associate Vice Chancellor’s Office of Administrative Affairs, 2104 The information presented above show that: Since UNE’s Periodic Review Report in 2010, the number of full-time faculty has increased by 39 percent, while part-time faculty has increased by eight percent (not including branch campuses faculty). Since UNE’s Periodic Review Report in 2010, the percentage of full-time faculty with doctorate degrees has fluctuated between 42 and 52 percent, at present time being at 47 percent. The institution has been very strict in hiring full-time faculty with doctorate degrees, unless it is an area of difficult recruitment, to address the issue stated in the MSCHE’s response to UNE’s 2010 Periodic Review Report. Fluctuations respond to the difficult recruitment issue. Comparing the 2014-15 full-time total faculty members with the part-time total, for the same year, the proportion is 1:6.5. The reduced number of full-time faculty was another issue mentioned in the MSCHE 2010 response. In addition to a 39 percent increase of fulltime faculty since 2010, the part-time faculty recruitment process is being more selective, and office hours have been added to their contract, to ensure that students receive a teaching-learning experience with part-time faculty equivalent to that with full-time faculty. Female full-time faculty percentage has fluctuated between 60 and 62 percent in the last four years. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 139 Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 As seen in the part-time faculty profile, in the last three years the percentage of doctorates has fluctuated between 13 and 15 percent. Masters have fluctuated between 75 and 78 percent. In all semesters, faculty with doctorates and masters’ degrees conform more than 90 percent of the total part-time faculty. Part-time faculty with associate degrees are ascribed mainly to non-degree technical programs and culinary arts. Less than one percent is ascribed to health programs of difficult recruitment. Full-time faculty with associate and bachelor degrees are ascribed to culinary arts and heath science programs. The institution has historically been committed to subsidize, in full or partially, further formal studies (bachelor, master’s, or doctorates) for hired faculty with less than a master’s degree. In summary, UNE’s faculty are highly qualified and with the appropriate experience to lead the education process befitting a higher education institution of long standing. Faculty Recruitment, Retention, Development, and Evaluation UNE has policies and procedures in place that govern the processes of recruiting, developing, evaluating and retaining qualified faculty, and providing opportunities for faculty to excel in their three stated roles of teaching, service, and research. All these processes are guided by the SUAGM Faculty Handbook, and institutional norms and procedures, to guarantee equitable and consistent treatment in faculty recruitment, retention, development, and evaluation. When situations of termination of contract occur, these are afforded due process, according to established policies and procedures stated in the SUAGM Faculty Handbook. Faculty Recruitment and Retention The main objective of UNE’s faculty recruitment plan is to strengthen new and existing academic programs and institutional growth. UNE’s faculty recruitment plan is aligned with the regulations and bylaws established in the SUAGM Faculty Handbook. This handbook establishes the following criteria for faculty recruitment: (a) academic preparation with specialization in the discipline he or she will be teaching, (b) teaching or professional experience, (c) evidence of professional and personal development, and (d) scholarly production and research experience. The plan complies with all the established precepts under the SUAGM recruitment policy, which aspires to identify and attract the best qualified candidates to occupy faculty positions. The process to ensure that the faculty recruitment plan is aligned with the institutional mission is summarized in Figure 47. 140 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Vectors Mission Institutional Strategic Plan • Vector 1 = Academia • Goal 1.1 Faculty • Goal 1.2 – Academic Development Academic Schools Recruitment Plans Recruitment according to needs in Academic Offerings Figure 47. Faculty Candidates Selection Process UNE strategic guidelines establish as Goal 1.1 in Vector 1 (Academia): To constitute and maintain a faculty that responds to the quality levels promoted by the institution in teaching, research, and community engagement. To comply with this goal, several strategies have been instituted to increase the number of full-time faculty, as well as the proportion of faculty with doctorate degrees. Recruitment plans of each academic school are presented in ED 38. The current recruitment process includes: (1) reviewing the candidate’s credentials, (2) an interview with the candidate, (3) evaluation of the candidate’s written essay, and (4) the candidate’s presentation of a short demonstrative class. The same process is followed for the recruitment of full-time and parttime faculty on the main campus, as well as at additional locations. The School of Professional Studies, in addition to the four requirements stated above, requires candidates to evaluate a student’s written work (see Appendix 38 for the Faculty Recruitment Procedures document). Candidates passing the recruitment process are included in a database of certified part-time candidates, and only these may be hired as part-time faculty. In the final step of the process, parttime faculty are assigned courses, on the main campus and at additional locations, according to a specification table with the academic preparation requirement (primary and alternative) to offer each course. UNE promotes, supports, and recognizes the academic and professional endeavors of its faculty members. Faculty retention and recognition is articulated through: (a) the granting of, and promotion in, academic rank; (b) faculty recognition for innovative teaching, publishing, and institutional service. Academic Rank. As stipulated in SUAGM Faculty Handbook, academic rank is a recognition conferred by the institutions to distinguish extraordinary merits accomplished by faculty in academic, intellectual and professional areas, and in service that exceed strictly contractual duties. Academic rank promotion is a competitive, voluntary process and is rewarded with a salary increase according to the rank conferred. The criteria for each rank are the same, the cut scores for Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 141 Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 each are different. Table 61 presents the summary of academic ranks conferred between 2010 and 2014. The Assistant Professor rank is the only rank that may be automatically conferred to any Instructor who completes a doctoral degree. Also, the institution honors academic ranks conferred by other accredited higher education institutions to newly hired full-time faculty. These cases are not included in Table 61. Table 61. Summary of Academic Ranks Promotions for years 2010 to 2014. Rank Promotions Full Professor Associate Professor Assistant Professor Rank promotion requests not granted 2010 2011 2012 2013 2014 4 1 2 2 1 2 5 1 - 1 4 1 1 3 3 1 Source: Vice Chancellor’s Office of Licensing and Accreditation, 2014 This data shows that only between five and eight full-time faculty have applied for rank, per year, in the past four years, which is a very modest number. The institution needs to create strategies that encourage faculty to apply for academic rank promotions. Rank promotions were not granted to faculty who failed to obtain the required evaluation score. Institutional Faculty Recognition. Every year, during Education Week, the institution recognizes faculty members that have demonstrated exemplary teaching-learning strategies, participated as keynote speakers in international conferences, or were involved in community service. In addition, the institution provides extrinsic incentives to faculty that publishes, as stipulated in institutional policies for those purposes. Between 2010 and 2013, the institution has granted $50,500 for such recognitions. The number of publications in 2014 increased significantly: 31 articles, two book chapters, and six books. Of these, 14 articles, one book chapter, and four books complied with the institutional policy, for a total of $51,500 granted in 2014 to a total of thirteen faculty members (some with multiple publications). It is clear that this policy is incentivizing faculty to be more productive. Faculty Development. In order to continually increase the breadth, depth, and updating of faculty’s professional, pedagogical, and technological competencies, UNE has established an institutional faculty development plan. This process is clearly delineated in the following documents: (1) Norms and Procedures for the Professional Development of Faculty, (2) Faculty Development Plan, and (3) Faculty Recognition Policy. The Faculty Development Plan considers institutional, academic, and personal goals in order to establish each faculty member’s short and long term development plan. These plans include induction, pedagogical, technological, and 142 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 discipline-related training. Although the development plans have the same duration as the faculty member’s multi-annual contract, these are reviewed annually by the faculty member and the respective school dean. The Vice Chancellor’s Office of Academic Affairs, in keeping with its commitment of developing UNE’s faculty members, allocates resources to each academic school budget for those purposes. Among the activities sponsored are: memberships in local, national, and international professional organizations, participation in professional conferences and seminars, and continuing education (ED 39). At the beginning of each semester, meetings and assemblies are organized to inform full-time faculty of relevant information related to assessment results, new institutional initiatives, and annual work plan issues. Professional development activities are usually included in these meetings, and in addition, each semester, a whole day is scheduled exclusively for professional development activities for full and part-time faculty and administrative personnel. Additional locations also schedule a Professional Development Day. These compulsory activities include topics related to constructivist teaching and learning, assessment and evaluation techniques, technology, and information literacy, among other. The institution also schedules year-round development activities for interested full and part-time faculty. Table 62 presents the number of institutionally sponsored professional development activities, on the main campus and at additional locations, for faculty offering traditional and accelerated modality courses, for 2010 through 2014. Table 62. Number of Institutional Development Activities and Participation for 2010-11 to 2013-14: Full-Time and Part-Time Faculty for Traditional and Accelerated Modalities Traditional Modality Number of Activities Number of Participants Accelerated Modality Number of Activities Number of Participants 2010-2011 2011-2012 2012-2013 2013-14 93 80 89 99 2,385 2,324 2,727 2,824 39 37 40 43 475 1,189 1,717 1,367 Sources: Associate Vice Chancellor’s Office of Licensing and Accreditation and School of Professional Studies, 2014 In addition to funding committed for in-house faculty development activities, UNE sponsors participation in local and national conferences, and trainings. The institution has also sponsored graduate studies for faculty members in areas of difficult recruitment as part of the institution’s commitment of guaranteeing a faculty body of excellence (see ED 40). Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 143 Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Faculty members actively participate in external academic and professional activities to increase their knowledge in specific disciplines, as well as, to improve their teaching skills. They contribute to achieving the institutional mission and goals through: (a) local, national, and international presentations (b) peer mentoring, (c) publishing in professional and/or academic peerreviewed journals, including the recently indexed institutional journal Ámbitos de Encuentros, (d) literary production, (e) participating in externally or institutionally funded research projects, and (f) mentoring students in undergraduate/ graduate research, among other. Based on Boyer’s Model of Scholarship, the institution classifies all faculty scholarly activities as academic or professional using the criteria of teaching, discovery, integration, and application. Table 63 summarizes the number of scholarly activities, per specific criteria, of full- and part-time faculty on the main campus and at additional locations in Puerto Rico, for 2010 to 2014. Table 63. Summary of Faculty Scholar Activities in Carolina and Additional Locations for years 2010 to 2014. Year Academic Activities 2010-2011 2011-2012 2012-2013 2013-2014 (1) 87 91 102 115 (2) 29 20 43 38 (3) 4 6 7 17 Professional Activities (4) 30 25 32 41 (5) 144 154 182 213 (6) 95 105 115 146 (7) 333 306 390 333 (8) 121 135 120 114 (9) 134 145 159 163 Source: Summary of Academic and Professional Faculty Activities Electronic Database Legend: (1) (2) (3) (4) (5) (6) (7) (8) (9) Presentations in congresses, conventions, seminars, and workshops. Published books, articles, and other academic productions. Pending publication of books, articles, and other academic productions. Research Activities Services related to academia Services related to the profession Attendance to professional development congresses and workshops Attendance to professional organizations meetings and conventions. Professional memberships Table 64 summarizes the academic and professional activities presented in Table 63, and presents the percentage distribution for each type of activity. Percentages show a marked tendency towards professional activities. Table 64. Percentage Distribution by Type of Scholar Activities from 2010 to 2014. Year Percentage Distribution of Academic Activities Percentage Distribution of Professional Activities 2010-2011 2011-2011 2011-2012 2013-2014 30% 30% 32% 36% 70% 70% 68% 64% Source: Summary of Faculty Scholarly Activities in Carolina and Additional locations (Table 63) 144 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 The approximate ratio per faculty member for academic activities increased from 3.1 in 2010-11 to 4.4 in 2013-14. The approximate ratio for professional activities increased from 7.2 to 8.0 in the same period. Both set of ratios demonstrate the increasing commitment of the faculty to participate in both academic and professional activities. It is clear that UNE takes the preparation and professional development of its faculty seriously, as evidenced by the level of activities and resources expended. Faculty Evaluation The evaluation process is determined by the SUAGM Faculty Handbook, which establishes requisites and evaluation criteria for annual and multi-annual full-time and part-time faculty. Tenured faculty are evaluated when applying for rank promotion and during the end of course assessment at the end of each spring semester by their students. Table 65 summarizes the evaluation instances for each type of faculty contract. Table 65. Evaluation Intervals for UNE Faculty Faculty Classification by Type of Contract Evaluation Systemic*: Dean Student Self Tenured Multi-annual full-time Annual Full-Time Full-Year Substitute Part-Time x x x x x x x x x x x x End of Course x x x Assessment End of part of term/semester assessment Rank promotion x x * Refers to evaluation using SUAGM Faculty Handbook instruments. x PartTime Branch Campus x The evaluation process established by the SUAGM Faculty Handbook includes an evaluation by the school dean, by students, and a self-evaluation. In the dean’s evaluation, although the instrument was not designed in terms of faculty roles, 63 percent of the criteria evaluate teaching, 23 percent evaluate service, six percent evaluate research, and eight percent evaluate other criteria. The students’ Faculty Evaluation Form only considers the teaching criteria. Figure 48 presents results of full-time and part-time faculty evaluation by students, showing no significant difference between them. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 145 Likert Scale Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Instructional Design 5 4 3 2 1 0 Full-time faculty Part-time Faculty 2011 2012 2013 Number of faculty members evaluated Course Administration Likert Scale 5 4 3 2 1 Year N Full-time Faculty N Part-time Faculty 2011 2012 2013 51 42 43 517 383 338 0 2011 2012 2013 Likert Scale Communication Administration 5 4 3 2 1 0 2011 2012 2013 Figure 48. Results of Teaching Evaluation Criteria of Full-time and Part-time Faculty performed by Students for 2011 to 2013. This evidence is crucial in demonstrating that the teaching quality of part-time faculty, who comprise almost 90 percent of the total faculty members, is equivalent to that of the full-time faculty. School deans discuss evaluation results with full and part- time faculty. In the case of fulltime faculty, if the evaluation result falls below 4.0 of a possible total of 5.0, equivalent to an 80 percent, an improvement plan is established for the faculty member. At the branch campuses, faculty members (predominantly part-time) are evaluated at the end of each part of term (programs are offered in the accelerated adult education modality – AHORA Program of the School of 146 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Professional Studies). Evaluation results are discussed with them, and if results are less than 80%, improvement plans are also established. Multi-annual faculty at branch campuses follows the same evaluation process as on the main campus. The current faculty evaluation instrument measures: teaching and academic production, scholarly production, and service. See current faculty evaluation instruments in Appendix 39. The SUAGM Faculty Handbook is currently under revision and new evaluation instruments, with a more balanced distribution of criteria per faculty role, are being considered. UNE maintains a rigorous evaluation process ensuring that multi-annual contracts are continued for only the best performing faculty. The Faculty Handbook establishes the possible reasons for not rehiring multiannual faculty. Evidence of all these processes is maintained in faculty record files at the academic schools and in On-Base electronic files. Appendix 40 summarizes UNE’s compliance with the policies and procedures previously described. Teaching, Research, and Service Faculty member’s workload is clearly established at the beginning of each semester, with the faculty member’s completion of the workload form, in agreement with the school dean. In general terms, the weekly faculty workload consists of fifteen teaching hours, six office hours, fifteen hours for creative/scholarship/research activities, and 4 hours for service to the institution. Although at present there are no faculty members ascribed exclusively to graduate programs, the SUAGM Faculty Handbook establishes only nine teaching hours, and additional office or creative/scholarship/research activities hours to complete their workload; in a combined (undergraduate and graduate) schedule, teaching hours may not exceed twelve. In 2011, a new type of multi-annual contract, research professor, was established, where in agreement with the school dean, their workload is primarily dedicated to research activities. In 2012, the institution complied with the goal of having at least five research professors. Another change since 2010, is that parttime faculty are required to offer 0.5 office hours per course, as part of their workload. Teaching. UNE is a primarily teaching institution with a constructivist approach to teaching and learning, as established in its mission statement since 2001. Faculty credentials and experience provide support to the teaching and learning process, and UNE’s curricular needs. To ensure a smooth transition into UNE’s academic structure, new faculty at the main campus and additional locations, receive induction training, including orientation on: (a) institutional administrative structure, (b) norms and procedures in teaching, (c) the teaching-learning process, (d) UNE students’ profile, and (e) student learning assessment and evaluation. The SUAGM Faculty Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 147 Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Handbook provides information on faculty duties and responsibilities in their educational work and a detailed description of the evaluation processes. After finalizing the training, they receive a schedule of workshops on topics such as: quality teaching strategies, learning styles, assessment and evaluation techniques, conceptual development, and integrating and applying technology in teaching, among others. Individualized mentoring services are also provided to develop and improve faculty’s teaching skills. The institution closely supervises faculty’s teaching performance through the evaluation processes previously described. The institution promotes the constructivist approach in the teaching-learning process, as mentioned above. Course syllabi are developed following the official institutional constructivist format, where the competencies to be developed are described in terms of the cognitive, psychomotor, and affective skills to be developed. Using the syllabus as a guide, student learning goals are met through diverse teaching-learning strategies, assessed using varied measuring instruments, and rigorously evaluated. Faculty members are required to prepare course assessment reports that include student learning results. Faculty members are encouraged to actively participate in service and professional activities that enhance the depth and knowledge of their disciplines and thus, the effectiveness of their teaching. End of course faculty assessment results for 2010-2013 are shown in Table 66. These results show a tendency of increasing use of technology (power point presentations and use of multimedia information), information literacy skills development, and assessment in the teaching process. Table 66. Percentage of Faculty Members that Answered “Completely Agree” or “Agree” in End of Course Assessment Instrument for years 2011 to 2013. Assessment Criteria Uses the strategy of power point presentations. Promotes team work and/or cooperative learning in the courses offered. Asks students to present orally. Offers exams in the classroom. Incorporates assessment in their courses. Promotes library research. Uses multimedia information to enrich course content. Assigns writing essays and/or monographs Percentage of Faculty that “Completely agrees” or “agrees”. 2010 55.7 2011 90.9 2012 90.8 2013 91.5 87.5 89.2 90.0 89.4 90.9 78.3 52.3 49.1 41.0 68.0 86.2 89.7 78.3 76.8 69.7 62.3 83.1 91.8 80.6 74.4 70.3 67.0 85.7 89.4 75.4 70.4 73.3 64.6 Source: Faculty End of Course Survey. Associate Vice Chancellor’s Office of Assessment, 2014 Faculty have also started to integrate social networks, such as blogs, wikis, email, and distance learning platforms (Blackboard®) to promote out-of classroom student involvement with 148 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 the courses and supplemental information. Details of the assessment structure at the academic school level, and faculty’s role and responsibilities in this process are described in Chapter 4: Institutional and Student Learning Assessment. Appendix 41 includes a diagram describing faculty participation in student learning assessment and evidence of participation. The SUAGM Faculty Handbook recognizes academic freedom as a fundamental right of full- and part-time faculty. Under UNE’s definition, the professor has the right to participate in the design, content, objectives, teaching methods, and strategies of the courses he/she is qualified to facilitate within the limitations of the student’s rights and the institution’s policies. A grievance procedure (RH-12-245-004) (Appendix 42) describes how to proceed when the faculty member perceives that his/her rights have been violated. Since 2010, only one grievance procedure related to academic endeavors have been received. The grievance issue was documented in the Academic Board’s minutes. Research. UNE is in a capacity-building stage to develop the culture, and infrastructure necessary for institutional development in the area of research. The Associate Vice Chancellor’s Office for Research is committed to promote, coordinate, and disseminate research activities and projects, as well as creative production, through a trans-disciplinary approach. With this purpose in mind, UNE has developed various strategies to promote qualitative and quantitative research at the graduate and undergraduate level. Faculty members participate as researchers and graduate and undergraduate student mentors. Prior to 2005, UNE had institutionalized an undergraduate research board, providing seed money for researchers that mentored undergraduate research, named Undergraduate Research Board (JIS, Spanish acronym). The objective was to provide the opportunity of obtaining preliminary data necessary for submitting proposals for external funding. In 2012, this board evolved into the Institutional Program for Research Promotion (PIFI, Spanish acronym), with an administrative board that oversees the evaluation and approval of submitted research proposals, and the evaluation of progress and final reports of approved projects. With PIFI, researchers with graduate students qualify for funding, as long as at least one undergraduate student is included in the project. Funding options were also expanded (see Appendix 43 for PIFI bylaws). Faculty participation in this program since 2010 is shown in Table 67. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 149 Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Table 67. Summary of Submitted and Approved Research; and Creative Work Proposals to the Institutional Program for Research Promotion Number of Research Proposals Submitted and Approved School of Science and School of Social and Other Technology Human Sciences Academic Year Submitted Approved Submitted Approved Submitted Approved 2010-2011 1 - 3 3 3 2 2011-2012 2 2 2 2 - - 2012-2013 2 2 3 3 1 1 Source: Associate Vice Chancellor’s Office for Research, 2014 In addition to the research activities sponsored by PIFI, the UNE Graduate Schools have research initiatives under Title V funds (Post-baccalaureate Opportunities for Hispanic Americans – PPOHA) since 2011. These research projects are mentored by a professor with graduate students assigned with the purpose of submitting proposals for external funding. The accepted projects are summarized in Table 68 below. Table 68. Summary of Graduate Research Initiatives under Title V Funding Academic Year 2011-2012 2012-2013 2013-2014 Number of research projects accepted for external funding opportunities School of Social and IEN Business School Human Sciences 3 2 3 1 Source: Title V Fund Administration Other initiatives, with external funding, have been (ED 7): Undergraduate Research Education and Training Project (URGREAT) (2004- 2018, funded by NIH-MBRS-RISE), Violence and Asthma: Health Disparity Network (VIAS) (2009-2014, funded by NIH-RIMI), and the Department of Homeland Security- Stem Scholars Program (2011-2014). The first and third projects provided funding for research materials and undergraduate research. The second, provided funding for faculty research. Research projects, activities, and creative production are disseminated through annual Undergraduate and Graduate Symposiums, Jornadas de Investigación, Researchers Meetings, and the indexed institutional journal Ámbitos de Encuentros, among others. There have been 25 dissemination activities of Jornadas de Investigación and two Graduate Researchers Meetings (with 14 student research projects presented) between August 2011 and May 2014. 150 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Faculty involved in any type of research, including projects which are part of a coursework, must comply with the various certifications, required by the SUAGM Compliance Office ascribed to the Vice President’s Office of Planning and Academic Affairs. According to the nature of the project, faculty members must complete the required certification procedures: research with human subjects (IRB), research with animal subjects (ACUC), and research using hazardous chemical or biological materials (IBC). In addition, faculty must comply with SUAGM copyright policies before publishing any material in any journal, educational platform, social network, or any other media. SUAGM and UNE provide orientation, workshops, and written information posted on their respective webpages, to ensure faculty knowledge and compliance with these regulations. (See Appendix 2 for webpage addresses, and ED 41 for SUAGM’s compliance organizational chart.) Service. As expected in a higher education institution, UNE promotes its faculty commitment with, and active participation in, processes related to academic and administrative decision-making. They include the following: Faculty participation in governing bodies and committees. Faculty members assume an active role when participating in the most important institutional governing bodies: Administrative Council, and Academic Board. As previously explained in Chapter 3: Leadership and Governance, and Administration, since 2014, the Administrative Council has a faculty representation for each academic school. This governing body is in charge of approving policies, curricular revisions, institutional budgets, annual work plans, and the granting of degrees, among other duties. The Academic Board is responsible for originating and recommending academic policies to the Administrative Council. Faculty representatives comprise the absolute majority of the board. Each academic school selects, at the beginning of each academic year, the faculty member that will represent them. In a faculty assembly the necessary number of faculty representatives, to ensure absolute majority in the Board, are selected. Other opportunities for faculty participation and involvement in decision-making processes, such as policy-making, development and implementation, are: participation in SUAGM interinstitutional, institutional, and school committees. Some of these committees are ad hoc, but most of them are permanent ones. Examples of such committees are: Institutional Mission Revision Committee (ad hoc: 2010-2013) - This committee was composed primarily by faculty members, who directed the consultation process of all sectors of the university community, with regards to the mission statement and goals that will guide the institution’s development in the next years. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 151 Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 SUAGM Faculty Handbook Revision Committee (ad hoc: 2012- 2014) - UNE representatives in the committee were in charge of compiling all UNE faculty recommendations in a final report, and represent UNE faculty in the committee meetings. UNE General Education Revision Committee (ad hoc: 2011-2013) – This committee developed the definitions and characterization of the competencies, and course syllabi for the new general education component which will be implemented in August 2016. It was mostly composed of faculty members and all academic schools were represented. Curriculum Committees (permanent) - Each academic school appoints their own committee, which is in charge of leading the process of program developments and revisions, among other duties, as stipulated in the document Procedures for the Establishment of Permanent Committees. The committee is led by a faculty member. Faculty participation in academic program development, revision, and evaluation UNE Faculty is a crucial element in the development, revision, and evaluation of academic programs. According to the assigned task, faculty receives training on how to develop syllabi, instructional modules, and align courses with their respective program learning outcomes, among others. Faculty’s expertise, academic preparation, and professional development guarantee the quality and rigor necessary in higher education undergraduate and graduate programs. Figure 49 shows how the institution ensures the quality of these processes. Corporate and institutional bylaws, and the SUAGM Faculty Handbook, stipulate among faculty’s rights and responsibilities, to: (a) recommend to the Academic Board the establishment, modification or elimination of educational offerings, (b) actively participate in assessment processes and continued improvement of academic programs quality, and (c) actively participate in the design and writing of new program proposals, as well as revision and evaluation of courses and academic programs. Promote SUAGM Faculty Handbook specifies duties and responsibilities Integrate Participation in governing bodies Participation in curriculum committees at academic school level Assessment coordinators at each academic school Evaluate Evaluation instruments Rank promotion instrument Figure 49. Assurance Process for Faculty Participation in Academic and Administrative Processes UNE faculty is key in the development, revision and evaluation of academic programs. They participate since the conception of a program, developing the pre-proposal for the new program, and presenting and defending it at the Academic Board during the approval process. 152 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 Faculty are also responsible for the preparation of each course syllabi in the new program. Once the program is approved, faculty are responsible for the revision and update of syllabi according to the market needs and student learning outcomes. These tasks are performed either in program teams, curriculum teams, UNE governing bodies, assessment teams, or individually. UNE faculty recognizes these tasks as inherent to the teaching process. Faculty’s satisfaction related to several aspects of work environment are regularly surveyed. Some of the data collected in the End-of Course Assessment (main campus faculty) is presented in Table 69. Table 69. Faculty Satisfaction Survey Results (percent of participants that answered “very satisfied and satisfied”) Evaluation item Days in which courses are programmed Hours in which courses are programmed Teaching resources Facilities Library Academic support from school School administration Procedure for course assignment to faculty Class sizes UNE’s environment provide for positive relationships between students and faculty Management’s relation with faculty UNE’s environment provide for positive relationships between faculty and management Training and conferences provided by UNE contribute favorably to faculty’s professional development 2013 98.7 97.1 97.1 93.7 93.1 91.3 91.0 89.4 86.5 95.5 2012 96.6 94.6 93.1 87.7 90.8 89.3 88.2 84.4 82.6 94.4 2011 95.3 93.1 91.6 89.4 89.9 86 86.7 79.8 82.5 96.3 2010 59.2 58.2 92.8 87.9 80.5 85.7 89.0 48.3 83.9 95.7 89.4 88.9 78 89.8 92.4 91.6 93.1 90.4 85.2 85.4 83.7 83.9 Source: End of Course Assessment. Associate Vice Chancellor’s Office of Assessment, 2010-2013 Faculty at additional locations are also periodically surveyed. A summary of selected results for the last period is included in Table 70. Data for previous years are included in ED 42. Table 70. Faculty Satisfaction Results for Additional Locations in 2012-13 (percent of participants that answered “very satisfied and satisfied”) Evaluation item Academic load Hours in which courses are programmed Number of students per section Recruitment and pay Environment Professional development activities Salary Barceloneta Yauco 88 96 80 72 96 88 61 89 97 91 78 100 85 62 Santa Isabel 92 100 100 77 92 85 62 Cabo Rojo 100 100 75 63 63 72 62 Source: Assessment Visit Reports. Associate Vice Chancellor’s Office of Assessment, 2013 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 153 Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 The results shown in Tables 69 and 70 show that UNE’s faculty members are satisfied with most of the work environment elements even though low satisfaction levels were obtained for salary and benefit conditions. Organizational climate surveys are systematically performed every 3-4 years for the complete Ana G. Méndez University System in order to monitor satisfaction elements and employee engagement. Recent studies (2011 from AON Hewitt (ED 8), and 2013 Best Employers Survey, ED 43) show results consistent with this data, and show that although the satisfaction with pay and benefits is an area of opportunity for all SUAGM institutions, the level of engagement increased from 69 to 72 percent. A series of faculty meetings, led by a faculty member, were held at the main campus (in each academic school), and at every additional location in Puerto Rico during the 2014 fall semester, to explore faculty concerns. The most relevant issues and concerns were classified in twelve areas: faculty contracts, faculty evaluation, salaries, participation in processes and committees, academic affairs, benefits, faculty development, workload, faculty recruitment, physical facilities, communication issues, and students’ affairs. These concerns were discussed by the chancellor during the faculty assembly on January 14, 2015. Recommendations to improve the faculty evaluation process were considered in the discussion, as well as clarification of misunderstandings related to contracts, benefits, participation, faculty development, and others. Nevertheless, explicit meetings with school deans and directors of the additional locations are programmed to discuss concerns by schools and locations. In summary, UNE faculty demonstrate their commitment with the institution’s academic and administrative development. This commitment is corresponded by the institution’s transparent intentions of continued growth, academic renewal and sustainable development. Strengths 154 The faculty recruitment, development, and evaluation processes are equivalent for all faculty members, regardless of location and teaching modality, ensuring the same quality of excellence and rigor in the teaching-learning process. The number of conferred rank titles, the increase of faculty with doctorate degrees, and the level of faculty retention evidence that the policies and procedures implemented by the institution are effective and contribute to the achievement of UNE’s mission. The increase of faculty participation in research projects, the submission of proposals for external-funding, and the number of specialized accreditations, have been critical elements for achieving the institutional mission. The high number of faculty representation in governing bodies strengthens the academic commitment with UNE’s stakeholders. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 6: Faculty MSCHE 2015 The increasing trend of scholarly activities both at academic and professional activities shows a strong faculty commitment towards self-improvement and strengthens the service to UNE’s stakeholders. The sustained satisfaction level with the working environment both at UNE campus and additional campuses translates into faculty commitment and engagement to UNE. Challenges Although the percentage of full-time faculty with doctorate qualifications has increased, it is still low compared to other master degree institutions. Faculty participation in research projects and the submission of proposals for externalfunding is not widespread throughout the institution. The number of faculty applying for academic rank promotion per year is low. Faculty members have voiced dissatisfaction with salaries, benefits and other contractual and institutional issues revealed through the faculty meetings held in 2014. See ED 44 for the summary report. Recommendations Continue increasing the number of full-time faculty with doctorate preparation. Continue promoting faculty participation in academic and scientific research, as well as, increase the number of externally-funded projects. Develop new strategies to promote that more faculty members apply for academic rank. Schedule several meetings between upper-level administration and faculty to work with the analysis of issues revealed in the faculty meetings. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 155 Chapter 7 Educational Offerings and General Education Standards 11 and 12 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Chapter 7. Educational Offerings and General Education Standards 11 and 12 Introduction The Educational Offerings and General Education subcommittee analyzed and evaluated UNE’s academic programs and General Education component, taking into consideration three principal aspects: (a) their learning outcomes’ alignment with the institutional mission and goals; (b) comparison of the traditional and accelerated modalities in terms of quality, rigor, effectiveness, and location (main campus, additional locations, and branch campuses); and (c) student learning results and program improvement based on assessment results. Development of Research Questions To determine UNE’s compliance with standard 11 (Educational Offerings), the subcommittee developed research questions related to the processes of developing, implementing, and evaluating academic programs at UNE. As part of the analysis, the subcommittee considered aspects such as: (a) quality, rigor, administration, and effectiveness of the teaching-learning process; (b) alignment between the institutional mission and goals with programs’ learning outcomes, and course objectives and content; (c) how assessment results of midpoint and capstone courses, institutional tests, and licensing passing rates, among other, are used for improvement; (d) availability of adequate instructional support services; (e) equivalency between traditional and accelerated programs; and (f) program development, revision, and evaluation policies and procedures. To determine compliance with standard 12 (General Education), the subcommittee focused on the analysis of: (a) how course assessments are used to determine student learning and for the component’s improvement; (b) its alignment with the institutional mission and goals; and (c) alignment of General Education learning outcomes with professional and concentration courses of UNE program offerings. Methods and Evidence Analysis The subcommittee identified and analyzed evidence-based documents. These included policies and procedures related to the development, implementation, and evaluation of academic programs, student learning assessment results, program evaluation results, academic schools and General Education component action plans, student and faculty satisfaction survey results, and the institutional report on information resources, among others. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 156 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Educational Offerings As explained in the introduction, UNE has a main campus in Carolina, five additional locations on the Island, and one in Washington, DC. UNE also offers academic programs in five SUAGM branch campuses: three in Florida, one in Maryland, and as of January 2015, UNE also offers academic programs at the new Dallas Branch Campus, with three students enrolled to date. As of May 2014, UNE offers a total of 71 academic programs distributed as: 21 masters’ degrees, 31 bachelor degrees, and 19 associate degrees, all licensed by the Puerto Rico Council of Education (CEPR, Spanish acronym). Of these, nine masters’ and two bachelor degrees are exclusively offered in the accelerated modality for adult education, which are administered by the School of Professional Studies, a systemic structure also known as AHORA Program. Of the total of UNE academic offerings, two masters’ and eight bachelor degrees are offered in both modalities (traditional and accelerated), the accelerated ones also being administered by AHORA Program. UNE offers eleven professional or graduate certificates, and sixteen technical certificates. There are three masters’, seven bachelor, and two professional certificates in teach- out status. Table 71 presents the number of registered programmatic offerings of UNE’s academic schools, segregated by academic level. Appendices 44 and 45 present UNE’s programmatic offering in detail, including modality and location, and fall enrollment historical series (2008-2013), respectively. This appendix includes UNE offerings in Florida (licensed by the Florida Commission for Independent Education, FCIE), and in Maryland (licensed by the Maryland Higher Education Commission, MHEC) branch campuses. The new branch campus in Dallas has one associate, five bachelors and three master’s degree offerings from UNE under the authorization of the Texas Higher Education Coordinating Board (THECB). Table 71. Number of UNE CEPR-Licensed Programmatic Offerings Distributed by Academic School and Level. Academic School Masters’ IEN Business Social and Human Sciences José A. (Tony) Santana International School of Hospitality and Culinary Arts Education Science and Technology Health Sciences Professional Studies Technical Professional Studies TOTAL 5 2 Number of Degrees Offered per Academic Level* Professional or Technical Bachelor Associate Graduate Certificates Certificates 7 6 5 2 - - 3 2 1 1 5 9 21 7 3 4 2 31 4 4 1 19 4 1 3 2 11 15 16 Source: Associate Vice Chancellor’s Office of Licensing and Accreditation , May 2014 * Includes academic offerings in branch campuses. 157 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 UNE’s educational offerings are aligned to the institutional mission. In fact, all UNE course syllabi include an appendix presenting the alignment between UNE’s mission, the programs learning outcomes, and the course objectives and content (see examples of course syllabi, and syllabus evaluation rubric in ED 45). The development of educational offerings has been guided by the former institutional goals: To develop a well-rounded person through a multidisciplinary and liberal education. To develop current and pertinent academic courses that respond to society’s needs. Since August 2013, the new educational offerings have been developed based on the revised institutional goals: Provide an education of excellence, through the development of cognitive, affective, and psychomotor competencies in students that will enable them to make positive contributions to the social, economic, and political setting at local and global levels. Offer traditional and nontraditional academic programs, within the constructivist dimension of learning, that meet the interests and needs of a society oriented toward service, technology, internationalization, and research. UNE’s academic structure is led by the Vice Chancellor’s Office of Academic Affairs (hereafter Office of Academic Affairs). The Office of Academic Affairs is constituted of the areas of academic effectiveness and development, research development, faculty development, student retention, licensing and accreditation, and assessment. The Office of Academic Affairs is responsible for: The delivery of academic programs, degree and non-degree. The planned and structured implementation of academic policies, procedures, and methods that ensure the achievement of the institutional mission. The evaluation of academic programs and activities to ensure their quality. Promotion of faculty enhancement through the fostering of intellectual and teaching- skills development. Promotion of research activities for faculty research skills development, providing opportunities for research initiatives, collaborations, and alliances. Promotion of student retention through academic counseling, support services, and student tracking. Optimization of human and fiscal resources necessary for the implementation of all its academic and administrative processes. The Vice Chancellor has the responsibility of presiding over the Academic Board, one of UNE’s governing bodies, as established in the Institutional Bylaws. Under the Office of Academic Affairs, eight (8) academic schools are responsible for the development, implementation, and evaluation of academic programs. The following adapted Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 158 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 excerpts from UNE’s undergraduate catalog (see Appendix 13) describe UNE’s eight academic schools: The Business School for Innovation and Entrepreneurship (IEN Business School) provides its students, through the development of entrepreneurial skills, the necessary tools to obtain a complete and up-to-date professional preparation with a commitment for innovation in the different disciplines within business administration. The School offers associate degrees in Business Administration in: Computerized Information Systems in Graphic Design, Programming, Computer Support Technician, and Web Design. It also offers two associate degrees in Office Systems in; Executive Secretary with Word Processing, and Medical Secretary with Medical Billing. The bachelor degrees in Business Administration are in the areas of: Accounting, Management, Marketing, Computerized Information Systems, Insurance, and a bachelor degree in Office Systems with a major in Administrative Secretary. The masters’ degree programs offered are: Human Resources, Management, Accounting, Information Technology and Development of Web Businesses, and Management of Information Security. The IEN Business School is accredited by the Accreditation Council of Business Schools and Programs. The School of Education is home to the UNE graduate and undergraduate academic programs that prepare teachers in the areas of Pre-school and Primary Education, Special Education (K-12); Teaching English as a Second Language (K6, and 7-12), and Physical Education (K-12); and educational leaders and other professionals in education in the areas of Recreation and Sports, and Sports and Personal Training. The School guides and collaborates with those initiatives that are inherent to its body of knowledge, including the graduate programs in Curriculum and Teaching in: English, Spanish, Special Education, and Early Childhood; and School and Child Psychology. In addition, it promotes the integration of purposes between different units that offer programs and projects in education, at the main campus, at the additional locations, as well as in the School of Professional Studies (AHORA). The School of Health Sciences offers undergraduate programs such as: professional certificates, associate and bachelor’s degrees. Continuing education activities are also given with the proper credits or certificates. The School offers bachelor and associate degrees in the areas of Diagnostic Imaging (Medical Sonographer and Radiological Technologist with various specializations), and Nursing. It offers associate degrees in Public Health and Pharmacy Technician. The School of Social and Human Sciences offers graduate and undergraduate degrees as well as General Education courses. The School offers masters’ degrees in Criminal Justice, Criminology and Investigation, and Clinical Social Work. It offers bachelor degrees in: Criminal Justice, Paralegal Studies, Social Work, Psychology, and Digital Communications and Media. The School also houses two specialized units: the Department of Social Work and the Institute of Security and Protection (ISeP). The School of Science and Technology offers undergraduate programs such as associate degrees, bachelor’s degrees, and a professional certificate. The School’s academic program includes engineering technology, natural sciences, and applied sciences at the associate degree level, and biology, microbiology and biotechnology at the bachelors of sciences level. The School also offers a Professional Certificate in Food Safety. The José A. (Tony) Santana International School of Hospitality and Culinary Arts (ISHCA) provides a full menu of hospitality programs ranging from certificates to bachelor degree level studies. Through international agreements and strategic partnerships with governmental tourism departments, professional tourism and hospitality associations, and quality colleges and universities, ISHCA and its faculty have developed a global focus for their hospitality & culinary arts students. All professional and concentration courses, of the Hospitality Programs are offered in English. Both Programs (Hospitality and Culinary Arts) are fully accredited by Middle States Commission on Higher Education, as well as specialized accreditations; the American Culinary Federation Education Foundation (ACFEF) for the Culinary Arts Program and the Accreditation Commission for Programs in Hospitality Administration (ACPHA) for the Hospitality Programs; Hotel Management, Events & Conventions Planning. School of Professional Studies – Accelerated Adult Programs (AHORA, Spanish acronym) - provides a university environment for the professional adult where the methods of teaching, the academic and administrative services are tailored to meet the genuine needs of this population. The School features its AHORA Program, an accelerated studies program for professional adults who wish to continue their university studies. The academic offerings of the School of Professional Studies include: Bachelor in Business Administration with majors in: Management, Marketing, 159 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Accounting, and Computerized Information Systems, Bachelor in Office System with major in Administrative Secretary, Bachelor of Arts in Education with major in Early Childhood and Primary Education, Bachelor of Social Work, Bachelor in Social Sciences with majors in: Criminal Justice and Psychology, Bachelor in Public Affairs with major in Public Administration, and Bachelor of Science in Public Health with major in Health Management Services. Masters’ degrees offered are: Public Policy, Strategic Management and Leadership, Educational Leadership, Project Management, Public and Non-profit Management, Adult education, Bilingual Education, and Instructional Design and Technology Integration with E-Learning. School of Technical Professional Studies was initiated in 1997. This academic division was designed in order to address immediate employment needs of the surrounding community that the university serves through the offering of technical certificates and associate degree programs. The School not only serves the main campus of the university located in Carolina, but the five additional locations that serve the municipalities of Yauco, Cabo Rojo, Barceloneta, Santa Isabel, and Arecibo. Certificates offered are: Billing of Medical Insurance Plans, Graphic Design and Digital Production, Entrepreneur , Computer Repair and Network Installation, Hotel Operation, Sales and Marketing with Technology Integration, Cisco Networking, Architectonic Draftsman, Technical Assistant in Criminal Justice, Leader of Recreation and Sports Programs, Licensed Practical Nurse, Teacher’s Aid in Early Childhood, Assistant Dental Technician with Expanded Functions, Tourist Guide, and Technical Assistant in Paralegal Studies. Academic programs on the Island are offered in two principal modalities: traditional and accelerated. The traditional modality runs either in a fifteen-week semester (45 contact hours per three-credit course) or an eight-week part of term (40 contact hours + 5-hour special project per three-credit course). The accelerated modality, accredited since 1996, runs in five or eight week terms (20 contact hours + 25 hours of both group and individual student work in course related research projects). A third modality is the hybrid online. In this modality UNE programs may offer part of their courses online without reaching 50 percent of the total credit/hour. Currently, five masters’ degrees offer various courses in this modality, while undergraduate programs offer a limited number of online courses. Chapter 8: Related Educational Activities, presents details of online courses statistics and assessments. Appendix 46 refers to established policies and procedures for online, hybrid (courses with combined online and classroom modalities), and web-enhanced courses. On the branch campuses, responding to a different student profile, academic programs are offered in the accelerated modality combined with a Discipline Based Dual Language Immersion Model® (DBDLIM) (ED 1). This model structures students’ learning experiences with the use of two languages (English and Spanish) in the teaching-learning process of all content subjects. Both languages are allocated the same amount of time for instruction (50-50) for the entire degree programs and coursework. This model promotes the continual development of the native language and maintenance of the home culture while adding a second language and culture (ED 1). Table 72 summarizes the percentage distribution of academic programs by modality and location. Data show that on the main campus the traditional modality predominates, with little more than 70 percent of the distribution for masters’ (with 79 percent of total masters’ 2013 enrollment) and bachelor Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 160 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 degrees (with 87 percent of total 2013 bachelor enrollment), and 100 percent distribution for associate degrees and certificates. Meanwhile, at additional locations, with the exception of Arecibo (previously located in Utuado), the accelerated modality has a 50 percent or higher of program distribution. However, the traditional modality held 66 percent of 2013 total undergraduate enrollment, and 48 percent of masters’ total 2013 enrollment at additional locations. See Chapter 8: Related Educational Activities, for additional locations enrollment information. Table 72. Percentage Distribution of Academic Offerings by Modality at UNE Locations Academic Level C Y Masters Degrees Traditional 70.6 Accelerated 23.5 Online Hybrid 5.9 Bachelor Degrees Traditional 72.2 Accelerated 27.8 Associate Degrees Traditional 100 Accelerated Certificates (professional and technical) Traditional 100 A/U CR SI B CAC* FBC* CA* * 57.1 42.9 - 100 - 50.0 50.0 - 50.0 50.0 - 33.3 66.7 - - 100 - 100 - 53.8 46.2 71.4 28.6 45.5 54.5 37.5 62.5 30.8 69.2 - 100 100 100 - 100 - 100 - 100 - 100 - 1 - 100 - 100 100 100 100 100 - - - Accelerated modality combined with DBDLIM. Legend: C- Carolina; Y- Yauco; A/U- Arecibo/Utuado; CR-Cabo Rojo; SI-Santa Isabel; B-Barceloneta; CAC- Capital Area Campus; FBC- Florida Branch Campuses; CA- Capital Area Branch Campus (Maryland) Of UNE’s 71 academic programs, 69 (97 percent) include either a practicum course, an internship, and/or a capstone course (see capstone courses list in ED 46). Practicum courses are designed to provide students with hands-on experience in a workplace environment; and in some programs, practicum hours are regulated by accrediting or licensing agencies. These experiences are directly supervised by the area supervisor and the faculty member assigned to the course. Internship courses, also providing hands-on experience in a workplace environment, offer the option of an abroad experience since the supervision is the responsibility of the internship mentor/supervisor. In this case, the faculty member receives an evaluation report from the mentor/supervisor, and the student submits a report of his/her experience. Both practicum and internship courses have policies and procedures that guide their implementation and evaluation. Capstone courses give senior students the opportunity to demonstrate their mastery of knowledge and skills, developed throughout their years of study, through special projects, institutional tests, and other skill-based activities. Academic schools also offer minor concentrations (see list in ED 47), which students must declare during their sophomore year. Minor concentrations fluctuate between 15 and 23 credits, 161 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 although most consist of 18 credits, with the exception of one minor concentration consisting of 12. These minor concentrations are clearly stated in UNE’s undergraduate catalog, and are included in the students’ transcripts upon completion. Most academic schools offer minor concentrations in the bachelor degree offerings; for example, IEN Business School offers minor concentrations in management, accounting, and marketing, which are bachelor degree offerings of the school. Other Schools offer minor concentrations in areas for which no bachelor degree exists. This is the case of the Science and Technology School, which offers minor concentrations, but no bachelor degrees, in food safety, environmental sciences, and chemistry. In the last four years 155 students have completed minor concentrations. There are currently 115 students with minor concentrations in progress. Program Goals. Every degree program offered by UNE has a series of measurable goals that are consistent with, and cascade from UNE’s mission statement and institutional goals. These goals have been developed by the appropriate faculty and approved by the UNE governance structures. Below are some examples of program goals. Selected Program Goals (major component) School of Education BA in Preschool and Primary Education - Apply the norms and procedures necessary for a safe and healthy environment in order to promote the development of early childhood. - Analyze the principles of childhood development and learning. - Analyze the child’s integral development from a cognitive, socio-emotional, physical, and moral perspective. - Develop the necessary skills to provide children with a linguistically enriched environment, and supported by children literature. To link health and preventive medicine with childhood development, and its relevance in the school and home environment. -Develop curricula, based on appropriate practices for children of ages 0-8 (infants, toddlers, and preschoolers). School of Social and Human Sciences MSW in Clinical Social - Identify as a professional social worker and conduct oneself accordingly. Work - Apply social work ethical principles to guide professional practice. - Apply critical thinking to inform and communicate professional judgments. - Apply knowledge of human behavior and the social environment. - Engage, assess, intervene, and evaluate individuals, families, groups, organizations, and communities. - Engage in research-informed practice and practice-informed research. IEN Business School BBA in Management -Learn management functions that are implemented at the international level in multinational companies. -Analyze the various managerial theories and their impact on organizations. -Understand the multiple functions and managerial tasks of the different hierarchical levels of an organization. -Develop human resources supervisory skills in an organization. -Learn the legal aspects applicable to the business environment. José A. (Tony) Santana International School of Hospitality and Culinary Arts AS in Culinary Arts -To properly apply cooking methods and techniques for recipe development. -Apply elements of design and plate preparation. -Compare and contrast foods and beverages in terms of preparation and presentation. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 162 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 -Know and identify commercial cuts of meat, and explain the function of the butcher, as well as, the basic tools that are used in this field. -Demonstrate basic knife skills, and the processing and cuts of varied meats. -To use utensils and commercial kitchen equipment following safety rules, appropriate handling, and cleaning. -Design and apply preventive measures and control to guarantee security and cleanliness in the workplace. Course Objectives. Like program goals, each course offered at UNE consists of a series of measurable objectives that are consistent with, and cascade from the program goals. These too, are developed by faculty and approved by the UNE governance structures. Below are some examples of course objectives. Academic Program: Course Selected Course Objectives School of Education BA in Preschool and Primary Education : ECED 173 -Identify the ethical and professional dimensions of education of preschool and primary children. -Describe the general vision of the field of early childhood education and its components. -Evaluate the historical and philosophical development of the field of early childhood education in Puerto Rico and other countries. -Examine the different alternatives of working within the field. -Analyze the professional and personal features of the early education personnel. -Project a vision free of prejudice that values individual and cultural differences. -Analyze the established public policy related to services for children of early childhood. -Value the contribution of parents in the development of the child's early education. -Use the concepts, theories, data and research outputs for the drafting of texts, expressed clearly and properly. -Use available and emerging technological resources ethically and responsibly. School of Social and Human Sciences MSW in Clinical Social Work: SWGR 616 -Develop a critical vision of social violence and its manifestations in society, the family, and the individual. -Analyze and evaluate the implications of violence with respect to the role of the social worker as intervener. -Demonstrate commitment with research- informed practice and practiceinformed research. -Apply knowledge of human behavior and the social environment to attend the needs of participants. -Promote human rights and social and economic justice for all members of society. -Evaluate how the socio-economic and political contexts affect social work professional practice. IEN Business School BBA in Management: MANA 213 163 -Explain the nature and purpose of human resource management, the historical background of the profession and the current and future trends. -Define the vocabulary or terminology applicable to the field of human resource management. -Distinguish activities that are directly related to the management of human resources within a company. -Identify local and federal laws and government agencies that regulate the administration of human resources. -Analyze the effect of the laws of equal employment on the role of human resources professionals. -Evaluate the relationship between human resources planning and strategic planning. -Evaluate recruitment and selection methods appropriate to find and attract different types of candidates. -Discuss the relationships between labor unions and management in terms of its Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 objectives. José A. (Tony) Santana International School of Hospitality and Culinary Arts AS in Culinary Arts: CHEF 116 - Know the history and evolution of gastronomy in Puerto Rico and the rest of the world. -Understand the importance of applying good hygiene practices, sanitation, and kitchen safety. -Identify the vocabulary commonly used in gastronomy, including equipment, utensils, and materials. -Recognize which are the adequate procedures when executing different cooking methods, and the organization in food presentation. -Mention some aromatic herbs, condiments, and vegetables used when making recipes. -Apply measure units and their equivalents to convert and standardize recipes. Program Development. The Office for Academic Affairs has a five- year academic program development plan (see ED 48), that guides program development per school, academic level, and modality, according to viability studies that demonstrate demand and relevance. The development of the five-year plan involves the collaboration of deans and faculty members of each academic school, and is adjusted taking into consideration external factors. UNE’s general procedure for developing new undergraduate and graduate academic programs is based on SUAGM Executive Order 03-98 Planning and Developing New Programs (Appendix 47). Any school or academic unit interested in developing a new program must submit a preproposal to the Academic Programs Commission of the Academic Board, including detailed information on the intended program, a viability study, course descriptions, program curricular sequence, and budget. It also includes a comparison between the new program and similar existing programs in Puerto Rico and the United States, if applicable. If the commission’s recommendation is favorable, the Academic Board authorizes the School or academic unit to prepare a formal proposal to be presented to the Administrative Council for final approval. The program proposal includes, in addition to the information in the pre-proposal, the complete course syllabi, and alignment of the program’s learning outcomes with the institutional mission statement, and the school’s mission and goals. If the decision of the Academic Programs Commission is not favorable, the pre-proposal is returned to the School or academic unit for further revision. Appendix 48 includes UNE’s policy on academic program development, and the preproposal and proposal protocols. Hybrid programs follow the same procedure, ensuring compliance with online and hybrid courses policies mentioned above. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 164 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Once the program proposal is approved by UNE’s governing bodies, it is reviewed by the Associate Vice Chancellor of Licensing and Accreditation, and submitted to CEPR, with the following required documentation for review and authorization: Viability and justification of the new educational offering Program learning outcomes aligned with the institutional mission, program objectives, and courses offered Admission and graduation requirements Credit-hours, contact hours, and program CIP-code Curricular design and sequence Course syllabi Academic progress norms and maximum time allotted for degree completion Letters of intent of practicum and internship centers, and clinical affiliates Program faculty profile Available information and technology resources for the program Descriptions of laboratories and other installation facilities for the program certified by an external engineering firm Proof of financial capabilities and solvency including a detailed budget for the program. After reviewing and evaluating that the breadth, depth, and rigor of the academic content is appropriate for the degree level, CEPR grants a certification or license authorizing the start of the program. This process ensures that UNE’s academic programs have the breadth, depth, and rigor expected of a higher education institution. Between 2010 and 2014, CEPR has authorized three masters’ degrees (in the accelerated modality), three bachelor degrees, and nine associate degrees. For the branch campuses, the appropriate state Academic and Student Affairs Commission (ASAC) fulfills the role of UNE’s Academic Board and submits program proposals for final to the Administrative Council. After review by the Associate Vice Chancellor of Licensing and Accreditation, programs are included in the annual license applications for FCIE, MHEC, and THECB. Program Administration. Once an undergraduate or graduate program is established, existing policies and procedures monitor and promote: (a) student’s fulfilment of the program’s expected learning outcomes, including passing licensing tests when required, (b) adequate course programming and student tracking for degree attainment in the allotted time, (c) hiring of full- and part-time faculty with the required qualifications, and (d) adequate credit transfer decisions. These policies and procedures, which apply to all modalities and locations, are contained in the following documents: 165 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 UNE undergraduate and graduate catalogs include policies on admissions, program requirements, course validation and substitution, independent study, UNE’s student-learning assessment model, evaluation of academic achievement and satisfactory academic progress, among other. (See Appendix 13) Handbook of Academic and Administrative Norms and Procedures for Undergraduate Programs for all academic levels provides information on: enrollment process, academic load, moratorium of academic programs, course withdrawals, major and minor selection, academic performance evaluation, course validation and substitutions, independent study, graduation requirements, and policies on satisfactory academic progress, among other. (See Appendix 14) Course Programming Handbook- Contains policies and procedures that ensure course availability, for each academic term, aligned to the program curricular sequence. In both, traditional and accelerated modality, course programming is done annually, where students may plan their course schedule a year ahead (see Appendix 49). In a 2013 student survey (n= 454), 90% or more were “very satisfied” or “satisfied” with the availability and schedule of courses. Systemic policies: (1) Policy on SUAGM Distance Education (OE 02-2008), and (2) Policy for Courses Offered through Distance Education and Web-assisted (OE 08-2011). These policies establish requirements for qualifications, recruitment norms, and obligations of faculty offering online courses, and norms and procedures for hybrid and online courses (see Appendix 46). Academic integrity- The institution has in place a number of documents, policies, norms, and procedures related to academic integrity. The Handbook of Academic and Administrative Norms and Procedures for Undergrad Programs (Appendix 14) provides guidance concerning academic integrity of faculty in issues such as information that should be provided to students in the course outline, accessibility of course grades, and student evaluation. The document Guidelines for the Preparation of Course Outlines with a Constructivist Approach (ED 15) specifies academic integrity issues related to students concerning plagiarism. Also, the institutional policy concerning Verification of Student Identity in Distance Education (Appendix 46), has the purpose of ensuring that all credit-bearing courses offered through distance education verify that registered students are the ones participating, being evaluated, and receiving academic credit. The Academic Board has a permanent commission on academic integrity for faculty-related issues. The Office of Student Affairs is responsible for academic integrity issues concerning students (see Chapter 5: Students Admission, Retention, and Support Services). Chapter 1: Mission and Goals and Integrity, also presents additional information concerning academic integrity. Procedure for preparing course syllabi following a constructivist approach format, which includes: (a) a description, as it appears in the institutional catalog; (b) a justification for the course; (c) course objectives; (d) thematic content; (e) teaching/learning strategies and student learning assessment strategies, compatible with the constructivist approach, that include the use of technology and information literacy skills; (f) student evaluation; (g) a basic bibliography and other resources; and (h) the institutional policy on academic integrity and reasonable accommodation. In addition, they include an appendix containing the course objectives and thematic content aligned with the learning outcomes of the respective academic program. An institutional rubric for evaluating course syllabi is used by the curriculum committee of each academic school. Examples of course syllabi for associate, bachelor, and master’s degree academic programs, and the rubric for evaluating course syllabi are included in ED 49. Institutional policy on Satisfactory Academic Progress, which is clearly stated in the Handbook of Academic and Administrative Norms and Procedures for Undergraduate Programs (Appendix 14). Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 166 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Transfer Credit. The Handbook of Academic and Administrative Norms and Procedures for Undergraduate Programs (Appendix 14), in its Article 30, establishes the policies and conditions under which a course from another university may be validated. Each academic school has a course equivalence table, including the courses from Puerto Rico’s universities and colleges that are equivalent to UNE’s offerings. Updated tables are provided to the Registrar’s Office for the validation process. Transfer students may access their validation information through www.miUNE.edu. The number of students and credits accepted in the past four years are summarized in Table 73. Data shows a decrease in the number of students transferred to UNE in year 2013-14, when compared to the previous four years. Changes in LEU and SAP might be the cause for this decrease. Table 73. Number of Students Transferred to UNE, and Validated Credits for years 2009-10 to 2013-14. 2009-2010 2010-2011 Year 2011-2012 2012-2013 2013-2014 Number of Students transferred 2,901 3,076 2,914 2,880 2,268 14,039 Number of credits accepted 24,424 27,655 24,575 20,713 16,745 114,112 Total Source: UNE’s Registrar’s Office Once a transfer student is accepted, he or she is integrated into the respective academic school and student services programs through the academic and student school coordinators, who orient them on norms, procedures, and available services. In addition, usernames and passwords are assigned to transfer students to also connect them, through MIUNE electronic platform, to services and information. Program Revision. As a means of measuring and improving the effectiveness of the academic programs offered at UNE, courses and programs are revised periodically through: (a) the revision of course syllabi to adjust them according to assessment results, update information and references, and incorporate new topics, if applicable; (b) changes in the General Education component, (c) the alignment to changes in the institutional mission, (d) the program evaluation process, which may identify opportunities for improvement, and (e) external factors, such as changes in licensure requirements, accrediting agencies, and changes in existing professions, among others. If the resulting revisions involve substantive changes, these must be submitted to the CEPR after being 167 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 approved by the institution’s governing bodies. Minor changes are approved by faculty meetings at respective academic schools. As part of the self-study process, an inventory of the available documentation for each program offering was performed in order to determine their level of compliance with institutional requirements. A template, created by the Assistant Vice Chancellor’s Office of Development and Academic Effectiveness, was used to guide the reviewing process of: (a) official documents, which included mission, components, and course alignments with the program’s learning outcomes, and course curricular sequence guides; (b) program’s student learning outcomes, faculty profile, accreditations and /or certifications, educational resources, physical facilities and equipment, administrative structure, support personnel, and budget; (c) updated course syllabi and study guides, and course and program assessment plans (d) student learning measurement instruments, and alumni and employers’ input; (e) student, course and program assessment results; and (f) assessment action plan. The identified documents were uploaded to a UNE Programs Documents Repository electronic platform (see Appendix 2 for hyperlink) on UNE’s webpage, providing easy access to faculty and administrative staff from academic units, on the main campus and at additional locations. From the inventory results, program offerings were classified according to the percentage of compliance with the required documentation. Table 74 shows the classification of program offerings per academic school. Table 74. Classification of Program Offerings According to Compliance with Revision Documentation School IEN Business Social and Human Sciences José A. (Tony) Santana International School of Hospitality and Culinary Arts Health Sciences Science and Technology Education Professional Studies Technical Studies TOTAL Total Number of Academic Programs* 18 9 Percentage of Compliance Between 80 % Above 80 % Less than 50 % and 50 % 18 7 2 6 6 - - 9 7 10 8 1 1 4 6 1 7 3 10 2 - 1 - 40 (59%) 3 (4%) 68 25 (37%) * Does not include: certificate programs, new or in-moratorium programs, nor programs offered in branch campuses. These results show that 37 percent of the academic programs comply with 80 percent or more of the documentation required. The schools showing higher compliance are International School of Hospitality and Culinary Arts and the School of Professional Studies, followed by the Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 168 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 School of Social and Human Sciences. At the other end, only four percent of academic programs comply with less than 50 percent of the documentation required. Academic programs from 2004 and forward, were found to comply with more documents, since many of the documents were required as part of the program development proposal. As a result of this analysis, academic schools are in the process of preparing action plans to complete and/or update the documentation. This work is being led by the Curriculum Committees in each academic school. Program Evaluation. Programs are evaluated following the SUAGM policy stipulated in the Executive Order 05-2009 Evaluation of Academic Programs. The procedures for carrying out the evaluations, the evaluation cycle, as well as the instrument to be used, are included in the Guidelines for Program Evaluation (see Appendix 30). The Associate Vice Chancellor’s Office of Assessment has developed an institutional timetable that establishes the evaluation of all academic offerings at UNE. An evaluation committee, comprised of faculty members ascribed to the program, the school dean, and the Associate Vice Chancellor of Assessment, evaluate the results of the program evaluation and elaborate a corrective action plan, to be implemented by the school. Each action plan incorporates results from student learning, course, program and institutional assessments, as well as, other results from the evaluation process. Academic programs should be evaluated every five years, according to the systemic policy. Since 2009, when the policy was put into effect, 27 academic programs have been evaluated. To determine the percentage of academic programs evaluated, the subcommittee considered programs with at least three years of graduates. It did not consider programs in teach-out phase, nor programs from systemic schools (School of Professional Studies). From 71 programs, it was determined that 65 qualified according to these criteria, and of these 27 have been evaluated, as of September 2014, corresponding to a 42 percent. Appendix 30 presents a timetable of program evaluation until 2016. The timetable gives priority to older programs, and those with higher enrollment. The modest number of academic programs evaluated reveals that the evaluation process needs to be streamlined in order to evaluate the totality of UNE’s academic programs in a five-year cycle. Students’ satisfaction with academic programs are also surveyed with the Student End of Course Survey instrument. The assessment webpage contains results for the past five years. The results for 2013 (n= 6,315) showed that 91.3 percent were “very satisfied” or “satisfied” with the program courses; 89.9 percent were “very satisfied” or “satisfied” with the teaching strategies; and 93.6 percent were “very satisfied” or “satisfied” with the program faculty. These results are well above the institutional benchmark (75). 169 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Branch campuses monitor student satisfaction through student representatives’ meetings, and student satisfaction surveys administered every three years. These surveys are based on a 5point scale. Florida branch campuses student satisfaction survey results for year 2011 are presented in Table 75. Each Florida branch campus prepared a report informing actions taken to address indicators for which the gap between construct importance and student satisfaction was greater than one. Among the actions taken were the hiring of an additional academic advisor in Metro-Orlando, a restructuring of the scheduling service to improve the academic counseling process, and the addition of daytime offerings. A multi-institutional committee is working on the revision of the branch campuses’ student services model. The composition of this committee includes representatives from the four branch campuses, and the three university institutions (UNE, UT, and UMET). The expansion of academic offerings target branch campus labor market and professional needs. Table 75. Undergraduate and Graduate Students Perception of Importance and Satisfaction with Constructs Related to Academic Services in Florida Branch Campuses for Year 2011. (Benchmark: 3.00) Metro Orlando South Florida Tampa Bay Construct Instructional resources Instructional effectiveness Academic counseling Instructional resources Instructional effectiveness Academic counseling Importance Satisfaction Importance Satisfaction Undergraduate 4.63 3.50 4.48 3.42 4.66 3.66 4.55 3.70 4.47 2.84 4.41 3.06 Graduate 4.62 3.62 4.45 3.79 4.66 3.81 4.49 4.00 4.45 2.91 4.41 3.41 Importance Satisfaction 4.48 4.60 4.45 3.70 4.06 3.55 4.74 4.82 4.52 3.62 4.32 3.60 Source: Chief Officer of Planning, Assessment and Institutional Research Programmatic Accreditation Programmatic accreditation adds an additional layer of review, rigor, depth, and breadth to the academic programs at UNE. In recent years, the attainment of specialized accreditations has been an institutional goal, obtaining: (a) full accreditation for IEN Business School programs from the Accreditation Council of Business Schools and Programs (ACBSP) since 2010; (b) accreditation for ISHCA culinary arts certificate and associate degree programs from the Accrediting Commission of the American Culinary Federation Education Foundation (ACFEF) since 2010; (c) full accreditation for ISHCA hospitality management programs from the Accreditation Commission for Programs in Hospitality Administration (ACPHA), since 2009; (d) full accreditation of the School of Education teacher preparation programs from the Teacher Education Accreditation Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 170 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Council (TEAC) was obtained in October 2014, and (e) accreditation of the masters’ degree in Clinical Social Work from the Council of Social Work on Education (CSWE) is expected by February 2015. The nursing program from the School of Health Sciences obtained candidacy status from the Accreditation Commission for Education in Nursing, Inc. (ACEN). Additional information on programmatic accreditations was presented in Chapter 4: Institutional and Student learning Assessment. Academic Programs Effectiveness and Student Learning UNE has various academic initiatives that provide support for student learning and degree completion. Among these are: 171 Associate Vice Chancellor’s Office for Retention, which was described in detail in Chapter 5: Students Admissions, Retention, and Support Services. Academic advising provided by academic schools personnel, using WebCapp (Web Curriculum Advising and Program Planning electronic platform). This is a computerized student tracking system that provides information of: (a) curricular sequence, valid at the time of the student’s admittance, (b) students’ attempted and approved courses, and (c) course offerings and schedules per semester and part of term. It is also used to: (a) monitor students’ completion of the General Education component, (b) certify graduation candidates, (c) monitor students’ academic progress, and (d) design course schedules based on students’ needs. This ensures that students enroll in the required courses to complete their degree in the allotted time. This system also provides for documenting every intervention made with the student. In a 2013 Student Satisfaction Survey (Benchmark: 75), 93 percent (n= 454) were “very satisfied” or “satisfied” with the academic advisors (ED 10). Vice Chancellor’s Office of Information Resources- Provides support to the teaching-learning process. UNE’s library provides access to an ample collection of electronic databases, including e-books and serial publications, as well as online journals, videos, links, printed material, and special collections. It offers reference and circulation services, information literacy training program for students and faculty, and a technological community center. In addition, it has an Information Technology and Telecommunications unit that provides support to the university community in curricular, co-curricular and extracurricular activities. The library has a resource acquisition plan for each academic program to ensure up-to-date resources. Since 2012, UNE has two library access applications for smartphones, Windows Phone, and Apple IOS: UNEBib and CJTP. All electronic resources are shared among the main campus, additional locations, and branch campuses. In the 2013 Student End of Course Survey (ED 12) (Benchmark: 75), 79.8 percent (n= 6,315) were “very satisfied” or “satisfied” with the institution’s information resources. Additional information regarding library staffing, resources, and usage and services statistics is presented later in the chapter. Up-to date infrastructure in terms of: (a) 62 e-classrooms with a computer, digital projector and internet access, in Carolina (b) open computer laboratories for the use of the student population, in addition to computer laboratories used for instruction, with internet access (c) internet access (wireless) throughout the whole facility (main campus and additional locations), and (d) web enhanced courses using Blackboard® platform. In the 2013 Student End of Course student survey (Benchmark: 75), 63.2 % (n= 6,315) were “very satisfied” or “satisfied” with the amount Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 of computers at UNE. This result shows that although UNE has greatly improved its technological facilities since 2005, there is room for improvement. Title V project for graduate programs- provides support to graduate students through academic and support services on topics such as: improving writing skills, how to make effective oral presentations, designing work plans, the publishing process, and information literacy and technology, among others. The project is monitored by two committees. The Advisory Board monitors the implementation of the project’s activities. This Board is composed of the Vice Chancellor of Academic Affairs, the Associate Vice Chancellor for Research, and the Deans of Academic Schools that offer master’s degrees. The Oversight Committee reviews annual reports and makes suggestions to improve the project. Faculty and graduate student representatives from each school make up this committee. Assessment processes and results have permitted the identification of UNE academic Programs’ strengths and weaknesses, which have resulted in quality and effectiveness improvements. The following measurements are used to determine student learning and program effectiveness on the main campus and at additional locations, for the traditional and accelerated modalities: (a) assessment of gatekeeper, midpoint, and capstone courses, (b) licensing test pass rates, (c)course assessment reports, (d) institutional standardized tests, (e) end of course assessments survey, and (f) student participation in internships, presentations in local and national conferences, and admittance to graduate schools. Detailed information is included in Chapter 4: Institutional and Student Learning Assessment. As in the School of Professional Studies, branch campuses use the portfolio technique to assess student learning in all courses (see ED 50 for Performance Portfolio Assessment Handbook). In addition, branch campuses are in the process of implementing additional learning assessments for midpoint and capstone courses. End of course evaluations and student representative meetings are used to obtain information for program improvement. Rubrics used to evaluate program effectiveness in both the School of Professional Studies and in the branch campuses’ DBDLIM accelerated programs are not equivalent because branch campuses must incorporate the dual language learning component. In addition, branch campuses have the Discipline Based Dual Language Immersion Model® Learning Assessment Plan, with the following goals: 1. Integrate assessment in the classroom to strengthen the teaching process in an accelerated and/or one-way dual-language program. 2. Specify the level of quality attained by the students in general learning of the academic programs, the General Education skills, and bilingualism growth. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 172 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 3. Identify those academic and teaching support factors that limit the formative process of the students and warrant immediate attention from the faculty and administration so as to promote the conditions necessary for authentic teaching and learning. 4. Evaluate, revise, and maintain up-to-date the offering of the academic programs. (See full document in Appendix 50). Examples of branch campuses’ midpoint and capstone assessment reports are presented in ED 51. Review of these reports show that the assessment of dual language learning competencies has a greater number of measurements than other program competencies. As explained in Chapter 4: Institutional and Student Learning Assessment, each academic school has an assessment plan, and faculty members generate course assessment reports, where student learning is documented, and recommendations on how to improve the course are included. Findings from these reports are incorporated into the school action plan with established expected outcomes, achievement indicators, and timeframes for completion. For graduate programs, course assessment reports, comprehensive tests, panel discussions, debates, publishable essays, research projects, case study analysis, and other graduate work are evaluated with institutional analytical rubrics, which provide information on student learning, and for program improvement (see Assessment Webpage hyperlinks in Appendix 2). An example of “closing the loop” in the assessment process in undergraduate programs, has been the implementation of various strategies to increase the pass rate percentages in licensing tests. These strategies include the development of capstone courses, review courses, mock tests, and course content and curricular changes. For the particular case of the teacher preparation program, offered in traditional and accelerated modalities on the main campus and at additional locations, a series of policies have been established. Students are required, starting their freshmen year, to maintain a specific grade point average in order to enroll in capstone courses EDUC 435 and 436. These courses were added in 2008, as a strategy to improve UNE’s licensing test pass rates, which were below the Puerto Rico benchmark. In addition, as a course requirement, students must pass a licensing mock test, prepared by College Board of Puerto Rico and Latin America, known as Institutional System of Assessment for Teacher candidates (SIAAM, Spanish acronym) Results are presented on UNE’s Assessment Dashboard (see hyperlink in Appendix 2). Figure 17 in Chapter 4: Institutional and Student learning Assessment, presents historical data of Teacher Preparation Programs (TPP) licensing test pass rates for UNE students, compared to Puerto Rico’s average rates (between 85 and 91), from 2008 to 2013, for fundamental knowledge and professional competencies, respectively. 173 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 These results demonstrate how student performance in the Puerto Rico teacher preparation program licensing tests (PCMAS, Spanish acronym) have improved after implementing strategies based on assessment results, especially in the fundamental knowledge and communication competencies (from 85 in 2008, it has fluctuated between 87 and 96). In fact, in recent years UNE’s pass rates have exceeded Puerto Rico’s pass rate average, except for the professional competencies pass rates in 2011. For the same period, Tables 76 and 77 show licensing pass rates by location and modality, for fundamental knowledge and professional competencies, respectively. Table 76. UNE 2013 Passing Rate Results for Puerto Rico Teacher Examination Test (PCMAS)-Fundamental Knowledge and Communication Competencies by location and modality. Results are presented as Pass Rate /Number of Students Taking the Test. Modality C Y U CR SI B Traditional 86/29 100/1 100/2 Accelerated 94/19 100/3 100/1 100/7 100/1 Source: Associate Vice Chancellor of Assessment Legend: C- Carolina; Y- Yauco; U-Utuado; CR-Cabo Rojo; SI-Santa Isabel; B-Barceloneta Table 77 . UNE 2013 Passing Rate Results for Puerto Rico Teacher Examination Test (PCMAS)-Professional Competencies by location and modality. Results are presented as Pass Rate /Number of Students Taking the Test. Modality C Y U/A CR SI B Traditional 93/29 100/1 100/2 Accelerated 84/19 100/3 0/1 86/7 100/1 Source: Associate Vice Chancellor of Assessment Legend: C- Carolina; Y- Yauco; U-Utuado; CR-Cabo Rojo; SI-Santa Isabel; B-Barceloneta Data show pass rates results segregated by location and modality for 2013. At additional locations, the traditional modality is in teach-out status. UNE’s performance in all cases is above Puerto Rico’s average and complies with federal regulations, demonstrating equivalence in quality and rigor of the teacher preparation program regardless of location and modality. Results for the past three years have been similar to those presented here. Another example of how academic programs are improved using assessment results is the case of UNE’s Radiological Technician program from the School of Health Sciences, offered on the main campus, and at the additional location of Barceloneta since 2009. Prior to 2010, UNE’s licensing pass rates for this program were lower than institutional benchmark (75 percent pass rate). A review course was added to the curriculum, which included an institutional mock test. Figure 50 presents UNE’s overall pass rates results for the institutional mock test and the PR licensing test in recent years. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 174 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Pass Rates 100 80 85.5 83 67.6 62.6 70.9 65.7 70 60 Mock Test Results 40 PR Licencing Test Results * 20 0 2010 2011 2012 2013 Figure 50. Comparison between institutional mock test and PR licensing passing rates for UNE students from the Radiological Technician program. Overall results include data from Carolina and Barceloneta. * Licensing test results for 2012 were not available. Results show that students perform better on the licensing test than on the mock test, as expected. To this moment, PR licensing pass rates for year 2014 has not been received from the PR Technical Radiology Examining Board. Pass rates results are reported globally by this Board, thus the institution has no direct information of students’ performance in Carolina versus Barceloneta. Nonetheless, institutional mock tests results show a slightly higher performance of Barceloneta students. In the School of Science and Technology, General Biology and General Chemistry are gatekeeper courses for all the bachelor degrees offered. The attrition and failure rate in these courses up to 2011, according to assessment results, was: 49.3% and 41.1% for General Biology I and II, and 48.4% and 42.3% for General Chemistry I and II, respectively. The institution’s URGREAT-BMRS-RISE program incorporated in its third cycle of NIH funding, a curricular activity based on the Peer Led Team Learning strategy, to promote coherent, meaningful and pertinent conceptual understanding, and the use of critical thinking tools in those courses. The strategy was implemented as a pilot in August 2014, for General Biology I. This strategy is expected to be institutionalized for both science courses. A list of academic programs in which capstone courses, review courses, and licensing mock tests have been used as strategies to improve student learning and program effectiveness are presented in ED 52. Course assessment reports prepared by faculty members are completed electronically, as part of an institutional tracking system. Additional assessment results are presented in Chapter 4: Institutional and Student Learning Assessment. An example of “closing the loop” in branch campuses involves the inclusion of three-level English language courses in graduate program curricula to address deficiencies identified through midpoint and capstone course assessments. Once admitted, a graduate student must take a specially 175 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 designed placement test for college graduate level English, to be placed according to placement cut scores. In summary, the methodology used to analyze the evidence available, including policies, norms, and institutional procedures, demonstrate the rigor, breadth, and depth of UNE’s educational programs, as expected from an accredited institution of higher education. UNE’s educational offerings are aligned to the institutional mission and goals, and their learning outcomes clearly established and defined. A structured assessment plan for student learning and program effectiveness, based on the established learning outcomes, provides the institution with the information necessary for continuous improvement of UNE’s educational offerings (see Chapter 4: Institutional and Student Learning Assessment). Library Learning Resources and Services UNE’s Vice Chancellor Office of Information Resources offers the university community every resource, information modality or system identified as necessary in achieving the institution’s academic goals. This is provided through the following units: Library. The library at the Carolina campus is responsible for the acquisition of bibliographic resources for the main campus and all the additional locations in Puerto Rico. It also shares resources with the branch campuses’ libraries. This process is achieved with the collaboration of faculty members, students, and associates. The library at Carolina has a project named Librarian Liaison where faculty members receive, on a regular basis, updates of the library’s bibliographic resources and services. Through this project, faculty members receive orientations and workshops of what resources are available and how to access them. Library staffing is presented in Table 78 for Carolina, additional locations, and branch campuses. Data shows that UNE still needs to increase the number of librarians per location, ensuring services for the evening session. Table 78. UNE Library Staff and Facilities by Location Library Site Carolina Barceloneta Yauco Santa Isabel Cabo Rojo Arecibo Number of Librarians FullParttime time 8 1 1 1 2 1 1 1 Number of Assistant Librarians Full-time Part-time 7 1 1 1 1 1 1 Enrollment* Seating Spaces Computers Fall 2013 7,370 1,464 1,558 1,024 1,125 203 207 89 48 42 62 78 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 60 44 35 16 22 12 176 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Table 78. (Continued) Library Site Metro-Orlando Tampa Bay South Florida Capital Area Campus Total Number of Librarians FullParttime time 2 1 1 1 19 2 Number of Assistant Librarians Full-time Part-time 2 1 1 15 Enrollment* Seating Spaces Computers Fall 2013 1 3 1,191 506 937 314 - 220 63 50 75 902 76 11 22 35 313 Source: Vice Chancellor’s Office of Information Resources * Branch campuses’ enrollment include UNE, UT, and UMET students. The library at Carolina houses the Jesús T. Piñero Collection (Puerto Rico’s first Puerto Rican governor), has Circulation, Reserve, and Reference rooms, an Information Literacy Center, a Community Technological Center, a Library Tech Center, a Document Reproduction Center, and two group-study rooms (see Table 79 for Circulation, and Reference room service data for Carolina and additional locations). Additional locations provide circulation, reserve, and reference services through a counter format, and have an Information Literacy Center that also serves as a Community Technological Center. Additional locations also provide document reproduction services. Table 79. Circulation Room and Reference Room Overall Statistics in Main Campus Service Circulation Reference Reserve Undergraduates 1,789 21 32,590 Graduates 320 657 Faculty 84 136 Administrative 61 24 Total 2,746 21 33,411 Source: Vice Chancellor’s Office of Information Resources Library Resources. Table 80 presents the number of printed titles and volumes available by location in 2014, compared to 2004. Table 80. Number of Printed Titles and Volumes by Location compared to 2004. Library Site Printed titles 2004 2014 Carolina 31,584 82,243 Barceloneta 3,431 7,434 Yauco 2,492 7,046 Santa Isabel 1,765 5,595 Cabo Rojo 2,906 7,026 Arecibo 3,436 6,329 Sub Total 45,614 115,573 Branch Campuses Metro-Orlando 4,146 Tampa Bay 1,350 South Florida 1,661 Capital Area 555 Total 122,180 Source: Vice Chancellor’s Office of Information Resources Printed volumes 2004 79,817 4,200 3,203 2,275 3,682 4,061 97,238 2014 153,328 9,300 7,628 6,912 8,652 7,714 193,534 - 7,401 2,171 3,253 1,049 206,284 Electronic resources are available to the public at all times through the library’s portal (24/7) with an Online Public Access Catalog (OPAC). It contains 134 open and subscription 177 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 journal/magazine databases, 311,999 e-books, four video databases, and a newspaper database (Library Press Display), with about 2,200 titles. It has two mobile applications: UNEBIB and CJTP. The databases available to all UNE libraries are: Océano Administración de Empresas Science Online Annual Reviews Microjuris Rosen Health & Wellness, Financial Literacy, Digital Literacy Databases Dental Education Education Video Health and Society Video Océano Medicina y Salud Teen Health and Wellness Scifinder LexJuris Best Practice Powerspeak Educational Administration Abstract JTS Online Dialnet Plus Health Reference Center VAST Academic Video ABI/Inform Films on Demand Sage Journals Dissertations and Thesis CINHAL Green File Hospitality and Tourism Complete Enfermería al Día Nursing Reference Center ProQuest Central Educational Research Complete Library Services Through the Virtual Reference real-time electronic service, users have access to: Ask a Librarian – where users may request services through an electronic form. UNEBIB and CJTP- these applications may be downloaded to different types of electronic devices. The first provides access to MyUNE Explorer (search engine), online resources, library electronic services, library locations and service hours, contact information of library staff, tutorials, and UNE social networks. The second provides access to the Jesús T. Piñero Collection Library. UNEBIB-CHAT- Provides synchronic communication between users and library staff. Social Networks- UNE Biblioteca (Library, in Spanish) profile on Facebook, is used to keep users informed of events and services, and @unebiblioteca is the Twitter profile. Information literacy workshops- Library staff specialized in information literacy offer instruction through workshops, individual training, social networks, and virtual reference service. Workshops offered are: How to use the online catalog(OPAC) How to prepare an annotated bibliography How to prepare an electronic portfolio APA Style and References Effective search on the Internet. Evaluation of webpages Security in social networks MLA Style and References Databases Library Tour Library electronic portal Literature Review How to prepare an outline. Preparing effective presentations Periodical publications Net vibes Blackboard E-book Plagiarism Library services How to prepare a research project How to prepare essays Creative Commons Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 178 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Ethics and information resources Publisher How to use e- readers Copyright Identity theft How to edit and create videos with Movie Maker Blogs Legal Investigation Writing essays Critical Analysis of Research Articles Table 81 presents the number of workshops offered and participants for 2010-11 thru 2013-14 in Carolina and at additional locations. As can be seen, all locations provide workshops on topics related to information literacy. Participants are faculty and students. Table 81. Workshops Offered by UNE Libraries, Segregated by Location, for Years 2010-2014 Center Location 2010-11 2011-12 Workshops 164 58 Carolina Participants 2,390 846 Workshops 46 35 Barceloneta Participants 828 704 Workshops 104 53 Santa Isabel Participants 942 761 Workshops 27 37 Cabo Rojo Participants 550 846 Workshops 16 10 Utuado/Arecibo Participants 152 187 Workshops 6 36 Yauco Participants 109 986 Source: Vice Chancellor’s Office of Information Resources 2012-13 80 1,905 28 517 33 939 18 336 34 440 27 638 2013-14 123 2,101 29 550 57 739 44 730 17 175 6 120 TOTAL 585 7,242 138 2,599 247 3,381 126 2,462 77 954 75 1,853 Assisted Technology (AT) Laboratory- This laboratory provides technology access to individuals with special needs. Among the available software and equipment are: Software for reading tool in various languages, Jaws (voice recognition), Magic, Open Book and Zoom Text (for visually impaired), Braille printer, Scan and Talk text-to-speech (TTS) technology, talking calculator, hand-held magnifier, computer headphones and i2eye videophone for hearing impaired, two computers with wide monitors, three adjustable tables, and special keyboards. Instructional Technology and Information Technology and Telecommunications. UNE provides technological resources and services through two units ascribed to the Vice Chancellor’s Office of Information Resources. Faculty and students may request services through the library’s website. The Office of Instructional Technology provides services to faculty, students, and associates by lending technological equipment (laptops, digital projectors, DVD/VCR players, recorders, projection screens, microphones, and sound amplifiers). As the institution has expanded its technological facilities (e-classrooms), the number of equipment loans (laptops, DVD/VCR projectors, and digital projectors) have slowly decreased. In Carolina, there are four technicians in the Instructional Technology Office. 179 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 The Information Technology and Telecommunications Office provides computerized equipment, software, programming, and telecommunications, while ensuring information integrity and security. There are 17 specialists in the Information Technology and Telecommunications Office in Carolina. The additional locations and branch campuses have one system specialist, except for the Yauco additional location that has two. The institution provides: Free software and support for personal computers through Microsoft Dynamics Academic Alliance (DynAA). Open Source software through the IT webpage. Photocopying and printing service- students have a $5.00 credit per semester, and they can recharge through a Pay Station service. These stations are available at Carolina, Santa Isabel, Yauco, Barceloneta, and Arecibo. Free wireless internet throughout the main campus and additional locations. Streaming and videoconference services. Two Carts with 20 Laptops, each, for use in classrooms and laboratories. Twenty three specialized laboratories for architectural design, aviation electronics, networking electronics, computer repair, dental assistant, anatomy, microbiology, physics, chemistry, pharmacy, nursing, radiology technician, medical sonographer, forensic, and digital communications courses. Nineteen specialized laboratories throughout additional locations and branch campuses. Seven computer laboratories in Carolina, in addition to a walk-in computer area (Espacio Universal, Spanish name). Thirty two computer laboratories throughout the main campus, additional locations and branch campuses. The Information Resources area has its assessment and action plans in place, to address assessment results from student and faculty satisfaction surveys. See UNE’s Assessment Webpage for detailed information (Appendix 2 for hyperlinks). General Education As a liberal arts higher education institution, UNE’s undergraduate programs include a solid General Education component, with clearly defined expected learning outcomes, and aligned to the institutional mission and goals. The former and revised institutional goals that guide the institution in determining the learning outcomes of the General Education component are: Former institutional goal: To develop a well-rounded person through a multidisciplinary and liberal education. Revised institutional goal: Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 180 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Advocate in students the socio-humanistic and the integral formation, as well as, entrepreneurship, innovation, technological skills, and a global vision. Since its beginnings as a two-year institution, UNE has recognized the importance of a socio-humanistic education, emphasizing Puerto Rico’s culture, moral and ethical values and principles, technology, and more recently, diversity, internationalization, entrepreneurship, and community engagement. The General Education requirements for each academic program are clearly stated in the institution’s undergraduate catalog, in the academic program descriptions presented on UNE’s website, and in program curricular sequence hardcopy versions at the academic schools (see examples in Appendix 51). In 2004, UNE established a General Education component that included 48 credit-hours for bachelor degrees, distributed in six main areas of focus: Society and Culture, Communication and Information, Natural World and Logical Reasoning, Quality of Life, History: Aesthetic and Humanistic Perspectives, and Globalization and Diversity. For associate degree programs the component contained 21 credit-hours. The component included required courses and courses selected from a menu. The main expected learning outcomes of the component were: (a) scientific and logical-mathematical reasoning, (b) communication in Spanish and English, (c) research, and problem-solving skills (d) critical thinking, (e) ethical and moral values, (f) technological skills, and (g) information literacy. These learning outcomes were aligned to the institutional mission and goals, and to the individual course objectives and thematic content. The component was designed in such a way that each main area of focus had required courses and menu-driven course options. The required courses were stipulated by each academic school; and students were able to choose the menu-driven courses according to their interests. Although required courses were not necessarily the same for each academic school, it was ensured that the specific combination of required courses complied with all the desired learning outcomes. Table 82 presents the required and menu courses from which the academic schools could choose, for their bachelor and associate degrees. Appendix 52 presents the 2004 General Education Revision document. The 2004 General Education component has been supported by the Resource Center for Educational Excellence (CREE, Spanish acronym), established to provide laboratory experiences and tutoring in the basic skills courses, in addition to being responsible for the institutional 181 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 placement tests administered to freshmen students (UNE’s assessment webpage includes assessment results for CREE). Faculty members design the laboratory activities to be offered at the Center, and tutoring and follow-up is provided in collaboration with the Associate Vice Chancellor for Student Retention. Students identified as not fully prepared were required to enroll in basic skills preparatory courses (Spanish, English, and Mathematics). Upon completion, students were then enrolled in the corresponding General Education courses. Assessment results obtained for the General Education component from 2005 through 2010 showed student performance below the institutional stated benchmarks (see assessment webpage hyperlink in Appendix 2). Various strategies were incorporated to improve student learning, with very modest success. In 2012, the institution began an in-depth revision of its General Education component. This revision began with the establishment of a provisional (transition) General Education component, which will continue through August 2016, when the new component will be implemented. This change is expected to improve students’ General Education competencies through a component focused on skills and competencies to be developed instead of content. Assessment findings are discussed on the Assessment of General Education Learning Outcomes section below. The new component will include learning outcomes similar to the existing one, plus new learning outcomes aligned to the revised institutional mission, which are: entrepreneurship, internationalization, community engagement, and creativity. CREE will be redesigned in order to provide support in the development of all the new component’s competencies, in direct collaboration with the General Education administrative unit and the Offices of Assessment and Retention. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 182 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Table 82: UNE General Education Component for Bachelor and Associate Degrees approved in 2004. UNE’s General Education Learning Outcomes MSCHE General Education Competencies UNE’s General Education Main Areas of Focus Analyzes his/her socio-cultural context from ahistorical and humanistic perspective. Critical analysis and reasoning Society and Culture Demonstrates effective use of Spanish and English. Effectively applies the technological tools and software available to access and manage information resources Oral and written communication Communication and Information Applies scientific and mathematical reasoning in his/her profession and everyday life. Demonstrates critical thinking skills. Applies research skills to solve problems. Considers ethical and moral aspects in his/her personal, social, and professional behavior. Values historical and cultural aspects. Demonstrates a historicalevaluative conscience through the aesthetics appreciation in all its dimensions. Values, appreciates and respects diversity. Demonstrates team working skills. Technological competence Information literacy Scientific reasoning Natural World and Logical Reasoning Quantitative reasoning Critical analysis and reasoning Life Quality History: Aesthetic and Humanistic Perspectives Globalization and Diversity. Bachelor Degree 48 Credit- Hour Component Courses Required 6 credits: Two of the following according to the Academic School: SOSC 112; SOSC 113; SOSC 215; SOSC 230 12 credits: Two of the following according to the Academic School: SPAN 115; SPAN 116; SPAN 275 -Two of the following according to the Academic School: ENGL 115; ENGL 116; ENGL 118; ENGL 119; ENGL 217; ENGL 246; COMP 110 3 credits: One of the following according to the Academic School: MATH 116; MATH 117; MATH 103; MATH 104; MATH 118; MATH 119; MATH 130; MATH 131; PHSC 208; BIOL 252; BIOL 255; BIOL 301 3 credits: One of the following according to the Academic School: QYLE 110; SOSC 228; FINA 204; MANA 215 3 credits: One of the following according to the Academic School: HIST 255 HUMA 224 HUMA 230 3 credits: One of the following according to the Academic School: MANA 217; HUMA 228; SOSC 242; SOCI 216 Menu 3 credits: Student selects one of the following: HUMA 230; PSYC 225; SOCI 335; SOCI 360; SOSC 227 3 credits: Student selects one of the following: ENGL 234; ENGL 307; SPAN 240; FREN 103; COMM 105 Associate Degree 21 Credit- Hour Component Courses 3 credits: One of the following according to the Academic School: SOSC 112; SOSC 113; SOSC 215; SOSC 230 3 credits: One of the following according to the Academic School: SPAN 115; SPAN 116; SPAN 275; ENGL 115; ENGL 116; ENGL 118; ENGL 119; ENGL 217; ENGL 246; COMP 110 (Intro. to Software and Computer Applications) 3 credits: Student selects one of the following: BIOL 115; BIOL 252; BIOL 255; BIOL301; UNRE 101; PHIL 205; EASC 120; STAT 104; HESC 123; HESC 202; NUTR 101 3 credits: Student selects one of the following: HESC 124 HESC 203 3 credits: Student selects one of the following: HIST 274; HIST 310; GEOG 203; ITHM 190 3 credits: One of the following according to the Academic School: MATH 116; MATH 117; MATH 118; MATH 119; MATH 130; MATH 131; PHSC 208; BIOL 252; BIOL 255; BIOL 301 3 credits: QYLE 110 3 credits: Student selects one of the following: MARK 322; POSC 350; EDUC 230; PSYC 228 3 credits: One of the following according to the Academic School: MANA 217; HUMA 228; SOSC 242; SOCI 216 3 credits: One of the following according to the Academic School: HIST 255 HUMA 224 Legend: SOSC- Social Sciences; HUMA-Humanities; SOCI- Sociology; SPAN- Spanish; ENGL- English; BIOL- Biology; FREN- French; COMM- Communications; COMPComputers; PSYC- Psychology; MATH- Mathematics; PHSC- Physical Sciences; UNRE- Undergraduate research; EASC- Earth Science; HESC- Health Science; FINA- Finances; QYLE- University Life; MANA-Management; MARK- Marketing; POSC- Political Sciences; EDUC- Education; HIST- History; GEOG- Geography 183 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 An institutional steering committee was in charge of the first stage of the revision, which included faculty representation from all the academic schools, especially faculty ascribed to the General Education component. In this stage the competencies were identified, defined and characterized, and course syllabi were developed. The second stage is currently under way, where a select group of academic experts are developing workshops for faculty training on the new component, in addition to online workshops for students, as part of specific courses in the new component. The learning outcomes of the new General Education component are: (a) Effective communication in Spanish and English; (b) Research and Information Literacy; (c) Quantitative reasoning; (d) Scientific Reasoning; (e) Critical thinking; (f) Entrepreneur thinking; (g) Global Awareness, and (h) Technological skills. The transition General Education component was developed based on the following criteria: (a) assessment results of the 48-credit General Education component, (b) the College and Career Readiness Standards and Assessment from the blueprint for revising the Elementary and Secondary Education Act (ESEA) (2010), and (c) changes in the federal Title IV regulations concerning Lifetime Eligibility Used (LEU), and Satisfactory Academic Progress (SAP) policies that took effect in 2012. The transition component maintained the six main areas of focus mentioned above, the stated learning outcomes, but lowered the credit load for bachelor degrees to 33, and for associate degrees to 15. In the transition component, Spanish and English courses were created following a three-level design (basic, intermediate, and advanced) to better address student needs, thus eliminating the preparatory courses. Since more than 90 percent of freshmen students were placed in the preparatory course for mathematics, a course was designed to review basic skills and introduce students to algebra concepts. See Chapter 5: Student Admissions, Retention, and Support Services, and Chapter 8: Related Educational Activities, for the discussion on basic skills. The transition General Education component’s courses, objectives and thematic content are aligned to the 2004 General Education learning outcomes (ED 53). Table 83 shows an excerpt of the transition General Education course matrix alignment with the component’s learning outcomes. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 184 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Table 83. Excerpt of the Transition General Education Course Matrix Alignment with the Component’s Learning Outcomes Transition General Education Learning Outcomes Communication in Spanish Example of UNE General Education course addressing the learning outcome* SPAN 115: Reading, Writing and Oral Communication in Spanish I ENGL 115: College Reading and Writing I Example of course objective aligned to the learning outcome To sustain in a logical manner his/her arguments in written and oral reports. Communication in English To write various types of paragraphs and essays using the writing process to ensure correctness and clarity of message. Technological Skills HIST 255: Analysis of the Puerto To analyze the implications of the diverse Rican Historical Processes economic models implemented in Puerto Rico throughout its historical periods through the use of technological resources. Information Literacy UNRE 101: Concepts and Principles Discriminate among the strengths and weaknesses of Research of content found in texts and publications related to diverse disciplines. Scientific Reasoning BIOL 115: Introduction to Human To analyze the experimental data and present Biology them in an organized format, following the principles of the scientific method. Quantitative/Logical Reasoning MATH 120: Introduction to Algebra To evaluate expressions with whole numbers and fractions, using the correct order of mathematical operations. Critical Thinking BIOL 255: Environmental Science To develop and apply critical thinking, communication and interpersonal skills when confronting diverse ways of thinking, decisionmaking and formulating solutions for environmental issues. Moral and Ethical Values QYLE 110: Development of Values, To develop a critical concept of his-her-self Attitudes, and Adaptation to through the analysis of his/her values, attitudes, University Life prejudices, experiences and needs. Research and Problem-Solving UNRE 101: Concepts and Principles To design adequate methodologies to investigate Skills of Research issues or events of interest in the diverse disciplines. * Legend: SPAN-Spanish; ENGL-English; BIOL- Biology; MATH- Mathematics; HUMA- Humanities; HIST- History; UNREUndergraduate Research; QYLE- University life. Table 84 presents the comparison between the baccalaureate 48 hour-credit component and the 33 hour-credit transition component, in terms of their alignment with the component’s learning outcomes. Table 85 presents the associate degree counterpart. 185 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Table 84: General Education Component for Bachelor Degrees: Comparison between the 2004 48-Credit/hour Component and 2012 33-Credit/hour (Transition) Component UNE’s General Education Learning Outcomes Analyzes his/her socio-cultural context from ahistorical and humanistic perspective. Demonstrates effective use of Spanish and English. Effectively applies the technological tools and software available to access and manage information resources Applies scientific and mathematical reasoning in his/her profession and everyday life. Demonstrates critical thinking skills. Applies research skills to solve problems. UNE’s Gen Ed Main Areas of Focus Society and Culture 48 Credit- Hour Component Courses Communication and Information Natural World and Logical Reasoning Considers ethical and moral aspects in his/her personal, social, and professional behavior. Life Quality Values historical and cultural aspects. Demonstrates a historicalevaluative conscience through the aesthetics appreciation in all its dimensions. Values, appreciates and respects diversity. Demonstrates team working skills. History: Aesthetic and Humanistic Perspectives Globalization and Diversity. 33 Credit-Hour (Transition) Component Courses Required* 6 credits: Two of the following according to the Academic School: SOSC 112; SOSC 113; SOSC 215; SOSC 230 Menu 3 credits: Student selects one of the following: HUMA 230; PSYC 225; SOCI 335; SOCI 360; SOSC 227 12 credits: -Two of the following according to the Academic School: SPAN 115; SPAN 116; SPAN 275 -Two of the following according to the Academic School: ENGL 115; ENGL 116; ENGL 118; ENGL 119; ENGL 217; ENGL 246; COMP 110 3 credits: One of the following according to the Academic School: MATH 116; MATH 117; MATH 118; MATH 119; MATH 130; MATH 131; PHSC 208; BIOL 252; BIOL 255; BIOL 301 3 credits: Student selects one of the following: ENGL 234; ENGL 307; SPAN 240; FREN 103; COMM 105 3 credits: One of the following according to the Academic School: QYLE 110; SOSC 228; FINA 204; MANA 215 3 credits: One of the following according to the Academic School: HIST 255 HUMA 224 3 credits: Student selects one of the following: HESC 124 HESC 203 3 credits: QYLE 110 3 credits: Student selects one of the following: HIST 274; HIST 310; GEOG 203; ITHM 190 3 credits: One of the following according to the Academic School: HIST 255 HUMA 224 3 credits: One of the following according to the Academic School: MANA 217; HUMA 228; SOSC 242; SOCI 216 3 credits: Student selects one of the following: MARK 322; POSC 350; EDUC 230; PSYC 228 3 credits: One of the following according to the Academic School: SOSC 242 or MANA 217 or PSYC 228 or INBU 322 3 credits: Student selects one of the following: BIOL 115; BIOL 252; BIOL 255; BIOL301; UNRE 101; PHIL 205; EASC 120; STAT 104; HESC 123; HESC 202; NUTR 101 6 credits: -Two of the following according to the Academic School: SOSC 112; SOSC 113; SOSC 215 HUMA 224; HUMA 228; HUMA 230; SOSC 112; LEAD 215 12 credits: According to placement results: Basic Skills: SPAN 111-112; ENGL 110-111 Intermediate level: SPAN 115-116; ENGL 115-116 Advanced level: SPAN 125-126; ENGL 125-126 3 credits: Math 120 (Intro. to Algebra) 3 credits: One of the following according to the Academic School: BIOL 115 ; BIOL 255 ; UNRE 101 * Each academic school has specific required courses. Legend: SOSC- Social Sciences; HUMA-Humanities; SOCI- Sociology; SPAN- Spanish; ENGL- English; BIOL- Biology; FREN- French; COMM- Communications; COMPComputers; PSYC- Psychology; MATH- Mathematics; PHSC- Physical Sciences; UNRE- Undergraduate research; EASC- Earth Science; HESC- Health Science; INBUinternational business; FINA- Finances; QYLE- University Life; MANA-Management; MARK- Marketing; POSC- Political Sciences; EDUC- Education; HIST- History; GEOGGeography Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 186 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Table 85. General Education Component for Associate Degrees: Comparison between 2004 21-Credit/Hour Component and 15-Credit/Hour (Transition) Component. UNE’s General Education Learning Outcomes UNE’s General Education Main Areas of Focus Society and Culture 21 Credit- Hour Component Courses 15 Credit-Hour (Transition) Component Courses * 3 credits: One of the following according to the Academic School: SOSC 112; SOSC 113; SOSC 215; SOSC 230 6 credits: Two of the following according to the Academic School: SPAN 115; SPAN 116; SPAN 275; ENGL 115; ENGL 116; ENGL 118; ENGL 119; ENGL 217; ENGL 246; COMP 110 (Intro. to Software and Computer Applications) 3 credits: According to the Academic School: SOSC 112; SOSC 215 Natural World and Logical Reasoning 3 credits: One of the following according to the Academic School: MATH 116; MATH 117; MATH 118; MATH 119; MATH 130; MATH 131; PHSC 208; BIOL 252; BIOL 255; BIOL 301 3 credits: One of the following according to the Academic School: Math 120 (Intro. to Algebra) or MATH 130 (PreCalculus I); ACCO 110 Considers ethical and moral aspects in his/her personal, social, and professional behavior. Values historical and cultural aspects. Demonstrates a historical-evaluative conscience through the aesthetics appreciation in all its dimensions. Life Quality 3 credits: QYLE 110 3 credits: QYLE 110 History: Aesthetic and Humanistic Perspectives 3 credits: HIST 255 Values, appreciates and respects diversity. Demonstrates team working skills. Globalization and Diversity. 3 credits: One of the following according to the Academic School: HIST 255 HUMA 224 3 credits: One of the following according to the Academic School: MANA 217; HUMA 228; SOSC 242; SOCI 216 Analyzes his/her socio-cultural context from ahistorical and humanistic perspective. Demonstrates effective use of Spanish and English. Effectively applies the technological tools and software available to access and manage information resources Applies scientific and mathematical reasoning in his/her profession and everyday life. Demonstrates critical thinking skills. Applies research skills to solve problems. Communication and Information Up to 9 credits: According to placement results: Basic Skills: SPAN 111-112; ENGL 110-111 Intermediate level: SPAN 115-116; ENGL 115-116 Advanced level: SPAN 125-126; ENGL 125-126 * Each academic school determines which main areas of focus will be addressed; not all are necessarily included. Specific associate degrees contain 18, 21 or 27 credits, depending on accreditation or licensure requirements. Legend: SOSC- Social Sciences; HUMA-Humanities; SPAN- Spanish; ENGL- English; BIOL- Biology; COMP- Computers; MATH- Mathematics; PHSC- Physical Sciences; QYLE- University Life; MANA-Management; HIST- History 187 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 The main campus and additional locations on the Island comply with the transition component, both in the traditional and accelerated modalities. In the US branch campuses and the additional location in Washington, DC, academic programs offered by UNE, UT, and UMET share a same General Education component, which is a combination of the three institutions’ components, as approved by UNE’s Administrative Council (Appendix 53). Although not the same, this component is aligned to UNE’s General Education learning outcomes. In addition, each branch campus complies with their particular state’s requirements. Assessment of General Education Learning Outcomes UNE’s former and transition General Education components have been subjected to direct (D) and indirect (I) systematic assessment measurements for the traditional, as well as the accelerated modality. Among the assessment measurements are: Internal Measurements Learning assessment reports of General Education courses (I) Institutional tests to measure communication skills (in Spanish and English), and Mathematical Reasoning (D). Institutional rubrics to measure paragraph-writing skills in English (D) Institutional test of the General Education component (PIASSE test)- juniors and seniors (D) Institutional rubrics that evaluate oral presentations, portfolios, case study analysis, among other, containing evaluation criteria of information literacy, critical thinking, scientific reasoning, and technological skills (D) Student satisfaction surveys, including the exit survey that contain constructs on critical thinking and technological skills. (I) External Measurements Licensing tests for teacher preparation programs that measure fundamental and communication skills. (I) SIAAM (Part I) Test (D) UNE and SUAGM Employer Satisfaction Surveys (I) UNE and SUAGM Student Satisfaction Surveys (I) Assessment results for the past five years are presented in the Assessment Dashboard on UNE’s webpage (see hyperlink in Appendix 2). For the purpose of this discussion, assessment results will be presented for the most recent year in most cases. Tables 86 and 87 present assessment results of General Education learning outcomes obtained from institutional tests, for the academic year 2013-2014. In Table 86, Communication in Spanish and Communication in English tests measure reading comprehension through multiple selection items, and writing skills by evaluating a paragraph using an institutional rubric. Table 87 on the other hand, presents results for an institutional test (PIASSE Test) that measures several learning outcomes of the General Education component. PIASSE test results are presented in more detail in Chapter 4: Institutional and Student Learning Assessment. These results show a student performance well below the institutional benchmark of 70. Results from the PIASSE test was one of the criteria that prompted the decision of reviewing the General Education component. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 188 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Table 86. Assessment Results for General Education Learning Outcomes in Carolina and Additional Locations obtained from Institutional Tests (Fall 2013) Learning Outcome Institutional Benchmark Communication in Spanish 70 C 63.3 Institutional Results by location (Fall 2013) SI U B CR 62.6 67.9 - Communication in English Quantitative Reasoning 70 70 68.3 58.0 63.7 75.7 73.1 79.1 70.6 59.6 Y 62.5 68.7 59.2 Legend: C-Carolina; SI-Santa Isabel; U- Utuado; B-Barceloneta; CR-Cabo Rojo; Y-Yauco Source: UNE Office for Institutional Assessment, 2014 Table 87. Global Assessment Results for General Education Learning Outcomes in Carolina and Additional Locations obtained from PIASSE Test (year: 2013-2014), n-337 ( Institutional Benchmark:70) Gen. Ed. Learning Outcomes Written Communication in Spanish Reading Comprehension in English Quantitative Reasoning Scientific Reasoning Social Sciences Humanities Technological skills Institutional Global Results 43.9 49.5 37.6 51.3 46.0 30.1 38.2 Source: UNE Vice Chancellor’s Office for Assessment, 2014 Furthermore, comparing the results from the institutional tests for basic skills in Spanish, English, and Mathematics with the results in the PIASSE test, it is observed that student performance in the first are significantly higher. This is can be explained considering the purpose of each test. The institutional tests in Spanish, English, and Mathematics are tied to the respective course in students’ freshman year, thus they perceive their performance as important for passing the course. This is not the case for PIASSE test, which is not part of a course nor does it affect the students’ GPA. That students do not answer this test conscientiously is an identified challenge that needs to be addressed in order to improve results. However, rubrics used in the professional and concentration component that measure General Education competencies show adequate results for critical thinking, effective communication, and scientific reasoning, among other, which show that these competencies are continued to be developed through these components (see related section below). Information Literacy. To determine student learning of information literacy, assessment results are obtained from the assessment and evaluation performed by faculty members, and the reports provided by UNE librarians in charge of providing information literacy skills workshops for students. Table 88 presents the results from the component’s introductory course on concepts and principles of research, UNRE 101(see course alignment with information literacy in Table 83), where information literacy skills were measured with a rubric (ED 54). Results show that, except 189 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 for determining the nature and extent of information needed, this sample of students showed mastery on information literacy skills. This is expected considering that this course is scheduled for students’ third or fourth year of study, where students have had ample learning experiences, that develop information literacy skills in other General Education, as well as, professional and concentration courses. As mentioned earlier, course assessment reports prepared by faculty members are now being completed electronically, as part of an institutional tracking system. This will permit a more effective monitoring of student performance and provide more comprehensive data on competencies, especially those that are not measured through institutional tests or rubrics, improving the process of developing strategies to improve student learning. In the new component there will be an information literacy course where students will apply these skills through a simple guided research experience. An institutional rubric to assess information literacy skills is being developed. Table 88. Information Literacy Rubric Results for General Education Course UNRE 101 for Academic Year 2013- 2014. Information Literacy Standard Student Sample Percentage 60% Proficiency Level Percentage 70% 1 The information literate student determines the nature and extent of the information needed. 2 3 The information literate student accesses needed information effectively and efficiently. The information literate student evaluates information and its sources critically and incorporates selected information into his or her knowledge base and value system. The information literate student, individually or as a member of a group, uses information effectively to accomplish a specific purpose. 78% 98% 90% 90% 94% 90% The information literate student understands many of the economic, legal, and social issues surrounding the use of information and accesses and uses information ethically and legally. 91% 90% 4 5 Source: UNE Office for Institutional Assessment, 2014 UNE libraries offer information literacy instruction through orientations, workshops, individualized instruction, virtual reference services (including access through electronic mobile apps), social networks, and electronic and printed guides. The library’s Information Literacy Committee, with feedback from faculty members, design workshops of varied topics related to information literacy, ensuring the development of the competencies established by the association of College and Research Libraries (ACRL) and MSCHE. Table 89 presents the alignment with information literacy standards of a number of workshops offered to students, faculty, associates, and the external community. The complete list of workshops is presented in the Library Learning Resources and Services section, at the end of the chapter. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 190 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Table 89. Alignment of Information Literacy Workshops offered by UNE Library Staff with Information Literacy Standards Seminar title Information Literacy Standard 2 3 4 1 • • • • • • • • • • • • • • • Data bases APA Style and References Accessing and using needed information Plagiarism MLA Style and References Annotated Bibliography Effective Search in Databases Databases: Powerspeak Catalog Search: Meta search engine Search Strategies Evaluation of Webpages How to Prepare Essays Critical analysis of journal articles Critical Analysis of research articles Literature Review Library Website Library services How to prepare and edit videos with Movie Maker Effective Presentations Search of Bibliographic Resources 5 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Source: Vice Chancellor’s Office of Information Resources Legend: Standard 1: The information literate student determines the nature and extent of the information needed. Standard 2: The information literate student accesses needed information effectively and efficiently. Standard 3: The information literate student evaluates information and its sources critically and incorporates selected information into his or her knowledge base and value system. Standard 4: The information literate student, individually or as a member of a group, uses information effectively to accomplish a specific purpose. Standard 5: The information literate student understands many of the economic, legal, and social issues surrounding the use of information and accesses and uses information ethically and legally. Table 90 presents a historical series of statistics of participation by location. These workshops are, in most cases, requested by faculty members as part of their course. They are offered in the library’s facilities, unless the course is offered in a computer laboratory or a classroom with the required equipment for the workshop. Data also includes workshops offered to external community members. Pre and post assessments are performed as part of these workshops. Table 90. Number of Information Literacy Workshops offered, and Participants, in Carolina, Additional Locations and Branch Campuses for years 2010 to 2014. Locations Carolina 2010-2011 Workshops Participants 130 1935 2011-2012 Workshops Participants 58 846 2012-2013 Workshops Participants 117 2091 2013-2014 Workshops Participants 123 2101 Cabo Rojo 28 594 14 276 16 262 44 730 Barceloneta 47 854 33 622 33 618 29 550 Santa Isabel 6 93 66 835 61 592 57 739 Utuado 10 138 14 151 7 117 17 175 Yauco Tampa Bay South Florida 13 34 8 246 180 260 17 24 36 695 137 474 18 28 17 533 178 188 6 18 15 120 129 221 - - - - - - 31 49 276 4,300 262 4,036 297 4,579 340 4,814 Capital Area * Total Source: Vice Chancellor’s Office of Information Resources 191 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 *Capital Area Campus started operations in 2012. Metro-Orlando Campus- Information not available Critical Thinking Skills. As with information literacy, critical thinking skills have been measured by faculty members ascribed to the general component courses. An institutional four-point rubric was developed, with the help of the assessment coordinator of the Florida branch campuses, and used to evaluate a student project from three BIOL 255 course sessions. Students were assigned to write environmental interpretations of field trips taken in the course. Results are presented in Table 91 (see course alignment matrix in Table 83). Results of a sample of 2013 fall semester students show that less than 50 percent exceed or meet the standard for critical thinking. Students were able to link their arguments to the context of the assignment (77.1%), but only close to 50 percent of the students were able to analyze the information and use it in a persuasive way to convincingly present their point of view. Furthermore, although it could be inferred that students used information sources, almost 67 percent did not include references, although it was a requirement for the assignment. As with information literacy, this competency is developed throughout the curriculum, and since this course is scheduled for their sophomore year, it is expected that they improve in subsequent years. Assessment of critical thinking skills, as well as the rest of the General Education competencies, are performed in professional and concentration courses, to ensure the adequate development of these skills (discussed later in the chapter). Furthermore, student satisfaction surveys, exit surveys, and employers’ surveys provide indirect information of critical thinking skills (please see below). Table 91. Critical Thinking Skills Rubric Results for General Education Course BIOL 255 for Academic Year 20132014 Rubric Criteria Analysis: Analysis of information is presented with clarity and thoroughness. Arguments: The arguments are persuasive. Context: Arguments are linked to the context of the assignment. Points of view: Arguments presented in the assignment show a convincing perspective. Evaluation of information: Arguments reflect a thorough evaluation of information based on reliable data. Use of sources: Arguments are based on several reliable and valid sources of information in relation to the content of the assignment. Synthesis: Arguments show well-crafted paraphrases according to the conventions of the discipline. Proper use of language: Writing has no grammatical/mechanical errors. Evidentiary support: Arguments are rich in supporting and clear details. Exceeds Percentage Distribution Meets Approaches Below 20.8 31.3 33.3 14.6 18.8 43.8 27.1 33.3 33.3 18.8 20.8 4.1 25.0 22.9 35.4 16.7 14.6 12.5 29.2 43.7 10.4 2.1 20.8 66.7 14.6 29.2 45.8 10.4 8.3 37.5 50.0 4.2 20.8 16.7 45.8 16.7 Source: Vice Chancellor’s Office of Academic Affairs Until the new General Education component is implemented, the institution has in place action plans to address identified weaknesses. The General Education component action plan is Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 192 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 presented in ED 30. Although the institution has high expectations concerning the new component’s success in achieving student learning benchmarks, in the meantime, issues included in the action plan are being addressed for the transition component. Examples of actions taken to improve student learning in the past five years, based on assessment results, are: Results of institutional tests of communication and mathematics skills were used to review courses syllabi and improve laboratory activities. These changes are continuously monitored to determine effectiveness. Results have also been used in the elaboration of the courses for the new component. Spanish and English basic skills assessment results led the institution to the creation of a MultiLanguage Learning Center (MLLC) with the aid of external funding (approximately $3.8MM). MLLC has provided tutoring and supplementary instruction to help reduce attrition rates in basic skills courses of Spanish and English languages, develops laboratory-type structured academic activities focused on Spanish and English basic skills, and professional development activities for faculty. Currently, the Center is being restructured to a Multi-Language Learning Media Communication Center (MLLMCC) as part of its institutionalization. To address students’ scientific and quantitative reasoning deficiencies the institution provides tutoring services, and for mathematics courses it has incorporated the use of technological tools, and online resources to enrich the teaching-learning process through laboratory activities using Blackboard®. Continuous assessments have shown that improvement in student learning has been modest, and these findings have been considered in the development of the component’s courses. Graduate programs assessment results prompted the Title V external fund proposal to provide instructional support services to improve writing and research skills in graduate students. The project has identified graduate student needs, and has designed a series of workshops for faculty and students to address them during the academic year 2013-14. Future assessments are expected to show student improvement in these skills. Other examples, such as incorporating the Peer Led Team Learning strategy in science courses to improve scientific reasoning and critical thinking, are presented in Chapter 4: Institutional and Student Learning Assessment. In summary, all the General Education competencies are assessed using direct and indirect measurements. Communication in Spanish and English, and quantitative reasoning are measured with multiple direct and indirect systemic (SUAGM) and institutional instruments, in addition to measurements performed by faculty at the course level. Critical thinking, use of technology, information literacy, and scientific reasoning are measured through the institutional PIASSE test and faculty course assessment, in addition to indirect systemic and institutional measurements.. The revised General Education component to be implemented in 2016, is expected to provide additional direct institutional measurements for these latter competencies. 193 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 For the case of accelerated programs in Puerto Rico and branch campuses, midpoint and capstone courses’ rubrics will be reviewed to ensure that all General Education competencies are measured. General Education competencies measured in upper-level courses. The primary General Education learning outcomes are included and measured in the professional and concentration components. These are measured, on the main campus and at additional locations, through (a) institutional tests for the professional level, (b) institutional and external tests in capstone courses, and (c) institutional rubrics. Table 92 presents examples, for each academic school, of courses that address General Education competencies, and the respective assessment instrument (see UNE Assessment Dashboard hyperlink in Appendix 2). Appendix 54 presents the alignment of institutional rubrics with General Education learning outcomes, and courses where the measurements are carried out. Table 92. Examples of Courses that Address General Education Competencies and their Respective Assessment Instruments Academic School Program: Course MBA in Management and Leadership BBA Accounting: BUSI 499 IEN Business Type of Course General Education Competencies Addressed* Concentration CT, UT, EC, EV Portfolio rubric Capstone SR, MR, CT, UT, IL, EC Simulation Project Evaluation Rubric Business Plan rubric Capstone SR, MR, CT, UT, IL, EC Institutional test Capstone SR, MR, CT, UT, IL, EC EC, CT, UT Institutional test Rubrics for evaluating: oral presentations, written reports, case study analysis, and interview skills. Evaluation Rubric BBA Information Systems: CAPP 400 AOS Office Systems: OFAS 222 Social and Human Sciences José A. (Tony) Santana International School of Hospitality and Culinary Arts Assessment Instrument BC in Digital Communication and Media Initial professional course BSS Psychology Practicum Seminar EC, CT, IL, BS Hospitality Management: CAPE 404 Capstone MR, CT, UT, IL, EC AS Culinary Arts: CHEF 116 BS Nursing: concentration courses Gatekeeper Endpoint MR, CT SR, CT, UT, IL, EC AS Pharmacy Technician: PHAR 258 Capstone SR, CT, UT Health Sciences Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Portfolio Rubric Institutional test Institutional Rubrics (Clinical Case Study Analysis, Oral presentations) -Mock Test 194 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Table 92. (Continued) Type of Course General Education Competencies Addressed* BS Biology, Microbiology and Biotechnology: BIOL 203 Initial point SR, MR, CT, EC Institutional test BS Biology, Microbiology and Biotechnology: CHEM 351 Teacher preparation programs : EDUC 171 Midpoint SR, CT, EC, UT, IL SR, CT, UT, IL, EC Course Rubric Teacher preparation programs: EDUC 435 BPA Public Administration: PUAF 450 Capstone SR, MR, CT, UT, IL, EC EC, CT, UT, SR, EV Mock Test (SIAAM, Part I) Student portfolio BPH Health Services Management: HESM 430 Practicum EC, CT, UT, EV Practicum Evaluation Rubric Academic School Program: Course Science and Technology Midpoint Assessment Instrument Institutional test Education School of Professional Studies Practicum Source: UNE Vice Chancellor’s Office for Assessment, 2014 * Legend: SR-scientific reasoning; MR- mathematical reasoning; CT: critical thinking; UT-use of technology; IL-information literacy; EC- effective communication in Spanish/English; EV-Ethical values In this report, two examples of assessment results of General Education competencies in concentration courses are presented in Figures 51 and 52. Figure 51 presents assessment results for General Education competencies measured in the capstone course and other concentration courses of UNE’s Nursing Program. The results obtained using a five-point scale rubric to evaluate the analysis of clinical case studies, show student’s mastery of General Education skills, such as effective communication, scientific reasoning, critical thinking, information literacy, and technological skills. 5 Scale 4 4.42 3.34 4.38 3.19 4.35 3.08 4.53 4.22 3.14 3.2 3 May 2013 2 May 2014 1 0 EC SR CT IL UT Figure 51. Results for General Education Competencies Evaluated with the Clinical Case Study Analysis Rubric in the Nursing Program Course (NUSC 480). Legend: EC- effective communication; SR- scientific reasoning; CT-critical thinking; IL- information literacy; UT- use of technology. Source: Associate Vice Chancellor’s Office of Assessment, 2014 195 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Figure 52 presents the results of portfolios evaluated with a rubric for the masters’ degree program in Management and Leadership, where results show that student learning meets or exceeds the institutional benchmark. 5.00 4.00 3.00 2.00 1.00 Course Communication Critical Thinking Technology Leadership and Ethics 2011-2012 4.73 4.09 4.05 4.33 4.25 2012-2013 4.31 3.97 4.17 4.34 4.23 2013-2014 4.60 4.30 4.20 4.60 4.60 Figure 52. Portfolio Rubric for Management and Leadership Masters’ Program. Benchmark: 4.00 Source: Associate Vice Chancellor’s Office of Assessment Satisfaction of Employers and Students with the Development of General Education Competencies As part of UNE’s assessment structure, students from Carolina and additional locations on the Island are surveyed to determine their satisfaction with various indicators related to General Education. The 2012 Graduating Students Exit Survey (n=1,174) (ED 55), showed that 60.7 % are “very satisfied” or “satisfied” with how the institution developed their technological skills, and 64.6 % are “very satisfied” or “satisfied” with how the institution developed their critical thinking skills. The 2011 Employer Survey results for IEN Business School and José (Tony) Santana International School of Hospitality and Culinary Arts (ISHCA) graduates (ED 56), related to General Education competencies are presented in Table 93. Table 93. 2011Employers Survey Results for IEN Business School and José A. (Tony) Santana International School of Hospitality and Culinary Arts (Institutional Benchmark: 85) General Education Indicator Oral communication in Spanish Oral communication in English IEN Business School (n=31, 2011) 88.5 ISHCA (n=20, 2011) 85 68.60 75 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 196 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Table 93. (Continued) General Education Indicator Written communication in Spanish Written communication in English Quantitative reasoning Critical thinking Technological skills IEN Business School (n=31, 2011) 85.65 ISHCA (n=20, 2011) * 71.40 * 85.65 85.65 81.85 * 80 * Source: Associate Vice President’s Office of Institutional Research * Not reported. General results from SUAGM’s Employer Survey, Cohort 2010, (ED 34) conducted by the Vice President’s Office of Strategic Planning and Institutional Effectiveness (Benchmark: 70) showed that: 85.0 % are “very satisfied” or “satisfied” with UNE graduates communication skills. 96.0 % are “very satisfied” or “satisfied” with UNE graduates technological skills. 91.6 % are “very satisfied” or “satisfied” with UNE graduates mathematical skills. 91.8 % are “very satisfied” or “satisfied” with UNE graduates critical-thinking skills. 89.2% are “very satisfied” or “satisfied” with UNE graduates ethical values. These results demonstrate that employers are satisfied with how UNE has developed students’ General Education skills, specifically those related to communication, technology, quantitative reasoning, and critical thinking. It was noted that satisfaction with communication skills in English is lower than in other surveyed skills. In conclusion, UNE’s General Education component, for associate and bachelor degrees, is aligned to the institutional mission and goals, and to the MSCHE required competencies. The component is assessed following an established and structured process, and the findings have been used to improve specific courses, and even more importantly, in the decision of revising the component. Communication of Relevant Information Related to Academic Offerings to UNE Future and Active Students Prospective students may access relevant information related to UNE’s academic offerings through the website. They can find information about admission and graduation requirements, retention, graduation rates, examination pass rates, and special accreditations and licenses for each academic program, in addition to student academic associations. The subcommittee found that although the information was found in more than one link on the website, it was not as user-friendly as needed. This finding was presented to the Vice Chancellor’s Office of Student Affairs and a committee was appointed to improve this aspect of UNE’s webpage. Program offerings are also 197 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 announced through newspapers and radio communications. These communications are generated at the Marketing Office, and are revised by the academic schools and the Vice Chancellor of Licensing and Accreditation prior to publication to ensure that the information is correct. Effective communication with UNE active students is achieved through: (1) UNE’s webpage, including MiUNE, (2) official written communications, (3) group and individual orientations, and (4) internet media, such as email, Blackboard®, and social networks. Through these various media, students are informed of changes in curricula and their grades at any moment during the academic session, among other important information. Strengths Academic offerings have the quality, rigor, breadth, and depth required of a higher education institution. Branch campuses offer academic programs with the same quality, rigor, breadth, and depth of UNE’s programs, with the added quality of serving Hispanic populations through the Discipline Based Dual Language Immersion Model® applied to accelerated adult learning modality. A rigorous and agile procedure is in place for the creation of new academic programs that includes viability studies and estimated budget. The collaboration between the academic schools, the Retention Office, and the Quality of Life and Wellness Office permits a well-structured tracking system to monitor student academic progress and compliance with curriculum requirements. Academic programs with curricular alignments to ensure the achievement of student learning outcomes. A well-established student learning and program assessment process that monitors academic program quality and effectiveness, regardless of location and modality. The revision of the General Education component based on assessment results, as a strategy to improve student learning outcomes. A well-structured instructional and technological support service provided by the Vice Chancellor’s Office of Information Resources. Academic programs are evaluated using an established systemic procedure. Challenges A moderate number of academic programs have been evaluated since the creation of the systemic policy in 2009. The academic programs need to be aligned to the revised institutional mission and goals to ensure the incorporation of the new elements of entrepreneur thinking, creativity, internationalization, and community engagement to all. General Education competencies need to be measured with the same multiplicity of institutional instruments at the main campus, additional locations, and in accelerated programs in Puerto Rico and branch campuses. Branch campuses’ midpoint and capstone assessments are focused primarily on dual language learning competencies. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 198 Universidad del Este Self-Study Report - Chapter 7: Educational Offerings and General Education MSCHE 2015 Although two academic schools and two programs have obtained programmatic accreditations, the institution recognizes the desirability of increasing this number. UNE libraries continue having staffing needs, showing high student-librarian ratios, especially at additional locations of Yauco and Cabo Rojo. Recommendations Review academic programs learning outcomes’ alignment to the revised institutional mission and goals. Streamline the program evaluation process to increase efficiency in order to complete the evaluation of all of UNE’s academic programs. Align the institutional rubrics used in UNE’s accelerated offerings on the main campus and at additional locations with those used at branch campuses, for the measurement of General Education competencies beyond those language-related. Ensure that all the General Education competencies are measured through more than one institutional instrument at the main campus, additional locations, and in accelerated programs in Puerto Rico and branch campuses. Implement the next phase of dual language program midpoint and capstone assessment, ensuring the integration of other aligned competencies beyond those language-related. Increase the number of programmatic accreditations to further ensure program effectiveness. Increase the number of librarians, especially at additional locations. 199 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Chapter 8 Related Educational Activities Standard 13 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Chapter 8. Related Educational Activities Standard 13 Introduction Related educational activities cluster all services offered at UNE that facilitate the accomplishment of academic, career, and personal goals, as well as, effective integration to the university community of traditional and non-traditional programs students. UNE’s offerings falling under this cluster vary by location, mode of delivery, and content, encompassing non-degree technical studies certificates and continuing education and degree programs such as accelerated studies programs and distance education. These include programs offered on UNE’s main campus in Carolina, in five additional locations in Puerto Rico, and on four branch campuses and an additional location on the mainland. Considerable efforts are devoted to ensuring the availability of quality services rendered on the main campus, additional locations, and branch campuses. The chapter also focuses on aspects concerning basic skills for underprepared students and how the institution addresses this issue. Development of Research Questions The subcommittee focused its analysis on the alignment of the related educational activities to the institutional mission and goals. The rigor, quality, and effectiveness of these programs were verified. How the institution identifies and monitors under-prepared students was also studied. Methods and Evidences The subcommittee collected all applicable documents, manuals, and procedures considered appropriate evidence and electronic links where applicable. Meetings, video conferences, interviews, conference calls, and electronic mail with all key staff of corresponding units were conducted to provide input and recommendations regardless of location. With all data available, the members of the subcommittee drafted the chapter. Concerns were regularly submitted to the Executive Committee for recommendations and suggestions. Non-Degree and Non-Traditional Degree-Granting Educational Offerings In complying with UNE’s institutional mission, non-degree programs, and accelerated academic programs offered in Carolina, additional locations, and branch campuses are aligned to the same institutional goals as traditional academic offerings: Provide an education of excellence, through the development of cognitive, affective, and psychomotor competencies in students that will enable them to make positive contributions to the social, economic, and political setting at local and global levels. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 200 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Offer traditional and nontraditional academic programs, within the constructivist dimension of learning, that meet the interests and needs of a society oriented toward service, technology, internationalization, and research. The following sections present information and data that demonstrate compliance with these two goals. Basic Skills UNE’s freshmen are a recently graduated from public high schools, economically disadvantaged population, of which more than 95 percent are underprepared in at least one area, and thus placed in one or more basic skills courses. Basic skills include Spanish, English and Mathematics requirements, for credit, as part of the General Education component. As described in Chapter 5: Students Admissions, Retention, and Support Services, freshmen students are placed according to results from either the achievement section of the College Entrance Exam (CEE) offered by the Puerto Rico College Entrance 2,000 Examination Board (CEEB), or the institutional 1,500 placement test (IPT) (see placement cut scores in Table 38 in Chapter 5). 494 IPT 470 IPT 522 IPT 1,410 CEE 1,532 CEE 1,486 CEE 1,508 CEE 2009 2010 2011 2012 301 IPT 361 IPT 1,000 500 1,336 CEE CEEB results account for three quarters of all students 0 2013 placed in basic skills courses, as can be observed in Figure 53. Prior to fall 2012, Source: Banner Student Module (WFRADMM) Figure 53. Distribution per Placement Test Type Legend: CEE-College Entrance Exam; IPT- Institutional Placement Test placement scales distributed the new admissions into preparatory and college level courses (see Chapter 5: Students Admissions, Retention, and Support Services), with laboratory sessions complementing these offerings. 201 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 In 2012, an overall review of academic programs was conducted (see Chapter 7: Educational Offerings and General Education); and among the revisions to the General Education component was the substitution of preparatory courses with college level basic skills courses, for credit, in Spanish, English, and Mathematics. Depending on CEE or IPT scores, students are currently placed in one of three levels (basic skills, intermediate, advanced) in Spanish and English courses. Students are required to approve two three-credit courses in their placement level. No further courses are required unless specified by their program curriculum. Students who fail a basic skills course must repeat it. Table 94 presents the placement distribution for 2012 and 2013. Historically, more than 95 percent of admitted students place in basic mathematics skills. These students are placed in MATH 120. Students from the School of Science and Technology scoring above the basic math cut score are placed in Pre-calculus I (MATH 130). Table 94. Basic Skills: Placement Distribution (CEEB or UNE Placement tests) Skill Course Spanish English Math Level by Year Level 1 71.5 66.5 98.2 2012 Level 2 25.0 23.1 - Level 3 3.5 10.4 - 2013 Level 1 Level 2 73.6 24.1 68.4 21.7 99.0 - Level 3 2.4 9.9 - Source: Banner Student Module (WFRADMM) To monitor student learning in basic courses, assessment measurements are carried out through institutional tests (Spanish, English, and Math) and from course assessment reports prepared by faculty members. Figure 54 presents the institutional tests results for these three basic skills courses for the past five years. The results presented for MATH 100 correspond to the preparatory course offered until 2012. The results presented for MATH 120 correspond to the new math course implemented after 2012. These results show an approximation to the benchmark of 70 for the case of Spanish and English, and for both math courses. Although course syllabi and laboratory experiences have been revised and a web-based support for Spanish and English language courses (Net-Tutor) was implemented in order to improve student learning, results have been modest. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 202 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Institutional Test results: Preparatory Mathematics (MATH 100) Institutional Test Results: Basic Spanish 100 61.23 62.73 69.38 100 69.38 62.88 80 60 40 20 66.89 2009 2010 73.09 70.54 2011 2012 40 20 0 2010 2011 2012 2013 2014 0 Institutional Test Results: Basic Mathematics (MATH 120) Institutional Test Results : Basic English 100 100 65.38 61.11 68.47 70.08 61.51 60 40 20 Mean 80 Mean 65.6 60 Mean Mean 80 80 72.2 67.6 71.5 May-13 Dec-13 May -14 60 40 20 0 0 2010 2011 2012 2013 2014 Figure 54. Institutional Test Results for Basic Skills Courses: Spanish, English, and Preparatory and Basic Mathematics (Institutional Benchmark: 70) Source: Associate Vice Chancellor’s Office of Assessment Table 95 presents the percentage of students passing rates (ABC) for basic skills courses ENGL 110-111, SPAN 111-112, and MATH 120, and the continuation course, MATH 130, for science students. These results suggest that close to two thirds of freshmen students approve first semester basic skills courses; and of these, close to two thirds approve its second semester course. Table 95. Percentage of Students Passing Basic Skills Courses with ABC. Course ENGL 110 SPAN 111 MATH 120 Fall Term 2012 2013 2012 2013 2012 2013 Grade ABC 63% 70% 60% 65% 64% 58% Course ENGL 111 SPAN 112 MATH 130 Spring Term 2013 2014 2013 2014 2013 2014 Grade ABC 74% 72% 72% 69% 81% 59% Source: Retention Office An example of assessment results obtained from course assessment reports prepared by faculty members for Basic English I and Basic English II are presented below in Figures 55 through 57. 203 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 90 86 Writing skills Infer vocabulary meaning from context Identify main idea in short reading passages Make simple inferences and express opinions 73 80 80 0 Dec-13 May-13 100 20 40 60 80 100 100 100 Percentage of students that obtained 70% or more Figure 55. Comparison of Course Assessment Results for Basic English I Source: Faculty Assessment Report 100 Percentage 80 60 40 30.8 20 38.2 26.9 26.5 19.2 8.8 21.1 14.7 1.9 5.9 0 Minimal Developing Capable 2013 Strong Exceptional 2014 Figure 56. Rubric Results for Basic English I Writing Skills Source: Associate Vice Chancellor’s Office of Assessment 100 Percentage 80 52.9 60 40.6 40 26.6 28.1 20 2.9 14.7 15.6 9.4 2.9 6.3 0 Minimal Developing Capable 2013 Strong Exceptional 2014 Figure 57. Rubric Results for Basic English II Writing Skills Source: Associate Vice Chancellor’s Office of Assessment These results suggest that students perform better in reading comprehension, than writing in English. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 204 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Basic skills courses are complemented by course laboratories given at CREE. Laboratory grade accounts for a quarter of the course final grade. As of fall 2013, over 75 percent of students successfully completed the requirement. Student support technicians monitor student attendance and Table 96. Basic Skills Labs Passing Rates (2013) progress, report to course faculty, and make referrals Fall 2013 Students % Passed as necessary. Table 96 presents laboratory passing SPAN 111 608 76 SPAN 112 68 79 SPAN 115 319 70 ENGL 110 988 74 ENGL 111 194 70 MATH 120 1040 Source: Retention Office 80 rates for year 2013. Tutoring services are provided to all basic skills courses. CREE offers services to students who are referred by faculty and advisors and walk-ins to tutoring services from Mondays to Saturdays. Success rates in courses average 78 percent. Further details are presented in Chapter 5 (Student Admissions, Retention, and Support Services). During 2010-2014, the MLLC, a DOE/Title V grant, provided learning support to students enrolled in Spanish and English courses with a team of supplemental instruction tutors available in and outside class. Students served in 2013-2014, had a 73 percent of course approvals, an increase from 2010 (70%). Support was also provided at the Supplementary Services Program, a TRIO grant program. Although the freshmen student profile is expected to improve with the College and Career Readiness Standards and Assessment from the blueprint for revising the Elementary and Secondary Education Act (ESEA) (2010), the fact is that a significant number of underprepared students are enrolled at UNE. The new General Education component needs to address this issue more strategically while revisiting the established benchmarks for success. Certificate Programs and the School of Technical Professional Studies Since 1997, the School of Technical Professional Studies has offered diverse certificates fully aligned with the institutional mission, and as such, are aimed at promoting the integral development of its student body, developing the competencies required for effective and efficient performance in the workplace, and also promoting lifelong learning. Program development responds to the needs and interests of a society oriented towards technology, service, market trends and employment demands, as reported by the PR and US Labor Statistics Bureau, field and job searches, and as documented in interviews and surveys. The school dean and associate dean are regularly monitoring the Occupational Outlook Handbook website of the US Department of Labor, 205 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 and the statistics section of Puerto Rico’s Department of Labor and Human Resources website. Once a need is identified, a committee of faculty and advisors is organized. The program is benchmarked, laws and regulations studied and a pre-proposal drafted (see template in Appendix 48). As is the case with academic degree offerings, the pre-proposal is presented at the Academic Board. Upon approval, the proposal is then drafted. The proposal is presented to the Administrative Council for approval, after which it is reviewed by the Associate Vice Chancellor of Licensing and Accreditation and submitted to the CEPR. As can be seen, the review process is rigorous and multi-level, with a variety of constituent groups, including faculty, administrators and regulating agencies. Once authorized, program information such as admission requirements and curricular sequence, are readily available in printed form and electronically, including Gainful Employment Information. Certificate programs from the School are available on the main campus and at all additional locations on the Island. Its portfolio is comprised of programs in the fields of business, criminal justice, health, education and hospitality (see Table 97). Programs marked with an “X” identify those that account for 50% or more of the technical programs enrollment per location in 2013-2014. Medical Plans Billing, Criminal Justice, Nursing, and Digital/Graphic Design are the overall leading programs. Appendix 44 presents detailed educational offerings by location and modality. The faculty recruitment Table 97. Technical Educational Offerings Technical Studies Programs Architectural Drafting CISCO Networking Computer Repair and Network Installation Criminal Justice Culinary Arts (ISHCA) degree programs (see details in Chapter 6: Faculty), as established by SUAGM Faculty Handbook, which includes a certification process, led by the School’s Dean, prior to hiring. In CR B ● ● X X Digital Graphic Design ● X ● Early Childhood Teacher Assistant (formerly Aid) Entrepreneurship ● ● ● ● ● X ● ● ● X X Hotel Operations Management Medical Plans Billing Paralegal Studies Recreational and Sports Programs Admin Total SI U X Total 2 1 2 ● ● X 5 1 X 4 ● 5 ● 3 3 X X ● ● X 6 ● ● 4 ● 2 ● 12 Y X ● ● Practical Nursing process is consistent with those for C ● ● ● 6 8 6 3 2 5 40 Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: C- Carolina; CR-Cabo Rojo; B- Barceloneta; SI- Santa Isabel; U- Utuado, now Arecibo; Y- Yauco. addition, candidates must evidence a teaching certificate as required by CEPR for all technical Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 206 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 course educators. As of 2014, there are 47 part time faculty, 85% of which have masters and doctoral degrees (Appendix 37). Below are two examples of technical programs presenting student learning expected outcomes, program goals, examples of program objectives, and program evaluation process. Technical Certificate: Practical Nursing (53 credits distributed in a 4-term curricular sequence program of study) Student Learning Expectations: Upon completion of the Program, the student will be prepared to obtain the License granted by the Puerto Rico Practical Nursing Profession Examination Board. Sample Program Goals: Prepare a highly qualified, competent and sensible practical nursing professional to meet healthcare needs; Program that satisfies the demands and needs for practical nursing professionals in the market; Promote co-curricular activities that contribute to the enhancement of this professional; Establish partnerships and alliances with the industry for mutual benefits. Sample Objectives: Comprehend the theories and background, as well as, laws and regulations of the profession; Integrate electronic systems as tools for professional and personal development; Read and write effectively; Apply critical thinking to issues, cases, practices to solve problems; Apply nursing competencies processes to patient care; Respect patient privacy Evaluation process: The institution includes the program in an evaluation timetable upon graduation of the first cohort. Priority is given to programs with higher enrollment. Technical Certificate: Dental Assistant with Expanded Functions (58 credits; 1,260 contact hours distributed in a four term course curricular sequence – approved for commencement in fall 2014) Student Learning Expectations: Upon completion of the Program, the student will be prepared to assist a dentist or orthodontist. Sample Program Goals: Prepare highly qualified dental assistants to meet healthcare needs; Program that satisfies the demands and needs for practical dental assistants in the market; Read and write effectively; integrate the use of computers for administrative purposes Sample Objectives: Assist dentist in patient care; Conduct and develop dental X rays and impressions; Develop protocols for equipment sterilization and prevention of infections; Instruct patients in oral hygiene pre and post treatments; Maintain confidentiality of patient care; Evaluation process: The institution includes the program in an evaluation timetable upon graduation of the first cohort. Priority is given to programs with higher enrollment. Certificate programs are reviewed to update information and references, and incorporate new topics, if applicable. External factors, such as changes in licensing requirements, regulatory agencies, and changes in existing professions, also generate program revisions. The School’s Dean and Associate Dean, in collaboration with part-time faculty ascribed to the program, lead the revision process. The resulting changes are submitted to UNE’s Academic Board, and if substantive, to the CEPR for approval. In 2012, the School of Technical Professional Studies changed from being administered systemically to being part of UNE’s academic structure under the Office of the Vice Chancellor of Academic Affairs. Previous to fall of 2012, the Program was led by a Vice President of Technical Studies at Central Administration, and an Assistant Dean at UNE. Since 2012, the unit is led by a Dean who is responsible for the administration and supervision of the Technical Studies programs, faculty, and services at the main campus and additional locations. Integrated Service Coordinators on campus and at all locations provide one-stop student services in coordination with the main 207 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 campus. These include services related to enrollment, financial aid, Registrar’s Office, and Bursar’s Office. In addition, two main campus academic coordinators provide academic advising. As of 2013, technical programs have an overall enrollment of 1,187 on the main campus and five additional locations. Enrollment figures have been stable since 2011. The total of UNE enrollment’s share is 8.1%, a 0.9% decrease from 2010 (see Table 98). Since 2011, fall to spring retention rates Table 98. Technical Programs Enrollment remain stable averaging 82.2% (see Table 99) for Year Location 2011 Carolina 458 Cabo Rojo 168 Barceloneta 267 Santa Isabel 165 Utuado 27 Yauco 184 Total 1,269 Source: Registrar’s Office 2012 448 150 209 118 21 186 1,132 2013 505 169 211 100 5 197 1,187 technical programs. Graduation from technical programs had a 34 percent increase in 2013, when compared to 2010, which represented 25 percent of UNE’s total graduation (see Table 100). The School ensures equitable student services delivery on its main campus and at additional locations, and access to the same services as the rest of the student population. Services include learning resources such as library, computers, and program specific laboratories, and support services such as counseling and academic advising as shown in Table 110 later on in the chapter. In keeping with new federal regulations, surveys will be conducted to determine job placement effectiveness. Table 99. Technical Programs Retention Rate Carolina Cabo Rojo 2011 79.5 89.9 2013 72 81.3 Barceloneta 79.2 88.1 72.9 Santa Isabel Utuado Yauco Total 73.7 64.3 91 82.1 54.5 86.5 84.9 87.2 81 84 75 Source: Associate Vice Chancellor of Student Retention 2011 67 Year 2012 63 2013 100 Cabo Rojo 24 27 34 Barceloneta 28 20 28 Santa Isabel Utuado Yauco Total 92 14 26 251 71 2 37 220 68 3 48 281 Location Year 2012 78.7 94.8 Location Table 100. Technical Programs Graduates Carolina Source: Registrar’s Office Technical Studies students have equal access to financial aid, and registrar and bursar services as well. Students may opt for completing additional technical programs or request admission to degree programs. Career ladder agreements until 2013 allowed transfers to undergraduate programs (see Table 101). A significant number of students (989) have benefitted from this effort since 2010. New federal regulations concerning career ladder agreements moved the institution to change its offerings to terminal programs. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 208 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 As of fall 2014, the UNE Tech facility, adjacent to the main campus, provides five classrooms; Computer Repair, Computer Walk-ins, Nursing and Dental laboratories, and administrative and student services offices. Assessment instruments administered in May 2012 and May 2013 to students in certificate programs reflect a significant satisfaction with services provided by counseling services (93%) and general satisfaction with UNE (98%). Faculty surveys reflect satisfaction with administrative services (93%), college environment (84%), classrooms (91%), and laboratories (80%). Table 101. School of Technical Professional Studies Career Ladder Agreements until 2013 Technical Studies Program Practical Nursing Computer Repair and Network Installation Recreational Leader Medical Plans Billing Hotel Operations Architectonic Draftsman Criminal Justice Digital Graphic Design Paralegal UNE School: Academic Program Health Sciences: AS Nursing IEN Business: ABA Computer Repair Support Education: BA in Recreation and Sports IEN Business: ABA Medical Secretarial ISHCA: BS Hotel Operations Technical Studies: AS Drafting Social and Human Sciences: BA Criminal Justice Social and Human Sciences: BA Social Communication on the Web Social and Human Sciences: BS Paralegal Source: Banner Student Module The School of Technical Professional Studies programs do not have a structured job placement process, nor ways to determine job placement of its graduates in order to demonstrate effectiveness. Operational budget and profit and loss tables for the School of Technical Professional Studies are presented in Appendix 55. School of Professional Studies (Accelerated Studies Program) The Accelerated Studies Program for Adults, AHORA Program, is a systemic endeavor operationalized on the main campus since 1996, and thereafter, at all additional locations. The program, ascribed to the School of Professional Studies, is centered on the guiding principles of adult learning and designed for adults to actively participate in the planning and evaluation of their own learning. Educational activities are built on the learner’s prior knowledge and experience, thus, incorporating activities that are real-world based and content-oriented. In the accelerated learning model, each class meets four (4) hours per week for five or eight week periods, plus 25 hours 209 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 scheduled for course related research projects. Study guide modules, designed by Module Preparation Specialists, contain the course outline, activities and assigned work to be completed before each class session. The School of Professional Studies is led by an Assistant Vice President and Dean who reports to the Vice President of Planning and Academic Affairs. At UNE, this position also reports to the Chancellor and is a member of UNE’s Administrative Council. At the institutional level, an Associate Dean reports directly to the Vice Chancellor of Academic Affairs, and is a member of UNE’s Academic Board. A systemic Academic Associate Dean, Faculty Director, Assessment and Research Director, and Curriculum and Instructional Design Director assist in the planning, development and expansion of the School. At institutional level, program coordinators, an Integrated Services Director, Integrated Services Officers (main campus and additional locations) and administrative staff provide student services and assist directly in the enrollment process. The mission of the School of Professional Studies is to provide educational offerings that integrate professional experiences to the academic program in order to create an interactive, challenging and dynamic setting. As of 2014, the School offers undergraduate programs in business, science, social sciences, public health, and education, with Carolina and Barceloneta leading in the number of offerings. Social Work, Management, Criminal Justice, and Psychology programs are offered in all locations in Puerto Rico, with Social Work and Management having the largest enrollment (see Table 102). The School offers graduate programs in business, social sciences, and education. The main campus and additional locations, except Arecibo, offer graduate programs, with the Strategic Management and Leadership program having the highest enrollment. Programs marked with an “X” on Table 102 identify those that account for 50% or more of the accelerated undergraduate and graduate enrollment at each location for 2013-2014. Appendix 44 presents detailed educational offerings by location and modality. Accelerated studies programs require the same number of credits as UNE regular programs. Program curricular sequence, however, are not designed in semesters, as the traditional modality, but in part of terms of five and eight weeks sessions. Course recommendations will depend on the students’ prior approved college credits. A student must have 12 or more approved or attempted college credits to be admitted. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 210 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Table 102. Accelerated Undergraduate and Graduate Programs as of 2013 Accelerated Undergraduate and Graduate Programs C CR B SI ● ● X X Accounting (U) X Management (U) X Information Systems (U) ● Marketing (U) ● ● Administrative Secretary (U) ● ● X U Y Total 3 ● ● 6 1 Health Management Services (U) ● Early Childhood Education (U) X X ● Social Work (U) X X X Criminal Justice (U) ● ● Psychology (U) ● Information Systems Management (U) Instructional Design and Technological Integration with E-Learning ● 2 ● ● 3 ● 3 ● ● 5 X ● X 6 ● X ● X 6 ● X ● ● ● 5 ● ● ● 4 ● ● ● ● ● 5 Leadership & Strategic Management (G) X X X X ● 5 Project Management (G) ● ● ● Public Policy (G) ● 3 1 ● Adult Education Bilingual Education (G) 1 X 1 Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U-Undergraduate; G-Graduate; C- Carolina; CR-Cabo Rojo; B- Barceloneta; SI- Santa Isabel; U- Utuado, now Arecibo; Y- Yauco. Academic programs that are exclusive to the School are the Bachelor degrees in Public Health and Public Affairs, and all its masters’ program offerings. Carolina serves 50 percent of undergraduate, and 41 percent of graduate students enrolled in the accelerated modality. The learning outcomes of the accelerated programs are the same as their traditional counterparts. Accelerated programs have comparable rigor, depth, and breadth with the traditional programs. The course syllabi are the same. Chapter 7: Educational Offerings and General Education, presents Teacher Preparation Program licensing pass rates results for traditional and accelerated modalities. Below are two examples of academic programs. Sample accelerated academic program: Bachelor in Public Health with major in Health Services Management. 120 Credits divided in: Gen Ed: 33crs; Core: 51; Major: 36 Student expectations: Develop a professional with the competencies required to perform effectively in a health services management settings Sample Program Goals: Develop health services managers at primary and intermediate levels with the competencies required by the industry; Prepare a professional with a holistic vision who can provide positive and proactive responses to change; Integrate timely and continuous assessment strategies to improve services; Network with health services organizations to maintain offerings that meet the industry needs, promote research and field experiences; Integrate teaching methodologies that strengthen the teaching-learning experience 211 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Sample Objectives: Prepare professionals with the competencies and skills that will enable them to be effective in the private and in the public health services field; Develop professionals with the sensibility and commitment that will enable them to communicate affectively and effectively; Prepare professionals that can perform locally and globally and propose ideas that are creative and cost effective; Develop professionals that are suited for team and collaborative work; Provide a curriculum that responds to the integral formation of the student and meet the requirements of the health services industry; Provide and enriched curricula with co-curricular and extracurricular experiences and extracurricular experiences, the proper use of technology and information. Sample accelerated academic program: Master of Strategic Management and Leadership. Contents: 39 credits Student expectations: Develop a professional with the competencies required to perform effectively in strategic management settings Sample Program Goals: Contribute to the formation of a new breed of professionals in the field of management who can assume leadership current and future positions in management; Contribute to the professional development of a specialized professional who can understand an respond to growing environments of uncertainty and increased competition; Promote research in management who can contribute to the solution of challenges in the Puerto Rican economy; Sample Objectives: Expand academic offerings in business management with emphasis in strategic fields; Meet the demand of adults with an undergraduate degree and experience who want to pursue graduate education; Network with national and international educational institutions and business to maintain highest standards of offerings. Prepare professionals with a strategic vision and awareness of the social responsibility of the business, as well as responsibility in leadership; Provide experienced professionals with the opportunity to pursue graduate studies; Promote the development of an executive who can understand institutions at local and at international level; Develop visionaries able to interpret the business setting effectively; Promote the inclination for innovations and creativity; Integrate the use of diverse technologies and information resources to maximize time and effort; Provide opportunities for internships and field experiences to promote solutions to challenges. The School of Professional Studies incorporates revision changes made to the programs in the traditional modality to the accelerated program version. For programs exclusive to the School, program revisions are a result of the assessment activities: end of course learning assessment, midpoint and capstone courses assessment, student End of Course surveys, student representatives meetings, and the Module Feedback Form. In addition to the revision of course syllabi, the School revises all modules for each course including the course description, objectives, suggested constructivist activities, textbooks and reference materials, evaluation guidelines, and course expectations. Course syllabi of the School programs are also revised based on changes in local laws, policies, software and other technological changes that impact the student’s learning process. The School has an annual Modules Development Plan which considers all the aspects mentioned above. Module revision schedules may change due to the results of these assessment activities and Institutional or external factors. The School prepares an assessment annual report presenting the assessment results of all the courses offered, and data of learning outcomes assessment. As with other academic schools at UNE, the School of Professional Studies prepares an action plan to address issues identified through the assessment process. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 212 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Currently, the accelerated program has over 2,000 students enrolled in undergraduate and graduate programs. Table 103. Accelerated Studies: Enrollment Location 2010 U G 1300 104 280 40 335 31 186 39 Year and Level 2011 2012 U G U G 1111 99 983 75 245 46 227 53 297 41 272 32 189 35 195 37 2013 U G 901 103 223 40 241 40 215 48 changes in the Federal Pell Grant Lifetime Carolina Cabo Rojo Barceloneta Santa Isabel Utuado Eligibility Use and Satisfactory Academic Yauco Process regulations. Enrollment data for Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U- Undergraduate; G-Graduate However, a decrease in the enrollment in the last four years has occurred due to 58 - 60 - 50 - 33 - 262 43 226 45 196 29 191 19 fall 2010 to fall 2013 are presented in Table Table 104. Accelerated Studies: Retention Rate 103. Both, undergraduate and graduate accelerated studies programs, reflect overall retention rate (fall to spring) increases of 3.3 % and 1.3 %, respectively (see Table 104). As of 2013, the number of undergraduate degrees conferred in accelerated programs rose 8 %, while graduate programs’ decreased by 12 % (see Location Carolina Cabo Rojo Barceloneta Santa Isabel Utuado Yauco 2010 U G 79.2 84 72.3 86 82.4 84 81.8 75 Year and Level 2011 2012 U G U G 77.5 82 82.6 89 85 90 93.1 89 77.4 87 74.5 82 86.8 79 81.4 88 2013 U G 76.4 83 80.4 100 70.1 91 86.2 82 71.4 72.1 77.8 83.3 75 75.8 96 adult education programs follows the institutional policies and procedures required for all UNE faculty, and a total of over 1,200 part-time faculty/facilitators have been certified. Faculty members/facilitators have professional experience with the trends and practices in their respective fields, and a 66.7 64.7 83 33 Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U- Undergraduate; G-Graduate Table 105. Accelerated Studies: Degrees Conferred Table 105). Faculty recruitment for accelerated 100 Location 2010 U G 236 27 42 24 40 17 Year and Level 2011 2012 U G U G 210 38 281 44 47 21 61 8 65 17 70 25 2013 U G 224 28 61 17 57 17 Carolina Cabo Rojo Barceloneta Santa 32 14 32 19 39 13 48 Isabel Utuado 12 7 7 6 Yauco 42 19 51 8 49 22 46 Total 404 101 412 103 507 112 442 Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U- Undergraduate; G-Graduate 20 8 90 master’s degree minimum (see Table 59 in Chapter 6: Faculty). As of the fall of 2014, there are four full-time faculty ascribed to the School, and 339 certified part time faculty. Attendance to professional development activities focusing on adult learning strategies, assessment, and 213 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 evaluations are mandatory (see Appendix 56, Recruitment and Development of Accelerated Studies Faculty Policy). The School of Professional Studies has in place a Faculty Professional Development Plan (ED 56). Annually, faculty receive at least 20 contact hours of professional development. Moreover, qualified faculty/facilitators are trained as Instructional Module Specialists in order to develop the instructional modules. Between 2009 and 2014, 159 professional development activities have been offered on topics of induction to the adult accelerated model, assessment, technology, research, and a diversity of ethical and legal issues (see Table 62 on Chapter 6: Faculty). Students enrolled in the School of Professional Studies are provided with one-stop services by the Integrated Service Coordinators, available on the main campus and at all additional locations. They benefit, as well, from learning resources, social-cultural activities and support services available on site. Assessment measurements of student satisfaction with services provided are obtained through a questionnaire, which is completed by the student representative chosen from each course section every end of term. Results from fall 2012 and spring 2013 reflect satisfaction with student services (87.5%), academic services (90.5%), electronic services (86.9%), and physical facilities (85.5%). The School of Professional Studies has assigned administrative facilities on the main campus as well as in each of the additional locations. In fall 2014, its administrative facilities on the main campus were relocated to the new UNE Tech building, sharing all available facilities and services. In all additional locations, accelerated programs benefit from each location’s student services, learning resources, laboratories, and infrastructure (see Table 116 below). Experiential Learning. Given that the School’s student profile is an adult with previous college and professional experience, knowledge obtained through experience (experiential learning) can be evaluated and validated as university credits. Students who express having extensive knowledge of a course content may opt for credit by passing Challenge Exams. Alternatively, students with acquired knowledge through their work experience may obtain credit by means of a Portfolio. The policies and procedures for each option are presented below: Challenge Exam Challenge exams are prepared by a full- or part-time faculty member of the School of Professional Studies. Portfolio Students must register in EXPL 101 to learn how to prepare a portfolio, and fill out an application indicating the course(s) for which credit is desired Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 214 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Challenge Exam Students must fill out an application and pay 50 percent of the course’s registration fee (non-refundable regardless of exam result). He or she will receive a copy of the course’s syllabus and study guide for the exam. Student failing the exam must register the course in question. The academic school will coordinate the grading of the exam with a full- or part-time faculty member of the area of study. Minimum passing grade is 70 percent or what the academic program has established. For standardized exams, the passing grade will be that established by the organization preparing, validating, and administering the exam. Students may take the challenge exam for a given course only once. If the exam is approved, a passing grade (P) will appear in their transcript, and the credits corresponding to the course will be awarded. Experiential Learning credits will not be considered for students’ grade point average (GPA). Credits obtained through challenge exams will not count for residency requirements. Students may obtain up to 15 percent of their academic program’s credits through challenge exams. Portfolio through the portfolio and professional experience in the area. A meeting with the course professor/facilitator will be held to discuss the student’s application prior to the first day of class. Students must prepare the portfolio following the norms and procedures presented in the course. Students must pass the course EXPL 101, but this does not guarantee receiving credit for the portfolio. Students must pay 50 percent of the course’s registration fee (non-refundable regardless of portfolio result.). He or she will receive the course syllabus, and in addition, an interview with an academic advisor to receive feedback on the portfolio draft and on the final evaluation. Portfolios will be evaluated by a full- or part-time faculty member of the School of Professional Studies. Students may prepare a portfolio for a given course only once. If it is determined that the portfolio demonstrates knowledge in the area of study a passing grade (P) will appear in their transcript, and the credits corresponding to the course will be awarded. If not, the student must register the course in question. Experiential Learning credits will not be considered for students’ grade point average. Students may receive a maximum of 24 credits through the portfolio option. All procedures related to credit for experiential learning meet the Council for Adult Experiential Learning (CAEL) guidelines and standards. The School of Professional Studies has policies defining prior-learning assessment and procedures (ED 58). Historically, very few students have opted for the challenge exam or the portfolio. In fact, from 2009 to 2014, only eleven students have opted for credit for experiential learning, of which ten were approved. To determine the effectiveness of this activity, there are various processes and steps to follow that are validated in phases. In the first phase, a survey is administered to students to determine service and counseling satisfaction levels from integrated services officials and the School’s academic advisor. In the second phase, academic advising and orientation is given to the student with the objective of analyzing mastery of knowledge acquired through previous education or work experience. Policies for experiential learning are established in the Handbook of Academic and Administrative Norms and Procedures for Undergraduate Programs (see Appendix 14). 215 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Branch Campuses UNE offers academic programs in the Ana G. Méndez Branch Campuses of MetroOrlando, South Florida, Tampa Bay, Capital Area (in Wheaton, MD), and Dallas, Texas. These multi-institutional US branch campuses are a testimony of SUAGM’s commitment to providing quality college education options for Hispanic adults in the United States. To maximize resources and efficiency, branch campuses have been organized following a university-center structure where the three SUAGM member institutions (UNE, UT, and UMET) are located at the same site. This allows for sharing of administrative, student services, and faculty resources creating a full service structure not dependent on the financial resources and enrollments generated by each institution’s programs but from the site as a whole. All academic programs are offered in the accelerated study format, as developed by the SUAGM AHORA Program, combined with the Discipline Based Dual Language Immersion Model®. This model, the first of its kind in higher education, integrates equal amount of instruction in both English and Spanish to contribute to the continued development of bilingualism throughout the students’ career. The model addresses the development of academic and social language skills to prepare a dual language professional who can demonstrate competencies in their respective field of study in Spanish and in English. The Metro Orlando branch, the first to open in 2003, serves the highest number of undergraduates, totaling 323 UNE students (51%) as of August 2014. The Tampa Bay campus, which opened in 2010, serves 135 UNE undergraduates (22%). The South Florida campus opened in 2006, and the Capital Area campus opened in 2012. Table 106 presents historical enrollment data for the four branch campuses, with Metro-Orlando, Tampa Bay and Capital Area (Maryland) reflecting positive growth, especially in the undergraduate level. The Dallas Area Campus started operations on January 19, 2015. Table 106. Branches US: Enrollment Year and Level 2010 2011 2012 U G U G U Metro Orlando 272 67 308 65 318 South Florida 111 32 128 28 133 Tampa Bay 22 44 Capital Area Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U-Undergraduate; G-Graduate Location G 50 18 - 2013 U 241 119 85 61 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este G 38 7 9 2014 U 323 93 135 75 G 32 13 17 216 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Table 107 shows that retention rates (fall to spring) vary within each branch campus. These results are compatible with the branch campuses’ student profile: a multi-cultural Hispanic adult population, with low income and low proficiency in the English language. Branch campuses will need to place particular attention to improving retention rates in the following years. The total number of undergraduate degrees conferred are increasing (34%) since 2010, but decreasing at graduate level (Table 108). Table 107. Branches US: Retention Rates Location Metro Orlando South Florida Tampa Bay Capital Area 2010 U G 77.6 83.9 85.6 88.5 82.5 87.7 - Year and Level 2011 U G 81.7 91.7 88.5 75.0 83.5 - 2012 U G 73.3 40 31.8 100 80.0 80 2013 U 68 100 65.7 65 G 42.9 80 71.4 Table 108. Branches US: Degrees Conferred Year and Level 2012 Location U G U G U G Metro Orlando 24 14 25 22 40 18 South Florida 16 9 17 10 13 10 Tampa Bay Capital Area Total 40 23 42 32 53 28 Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U-Undergraduate; G-Graduate 2010 2011 2013 U 38 20 3 61 G 6 3 9 Undergraduate and graduate academic programs currently offered are guided by the policies and procedures established by the School of Professional Studies, dual language model requirements, and applicable state regulations. Table 109 presents the academic programs offered at each branch campus. The new Dallas Area Campus offers the following programs: associate degrees in Pharmacy Technician, Electronic Technology Engineering and Technology Networking Engineering; and bachelor degrees in Hotel Management, Health Services Management, Early Childhood Education, Special Education, Psychology, and Criminal Justice. Masters’ degrees include Adult Education, Educational Leadership, Public Administration, and Bilingual Education. 217 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Student learning outcomes for UNE programs are the same as in Puerto Rico, with the added learning outcomes addressing dual language instruction. Programs marked with an “X” on Table 109 identify those that account for 50% or more of the total enrollment in each branch campus for 2013-2014. Program offerings are those identified to be of greater need and demand in each of the markets served by the branch campuses. Academic programs have the same curricular design as those offered at the School of Professional Studies in Puerto Rico. Three traditional UNE programs have been adapted to the modality offered in branch campuses. These are the associate degrees in Pharmacy Technician, Technology of Networking Electronics, and Electronic Technology Engineering. However, to meet local state regulations some required modifications were conducted by the School of Professional Studies. Branches campuses in Metro- Orlando, South Florida, and Capital Area (Maryland) have Table 109. Branches US: Undergraduate and Graduate Programs Branches Undergraduate (U) and MOC SFC TBC Graduate (G) Programs Pharmacy Technician (U) ● ● ● Electronic Tech Engineering (U) Tech Networking Engineering (U) Administrative Secretary (U) ● ● Hotel Management(U) ● ● Event and Convention ● Planning(U) Health Services Management (U) X ● X Early Childhood Education(U) ● ● Special Education(U) ● ● ● Paralegal(U) ● ● Psychology(U) X X ● Criminal Justice(U) ● Adult Education (G) ● Strategic Management & ● ● Leadership (G) Educational Leadership (G) ● ● Public Administration (G) X X Bilingual Ed. Elem Sec (G) ● CAC Total ● ● 4 1 ● 1 ● 2 3 1 ● X ● X ● ● ● ● X Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: MOC- Metro –Orlando Campus; (SFC- South Florida Campus; TBC- Tampa Bay Campus; CAC-Capital Area Campus in Maryland 4 3 4 2 4 2 2 the largest number of undergraduate academic offerings. The bachelor programs leading in student enrollment are Psychology and Health Services Management. Graduate programs are offered in all branch campuses except Tampa Bay. Leading programs are Public Administration 2 (Metro and South Florida) and 3 3 2 Bilingual Education in Maryland. Each course has its own study guide, a module designed as described for the accelerated studies program but in the dual language format (50/50). Upon admission, students undergo language placement testing and based on their English and Spanish language skills results, are placed in different language levels: preparatory, basic, 1st year, and 2nd year college level courses. Attendance to the Language E-Lab for language proficiency improvement is obligatory for students who fail to demonstrate basic knowledge in English or Spanish. Student learning and Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 218 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 program effectiveness assessment processes at branch campuses are described in Chapter 7: Educational Offerings and General Education. Below are two samples of academic programs as evidenced in the 2013-2014 Branch Campuses’ Catalogs. Sample Branch Campus undergraduate program: Bachelor in Social Sciences, Major in Psychology,120 Credits Program Goal: Prepare bilingual professionals with vast knowledge and skills that will allow to research human behavior. Emphasis in prevention and mental health care services. Comply with state and local requirements and legislature to practice the profession. Graduate Learning Outcomes: A bilingual professional academically prepared and trained to conduct a practice and contribute to the improvement of the mental health problems of the community. Sample Objectives: To provide students with an understanding of the human behavior and thought process; apply analytical and research principles effectively; apply theories and techniques in the Psychology field. Teaching Methodologies: Presentations and lectures, demonstrations, group and individual work. Description: General Education: 48, Core/Professional: 21, Major: 51 Sample Branch Campus graduate program: Master in Public Administration (MPA), Major in Public and Non-Profit Management 36 credits distributed in Core/Professional: 21, Major: 12, Capstone: 3 Program Goal: Prepare professionals to pursue careers in government, public service and non-profit organizations Graduate learning Outcomes: Set the academic environment for students to develop competencies necessary to manage information, people and finances in an environment driven by the desire to make a difference in their communities, their nation, and their world. Sample Objectives: Prepare managers with organizational acumen, technical skills, and an in-depth understanding of working in both the public and nonprofit world; Develop competencies and skills in the management in human resources, management of financial resources, organizational strategies, and the analytical techniques applied to maximizing effectiveness and efficiency in the public service and in the third sector. Foster in students a commitment to social purpose and the public interest. Branch campuses have an administrative structure that ensures institutional integrity and are responsible for the observance of norms, procedures, and policies of each of the SUAGM institutions represented. The structure also recognizes state higher education requirements, the Florida Commission for Independent Education, the Maryland Higher Education Commission, and the Texas Higher Education Coordinating Board. Branch Campuses in Florida report to the Chancellor for the Florida Campuses in acknowledgement of their more advanced stage of development and complexity. This Officer performs the duties of Chancellor on behalf and by delegation of the three institutional Chancellors. The Capital Area Campus and the Dallas Area Campus report to the Vice President for National and International Affairs, performing the same delegated functions for those branch campuses. This Vice President is directly responsible for the further development of new sites and programs at the national and international level. The Branch Campus Directors report to the respective SUAGM Officer (see Appendix 27 for organizational charts). Table 110 present facilities and staff information. As presented in Table 110, branch campuses follow the One-Stop Integrated Student Services model. Integrated student services staff are cross-trained, which allows them to meet the complex and multidimensional service needs of adult students, mostly from migrant backgrounds. Branch campuses offer activities that emphasize 219 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 cultural diversity, promoting a sense of community. These include the observance of important Hispanic holidays, art exhibitions of Hispanic artists, and workshops of diverse relevant topics for the surrounding Hispanic communities, among others. Table 110. Branch Campuses: Facilities and Staff Branch Site Building sq. ft. Classrooms Parking Laboratories Library / Learning Resource Center Student Lounge Faculty Lounge Faculty Offices Student Services Health services Other support services Extracurricular activities Metro Orlando 5601 S Semoran Blvd, St. 55, Orlando, Fl 32822, Terracota Business Park 41,553 South Florida 3520 Enterprise Way, Miramar, Fl 33025, Miramar Park of Commerce 29,849 Tampa Bay 3655 West Waters Ave. Tampa, Fl 33614, Fountain Oaks Plaza Capital Area 11006 Veirs Mill Road, Wheaton, MD 20902, WestfieldWheaton Mall 18,715 19,230 Dallas Area 3010 N. Stemmons Freeway, Dallas TX 75247 39,000 19 13 10 10 10 Branch campus are strategically located in business and commercial parks in the vicinity of the Hispanic community with available public transportation and ample unassigned parking facilities. Nursing Lab (1), Graduate Nursing Nursing Lab (1), Nursing Lab (1), Computer/Language Pharmacy Lab (1), Lab (1), Undergrad Pharmacy Lab(1), Computer Lab, Lab (3) Computer Lab, Nursing Lab (1), Computer Lab, Computer/Language Academic Lab (2) Computer/Language Pharmacy Lab (1), Computer/Language Lab Lab Computer Lab, Lab Computer /Language Lab Each campus has signed agreements with the local public school systems to provide for the use of science laboratories for biology and chemistry courses. Librarian, Librarian, Learning Librarian, Learning Librarian, Learning Learning Resources Cataloguer, 2 Assistance Assistant Specialist, Assistance Specialist, Director, Learning Learning Assistance Specialist, Library Library Assistant; Library Assistant; Assistance Specialist, Specialists, Library Assistant; Services: Services: Monday Services: Monday Services: Monday Assistant; Services: Monday thru Thurs 11am-8pm, Tues thru Thurs 10amthru Thurs 11am-10 Monday thru Friday 9am-10pm, Friday &Thurs 9am-9pm, Wed 10pm, Friday 9ampm, Friday and 9am-9pm and 9am-8pm and 9am-8pm, Friday 9am6pm and Saturdays Saturdays 9am-6 pm Saturdays from Saturdays from 6pm, Sat 5am-5pm from 8am-6pm 8am- 5pm 8am- 5pm Y Y Y Y Y Y Y Y Y Y One office, shared Shared workstations Shared workstations Shared workstations Shared workstations workstations One stop services: Integrated services staff are cross trained to provide admission, registrar, bursar, financial aid. An assigned academic advisor monitors student academic progress. Counseling and job placement. Mon thru Sat services There is an established protocol for handling health related emergencies. Flyers, bulletins and activities to disseminate information on prevention of health issues information such as flu outbreaks, vaccination information are provided. The Learning Resources Center offers individual/group workshops to support academic programs and information literacy: blackboard, APA style, business plan, behavior and ethics in the workplace, how to build a resume, job interview skills, situational leadership, negotiation, strategic planning, social media and online marketing, among others. All Branch Campuses offer activities to integrate students, faculty and the community. Although activities vary, there are several that reflect the mission and values of the institution recognizing and praising cultural diversity. Some common topics of seminars and other activities are Immigration Reform, Taxes, the U.S. Constitution, Voter Rights, International Relations, Bilingual Professionals, Hispanic Heritage Month, Black History Month, Art Gallery, Community Fair, among others. Each campus may provide evidence as to the activities and participation on the activities. Source: Records obtain-Physical Facilities and Human Resources Offices and Branches US Staff Branch campuses administrative, academic, and student services staff serve branch students from all three SUAGM institutions. Full time associates per branch are: Metro Orlando (35); South Florida (33); Tampa Bay (19), Capital Area Campus (20), and Dallas Area campus (12). Forty one staff members assist the Florida Chancellor and the Vice President for National and International Affairs in the supervision and support of all SUAGM branch campuses. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 220 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Faculty recruitment, development, and evaluation follow SUAGM policies and procedures analogous to the School of Professional Studies, but requiring candidates’ proficiency for the dual language model. Additionally, once recruited, faculty are required to attend workshops on topics such as, dual language immersion program, teaching strategies for adult learners, and assessment of student learning. The Branch Campuses are integrated into UNE’s Administrative Council through the Florida Branch Campuses Academic and Student Affairs Commission (ASAC), and the Maryland Branch Campus Academic and Student Affairs Commission (MASAC) for the Capital Area Campus. The Dallas branch campus will be similarly integrated through the Texas Academic and Student Affairs Commission (TASAC). The corresponding Commission per state fulfills the functions of UNE’s institutional Academic Board and submit their motions and recommendations to UNE‘s Administrative Council for consideration and approval. The Florida ASAC is composed of the Vice-Chancellor, the Learning Resources Directors, the Faculty Directors and eight active faculty members of the Florida Branch Campuses. MASAC and TASAC are similarly composed by the Vice President of National and International Affairs, the Campus Director, the Faculty Director, the Learning Resources Director, and three faculty members. Budget, and profit and loss statements for branch campuses are presented in Appendix 57. Additional Locations In addition to the main campus, UNE has five additional locations in strategic regions in towns outside the metropolitan area, as mentioned in the introduction: Cabo Rojo and Yauco, both established in 1990, Santa Isabel established in 2002, Barceloneta established in 2009, and Arecibo in August 2014 (previously located in Utuado). Academic offerings are selected from the main campus portfolio as they meet demands of the regional employment market, and local and adjacent community needs. Currently, Barceloneta and Cabo Rojo are the locations with the highest number of undergraduate programs, while Cabo Rojo and Yauco offer the highest number of graduate programs. Table 111 presents the undergraduate and graduate programs offered at each additional location. Programs marked with an “X” on Table 111 identify those that account for 50% or more of the total enrollment at each location during 2013-2014. When Utuado was relocated to Arecibo, three more programs were authorized: associate degree in Criminal Justice with major in Security 221 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 and Protection, associate degree in Office Systems with major in Executive Secretary with Word Processing, and a Bachelor in Business Administration with a major in Marketing. Table 112 presents enrollment data for traditional modalities (technical, associates, bachelor, and master) at additional Table 111. Additional Location Undergraduate and Graduate Programs Academic Programs AD Computer Programming (U) Management (U) AD Secretary with Medical Billing (U) AD Hotel Operations AD Culinary Arts (U) Criminology/Police Science (U) Information Systems Management (U) Early Childhood Education (U) Social Work (U) Criminal Justice (U) Psychology (U) Administrative Secretarial (U) AD Radiologic Technology (U) Medical Sonographer (U) Nursing (U) Pharmacy Technician (U) Accounting (U) Digital Angiography and Mammography (U) CT & MRI (U) Human Resources (G) Social Work (G) Criminal Justice (G) CR ● X Additional Location B SI U Y ● ● ● ● ● ● ● ● ● ● ● ● X ● ● ● X X ● ● X ● ● ● X ● ● X ● ● ● ● X ● ● Total 1 4 ● 4 1 1 2 ● ● locations. Data shows that ● ● X ● X ● 4 3 5 5 3 3 1 1 2 2 1 ● 1 X 1 2 4 4 X X ● X ● X ● Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U-Undergraduate; G-Graduate Criminal Justice (at the undergraduate level) and Social Work (at the graduate level) are the leading programs in student enrollment in the traditional modality. Moreover, undergraduate enrollment in this period (2010-2013) has increased 5.5 percent for the traditional modality. However, for the same period, graduate enrollment decreased by four percent. Table 113 shows overall enrollment data for additional locations, including traditional (technical programs, undergraduate and graduate programs), and accelerated (undergraduate and graduate) modality. These results show that the three additional locations with the highest enrollment in 2013 were Yauco, with a 33 percent of the total additional locations enrollment, Barceloneta with 30 percent, and Cabo Rojo with 17 percent. Overall graduate enrollment in additional locations has decreased by three percent for the same period (2010-2013). Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 222 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Table 112. Additional Locations’ Traditional Modality Enrollment Location Cabo Rojo Barceloneta Santa Isabel Utuado Yauco Total 2010 U 451 930 505 304 802 2,992 G 130 27 150 33 113 453 Year and Level 2011 2012 U G U G 440 119 506 114 1006 29 978 16 473 142 478 152 293 40 229 42 885 133 1018 130 3,097 463 3,209 454 2013 U G 538 116 954 7 496 165 141 24 1028 123 3,157 435 Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U-Undergraduate; G-Graduate Table 113. Overall (Traditional and Accelerated Modality) Additional Location Enrollment Year and Level Location 2010 2011 2012 2013 U G U G U G U G Cabo Rojo 888 170 855 165 904 167 969 156 Barceloneta 1574 393 1581 367 1476 320 1417 288 Santa Isabel 861 189 827 177 791 189 811 213 Utuado 382 33 380 40 300 42 179 24 Yauco 1228 156 1295 178 1419 159 1416 232 Total 4,933 941 4938 927 4,890 877 4,792 913 Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U-Undergraduate; G-Graduate In average, additional locations’ fall-to-fall undergraduate retention rates are comparable to the main campus (see retention rates for additional locations in table 114). Graduate retention rates are calculated fall-to-spring, as for branch campuses. Utuado showed low retention rates for years 2012 and 2013 due to its relocation process. Table 115 presents the number of degrees conferred for the period of 2010 to 2013. Barceloneta and Yauco lead in undergraduate degree conferrals, accounting for 59 percent of the total additional location graduates in 2013. The number of graduating undergraduate students has increased in the past two years, while for graduate students the number has decreased. Besides offering traditional undergraduate and graduate academic programs, additional locations also offer technical studies, undergraduate and graduate accelerated studies programs, and continuing education. Each additional location has the physical resources and the minimum human resources required to provide equitable student support services to all these diverse students. Staffing at additional locations is established according to the SUAGM Handbook of Additional Locations (ED 59). The handbook establishes the quantity of administrative personnel at each additional location according to its enrollment figures. For some locations this becomes a 223 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 challenge when providing services for the evening session or when administrative personnel are absent. Table 114. Additional Locations’ Retention Rates Year and Level Location 2010 2011 2012 U G U G U G Cabo Rojo 62.8 85 61.4 85 68.7 77.8 Barceloneta 67.4 90.9 63.3 100 64.8 100 Santa Isabel 72.1 92.3 63.4 97.2 66.7 100 Utuado 64.1 87.5 40.4 89.5 44.1 61.5 Yauco 70.3 78.4 75.1 85.7 72.9 86.2 2013 U G 63.1 77.4 62.6 70.0 81.3 52.2 66.2 82.5 Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U-Undergraduate, calculated fall-to-fall; G-Graduate, calculated fall-to-spring Table 115. Additional Locations’ Degrees Conferred Year and Level Location 2010 2011 2012 U G U G U Cabo Rojo 36 21 48 36 59 Barceloneta 18 15 22 10 97 Santa Isabel 104 42 42 51 46 Utuado 38 8 27 13 27 Yauco 85 25 88 27 128 Total 281 111 227 137 357 G 17 12 27 21 77 2013 U 53 114 64 31 143 405 G 13 10 15 2 23 63 Source: Associate Vice Presidency of Strategic Planning and Institutional Effectiveness Legend: U-Undergraduate; G-Graduate Students have access to learning resources such as library, computers and program specific laboratories, and support services such as counseling, academic advising and tutoring (see Table 116). Enrolled students have equal access to financial aid, registrar’s and bursar’s offices as well, in coordination with main campus. Full time faculty appointments are coordinated from the main campus and supervised by the additional location Director. Most faculty, though, are part-time appointments. The recruitment process is consistent and complies with systemic guidelines stated in SUAGM Faculty Handbook, including the certification process, previously mentioned, for part-time faculty. Each location is led by a Director who reports directly to the Chancellor and is responsible for the administration and supervision of the operation, in coordination with the main campus. In Barceloneta, the Director is assisted by an Associate Director, whereas at the other additional locations, an Academic Coordinator handles all the academic programs and services operation. Integrated Services Coordinators on all locations provide one-stop services in coordination with the main campus. An Assistant Vice President at the central level oversees the operation. See organizational charts of additional locations in Appendix 58. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 224 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Each location is set on facilities that provide a comfortable and safe campus life space (see Table 116). The recently opened Arecibo location (August 2014), has been strategically located in an industrial warehouse building in the northern region of the Island, similar to the Yauco and Barceloneta locations. Barceloneta serves a multi-institutional enrollment. Cabo Rojo and Santa Isabel are on ample campuses. All locations provide for further expansion. Table 116. Additional Locations: Facilities and Staff Additional Location facility Building sq.ft. Parking spaces Classrooms Cabo Rojo, PR Carr. 100 Sector Miradero km. 4.8, Cabo Rojo, PR Barceloneta, PR Carretera #2 Km 59 Hm 5 Sector Tiburón, Parque Intenor, Barceloneta 50,000 210 13 Computer Lab (4) & Lab tech; CREE Lab Tech (PT); Nursing, Pharmacy, Radiology, Sonography Labs Santa Isabel, PR Carr. #153 Sur, Km. 12.5 Bo. Paso Seco, Santa Isabel, PR 18,194 320 11 Computer Lab (3) & Lab tech, CREE Lab & Lab Coordinator Utuado, PR Ave. Fdo. Rivas Dominicci, Carr 111 km. 1.8 Utuado, PR 147,600 80 9 Computer Lab (3) & Lab tech; CREE Lab technician Yauco, PR Calle Santo Domingo Final #29, Yauco 22,914 52,400 233 160 12 15 Culinary Arts (1), Computer Lab (5) & Computer & Graphic Lab tech, CREE Design (1), Design & Lab & Lab Drafting (1), Coordinator, Laboratories Computer Lab (3) & Pharmacy, General Lab tech; CREE Lab Sciences, Nursing Tech (PT) Faculty 1 (FT); 77 (PT) 3 (FT); 110 (PT) 4 (FT); 78 (PT) 0 (FT); 18 (PT) 4 (FT); 114 (PT) & Librarian (2 FT), 2 & Librarian (2 FT), & Librarian & Librarian & Librarian ( 2 FT), Library (PT) ) 1 (PT) (2 FT ) (2 FT ) 1 (PT) Bookstore Yes Yes Yes Yes Yes Shared faculty Shared faculty Shared faculty Shared faculty Shared faculty Faculty Offices offices offices offices offices offices Health services Emergency services are coordinated with local health services authorities. Athletic, cultural, Organized in coordination with Student Affairs main campus and on location: Multi Cultural & Puerto Rican social activities themes, Health related, Job Placement, Conferences, Art and Book presentations, Community services Promotion/ Promotion/ Promotion/ Promotion/ Promotion/ Recruitment Officer, Recruitment Recruitment Recruitment Recruitment Officer, Integrated Services Officer, Integrated Officer, Integrated Officer, Integrated Services Coordinator (3), Services Services Integrated Coordinator (3), Admissions / Coordinator (3), Coordinator (3), Services Academic Financial Aid Admissions/ Admissions/ Coordinator (3), Coordinator, Officer, Academic Financial Aid Financial Aid Admissions/ Graduate Programs Coordinator, Officer, Academic Officer (2), Financial Aid Coordinator, AHORA Coordinator, Academic Officer, Counselor, AHORA Coordinator, AHORA Coordinator, Academic Coordinator, Student services Graduate Programs Coordinator, Graduate Coordinator, Academic advisor, Coordinator, Graduate Programs Programs Graduate Continuing Ed Counselors (2), Coordinator, Coordinator, Programs Integrated Services Continuing Ed Continuing Ed Counselor, Coordinator, Coordinator (CR/Y), Integrated Services Integrated Services Academic advisor, Counselors (2), Tech Programs Coordinator (CR/Y), Coordinator (B), AHORA AHORA Integrated Services Tech Programs Tech Programs Coordinator, Tech Coordinator, Coordinator Integrated Services Integrated Services Programs Tech Programs Coordinator Coordinator Integrated Services Integrated Coordinator Services Coordinator Source: Records obtained from Physical Facilities and Human Resources Offices, and Additional Location Staff Legend: FT-full-time; PT-part-time 225 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 An additional location opened in spring 2014 at the Carlos Rosario Charter School facilities in Washington, DC, with ten students enrolled in an Associate of Science in Culinary Arts. The program, ascribed to the José A. (Tony) Santana International School of Hospitality and Culinary Arts (ISHCA) at the main campus, responds directly to the ISHCA Dean. A Resident coordinator is responsible for all academic and administrative activities; who also coordinates general education courses and student support services with the Capital Area (Maryland) branch campus. As of August 2014, 23 students are enrolled in the Culinary Arts associate degree, with three part time specialized faculty members. The facilities include an area of 49,671 square feet, with two classrooms, one computer laboratory, and three Culinary Arts laboratories. The Associate Vice Chancellor of Assessment visits each additional location every year, accompanied by one or more members of the Institutional Effectiveness Committee. During these visits faculty and student focal groups are conducted. They also meet with the location’s Director and Academic Associate Director to discuss and give follow-up to issues included in the action plan. School of Continuing Education SUAGM is accredited as an Authorized Provider of Continuous Education and Training by the International Association for Continuing Education and Training (IACET) until 2018. In obtaining this accreditation, SUAGM has demonstrated that it meets the American National Standard Institute ANSI/IACET which is recognized internationally as a standard of good practice. Thus, the School of Continuing Education at Universidad del Este offers continuing education units (CEU) for programs that qualify under ANSI/IACET Standard. As of October 2014, the School of Continuing Education was decentralized and responds directly to UNE’s Chancellor. The essential mission of the School is to promote and support lifelong learning and the development of human potential by offering credit and noncredit courses, professional certifications, and continuing education activities. This mission is accomplished through offerings that are broad, diverse, relevant, innovative, and accessible through various modalities (See Appendix 59, Executive Order 13-2012). UNE’s School submitted the required documentation to obtain its own IACET accreditation. UNE’s School of Continuing Education provides continuing education, professional certifications, and other educational activities at individual and corporate level in the public and private sectors, government agencies, industries, and organizations. Courses are developed Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 226 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 according to identified needs in the community, and professional disciplines related to UNE’s academic programs. During 2012-2013, the School of Continuing Education offered 216 workshops on the main campus, Yauco, Cabo Rojo, and Barceloneta. Upon completion of courses, 3,184 participant certificates were awarded reflecting units earned (see Table 117). Table 117. Continuing Education Course Offerings (2012-2013) Courses Math and Sciences Partnership Program (in collaboration with the School of Science and Technology XXI Century Strategic and Administrative Leadership Substantive Ethical Foundations in Litigation and Adjudication Practical Aspects in Complaints and Grievances, Supreme Court Health Plans Audits Conflicts of Interest, Ethics and Civility Drugs: Travel towards depression The Dilemma of Lawyers Teaching Strategies and Methodologies Medical Plans Billing Conversational English Introduction to Computers Sign Language Recent Mandates and Powers Anxiety Management: Pre-Post Test Mediation: Intervention in Social Work Most Common Problems in Relationships Reactions to Mourning College Board Exam Review Executive and Administrative Seminar Balloon Decoration Law 246 of 16 December 2011 HIPAA Law Social Work Topics Latest updates on the Genogram Successful Entrepreneurship 1, 2, 3, 4 Basic Sewing Curricular Integration to Increase Academic Achievement Education of Infants and Toddlers Legal Aspects in Children and Adolescent Psychology Graduate Faculty Certification Communication and Sensory Processing Disorders: Implications Teaching English as a Second Language Northern Chapter Total Number of Workshops Participants 27 105 103 1 2 1 1 1 1 1 4 4 1 1 1 2 1 2 1 5 1 1 2 2 3 2 4 1 34 1 1 1 1 2 216 1,941 20 48 5 5 30 9 9 24 23 5 4 16 13 10 41 31 86 109 5 53 21 82 52 58 100 136 7 56 106 42 37 3,184 Source: Continuing Education Records These offerings, in alignment with the institutional mission, promote the integral development of individuals and respond to labor demands, and market and consumer needs. All continuing education courses are structured educational experiences for personal and professional 227 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 development with the academic rigor expected of a higher education institution. Courses are scheduled and promoted via presentations, flyers, electronic mail, and social networks, and prospects contact the School for information and enrollment. Although the course programming is currently available electronically, services are still not fully integrated to the Registrar and Bursar’s services. Thus, there is a total dependence on availability of staff in the School’s facilities to process enrollment and payments. Courses are structured with outlines including clear expectations of learning outcomes and content, faculty certifications and experience, evaluation and assessment results. The course outline is developed by assigned teaching resources in coordination with the School’s Program Director and Associate Dean. The process for resource recruitment is consistent and complies with systemic guidelines stipulated in the SUAGM Handbook for Continuing Education (2008) (see Appendix 60) that includes compliance with all application terms. The School’s Program Director and Associate Dean qualify and select faculty resources considering academic credentials, field experience, and teaching experience. Credentials and experience requirements vary depending on the course. External faculty resources are hired through a professional service contract, transacted by the Associate Dean. Selection for professional services is conducted by the School’s Academic Director. Faculty resource assessment is included in the end of course survey. Below are two course samples. Course: Labor Mediation: Alternative for Conflict Resolution offered in Carolina, Puerto Rico, on March 15, 2014. 6 Contact hours for 1CEU; Audience: mediators Description: Continuing education course intended for certified mediators to apply concepts and techniques to labor mediation. Important principles of mediation and conflict sources, variables that influence individuals and group behavior are reviewed. ERIA model and the Harvard model, the negotiation process in organizations and effective techniques are discussed. Include practical exercises, applying labor mediation, legislation, and ethical standards. Rationale: Social need and demand to have professionals who can effectively apply alternative conflict resolution strategies for labor mediation. Sample Objectives: Discuss important and historical aspects of labor mediation; Define what is a conflict, principles, and structure; Explain emotional and social variables in labor conflicts; Explain the negotiation process in organizations; Identify applicable Rules in labor negotiation; Apply ethics and other applicable Rules in labor mediation; Identify conflict situations in labor; Analyze cases applying the discussed concepts. Evaluation: Pre and post-tests; examples and case discussion during the course Course assessment: Overall General Satisfaction, Facilities and Facilitator 100% Excellent/Good. Course: Conflicts of Interest, ethics and civility; 4 contact hours for 0.4 CEU; Audience: lawyers Description: The course will provide participants with the necessary knowledge for the application of the rules of professional conduct of lawyers in situations where conflicts of interest are counted in highly contentious litigation as well as techniques to preserve civility in litigation. Include discussion of recent jurisprudence. Rationale: Update knowledge related to the application of the rules of professional conduct in situations where conflicts of interest are counted in highly contentious litigation as well as techniques to preserve civility in litigation. Include discussion of recent jurisprudence. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 228 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Sample Objectives: Discuss the duties and responsibilities that must be considered within a framework of absolute trust between attorney-client relationship; Identify how to avoid conflicts of interest or address them properly; Discuss how to prevent a complaint or grievance is used as a deterrent in civil litigation; Distinguish evidence that must be produced to the trial court related to a conflict of interest charged to one of the lawyers involved in litigation; Recognize what constitutes civility in litigation; Recognize how to address conflicts of interest in the Federal Court; Explain what to do when conflicts of interest arise with customers and confined about ineffective assistant argument of counsel; Evaluation: Questions and Answers; Case discussions; Course assessment: General Satisfaction, Facilities and Facilitator: 100% Excellent Main campus continuing education students benefit from the one-stop services at the Continuing Education School’s ample facility. At additional locations, enrollment is serviced by Integrated Services Coordinators available at Cabo Rojo, Yauco, and Barceloneta, with campus staff providing support in the other locations. Although campus classrooms and laboratories are available, many services are offered at participants’ sites. Profit and loss statements for the School of Continuing Education are presented in Appendix 61. Non Traditional Activities that Enhance the Learning Process School and institutional programs incorporate co-curricular and extracurricular activities and strategies that enhance student learning and development. Examples are: ENACTUS Chapter, ascribed to the IEN Business School since 2006, is an international nonprofit organization that brings together students with academic advisors and business experts to create and implement empowerment projects with social impact that contribute to the sustainable economic development of the communities served. Projects developed address needs based on economic, social, and environmental elements that affect communities. The experience not only transforms lives, it helps students develop the kind of talent and perspective that are essential to leadership in a challenging world. Outcomes for the past five years are presented in Table 118. Revenues came from institutional support, fundraising activities and donations, and in-kind donations. During the academic year 2010-11 UNE won third place in the Puerto Rico Competition, winning first place the following year, and representing Puerto Rico in the International Competition celebrated in Washington, DC that year. See ED 60 for additional information. Table 118. Student Participation and Revenues of ENACTUS Chapter for years 2009-10 to 2013-14. Year Number of Student Revenue Participants 2009-10 39 72,133 2010-11 33 220,000 2011-12 34 210,016 2012-13 53 122,295 2013-14 23 175,286 Source: Universidad del Este-ENACTUS Annual Reports Center for Empowerment and Free Enterprise (CEFE), is a service that provides training on topics of leadership skills, business planning, and technology use to students enrolled in 229 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 business associate degrees (131 students per month on average). It also provides technology and online course support to faculty through its Technological Initiative Service, serving eleven faculty members per month on average. The Center also provides technology and businessrelated workshops to the surrounding community. The organizational structure is presented in Figure 58. More information is available in ED 5. Figure 58. Organizational Structure of the Center for Empowerment and Free Enterprise (CEFE) Student Leadership Institute provides co-curricular activities that develop leadership skills. Detailed information was included in Chapter 5: Students Admissions, Retention, and Support Services. Distance Education In recent years, academic programs have begun to incorporate distance learning, responding to UNE’s mission. Former institutional goals stressed the importance of developing “…current and pertinent academic programs that respond to society’s needs”, and improving “students’ quality of life through the use of emerging technologies.” (UNE Mission, 2003). Currently, one of the revised institutional goals is to: Offer traditional and nontraditional academic programs, within the constructivist dimension of learning, that meet the interests and needs of a society oriented toward service, technology, internationalization, and research. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 230 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 At SUAGM, complete online programs are exclusively offered in Ana G. Méndez Virtual University. SUAGM also has developed specific policies for the development of distance education (Appendix 46). Faculty members must be certified before offering online courses, as stipulated in SUAGM’s policies. The procedure requires the participation in an institutional certification workshop offered by the Faculty Development Office. (ED 61 includes workshops content, attendance sheet and certification template). The established norms and procedures for UNE academic offerings apply equally to traditional and distance learning modality, ensuring the same rigor and quality. In fact, end of course assessment reports follow the same format in both modalities. At UNE, the distance education administrative structure consists of a Distance Education and Faculty Development Director, under the Office of the Vice Chancellor of Academic Affairs, a Blackboard Administrator, and an Instructional Designer (subsidized by CEFE). A total of 39 different online courses have been offered at UNE, distributed in five academic schools. Table 119 presents the course level, type of part of term, and the number of courses evaluated. Of the 26 courses offered in fall 2013, 16 have been evaluated using an institutional rubric (see ED 62). Results showed that all courses evaluated complied with at least 70 percent of rubric criteria. The rubric includes a criteria for student learning assessment. Table 119. Online Course Distribution by Academic School and Level for Fall 2013. School* Course Offered Course Level Academic Term Courses Evaluated Social and Human Sciences 1 Part of Term 1 IEN Business 8 Bachelor 3-Master 5-Bachelor Bachelor Associate Bachelor Part of Term 5 Semester Part of Term Part of Term 6 1 3 16 Health Sciences Science and Technology ISHCA Total 12 2 3 26 * The School of Professional Studies is not included. The courses available in the online modality, since academic year 2009-10 until fall 2014, are listed below per academic school: 231 IEN Business: Corporate Communication for Managers; Introduction to Business; Information Technology Service Management; Information Technology and Communications; Data Warehouse Management; E-Business; Business Continuity and Disaster Recovery Planning; New Venture Creation; Web Applications Technologies, Policy and Administration Information Security; Introduction to Accounting II; Web-based Information Architecture; Information Security and Assurance; Information Technology Managerial Decisions; Software Application Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Business Administration; Introduction to Computers and Software; Labor Relations; and Leadership/ Entrepreneurial Vision Science and Technology: Introduction to Engineering Physics; Electronic Devices; Electronic Systems; and Introduction to Engineering Social and Human Sciences: Cyber Forensics; Statistics Applied to Criminal Justice; Analysis of Puerto Rico Historical Processes; Human Sexuality; and Research Project Seminar Health Sciences: Health, Nutrition, and Prevention; Administration and Leadership in Nursing; General Sonography Review; Introduction to Nursing; Computers in Medical Information; Basic Principles of Research; Radiologic Technology Seminar Registry Review; Ethical Legal Issues in Diagnostic Imaging; and Seminar and Student Project in Medical Sonography José A. (Tony) Santana International School of Hospitality and Culinary Arts: Hospitality Ethics; Hospitality Finance; and Spreadsheet and Data Applications The number of online sections offered in Carolina and at additional locations in the last four years total 125. Table 120 presents the location at which the courses were offered and the total number of sections, per academic year. Distance education offerings represent little over one percent of UNE’s total course sections, with a total enrollment of 1,825 students, as shown in Table 121. Table 120. Online Course Sections Historical Series (2010-11 to 2013-14) Academic Year Location Carolina Yauco Total Course Sections 2013-2014 50 50 2012-2013 47 1 48 2011-2012 18 18 2010-2011 8 1 9 Total 123 2 125 Source: Assistant VP Office of Institutional Research, 2014 Table 121. Comparison of Traditional and Online Course Sections Offered and Respective Enrollment for Years 201011 to 2013-14. Academic Year 2013-2014 2012-2013 2011-2012 2010-2011 Total Total Traditional Course Sections Offered 4,065 4,189 4,185 3,911 16,350 Total Enrollment in Traditional Sections Total of Online Course Sections Offered Total Student Online Enrollment Percentage of Online Sections 86,385 86,971 84,842 79,880 338,078 50 48 18 9 125 895 580 258 92 1,825 1.2 1.1 0.4 0.2 - Source: Assistant VP Office of Institutional Research, 2014 Notwithstanding the current limited number of online course sections, UNE has identified distance education as a great opportunity for future development. Recognizing the need to Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 232 Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 strengthen its administrative structure in order to guarantee continued quality, UNE will establish the structure presented in Figure 59. Figure 59. Organizational Chart of UNE’s Distance Education Future Administrative Structure Strengths 233 A diversity of academic programs are designed to meet the employment market in Puerto Rico and the mainland with a variety of formats that allow access for traditional and nontraditional students. Student academic support services: laboratories, tutoring, advising, counseling, administrative services are available on campus, additional locations, and branch campuses for the traditional enrollment, Technical Studies, and Accelerated Studies in Puerto Rico and US branch campuses. Branch campuses: (a) provide faculty with structured workshops (minimum of 12 hours) on dual language immersion education, and accelerated studies for adult education; (b) provide one-stop student services focused on cultural diversity; (c) have a strong community outreach program; (d) are continually improving their physical facilities, to provide an optimum environment for the educational processes and for its administrative personnel; and (e) place students in Spanish and English based on various placement tests specially aligned for undergraduate and graduate levels (see Chapter 7: Educational offerings and General Education). Continuing education non-degree educational offerings have benefited from SUAGM’s IACET accreditation and is in the process of obtaining its own accreditation. Accelerated Studies Programs serve a predominantly adult population in Puerto Rico, while Branch Campuses serve Hispanics adults on the mainland with the addition of the Disciplined Based Dual Language Immersion Model. Upon admission, freshmen are placed into levels of basic skills courses according to placement scores. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report - Chapter 8: Related Educational Activities MSCHE 2015 Technological tools are being effectively used to track, document and assess services in branch campuses and at additional locations. Challenges Technical Studies need to conduct surveys to determine job placement of its graduates in order to comply with recent federal regulations. Continuing Education services are not fully integrated to the institutional student services offices, relying exclusively on the School staff and schedules. The number of human resources at additional locations for academic and student services depend on enrollment figures, as established in the SUAGM Handbook of Additional Locations. Assessment results of educational offerings of online and other forms of distributed learning are not integrated to UNE’s Assessment dashboard. Branch campuses have not developed a structured retention model, or implemented an effective student tracking and follow-up system, needed to improve adult learner retention rates. Branch campuses have not considered adapting or developing new academic programs targeted to the particular demands of the regions served. Distance education administrative structure will be insufficient as this modality develops. Recommendations Incorporate strategies and resources for job placement processes, and graduate student follow-up for Technical Certificate Programs. Expand student services to include continuing education participants. Request a revision of the staffing parameters established in the SUAGM Handbook of Additional Locations. Document and incorporate to UNE’s Assessment Webpage all online and other forms of distributed learning, assessment, and evaluation results. Appoint a multi-institution committee to address the issue of developing a structured adult learner retention model to improve retention rates in US branch campuses and coordinate the development of targeted academic programs. Ensure the development of UNE’s distance education administrative structure. Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 234 Conclusions Universidad del Este Self-Study Report- Conclusions MSCHE 2015 Conclusions The self-study process provided the opportunity of reflecting on the institution’s development in the past ten years, and has reaffirmed the inclusion of the elements: internationalization, entrepreneurship, community engagement, and research in UNE’s mission statement and goals. The mission review process was highly participative, involving most of the full-time faculty, a considerable number of part-time faculty, students from the main campus and additional locations, administrative staff, and representatives from the greater community. The most significant initiatives and activities that the institution has undertaken to move towards internationalization have been: (a) the establishment of the Office for International Affairs, with one of its goals being to encourage students to participate in international internships; and through the Gilman Scholarship among others, students have been able to broaden their horizons in places such as Perú, China, India, and Finland; (b) participation in the Internationalization Laboratory of the American Council of Education, (c) the establishment of a Multi-Language Learning Center, (d) the creation of the Student Exchange Program, and (e) to broaden students and faculty’s global vision through the invitation of Fulbright Scholars to the institution. The institution feels ready now to begin encouraging its faculty members to participate as visiting scholars in universities abroad, and to undertake the internationalization of the curriculum. An important priority for UNE in recent years, and especially for Chancellor MaldonadoRuiz, is developing in students an entrepreneurial way of thinking considering the state of the local and global economy. One of the first changes was the expansion of the Career and Employment Center’s mission to include innovation and entrepreneurship, thus changing its name to Center for Innovation, Employment, and Entrepreneurship. The School of Business Administration incorporated entrepreneurship in their curricula and changed its name to The Business School for Innovation and Entrepreneurship. Other endeavors include the creation of an UNE student chapter of ENACTUS that has developed a number of projects contributing to the sustainable economic development of the communities served. Also, since 2007, the institution hosts the Inventors and Entrepreneurs Forum providing workshops, advice, and the opportunity for the dissemination of prototype inventions to members of the external community. While faculty involvement in community service has historically been promoted, UNE has continued increasing its relations with the external community through INTENE, the Preschool Educational Center, UNE-Salud, as well as the Inventors and Entrepreneurs Forum Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 235 Universidad del Este Self-Study Report- Conclusions MSCHE 2015 mentioned earlier. In addition, the institution has been involved in the development of an Institute for the Development of Spirituality and a Service Learning project. UNE is primordially a teaching institution. In the past ten years, however, research initiatives have begun to emerge triggering the inclusion of research as part of its mission, and recognizing it as an institutional priority. Although still in a capacity-building stage, research endeavors have been promoted among faculty by providing seed money through PIFI, recruiting faculty researchers, and providing publishing space in UNE’s indexed journal Ámbitos de Encuentros. Undergraduate research has also been a priority, developed through institutional and federally-funded initiatives (PIFI, NIH-MBRS-RISE, DHS, RIMI-VÍAS), thus providing students the opportunity of disseminating their work in local, national, and international congresses. The road towards becoming a research-teaching institution is long, and the percentage of full-time faculty with doctoral degrees is still low, but the institution is committed to continue increasing the existing 47 percent. Continued efforts will also be made to increase faculty participation in academic and scientific research, and the number of externally-funded projects. UNE recognizes the importance of having a highly qualified full- and part-time faculty, and as such dedicates considerable effort in faculty recruitment, development and evaluation processes. For the recruitment process several new types of full-time faculty contracts have been developed, including research multiannual, and annual contracts. Furthermore, given the existing high ratio between part- and full-time faculties, the recruitment procedure for full-time faculty has been adapted for the part-time faculty, in that way ensuring comparable quality. The institution expends considerable effort and funding to faculty development recognizing the importance of pedagogical and technological skills, among others. In recent meetings full- and part-time faculty have voiced dissatisfaction with contractual, physical infrastructure and academic issues. Steps were taken to clarify misunderstandings in some contractual issues, and academic deans will be addressing academic and infrastructure issues. As important as qualified faculty for effective teaching-learning process is the offering of academic programs with the rigor, depth, and breadth required of a higher education institution. UNE has continued developing certificate programs, associate, bachelor, and master’s degree programs, and accelerated studies for the non-traditional student population. In fact, in 2014 UNE received a new Carnegie classification as Master’s- Larger Programs. On the branch campuses accelerated programs are offered with the Discipline Based Dual language Immersion Model, which was awarded in 2012 the Examples of ¡Excelencia! Award by the White House. Student learning assessment results at the course, programmatic, and institutional level have 236 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este Universidad del Este Self-Study Report- Conclusions MSCHE 2015 been instrumental to measure program effectiveness, as well as external measurements such as licensing tests pass rates. Two academic schools and the School of Continuing Education hold programmatic accreditations of all their offerings, while the School of Education received the TEAC accreditation for its teacher preparation programs this past October. The Social Work graduate program from the School of Social and Human Sciences has also been conferred accreditation by CSWE. The institution holds as a priority the programmatic accreditation of its academic offerings and has invested funds to improve physical facilities of health sciences programs in route to obtaining national accreditations as well. UNE has prepared a programmatic accreditation schedule for the following years. Another continued priority is improving institutional retention and graduation rates. Future developments include expanding the online education modality. The analysis of admissions, financial aid, and student support services system undertaken demonstrate strength in most aspects of the process. UNE’s student population profile has not changed significantly in terms of the percentage of academically underprepared freshmen and their financial needs. The proposed General Education curriculum must address this academic issue. The institution also has to ensure financial aid practices that will permit students’ degree completion. UNE maintains high-quality and continually evolving information and technological infrastructure to provide learning resources, instructional equipment, and services to UNE and the surrounding community. Highly qualified human resources have made possible the advancement in the use of technological tools and information technology for educational and assessment purposes. Guided by the institutional mission, in the past decade major new physical infrastructure and improvements on existing facilities have been fundamental to all educational programs. Physical and technological infrastructure priorities, however, have postponed the much needed construction of student spaces, including recreational areas, on the main campus and at additional locations. Carolina’s master plan contemplates developments in this area. Assessment is an institutional priority, developing a three-level assessment model (institutional, programmatic, and course level) since 2004, with a demonstrated sustainability, across-the-board faculty participation, and ample dissemination of assessment results through UNE’s website and faculty and administrative staff meetings. The achievement of UNE’s mission and goals has been more easily demonstrated thanks to the alignment of assessment results with indicators of institutional effectiveness. Moreover, since 2010, the institution as a whole (main campus and additional locations) has been able to clearly connect assessment Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este 237 Universidad del Este Self-Study Report- Conclusions MSCHE 2015 results with planning, resource allocation and budgeting processes through the creation of the Institutional Effectiveness Committee. This Committee has been vital in ensuring a meaningful articulation between the institutional mission and goals and the five-year strategic and annual plans, while recommending resource allocation and budgeting to address identified needs. Assessment at UNE is aiming towards incorporating student-tracking electronic platforms to further improve the student learning assessment process and electronic platforms to compile faculty development data. In summary, the self-study process has revealed UNE’s significant progress in the past decade. It is evident that improvements in academic programs, assessment processes, physical and technological infrastructure, faculty recruitment, development and evaluation processes, student services, and the meaningful articulation between planning, resource allocation, budgeting and assessment results have been guided by the institutional mission and goals. UNE recognizes the need to overcome the challenges discussed in this self-study, yet the path to follow is clear and within reach. 238 Copyright ©2015 Sistema Universitario Ana G. Méndez-Universidad del Este SISTEMA UNIVERSITARIO ANA G. MÉNDEZ Universidad del Este
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